MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC

HTTP://WWW.MOUNTAINLAKEINVEST.COM MILL VALLEY, CA Investment Advisor How do I update this listing?

Also known as:

  • MOUNTAIN LAKE GROUP
  • KATAHDIN CAPITAL

Mountain Lake Investment Management is based out of Mill Valley. Mountain Lake Investment Management is a large advisory firm with 2 clients and discretionary assets under management (AUM) of $274,111,326 (Form ADV from 2019-03-29). Their last reported 13F filing for Q1 2019 included $272,745,000 in managed 13F securities and a top 10 holdings concentration of 74.0%. Mountain Lake Investment Management's largest holding is SPDR S&P 500 ETF Trust with shares held of 100,000. Mountain Lake Investment Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 56 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $272.745 Million
  • Prior Market Value $182.378 Million
  • New Purchases11 stocks
  • Additional Purchases4 stocks
  • Sold out of7 stocks
  • Reduced holdings in6 stocks
  • Top 10 Holdings % 74.00 %
  • Turnover % [1]:78.26%
  • Turnover Alt % [2]: 34.13 %
  • Time Held Top20:3.65 quarters
  • Time Held Top10:2.40 quarters
  • Time Held All:3.52 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: -1.62%
Performance Last 4 Quarters: -16.49%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR/A (Subscription required)
  • 2016-12-31 - 13F-HR/A (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR/A (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR/A (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR/A (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR/A (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC
Classified as Hedge Fund
100 SHORELINE HIGHWAY SUITE B390
MILL VALLEY CA    94941
Country: United States

Business Phone: 415-322-6200
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 2
Amount of client funds and securities by related persons: 274,111,000
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
CANTOR, MITCHELL, EDWARD MEMBER 06/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WATERFORD MANAGEMENT, LLC MEMBER OF WATERFORD MANAGEMENT LLC direct 2000-12-01
KATAHDIN CAPITAL, LLC CHIEF EXECUTIVE OFFICER direct 2001-05-01
MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC MEMBER direct 2001-06-01
WEISS, PECK & GREER, L.L.C. TERMINATED direct 2000-01-01 2001-04-12
CORONADO, PATRICIA, JEANETTE MEMBER 01/01/2004 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MOUNTAIN LAKE GROUP LLC MEMBER direct 2004-01-01
KATAHDIN CAPITAL, LLC MEMBER direct 2006-01-01
MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC MEMBER direct 2004-01-01
CHEUK, EUGENE, YUI-CHUNG CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER 05/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER direct 2012-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
MOUNTAIN LAKE PARTNERS LP United States 805-4870908868 Hedge Fund 265,442,421 1,000,000
MOUNTAIN LAKE REAL ESTATE FUND I LP United States 805-2496861610 Real Estate Fund 8,668,905 0 Fund of Funds

MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC

ownership team - last updated 2017-06-28
Name Title Start Date Direct/Indirect % Ownership
CANTOR, MITCHELL, EDWARD MEMBER 06/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WATERFORD MANAGEMENT, LLC MEMBER OF WATERFORD MANAGEMENT LLC direct 2000-12-01
KATAHDIN CAPITAL, LLC CHIEF EXECUTIVE OFFICER direct 2001-05-01
MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC MEMBER direct 2001-06-01
WEISS, PECK & GREER, L.L.C. TERMINATED direct 2000-01-01 2001-04-12
CORONADO, PATRICIA, JEANETTE MEMBER 01/01/2004 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MOUNTAIN LAKE GROUP LLC MEMBER direct 2004-01-01
KATAHDIN CAPITAL, LLC MEMBER direct 2006-01-01
MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC MEMBER direct 2004-01-01
CHEUK, EUGENE, YUI-CHUNG CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER 05/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER direct 2012-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
MOUNTAIN LAKE PARTNERS LP United States 805-4870908868 Hedge Fund 290,967,038 1,000,000
MOUNTAIN LAKE REAL ESTATE FUND I LP United States 805-2496861610 Real Estate Fund 11,261,837 0 Fund of Funds

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