KKR CREDIT ADVISORS (US) LLC

HTTPS://KKRESG.COM/ • SAN FRANCISCO, CA • Investment Advisor • Hedge Fund • Activist Investor
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KKR Credit Advisors (us) is based out of San Francisco. KKR Credit Advisors (us) is a hedge fund with 173 clients and discretionary assets under management (AUM) of $176,015,975,844 (Form ADV from 2023-03-31). Whalewisdom has at least 8 13F filings, 27 13D filings, 2 13G filings, and 4 Form 4 filings

03/31/2023

13F Sector Allocation Over Time

Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

KKR CREDIT ADVISORS (US) LLC
Classified as Hedge Fund
555 CALIFORNIA STREET 50TH FLOOR
SAN FRANCISCO CA    94104
Country: United States
Business Phone: 415-315-3620
Fax: 415-391-3330
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 470
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,MANAGEMENT FEES
Amount of client funds and securities: 30,782,800,000
Total Number of Clients: 173
Amount of client funds and securities by related persons: 30,782,800,000
Total Number of clients from related persons: 76
Disclosures: 11.C (2),11.C (4),11.C (5)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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KKR CREDIT ADVISORS (US) LLC

ownership team - last updated 2023-03-31
Name Title Start Date Direct/Indirect % Ownership
KOHLBERG KRAVIS ROBERTS & CO. L.P. MEMBER OF KKR CREDIT ADVISORS (US) LLC 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP MEMBER indirect 2012-10-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER direct 2012-10-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER OF PRISMA CAPITAL PARTNERS LP direct 2012-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2004-08-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2004-06-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-06-01
KKR FINANCIAL LLC MEMBER direct 2004-07-01
KKR CREDIT ADVISORS (US) LLC MEMBER OR KKR CREDIT ADVISORS (US) LLC direct 2004-07-01
KKR ASSET MANAGEMENT LLC MEMBER OR KKR ASSET MANAGEMENT LLC direct 2004-07-01
ALLIANT RETIREMENT SERVICES PARENT COMPANY AND GENERAL PARTNER indirect 2013-01-01
ALLIANT RETIREMENT SERVICES OWNER indirect 2013-01-01
ALLIANT RETIREMENT SERVICES PARENT COMPANY indirect 2013-01-01
ODONNELL-BUTNER, ANNETTE, JANE CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP CHIEF COMPLIANCE OFFICER direct 2016-03-01
KKR CREDIT ADVISORS (US) LLC CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2009-03-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC CHIEF COMPLIANCE OFFICER direct 2009-03-01
KKR ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER OF KKR ASSET MANAGEMENT LLC direct 2009-03-01
GREENHILL, NOAH, DAVID GENERAL COUNSEL OF KKR CREDIT ADVISORS (US) LLC 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC) direct 2007-03-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2007-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL direct 2007-10-01
VAN HORN, JEFFREY, BRIAN CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2015-03-01
Sheldon, Christopher, Andrew HEAD OF CREDIT 01/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC HEAD OF LEVERAGED CREDIT FOR KKR CREDIT ADVISORS (US) LLC direct 2018-01-01
HICKEY, GREGORY, PATRICK HEAD OF CREDIT OPERATIONS 02/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC HEAD OF CREDIT OPERATIONS direct 2022-02-01
KKR GROUP CO. INC. SHAREHOLDER OF KKR GROUP HOLDINGS CORP. KKR GROUP HOLDINGS CORP. 12/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2009-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC LIMITED PARTNER indirect 2010-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2009-07-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER indirect 2010-07-01
BLACKGOLD CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2009-07-01
BLACKGOLD CAPITAL MANAGEMENT LP LIMITED PARTNER indirect 2010-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. LIMITED PARTNER indirect 2010-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2009-07-01
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER indirect 2010-07-01
KKR HOLDCO LLC SOLE MEMBER OF KKR & CO. GP LLC KKR & CO. GP LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR REGISTERED ADVISOR LLC SOLE MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR GROUP HOLDINGS CORP. GENERAL PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (IRELAND) UNLIMITED COMPANY SHAREHOLDER OF KKR FUND HOLDINGS LIMITED indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR MANAGEMENT HOLDINGS CORP. indirect 2018-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR FUND HOLDINGS GP LIMITED indirect 2018-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR FUND HOLDINGS L.P. indirect 2018-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER KKR MANAGEMENT HOLDINGS CORP., SHAREHOLDER KKR FUND HOLDINGS GP LIMITED, GENERAL PARTNER KKR FUND HOLDINGS L.P. indirect 2018-07-01
KKR GROUP HOLDINGS CORP. GENERAL PARTNER OF KKR GROUP HOLDINGS L.P. KKR GROUP HOLDINGS L.P. 05/01/2022 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (IRELAND) UNLIMITED COMPANY SHAREHOLDER OF KKR FUND HOLDINGS LIMITED indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR MANAGEMENT HOLDINGS CORP. indirect 2018-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR FUND HOLDINGS GP LIMITED indirect 2018-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR FUND HOLDINGS L.P. indirect 2018-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER KKR MANAGEMENT HOLDINGS CORP., SHAREHOLDER KKR FUND HOLDINGS GP LIMITED, GENERAL PARTNER KKR FUND HOLDINGS L.P. indirect 2018-07-01
KKR & CO. GP LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KOHLBERG KRAVIS ROBERTS & CO. L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR REGISTERED ADVISOR LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR & CO. INC. SHAREHOLDER OF KKR GROUP CO. INC. KKR GROUP CO. INC. 05/01/2022 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MARSHALL WACE NORTH AMERICA L.P. SHAREHOLDER indirect 2022-05-01
KKR GROUP HOLDINGS L.P. LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. indirect 2020-01-01
KKR GROUP PARTNERSHIP L.P. LIMITED PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KKR GROUP CO. INC. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01
KKR GROUP PARTNERSHIP L.P. SOLE MEMBER OF KKR HOLDCO LLC KKR HOLDCO LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
KKR CAPITAL PARTNERS (EEA) UNLEVERED SCSP Luxembourg 805-2815262327 Private Equity Fund 0 10,000,000
KKR CAPITAL PARTNERS L.P. United States 805-5699166326 Private Equity Fund 400,000,000 10,000,000
KKR REVOLVING CREDIT PARTNERS EUROPE II SCSP Luxembourg 805-8037296539 Private Equity Fund 0 10,000,000
KKR US HIGH YIELD BOND FUND Ireland 805-8108745219 Hedge Fund 207,682,911 1,000,000
KKR US BROADLY SYNDICATED LOAN FUND Ireland 805-2196507730 Other Private Fund CREDIT INVESTMENT FUND 222,779,947 1,000,000
KKR CAPITAL PARTNERS (EEA) SCSP Luxembourg 805-9726289593 Private Equity Fund 130,000,000 10,000,000
KKR US CLO EQUITY PARTNERS III L.P. Cayman Islands 805-3886178234 Private Equity Fund 57,709,000 100,000 Master Fund
KKR-KULTALA CO-INVESTMENTS L.P. Canada 805-1769408536 Private Equity Fund 200,000,000 0
KKR MULTI-ASSET CLASS CREDIT FUND Ireland 805-3931078681 Other Private Fund CREDIT INVESTMENT FUND 142,720,966 1,000,000
KKR EUROPEAN BROADLY SYNDICATED LOAN FUND Ireland 805-4019734540 Other Private Fund CREDIT INVESTMENT FUND 121,050,337 1,000,000
KKR GLOBAL STRUCTURED CREDIT FUND Ireland 805-5507736115 Other Private Fund CREDIT INVESTMENT FUND 104,477,107 1,000,000
KKR LENDING PARTNERS EUROPE III (EURO) SCSP Luxembourg 805-8764194904 Hedge Fund 349,548,210 5,000,000
KKR EUROPEAN HIGH YIELD BOND FUND Ireland 805-4973064288 Hedge Fund 97,416,476 1,000,000
KKR GLOBAL CREDIT OPPORTUNITIES FUND (AUD) Australia 805-1287811818 Private Equity Fund 17,016,490 300,000
KKR DISLOCATION OPPORTUNITIES (EEA) FUND SCSP Luxembourg 805-2362317366 Hedge Fund 924,809,000 1,000,000 Master Fund
KKR CREDIT SELECT (DOMESTIC) FUND L.P. Cayman Islands 805-9876394694 Hedge Fund 25,156,000 0
KKR SPN CREDIT INVESTORS L.P. Cayman Islands 805-9974615041 Hedge Fund 1,769,000 0
KKR US CLO EQUITY PARTNERS II L.P. Cayman Islands 805-1287327860 Private Equity Fund 65,118,000 0
KKR-NYC CREDIT A L.P. United States 805-5261245609 Private Equity Fund 592,021,000 0
KKR-MILTON CAPITAL PARTNERS L.P. Cayman Islands 805-2038478871 Private Equity Fund 20,093,000 0
KKR REVOLVING CREDIT PARTNERS EUROPE SCSP Luxembourg 805-9075456255 Hedge Fund 505,644,000 0
KKR ASSET-BASED FINANCE PARTNERS (EEA) SCSP Luxembourg 805-9277189618 Hedge Fund 1,199,828,000 10,000,000 Master Fund
KKR-CARDINAL CREDIT OPPORTUNITIES FUND L.P. United States 805-1350153063 Hedge Fund 159,824,000 0
KKR GOLDFINCH L.P. United States 805-8401378416 Hedge Fund 361,002,000 0
KKR EUROPEAN RECOVERY PARTNERS L.P. Cayman Islands 805-9685079780 Hedge Fund 166,294,000 0
KKR LENDING PARTNERS L.P. United States 805-6670640494 Hedge Fund 51,710,000 0 Master Fund
KKR TFO PARTNERS L.P. Cayman Islands 805-9996230896 Hedge Fund 285,947,000 0
KKR-NYC CREDIT C L.P. United States 805-5426451769 Private Equity Fund 191,243,000 0
KKR-KEATS CAPITAL PARTNERS L.P. Cayman Islands 805-6435814564 Other Private Fund PRIVATE INVESTMENT FUND 3,677,000 0
KKR SPECIAL SITUATIONS (EEA) FUND II L.P. United Kingdom 805-8934710798 Hedge Fund 1,011,347,000 0 Master Fund
KKR LENDING PARTNERS III L.P. United States 805-6374705674 Hedge Fund 2,982,840,000 0 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) EURO L.P. United Kingdom 805-3097983240 Hedge Fund 122,992,000 10,000,000 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II L.P. United States 805-9864356279 Hedge Fund 527,944,226 10,000,000 Master Fund
KKR SKYLINE CO-INVEST L.P. Canada 805-7978729614 Private Equity Fund 165,066,886 0
KKR LENDING PARTNERS IV (EEA) UNLEVERED SCSP Luxembourg 805-7276556043 Hedge Fund 0 10,000,000
KKR DISLOCATION OPPORTUNITIES (DOMESTIC) FUND L.P. Cayman Islands 805-5137379474 Hedge Fund 1,688,156,000 1,000,000 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) L.P. United Kingdom 805-4300865089 Hedge Fund 1,092,880,000 10,000,000 Master Fund
8 CAPITAL PARTNERS L.P. Cayman Islands 805-8236548194 Private Equity Fund 18,725,000 0
KKR GLOBAL CREDIT OPPORTUNITIES MASTER FUND L.P. Cayman Islands 805-8912110746 Hedge Fund 2,478,032,000 10,000,000 Master Fund
KKR SPECIAL SITUATIONS (DOMESTIC) FUND II L.P. Cayman Islands 805-6540497403 Hedge Fund 742,042,000 0 Master Fund
KKR PIP CREDIT INVESTORS LLC United States 805-5439696082 Hedge Fund 13,223,000 0
KKR CREDIT PARTNERS L.P. Canada 805-2155089096 Private Equity Fund 1,442,000 0
KKR MEZZANINE PARTNERS I L.P. United States 805-5410045199 Private Equity Fund 152,503,000 0 Master Fund
KKR GLOBAL CREDIT DISLOCATION (CAYMAN) LTD. Cayman Islands 805-7149416444 Hedge Fund 130,000 200,000,000 Master Fund
SPIRAL HOLDING S.C.A. Luxembourg 805-1183563422 Private Equity Fund 232,261,000 0
KKR US CLO EQUITY PARTNERS L.P. Cayman Islands 805-6797458399 Private Equity Fund 42,586,000 0
KKR MEZZANINE PARTNERS I SIDE-BY-SIDE L.P. United States 805-1855525388 Private Equity Fund 1,829,090 100,000
KKR LENDING PARTNERS EUROPE (GBP) UNLEVERED L.P. United Kingdom 805-7253684189 Hedge Fund 53,000,000 0
KKR-MILTON CAPITAL PARTNERS II L.P. Cayman Islands 805-3640376462 Private Equity Fund 264,836,000 0
KKR SPECIAL SITUATIONS (OFFSHORE) FUND L.P. Cayman Islands 805-7308832225 Hedge Fund 251,809,000 0 Master Fund
KKR ASSET-BASED FINANCE PARTNERS L.P. United States 805-7406742206 Hedge Fund 919,779,000 10,000,000 Master Fund
KKR LENDING PARTNERS EUROPE (EURO) L.P. United Kingdom 805-1559461402 Hedge Fund 39,178,000 120,048 Master Fund
KKR EUROPEAN CREDIT OPPORTUNITIES FUND II Ireland 805-5168189700 Other Private Fund CREDIT INVESTMENT FUND 109,291,633 0
KKR CLO 19 LTD. Cayman Islands 805-5240705115 Securitized Asset Fund 435,328 250,000
KKR CENTRAL PARK LEASING AGGREGATOR L.P. United States 805-9792932986 Private Equity Fund 68,189,000 0
RR-RW CREDIT L.P. United States 805-5788737876 Hedge Fund 258,448,000 0
KKR EUROPEAN SPECIAL OPPORTUNITIES LIMITED Cayman Islands 805-7926212230 Private Equity Fund 27,372,000 0
KKR LENDING PARTNERS IV (UNLEVERED) L.P. United States 805-9907439935 Hedge Fund 0 10,000,000 Master Fund
KKR LENDING PARTNERS IV L.P. United States 805-3281455555 Hedge Fund 1,117,339,000 10,000,000 Master Fund
KKR-CDP PARTNERS L.P. Cayman Islands 805-1508352636 Hedge Fund 118,374,000 0 Master Fund
KKR-PBPR CAPITAL PARTNERS L.P. United States 805-7747557093 Hedge Fund 13,257,000 0
KKR-VRS CREDIT PARTNERS L.P. United States 805-6732088393 Hedge Fund 530,872,000 0
KKR MACKELLAR PARTNERS L.P. Cayman Islands 805-9558977380 Private Equity Fund 189,000 0
KKR LENDING PARTNERS II L.P. United States 805-4921665105 Hedge Fund 257,286,000 0 Master Fund
ABSALON LOAN FUND Ireland 805-2082439100 Other Private Fund CREDIT INVESTMENT FUND 1,522,277,275 0
KKR TACTICAL VALUE SPN L.P. Cayman Islands 805-6835738965 Hedge Fund 575,372,000 0 Fund of Funds
KKR DEBT INVESTORS II (2006) (IRELAND) L.P. Ireland 805-2602219320 Private Equity Fund 13,772,000 0
KKR CLO 35 LTD. Cayman Islands 805-1322492983 Securitized Asset Fund 488,720,762 250,000
KKR OPPORTUNITIES (DOMESTIC) FUND II SCSP Luxembourg 805-6998505434 Hedge Fund 1,388,438,000 0 Master Fund
KKR OPPORTUNITIES (EEA) FUND II SCSP Luxembourg 805-9726160017 Hedge Fund 917,688,000 0 Master Fund
KKR-MILTON CO-INVESTMENTS II L.P. Cayman Islands 805-5201643166 Private Equity Fund 696,858,000 0
KKR REVOLVING CREDIT PARTNERS L.P. Cayman Islands 805-6662029295 Hedge Fund 510,017,000 25,000,000 Master Fund
KKR-MILTON OPPORTUNISTIC CREDIT FUND L.P. Cayman Islands 805-6230210706 Hedge Fund 383,136,000 0
KKR SPECIAL SITUATIONS (DOMESTIC) FUND L.P. Cayman Islands 805-3032261296 Hedge Fund 137,306,000 0 Master Fund
KKR LENDING PARTNERS EUROPE (USD) L.P. United Kingdom 805-2929944682 Hedge Fund 233,622,000 0 Master Fund
KKR LENDING PARTNERS EUROPE II (USD) SCSP Luxembourg 805-7023165135 Hedge Fund 742,239,000 1,000,000 Master Fund
KKR-JESSELTON HIF CREDIT PARTNERS L.P. Cayman Islands 805-3170611650 Hedge Fund 196,364,000 0
KKR-UWF DIRECT LENDING PARTNERSHIP L.P. United States 805-7986174419 Hedge Fund 306,119,000 0
LOTUS AGGREGATOR LIMITED Cayman Islands 805-1016905835 Private Equity Fund 1,441,000 0
KKR DRAGON CO-INVEST L.P. United States 805-7471254512 Private Equity Fund 0 0
KKR-MILTON CO-INVESTMENTS III L.P. Cayman Islands 805-9721744597 Private Equity Fund 306,800,000 0
KKR-NYC CREDIT B L.P. United States 805-4032846315 Private Equity Fund 707,541,000 0
KKR LENDING PARTNERS EUROPE (EURO) UNLEVERED L.P. United Kingdom 805-8141809321 Hedge Fund 92,833,000 0
KKR REVOLVING CREDIT PARTNERS II L.P. United States 805-3763734017 Hedge Fund 1,079,063,000 25,000,000 Master Fund

KKR CREDIT ADVISORS (US) LLC

ownership team - last updated 2022-11-07
Name Title Start Date Direct/Indirect % Ownership
KOHLBERG KRAVIS ROBERTS & CO. L.P. MEMBER OF KKR CREDIT ADVISORS (US) LLC 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP MEMBER indirect 2012-10-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER direct 2012-10-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER OF PRISMA CAPITAL PARTNERS LP direct 2012-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2004-08-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2004-06-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-06-01
KKR FINANCIAL LLC MEMBER direct 2004-07-01
KKR CREDIT ADVISORS (US) LLC MEMBER OR KKR CREDIT ADVISORS (US) LLC direct 2004-07-01
KKR ASSET MANAGEMENT LLC MEMBER OR KKR ASSET MANAGEMENT LLC direct 2004-07-01
ALLIANT RETIREMENT SERVICES PARENT COMPANY AND GENERAL PARTNER indirect 2013-01-01
ALLIANT RETIREMENT SERVICES OWNER indirect 2013-01-01
ALLIANT RETIREMENT SERVICES PARENT COMPANY indirect 2013-01-01
ODONNELL-BUTNER, ANNETTE, JANE CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP CHIEF COMPLIANCE OFFICER direct 2016-03-01
KKR CREDIT ADVISORS (US) LLC CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2009-03-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC CHIEF COMPLIANCE OFFICER direct 2009-03-01
KKR ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER OF KKR ASSET MANAGEMENT LLC direct 2009-03-01
GREENHILL, NOAH, DAVID GENERAL COUNSEL OF KKR CREDIT ADVISORS (US) LLC 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC) direct 2007-03-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2007-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL direct 2007-10-01
VAN HORN, JEFFREY, BRIAN CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2015-03-01
Sheldon, Christopher, Andrew HEAD OF CREDIT 01/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC HEAD OF LEVERAGED CREDIT FOR KKR CREDIT ADVISORS (US) LLC direct 2018-01-01
HICKEY, GREGORY, PATRICK HEAD OF CREDIT OPERATIONS 02/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC HEAD OF CREDIT OPERATIONS direct 2022-02-01
ROBERTS, GEORGE, ROSENBERG CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P. direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KRAVIS, HENRY, ROBERTS CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P., SHAREHOLDER OF KKR 1996 GP LLC direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KKR & CO. INC. SHAREHOLDER OF KKR GROUP HOLDINGS CORP. KKR GROUP HOLDINGS CORP. 12/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2009-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC LIMITED PARTNER indirect 2010-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2009-07-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER indirect 2010-07-01
BLACKGOLD CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2009-07-01
BLACKGOLD CAPITAL MANAGEMENT LP LIMITED PARTNER indirect 2010-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. LIMITED PARTNER indirect 2010-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2009-07-01
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER indirect 2010-07-01
KKR HOLDCO LLC SOLE MEMBER OF KKR & CO. GP LLC KKR & CO. GP LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR REGISTERED ADVISOR LLC SOLE MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR GROUP HOLDINGS CORP. GENERAL PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (IRELAND) UNLIMITED COMPANY SHAREHOLDER OF KKR FUND HOLDINGS LIMITED indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR MANAGEMENT HOLDINGS CORP. indirect 2018-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR FUND HOLDINGS GP LIMITED indirect 2018-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR FUND HOLDINGS L.P. indirect 2018-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER KKR MANAGEMENT HOLDINGS CORP., SHAREHOLDER KKR FUND HOLDINGS GP LIMITED, GENERAL PARTNER KKR FUND HOLDINGS L.P. indirect 2018-07-01
KKR & CO. GP LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KOHLBERG KRAVIS ROBERTS & CO. L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR REGISTERED ADVISOR LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR HOLDINGS L.P. LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. indirect 2020-01-01
KKR HOLDINGS GP LIMITED GENERAL PARTNER OF KKR HOLDINGS L.P. KKR HOLDINGS L.P. 10/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC GENERAL PARTNER indirect 2007-08-01
PRISMA CAPITAL PARTNERS LP GENERAL PARTNER indirect 2007-08-01
BLACKGOLD CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2007-08-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2007-08-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER indirect 2007-08-01
KKR GROUP PARTNERSHIP L.P. LIMITED PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KKR & CO. INC. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01
KKR GROUP PARTNERSHIP L.P. SOLE MEMBER OF KKR HOLDCO LLC KKR HOLDCO LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
KKR LENDING PARTNERS IV (EEA) UNLEVERED SCSP Luxembourg 805-7276556043 Hedge Fund 0 10,000,000
KKR DISLOCATION OPPORTUNITIES (DOMESTIC) FUND L.P. Cayman Islands 805-5137379474 Hedge Fund 2,060,242,000 1,000,000 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) L.P. United Kingdom 805-4300865089 Hedge Fund 1,277,542,000 10,000,000 Master Fund
8 CAPITAL PARTNERS L.P. Cayman Islands 805-8236548194 Private Equity Fund 30,619,000 0
KKR GLOBAL CREDIT OPPORTUNITIES MASTER FUND L.P. Cayman Islands 805-8912110746 Hedge Fund 2,139,325,000 10,000,000 Master Fund
KKR SPECIAL SITUATIONS (DOMESTIC) FUND II L.P. Cayman Islands 805-6540497403 Hedge Fund 1,178,852,000 0 Master Fund
KKR PIP CREDIT INVESTORS LLC United States 805-5439696082 Hedge Fund 5,050,000 0
KKR CREDIT PARTNERS L.P. Canada 805-2155089096 Private Equity Fund 0 0
KKR SKYLINE CO-INVEST L.P. Canada 805-7978729614 Private Equity Fund 0 0
KKR DISLOCATION OPPORTUNITIES (EEA) FUND SCSP Luxembourg 805-2362317366 Hedge Fund 1,123,291,000 1,000,000 Master Fund
KKR CREDIT SELECT (DOMESTIC) FUND L.P. Cayman Islands 805-9876394694 Hedge Fund 30,137,000 0
KKR SPN CREDIT INVESTORS L.P. Cayman Islands 805-9974615041 Hedge Fund 1,564,000 0
KKR US CLO EQUITY PARTNERS II L.P. Cayman Islands 805-1287327860 Private Equity Fund 87,831,000 0
KKR-NYC CREDIT A L.P United States 805-5261245609 Private Equity Fund 540,806,000 0
KKR-MILTON CAPITAL PARTNERS L.P. Cayman Islands 805-2038478871 Private Equity Fund 25,428,000 0
KKR-CARDINAL CREDIT OPPORTUNITIES FUND L.P. United States 805-1350153063 Hedge Fund 180,916,000 0
KKR GOLDFINCH L.P. United States 805-8401378416 Hedge Fund 396,480,000 0
KKR EUROPEAN RECOVERY PARTNERS L.P. Cayman Islands 805-9685079780 Hedge Fund 283,518,000 0
KKR LENDING PARTNERS L.P. United States 805-6670640494 Hedge Fund 60,008,000 0 Master Fund
KKR TFO PARTNERS L.P. Cayman Islands 805-9996230896 Hedge Fund 361,936,000 0
KKR-NYC CREDIT C L.P. United States 805-5426451769 Private Equity Fund 245,492,000 0
KKR-KEATS CAPITAL PARTNERS L.P. Cayman Islands 805-6435814564 Other Private Fund PRIVATE INVESTMENT FUND 4,210,000 0
KKR SPECIAL SITUATIONS (EEA) FUND II L.P. United Kingdom 805-8934710798 Hedge Fund 1,606,436,000 0 Master Fund
KKR LENDING PARTNERS III L.P. United States 805-6374705674 Hedge Fund 3,274,283,000 0 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) EURO L.P. United Kingdom 805-3097983240 Hedge Fund 127,503,000 10,000,000 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II L.P. United States 805-9864356279 Hedge Fund 616,242,000 10,000,000 Master Fund
KKR REVOLVING CREDIT PARTNERS EUROPE SCSP Luxembourg 805-9075456255 Hedge Fund 556,417,000 0
KKR ASSET-BASED FINANCE PARTNERS (EEA) SCSP Luxembourg 805-9277189618 Hedge Fund 392,936,000 10,000,000 Master Fund
KKR-CDP PARTNERS L.P. Cayman Islands 805-1508352636 Hedge Fund 220,822,000 0 Master Fund
KKR-PBPR CAPITAL PARTNERS L.P. United States 805-7747557093 Hedge Fund 17,944,000 0
KKR-VRS CREDIT PARTNERS L.P. United States 805-6732088393 Hedge Fund 353,682,000 0
KKR MACKELLAR PARTNERS L.P. Cayman Islands 805-9558977380 Private Equity Fund 199,000 0
KKR LENDING PARTNERS II L.P. United States 805-4921665105 Hedge Fund 297,113,000 0 Master Fund
ABSALON LOAN FUND Ireland 805-2082439100 Other Private Fund CREDIT INVESTMENT FUND 1,656,230,000 0
KKR TACTICAL VALUE SPN L.P. Cayman Islands 805-6835738965 Hedge Fund 1,447,538,000 0 Fund of Funds
KKR LENDING PARTNERS EUROPE II (USD) SCSP Luxembourg 805-7023165135 Hedge Fund 730,516,000 1,000,000 Master Fund
KKR-JESSELTON HIF CREDIT PARTNERS L.P. Cayman Islands 805-3170611650 Hedge Fund 122,254,000 0
LOTUS AGGREGATOR LIMITED Cayman Islands 805-1016905835 Private Equity Fund 2,809,000 0
KKR DRAGON CO-INVEST L.P. United States 805-7471254512 Private Equity Fund 4,781,000 0
KKR-MILTON CO-INVESTMENTS III L.P. Cayman Islands 805-9721744597 Private Equity Fund 269,652,000 0
KKR-NYC CREDIT B L.P United States 805-4032846315 Private Equity Fund 682,540,000 0
KKR-UWF DIRECT LENDING PARTNERSHIP L.P. United States 805-7986174419 Hedge Fund 184,279,000 0
KKR LENDING PARTNERS EUROPE (EURO) UNLEVERED L.P. United Kingdom 805-8141809321 Hedge Fund 104,956,000 0
KKR REVOLVING CREDIT PARTNERS II L.P. United States 805-3763734017 Hedge Fund 1,074,994,000 25,000,000 Master Fund
KKR DEBT INVESTORS II (2006) (IRELAND) L.P. Ireland 805-2602219320 Private Equity Fund 25,968,000 0
KKR SPECIAL SITUATIONS (DOMESTIC) FUND L.P. Cayman Islands 805-3032261296 Hedge Fund 191,993,000 0 Master Fund
KKR LENDING PARTNERS EUROPE (USD) L.P. United Kingdom 805-2929944682 Hedge Fund 244,401,000 0 Master Fund
KKR CLO 35 LTD. Cayman Islands 805-1322492983 Securitized Asset Fund 4,000,000 250,000
KKR OPPORTUNITIES (DOMESTIC) FUND II SCSP Luxembourg 805-6998505434 Hedge Fund 811,245,000 0 Master Fund
KKR OPPORTUNITIES (EEA) FUND II SCSP Luxembourg 805-9726160017 Hedge Fund 114,750,000 0 Master Fund
KKR-MILTON CO-INVESTMENTS II L.P. Cayman Islands 805-5201643166 Private Equity Fund 792,009,000 0
KKR REVOLVING CREDIT PARTNERS L.P. Cayman Islands 805-6662029295 Hedge Fund 532,248,000 25,000,000 Master Fund
KKR-MILTON OPPORTUNISTIC CREDIT FUND L.P. Cayman Islands 805-6230210706 Hedge Fund 598,985,000 0
KKR MEZZANINE PARTNERS I L.P. United States 805-5410045199 Private Equity Fund 281,988,000 0 Master Fund
KKR GLOBAL CREDIT DISLOCATION (CAYMAN) LTD. Cayman Islands 805-7149416444 Hedge Fund 6,904,000 200,000,000 Master Fund
SPIRAL HOLDINGS S.C.A. Luxembourg 805-1183563422 Private Equity Fund 420,420,000 0
KKR US CLO EQUITY PARTNERS L.P. Cayman Islands 805-6797458399 Private Equity Fund 59,540,000 0
KKR MEZZANINE PARTNERS I SIDE-BY-SIDE L.P. United States 805-1855525388 Private Equity Fund 2,251,000 100,000
KKR LENDING PARTNERS EUROPE (GBP) UNLEVERED L.P. United Kingdom 805-7253684189 Hedge Fund 60,937,000 0
KKR-MILTON CAPITAL PARTNERS II L.P. Cayman Islands 805-3640376462 Private Equity Fund 637,746,000 0
KKR SPECIAL SITUATIONS (OFFSHORE) FUND L.P. Cayman Islands 805-7308832225 Hedge Fund 352,595,000 0 Master Fund
KKR ASSET-BASED FINANCE PARTNERS L.P. United States 805-7406742206 Hedge Fund 653,831,000 10,000,000 Master Fund
KKR LENDING PARTNERS EUROPE (EURO) L.P. United Kingdom 805-1559461402 Hedge Fund 44,652,000 120,048 Master Fund
KKR EUROPEAN CREDIT OPPORTUNITIES FUND II Ireland 805-5168189700 Other Private Fund CREDIT INVESTMENT FUND 124,593,000 0
KKR CLO 19 LTD. Cayman Islands 805-5240705115 Securitized Asset Fund 12,015,000 250,000
KKR CENTRAL PARK LEASING AGGREGATOR L.P. United States 805-9792932986 Private Equity Fund 107,515,000 0
RR-RW CREDIT L.P. United States 805-5788737876 Hedge Fund 258,448,000 0
KKR EUROPEAN SPECIAL OPPORTUNITIES LIMITED Cayman Islands 805-7926212230 Private Equity Fund 56,516,000 0
KKR LENDING PARTNERS IV (UNLEVERED) L.P. United States 805-9907439935 Hedge Fund 0 10,000,000 Master Fund
KKR LENDING PARTNERS IV L.P. United States 805-3281455555 Hedge Fund 0 10,000,000 Master Fund

KKR CREDIT ADVISORS (US) LLC

ownership team - last updated 2022-05-03
Name Title Start Date Direct/Indirect % Ownership
KOHLBERG KRAVIS ROBERTS & CO. L.P. MEMBER OF KKR CREDIT ADVISORS (US) LLC 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP MEMBER indirect 2012-10-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER direct 2012-10-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER OF PRISMA CAPITAL PARTNERS LP direct 2012-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2004-08-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2004-06-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-06-01
KKR FINANCIAL LLC MEMBER direct 2004-07-01
KKR CREDIT ADVISORS (US) LLC MEMBER OR KKR CREDIT ADVISORS (US) LLC direct 2004-07-01
KKR ASSET MANAGEMENT LLC MEMBER OR KKR ASSET MANAGEMENT LLC direct 2004-07-01
ALLIANT RETIREMENT SERVICES PARENT COMPANY AND GENERAL PARTNER indirect 2013-01-01
ALLIANT RETIREMENT SERVICES OWNER indirect 2013-01-01
ALLIANT RETIREMENT SERVICES PARENT COMPANY indirect 2013-01-01
ODONNELL-BUTNER, ANNETTE, JANE CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP CHIEF COMPLIANCE OFFICER direct 2016-03-01
KKR CREDIT ADVISORS (US) LLC CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2009-03-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC CHIEF COMPLIANCE OFFICER direct 2009-03-01
KKR ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER OF KKR ASSET MANAGEMENT LLC direct 2009-03-01
GREENHILL, NOAH, DAVID GENERAL COUNSEL OF KKR CREDIT ADVISORS (US) LLC 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC) direct 2007-03-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2007-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL direct 2007-10-01
VAN HORN, JEFFREY, BRIAN CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2015-03-01
Sheldon, Christopher, Andrew HEAD OF CREDIT 01/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC HEAD OF LEVERAGED CREDIT FOR KKR CREDIT ADVISORS (US) LLC direct 2018-01-01
HICKEY, GREGORY, PATRICK HEAD OF CREDIT OPERATIONS 02/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC HEAD OF CREDIT OPERATIONS direct 2022-02-01
ROBERTS, GEORGE, ROSENBERG CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P. direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KRAVIS, HENRY, ROBERTS CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P., SHAREHOLDER OF KKR 1996 GP LLC direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KKR & CO. INC. SHAREHOLDER OF KKR GROUP HOLDINGS CORP. KKR GROUP HOLDINGS CORP. 12/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2009-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC LIMITED PARTNER indirect 2010-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2009-07-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER indirect 2010-07-01
BLACKGOLD CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2009-07-01
BLACKGOLD CAPITAL MANAGEMENT LP LIMITED PARTNER indirect 2010-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. LIMITED PARTNER indirect 2010-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2009-07-01
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER indirect 2010-07-01
KKR HOLDCO LLC SOLE MEMBER OF KKR & CO. GP LLC KKR & CO. GP LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR REGISTERED ADVISOR LLC SOLE MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR GROUP HOLDINGS CORP. GENERAL PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (IRELAND) UNLIMITED COMPANY SHAREHOLDER OF KKR FUND HOLDINGS LIMITED indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR MANAGEMENT HOLDINGS CORP. indirect 2018-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR FUND HOLDINGS GP LIMITED indirect 2018-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR FUND HOLDINGS L.P. indirect 2018-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER KKR MANAGEMENT HOLDINGS CORP., SHAREHOLDER KKR FUND HOLDINGS GP LIMITED, GENERAL PARTNER KKR FUND HOLDINGS L.P. indirect 2018-07-01
KKR & CO. GP LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KOHLBERG KRAVIS ROBERTS & CO. L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR REGISTERED ADVISOR LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR HOLDINGS L.P. LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. indirect 2020-01-01
KKR HOLDINGS GP LIMITED GENERAL PARTNER OF KKR HOLDINGS L.P. KKR HOLDINGS L.P. 10/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC GENERAL PARTNER indirect 2007-08-01
PRISMA CAPITAL PARTNERS LP GENERAL PARTNER indirect 2007-08-01
BLACKGOLD CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2007-08-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2007-08-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER indirect 2007-08-01
KKR GROUP PARTNERSHIP L.P. LIMITED PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KKR & CO. INC. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01
KKR GROUP PARTNERSHIP L.P. SOLE MEMBER OF KKR HOLDCO LLC KKR HOLDCO LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
KKR DISLOCATION OPPORTUNITIES (DOMESTIC) FUND L.P. Cayman Islands 805-5137379474 Hedge Fund 2,060,242,000 1,000,000 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) L.P. United Kingdom 805-4300865089 Hedge Fund 1,277,542,000 10,000,000 Master Fund
8 CAPITAL PARTNERS L.P. Cayman Islands 805-8236548194 Private Equity Fund 30,619,000 0
KKR GLOBAL CREDIT OPPORTUNITIES MASTER FUND L.P. Cayman Islands 805-8912110746 Hedge Fund 2,139,325,000 10,000,000 Master Fund
KKR SPECIAL SITUATIONS (DOMESTIC) FUND II L.P. Cayman Islands 805-6540497403 Hedge Fund 1,178,852,000 0 Master Fund
KKR PIP CREDIT INVESTORS LLC United States 805-5439696082 Hedge Fund 5,050,000 0
KKR CREDIT PARTNERS L.P. Canada 805-2155089096 Private Equity Fund 0 0
KKR SKYLINE CO-INVEST L.P. Canada 805-7978729614 Private Equity Fund 0 0
KKR DISLOCATION OPPORTUNITIES (EEA) FUND SCSP Luxembourg 805-2362317366 Hedge Fund 1,123,291,000 1,000,000 Master Fund
KKR CREDIT SELECT (DOMESTIC) FUND L.P. Cayman Islands 805-9876394694 Hedge Fund 30,137,000 0
KKR SPN CREDIT INVESTORS L.P. Cayman Islands 805-9974615041 Hedge Fund 1,564,000 0
KKR US CLO EQUITY PARTNERS II L.P. Cayman Islands 805-1287327860 Private Equity Fund 87,831,000 0
KKR-NYC CREDIT A L.P United States 805-5261245609 Private Equity Fund 540,806,000 0
KKR-MILTON CAPITAL PARTNERS L.P. Cayman Islands 805-2038478871 Private Equity Fund 25,428,000 0
KKR-CARDINAL CREDIT OPPORTUNITIES FUND L.P. United States 805-1350153063 Hedge Fund 180,916,000 0
KKR GOLDFINCH L.P. United States 805-8401378416 Hedge Fund 396,480,000 0
KKR EUROPEAN RECOVERY PARTNERS L.P. Cayman Islands 805-9685079780 Hedge Fund 283,518,000 0
KKR LENDING PARTNERS L.P. United States 805-6670640494 Hedge Fund 60,008,000 0 Master Fund
KKR TFO PARTNERS L.P. Cayman Islands 805-9996230896 Hedge Fund 361,936,000 0
KKR-NYC CREDIT C L.P. United States 805-5426451769 Private Equity Fund 245,492,000 0
KKR ASSET-BASED FINANCE PARTNERS (EEA) SCSP Luxembourg 805-9277189618 Hedge Fund 392,936,000 10,000,000 Master Fund
KKR SPECIAL SITUATIONS (EEA) FUND II L.P. United Kingdom 805-8934710798 Hedge Fund 1,606,436,000 0 Master Fund
KKR LENDING PARTNERS III L.P. United States 805-6374705674 Hedge Fund 3,274,283,000 0 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) EURO L.P. United Kingdom 805-3097983240 Hedge Fund 127,503,000 10,000,000 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II L.P. United States 805-9864356279 Hedge Fund 616,242,000 10,000,000 Master Fund
KKR REVOLVING CREDIT PARTNERS EUROPE SCSP Luxembourg 805-9075456255 Hedge Fund 556,417,000 0
KKR-CDP PARTNERS L.P. Cayman Islands 805-1508352636 Hedge Fund 220,822,000 0 Master Fund
KKR-PBPR CAPITAL PARTNERS L.P. United States 805-7747557093 Hedge Fund 17,944,000 0
KKR-VRS CREDIT PARTNERS L.P. United States 805-6732088393 Hedge Fund 353,682,000 0
KKR MACKELLAR PARTNERS L.P. Cayman Islands 805-9558977380 Private Equity Fund 199,000 0
KKR LENDING PARTNERS II L.P. United States 805-4921665105 Hedge Fund 297,113,000 0 Master Fund
KKR-KEATS CAPITAL PARTNERS L.P. Cayman Islands 805-6435814564 Other Private Fund PRIVATE INVESTMENT FUND 4,210,000 0
ABSALON LOAN FUND Ireland 805-2082439100 Other Private Fund CREDIT INVESTMENT FUND 1,656,230,000 0
KKR TACTICAL VALUE SPN L.P. Cayman Islands 805-6835738965 Hedge Fund 1,447,538,000 0 Fund of Funds
KKR LENDING PARTNERS EUROPE II (USD) SCSP Luxembourg 805-7023165135 Hedge Fund 730,516,000 1,000,000 Master Fund
KKR-JESSELTON HIF CREDIT PARTNERS L.P. Cayman Islands 805-3170611650 Hedge Fund 122,254,000 0
LOTUS AGGREGATOR LIMITED Cayman Islands 805-1016905835 Private Equity Fund 2,809,000 0
KKR DRAGON CO-INVEST L.P. United States 805-7471254512 Private Equity Fund 4,781,000 0
KKR-MILTON CO-INVESTMENTS III L.P. Cayman Islands 805-9721744597 Private Equity Fund 269,652,000 0
KKR-NYC CREDIT B L.P United States 805-4032846315 Private Equity Fund 682,540,000 0
KKR-UWF DIRECT LENDING PARTNERSHIP L.P. United States 805-7986174419 Hedge Fund 184,279,000 0
KKR LENDING PARTNERS EUROPE (EURO) UNLEVERED L.P. United Kingdom 805-8141809321 Hedge Fund 104,956,000 0
KKR REVOLVING CREDIT PARTNERS II L.P. United States 805-3763734017 Hedge Fund 1,074,994,000 25,000,000 Master Fund
KKR DEBT INVESTORS II (2006) (IRELAND) L.P. Ireland 805-2602219320 Private Equity Fund 25,968,000 0
KKR SPECIAL SITUATIONS (DOMESTIC) FUND L.P. Cayman Islands 805-3032261296 Hedge Fund 191,993,000 0 Master Fund
KKR LENDING PARTNERS EUROPE (USD) L.P. United Kingdom 805-2929944682 Hedge Fund 244,401,000 0 Master Fund
KKR CLO 35 LTD. Cayman Islands 805-1322492983 Securitized Asset Fund 4,000,000 250,000
KKR OPPORTUNITIES (DOMESTIC) FUND II SCSP Luxembourg 805-6998505434 Hedge Fund 811,245,000 0 Master Fund
KKR OPPORTUNITIES (EEA) FUND II SCSP Luxembourg 805-9726160017 Hedge Fund 114,750,000 0 Master Fund
KKR-MILTON CO-INVESTMENTS II L.P. Cayman Islands 805-5201643166 Private Equity Fund 792,009,000 0
KKR REVOLVING CREDIT PARTNERS L.P. Cayman Islands 805-6662029295 Hedge Fund 532,248,000 25,000,000 Master Fund
KKR-MILTON OPPORTUNISTIC CREDIT FUND L.P. Cayman Islands 805-6230210706 Hedge Fund 598,985,000 0
KKR MEZZANINE PARTNERS I L.P. United States 805-5410045199 Private Equity Fund 281,988,000 0 Master Fund
KKR GLOBAL CREDIT DISLOCATION (CAYMAN) LTD. Cayman Islands 805-7149416444 Hedge Fund 6,904,000 200,000,000 Master Fund
SPIRAL HOLDINGS S.C.A. Luxembourg 805-1183563422 Private Equity Fund 420,420,000 0
KKR US CLO EQUITY PARTNERS L.P. Cayman Islands 805-6797458399 Private Equity Fund 59,540,000 0
KKR MEZZANINE PARTNERS I SIDE-BY-SIDE L.P. United States 805-1855525388 Private Equity Fund 2,251,000 100,000
KKR LENDING PARTNERS EUROPE (GBP) UNLEVERED L.P. United Kingdom 805-7253684189 Hedge Fund 60,937,000 0
KKR-MILTON CAPITAL PARTNERS II L.P. Cayman Islands 805-3640376462 Private Equity Fund 637,746,000 0
KKR SPECIAL SITUATIONS (OFFSHORE) FUND L.P. Cayman Islands 805-7308832225 Hedge Fund 352,595,000 0 Master Fund
KKR ASSET-BASED FINANCE PARTNERS L.P. United States 805-7406742206 Hedge Fund 653,831,000 10,000,000 Master Fund
KKR LENDING PARTNERS EUROPE (EURO) L.P. United Kingdom 805-1559461402 Hedge Fund 44,652,000 120,048 Master Fund
KKR EUROPEAN CREDIT OPPORTUNITIES FUND II Ireland 805-5168189700 Other Private Fund CREDIT INVESTMENT FUND 124,593,000 0
KKR CLO 19 LTD. Cayman Islands 805-5240705115 Securitized Asset Fund 12,015,000 250,000
KKR CENTRAL PARK LEASING AGGREGATOR L.P. United States 805-9792932986 Private Equity Fund 107,515,000 0
RR-RW CREDIT L.P. United States 805-5788737876 Hedge Fund 258,448,000 0
KKR EUROPEAN SPECIAL OPPORTUNITIES LIMITED Cayman Islands 805-7926212230 Private Equity Fund 56,516,000 0

KKR CREDIT ADVISORS (US) LLC

ownership team - last updated 2022-03-25
Name Title Start Date Direct/Indirect % Ownership
KOHLBERG KRAVIS ROBERTS & CO. L.P. MEMBER OF KKR CREDIT ADVISORS (US) LLC 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP MEMBER indirect 2012-10-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER direct 2012-10-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER OF PRISMA CAPITAL PARTNERS LP direct 2012-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2004-08-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2004-06-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-06-01
KKR FINANCIAL LLC MEMBER direct 2004-07-01
KKR CREDIT ADVISORS (US) LLC MEMBER OR KKR CREDIT ADVISORS (US) LLC direct 2004-07-01
KKR ASSET MANAGEMENT LLC MEMBER OR KKR ASSET MANAGEMENT LLC direct 2004-07-01
ALLIANT RETIREMENT SERVICES PARENT COMPANY AND GENERAL PARTNER indirect 2013-01-01
ALLIANT RETIREMENT SERVICES OWNER indirect 2013-01-01
ALLIANT RETIREMENT SERVICES PARENT COMPANY indirect 2013-01-01
ODONNELL-BUTNER, ANNETTE, JANE CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP CHIEF COMPLIANCE OFFICER direct 2016-03-01
KKR CREDIT ADVISORS (US) LLC CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2009-03-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC CHIEF COMPLIANCE OFFICER direct 2009-03-01
KKR ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER OF KKR ASSET MANAGEMENT LLC direct 2009-03-01
GREENHILL, NOAH, DAVID GENERAL COUNSEL OF KKR CREDIT ADVISORS (US) LLC 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC) direct 2007-03-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2007-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL direct 2007-10-01
VAN HORN, JEFFREY, BRIAN CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2015-03-01
Sheldon, Christopher, Andrew HEAD OF CREDIT 01/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC HEAD OF LEVERAGED CREDIT FOR KKR CREDIT ADVISORS (US) LLC direct 2018-01-01
HICKEY, GREGORY, PATRICK HEAD OF CREDIT OPERATIONS 02/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC HEAD OF CREDIT OPERATIONS direct 2022-02-01
ROBERTS, GEORGE, ROSENBERG CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P. direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KRAVIS, HENRY, ROBERTS CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P., SHAREHOLDER OF KKR 1996 GP LLC direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KKR & CO. INC. SHAREHOLDER OF KKR GROUP HOLDINGS CORP. KKR GROUP HOLDINGS CORP. 12/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2009-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC LIMITED PARTNER indirect 2010-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2009-07-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER indirect 2010-07-01
BLACKGOLD CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2009-07-01
BLACKGOLD CAPITAL MANAGEMENT LP LIMITED PARTNER indirect 2010-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. LIMITED PARTNER indirect 2010-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2009-07-01
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER indirect 2010-07-01
KKR HOLDCO LLC SOLE MEMBER OF KKR & CO. GP LLC KKR & CO. GP LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR REGISTERED ADVISOR LLC SOLE MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR GROUP HOLDINGS CORP. GENERAL PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (IRELAND) UNLIMITED COMPANY SHAREHOLDER OF KKR FUND HOLDINGS LIMITED indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR MANAGEMENT HOLDINGS CORP. indirect 2018-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR FUND HOLDINGS GP LIMITED indirect 2018-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR FUND HOLDINGS L.P. indirect 2018-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER KKR MANAGEMENT HOLDINGS CORP., SHAREHOLDER KKR FUND HOLDINGS GP LIMITED, GENERAL PARTNER KKR FUND HOLDINGS L.P. indirect 2018-07-01
KKR & CO. GP LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KOHLBERG KRAVIS ROBERTS & CO. L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR REGISTERED ADVISOR LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR HOLDINGS L.P. LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. indirect 2020-01-01
KKR HOLDINGS GP LIMITED GENERAL PARTNER OF KKR HOLDINGS L.P. KKR HOLDINGS L.P. 10/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC GENERAL PARTNER indirect 2007-08-01
PRISMA CAPITAL PARTNERS LP GENERAL PARTNER indirect 2007-08-01
BLACKGOLD CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2007-08-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2007-08-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER indirect 2007-08-01
KKR GROUP PARTNERSHIP L.P. LIMITED PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KKR & CO. INC. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01
KKR GROUP PARTNERSHIP L.P. SOLE MEMBER OF KKR HOLDCO LLC KKR HOLDCO LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
KKR CREDIT PARTNERS L.P. Canada 805-2155089096 Private Equity Fund 0 0
KKR SKYLINE CO-INVEST L.P. Canada 805-7978729614 Private Equity Fund 0 0
KKR DISLOCATION OPPORTUNITIES (EEA) FUND SCSP Luxembourg 805-2362317366 Hedge Fund 1,123,291,000 1,000,000 Master Fund
KKR CREDIT SELECT (DOMESTIC) FUND L.P. Cayman Islands 805-9876394694 Hedge Fund 30,137,000 0
KKR SPN CREDIT INVESTORS L.P. Cayman Islands 805-9974615041 Hedge Fund 1,564,000 0
KKR US CLO EQUITY PARTNERS II L.P. Cayman Islands 805-1287327860 Private Equity Fund 87,831,000 0
KKR-NYC CREDIT A L.P United States 805-5261245609 Private Equity Fund 540,806,000 0
KKR-MILTON CAPITAL PARTNERS L.P. Cayman Islands 805-2038478871 Private Equity Fund 25,428,000 0
KKR GOLDFINCH L.P. United States 805-8401378416 Hedge Fund 396,480,000 0
KKR EUROPEAN RECOVERY PARTNERS L.P. Cayman Islands 805-9685079780 Hedge Fund 283,518,000 0
KKR LENDING PARTNERS L.P. United States 805-6670640494 Hedge Fund 60,008,000 0 Master Fund
KKR-CARDINAL CREDIT OPPORTUNITIES FUND L.P. United States 805-1350153063 Hedge Fund 180,916,000 0
KKR TFO PARTNERS L.P. Cayman Islands 805-9996230896 Hedge Fund 361,936,000 0
KKR-NYC CREDIT C L.P. United States 805-5426451769 Private Equity Fund 245,492,000 0
KKR ASSET-BASED FINANCE PARTNERS (EEA) SCSP Luxembourg 805-9277189618 Hedge Fund 392,936,000 10,000,000 Master Fund
KKR SPECIAL SITUATIONS (EEA) FUND II L.P. United Kingdom 805-8934710798 Hedge Fund 1,606,436,000 0 Master Fund
KKR LENDING PARTNERS III L.P. United States 805-6374705674 Hedge Fund 3,274,283,000 0 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) EURO L.P. United Kingdom 805-3097983240 Hedge Fund 127,503,000 10,000,000 Master Fund
KKR REVOLVING CREDIT PARTNERS EUROPE SCSP Luxembourg 805-9075456255 Hedge Fund 556,417,000 0
KKR-CDP PARTNERS L.P. Cayman Islands 805-1508352636 Hedge Fund 220,822,000 0 Master Fund
KKR-PBPR CAPITAL PARTNERS L.P. United States 805-7747557093 Hedge Fund 17,944,000 0
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II L.P. United States 805-9864356279 Hedge Fund 616,242,000 10,000,000 Master Fund
KKR-VRS CREDIT PARTNERS L.P. United States 805-6732088393 Hedge Fund 353,682,000 0
KKR DISLOCATION OPPORTUNITIES (DOMESTIC) FUND L.P. Cayman Islands 805-5137379474 Hedge Fund 2,060,242,000 1,000,000 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) L.P. United Kingdom 805-4300865089 Hedge Fund 1,277,542,000 10,000,000 Master Fund
8 CAPITAL PARTNERS L.P. Cayman Islands 805-8236548194 Private Equity Fund 30,619,000 0
KKR GLOBAL CREDIT OPPORTUNITIES MASTER FUND L.P. Cayman Islands 805-8912110746 Hedge Fund 2,139,325,000 10,000,000 Master Fund
KKR SPECIAL SITUATIONS (DOMESTIC) FUND II L.P. Cayman Islands 805-6540497403 Hedge Fund 1,178,852,000 0 Master Fund
KKR PIP CREDIT INVESTORS LLC United States 805-5439696082 Hedge Fund 5,050,000 0
ABSALON LOAN FUND Ireland 805-2082439100 Other Private Fund CREDIT INVESTMENT FUND 1,656,230,000 0
KKR MACKELLAR PARTNERS L.P. Cayman Islands 805-9558977380 Private Equity Fund 274,000 0
KKR TACTICAL VALUE SPN L.P. Cayman Islands 805-6835738965 Hedge Fund 1,447,538,000 0 Fund of Funds
KKR LENDING PARTNERS EUROPE II (USD) SCSP Luxembourg 805-7023165135 Hedge Fund 730,516,000 1,000,000 Master Fund
KKR-JESSELTON HIF CREDIT PARTNERS L.P. Cayman Islands 805-3170611650 Hedge Fund 122,254,000 0
LOTUS AGGREGATOR LIMITED Cayman Islands 805-1016905835 Private Equity Fund 3,863,000 0
KKR DRAGON CO-INVEST L.P. United States 805-7471254512 Private Equity Fund 4,781,000 0
KKR-MILTON CO-INVESTMENTS III L.P. Cayman Islands 805-9721744597 Private Equity Fund 269,652,000 0
KKR-NYC CREDIT B L.P United States 805-4032846315 Private Equity Fund 682,540,000 0
KKR-MILTON CO-INVESTMENTS II L.P. Cayman Islands 805-5201643166 Private Equity Fund 792,009,000 0
KKR REVOLVING CREDIT PARTNERS L.P. Cayman Islands 805-6662029295 Hedge Fund 532,248,000 25,000,000 Master Fund
KKR LENDING PARTNERS II L.P. United States 805-4921665105 Hedge Fund 297,113,000 0 Master Fund
KKR-KEATS CAPITAL PARTNERS L.P. Cayman Islands 805-6435814564 Other Private Fund PRIVATE INVESTMENT FUND 4,210,000 0
KKR MEZZANINE PARTNERS I L.P. United States 805-5410045199 Private Equity Fund 281,988,000 0 Master Fund
KKR GLOBAL CREDIT DISLOCATION (CAYMAN) LTD. Cayman Islands 805-7149416444 Hedge Fund 6,904,000 200,000,000 Master Fund
SPIRAL HOLDINGS S.C.A. Luxembourg 805-1183563422 Private Equity Fund 369,507,000 0
KKR-MILTON OPPORTUNISTIC CREDIT FUND L.P. Cayman Islands 805-6230210706 Hedge Fund 598,985,000 0
KKR US CLO EQUITY PARTNERS L.P. Cayman Islands 805-6797458399 Private Equity Fund 59,540,000 0
KKR MEZZANINE PARTNERS I SIDE-BY-SIDE L.P. United States 805-1855525388 Private Equity Fund 2,251,000 100,000
KKR LENDING PARTNERS EUROPE (GBP) UNLEVERED L.P. United Kingdom 805-7253684189 Hedge Fund 60,937,000 0
KKR-MILTON CAPITAL PARTNERS II L.P. Cayman Islands 805-3640376462 Private Equity Fund 637,746,000 0
KKR SPECIAL SITUATIONS (OFFSHORE) FUND L.P. Cayman Islands 805-7308832225 Hedge Fund 352,595,000 0 Master Fund
KKR ASSET-BASED FINANCE PARTNERS L.P. United States 805-7406742206 Hedge Fund 653,831,000 10,000,000 Master Fund
KKR LENDING PARTNERS EUROPE (EURO) L.P. United Kingdom 805-1559461402 Hedge Fund 44,652,000 120,048 Master Fund
KKR EUROPEAN CREDIT OPPORTUNITIES FUND II Ireland 805-5168189700 Other Private Fund CREDIT INVESTMENT FUND 109,499,000 0
KKR CLO 19 LTD. Cayman Islands 805-5240705115 Securitized Asset Fund 12,015,000 250,000
KKR CENTRAL PARK LEASING AGGREGATOR L.P. United States 805-9792932986 Private Equity Fund 107,515,000 0
RR-RW CREDIT L.P. United States 805-5788737876 Hedge Fund 258,448,000 0
KKR EUROPEAN SPECIAL OPPORTUNITIES LIMITED Cayman Islands 805-7926212230 Private Equity Fund 56,516,000 0
KKR-UWF DIRECT LENDING PARTNERSHIP L.P. United States 805-7986174419 Hedge Fund 184,279,000 0
KKR LENDING PARTNERS EUROPE (EURO) UNLEVERED L.P. United Kingdom 805-8141809321 Hedge Fund 104,956,000 0
KKR REVOLVING CREDIT PARTNERS II L.P. United States 805-3763734017 Hedge Fund 1,074,994,000 25,000,000 Master Fund
KKR DEBT INVESTORS II (2006) (IRELAND) L.P. Ireland 805-2602219320 Private Equity Fund 25,968,000 0
KKR SPECIAL SITUATIONS (DOMESTIC) FUND L.P. Cayman Islands 805-3032261296 Hedge Fund 191,993,000 0 Master Fund
KKR LENDING PARTNERS EUROPE (USD) L.P. United Kingdom 805-2929944682 Hedge Fund 244,401,000 0 Master Fund
KKR CLO 35 LTD. Cayman Islands 805-1322492983 Securitized Asset Fund 4,000,000 250,000
KKR OPPORTUNITIES (DOMESTIC) FUND II SCSP Luxembourg 805-6998505434 Hedge Fund 811,245,000 0 Master Fund
KKR OPPORTUNITIES (EEA) FUND II SCSP Luxembourg 805-9726160017 Hedge Fund 114,750,000 0 Master Fund

KKR CREDIT ADVISORS (US) LLC

ownership team - last updated 2021-07-26
Name Title Start Date Direct/Indirect % Ownership
KOHLBERG KRAVIS ROBERTS & CO. L.P. MEMBER OF KKR CREDIT ADVISORS (US) LLC 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP MEMBER indirect 2012-10-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER direct 2012-10-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER OF PRISMA CAPITAL PARTNERS LP direct 2012-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2004-08-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2004-06-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-06-01
KKR FINANCIAL LLC MEMBER direct 2004-07-01
KKR CREDIT ADVISORS (US) LLC MEMBER OR KKR CREDIT ADVISORS (US) LLC direct 2004-07-01
KKR ASSET MANAGEMENT LLC MEMBER OR KKR ASSET MANAGEMENT LLC direct 2004-07-01
ALLIANT RETIREMENT SERVICES PARENT COMPANY AND GENERAL PARTNER indirect 2013-01-01
ALLIANT RETIREMENT SERVICES OWNER indirect 2013-01-01
ALLIANT RETIREMENT SERVICES PARENT COMPANY indirect 2013-01-01
BUILIONE, TODD, CHRISTOPHER PRESIDENT OF KKR CREDIT ADVISORS (US) LLC 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CORBIN CAPITAL PARTNERS, L.P. TRUSTEE indirect 2011-11-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER OF HEDGE FUNDS AND ASSET MANAGEMENT, MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT LLC) direct 2005-05-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF STRATEGIC OFFICER/MANAGING PARTNER direct 2005-05-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER/MANAGING PARTNER/MEMBER OF THE BOARD OF MANAGERS direct 2005-05-01
KKR ASSET MANAGEMENT LLC HEDGE FUND MANAGEMENT direct 2013-09-01
KKR CREDIT ADVISORS (US) LLC PRESIDENT OF KKR CREDIT ADVISORS (US) LLC direct 2017-01-01
ODONNELL-BUTNER, ANNETTE, JANE CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP CHIEF COMPLIANCE OFFICER direct 2016-03-01
KKR CREDIT ADVISORS (US) LLC CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2009-03-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC CHIEF COMPLIANCE OFFICER direct 2009-03-01
KKR ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER OF KKR ASSET MANAGEMENT LLC direct 2009-03-01
GREENHILL, NOAH, DAVID GENERAL COUNSEL OF KKR CREDIT ADVISORS (US) LLC 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC) direct 2007-03-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2007-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL direct 2007-10-01
VAN HORN, JEFFREY, BRIAN CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2015-03-01
Malek, Burke CHIEF OPERATING OFFICER 07/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC CHIEF OPERATING OFFICER direct 2020-07-01
ROBERTS, GEORGE, ROSENBERG CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P. direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KRAVIS, HENRY, ROBERTS CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P., SHAREHOLDER OF KKR 1996 GP LLC direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KKR & CO. INC. SHAREHOLDER OF KKR GROUP HOLDINGS CORP. KKR GROUP HOLDINGS CORP. 12/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2009-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC LIMITED PARTNER indirect 2010-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2009-07-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER indirect 2010-07-01
BLACKGOLD CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2009-07-01
BLACKGOLD CAPITAL MANAGEMENT LP LIMITED PARTNER indirect 2010-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. LIMITED PARTNER indirect 2010-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2009-07-01
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER indirect 2010-07-01
KKR HOLDCO LLC SOLE MEMBER OF KKR & CO. GP LLC KKR & CO. GP LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR REGISTERED ADVISOR LLC SOLE MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR GROUP HOLDINGS CORP. GENERAL PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (IRELAND) UNLIMITED COMPANY SHAREHOLDER OF KKR FUND HOLDINGS LIMITED indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR MANAGEMENT HOLDINGS CORP. indirect 2018-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR FUND HOLDINGS GP LIMITED indirect 2018-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR FUND HOLDINGS L.P. indirect 2018-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER KKR MANAGEMENT HOLDINGS CORP., SHAREHOLDER KKR FUND HOLDINGS GP LIMITED, GENERAL PARTNER KKR FUND HOLDINGS L.P. indirect 2018-07-01
KKR & CO. GP LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KOHLBERG KRAVIS ROBERTS & CO. L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR REGISTERED ADVISOR LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR HOLDINGS L.P. LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. indirect 2020-01-01
KKR HOLDINGS GP LIMITED GENERAL PARTNER OF KKR HOLDINGS L.P. KKR HOLDINGS L.P. 10/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC GENERAL PARTNER indirect 2007-08-01
PRISMA CAPITAL PARTNERS LP GENERAL PARTNER indirect 2007-08-01
BLACKGOLD CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2007-08-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2007-08-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER indirect 2007-08-01
KKR GROUP PARTNERSHIP L.P. LIMITED PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KKR & CO. INC. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01
KKR GROUP PARTNERSHIP L.P. SOLE MEMBER OF KKR HOLDCO LLC KKR HOLDCO LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
KKR-CDP PARTNERS L.P. Cayman Islands 805-1508352636 Hedge Fund 227,057,000 0 Master Fund
KKR-PBPR CAPITAL PARTNERS L.P. United States 805-7747557093 Hedge Fund 21,636,000 0
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II L.P. United States 805-9864356279 Hedge Fund 1,149,971,000 10,000,000 Master Fund
KKR-MILTON CAPITAL PARTNERS L.P Cayman Islands 805-2038478871 Private Equity Fund 61,172,000 0
KKR GOLDFINCH L.P. United States 805-8401378416 Hedge Fund 286,904,000 0
KKR EUROPEAN RECOVERY PARTNERS L.P. Cayman Islands 805-9685079780 Hedge Fund 244,311,000 0
KKR-NYC CREDIT A L.P United States 805-5261245609 Private Equity Fund 394,222,000 0
KKR LENDING PARTNERS L.P. United States 805-6670640494 Hedge Fund 69,230,000 0 Master Fund
KKR-CARDINAL CREDIT OPPORTUNITIES FUND L.P. United States 805-1350153063 Hedge Fund 307,205,000 0
KKR TFO PARTNERS L.P. Cayman Islands 805-9996230896 Hedge Fund 330,088,000 0
KKR-NYC CREDIT C L.P. United States 805-5426451769 Private Equity Fund 217,323,000 0
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS III (EEA) SCSP Luxembourg 805-9277189618 Hedge Fund 212,282,000 10,000,000 Master Fund
KKR CLO 19 LTD. Cayman Islands 805-5240705115 Securitized Asset Fund 533,860,000 250,000
KKR CENTRAL PARK LEASING AGGREGATOR L.P. United States 805-9792932986 Private Equity Fund 135,377,000 0
RR-RW CREDIT L.P. United States 805-5788737876 Hedge Fund 231,725,000 0
KKR EUROPEAN CREDIT OPPORTUNITIES FUND II LIMITED Ireland 805-5168189700 Other Private Fund CREDIT INVESTMENT FUND 79,773,000 0
KKR EUROPEAN SPECIAL OPPORTUNITIES LIMITED Cayman Islands 805-7926212230 Private Equity Fund 57,436,000 0
KKR-UWF DIRECT LENDING PARTNERSHIP L.P. United States 805-7986174419 Hedge Fund 173,136,000 0
KKR LENDING PARTNERS EUROPE (EURO) UNLEVERED L.P. United Kingdom 805-8141809321 Hedge Fund 157,595,000 0
KKR REVOLVING CREDIT PARTNERS II L.P. United States 805-3763734017 Hedge Fund 1,179,980,000 25,000,000 Master Fund
KKR DEBT INVESTORS II (2006) (IRELAND) L.P. Ireland 805-2602219320 Private Equity Fund 30,494,000 0
KKR SPECIAL SITUATIONS (DOMESTIC) FUND L.P. Cayman Islands 805-3032261296 Hedge Fund 198,621,000 0 Master Fund
KKR LENDING PARTNERS EUROPE (USD) L.P. United Kingdom 805-2929944682 Hedge Fund 411,120,000 0 Master Fund
KKR DISLOCATION OPPORTUNITIES (EEA) FUND SCSP Luxembourg 805-2362317366 Hedge Fund 1,047,442,000 1,000,000 Master Fund
KKR CREDIT SELECT (DOMESTIC) FUND L.P. Cayman Islands 805-9876394694 Hedge Fund 44,494,000 0
KKR SPN CREDIT INVESTORS L.P. Cayman Islands 805-9974615041 Hedge Fund 1,573,000 0
KKR US CLO EQUITY PARTNERS II L.P. Cayman Islands 805-1287327860 Private Equity Fund 84,621,000 0
KKR-MILTON OPPORTUNISTIC CREDIT FUND L.P. Cayman Islands 805-6230210706 Hedge Fund 509,873,000 0
KKR US CLO EQUITY PARTNERS L.P. Cayman Islands 805-6797458399 Private Equity Fund 63,240,000 0
KKR MEZZANINE PARTNERS I SIDE-BY-SIDE L.P. United States 805-1855525388 Private Equity Fund 2,161,000 100,000
KKR LENDING PARTNERS EUROPE (GBP) UNLEVERED L.P. United Kingdom 805-7253684189 Hedge Fund 90,457,000 0
KKR-JESSELTON HIF CREDIT PARTNERS L.P. Cayman Islands 805-3170611650 Hedge Fund 170,720,000 0
LOTUS AGGREGATOR LIMITED Cayman Islands 805-1016905835 Private Equity Fund 15,444,000 0
KKR DRAGON CO-INVEST L.P. United States 805-7471254512 Private Equity Fund 44,175,000 0
KKR-MILTON CO-INVESTMENTS III L.P. Cayman Islands 805-9721744597 Private Equity Fund 89,723,000 0
KKR-NYC CREDIT B L.P United States 805-4032846315 Private Equity Fund 653,908,000 0
KKR-MILTON CO-INVESTMENTS II L.P. Cayman Islands 805-5201643166 Private Equity Fund 1,146,876,000 0
KKR REVOLVING CREDIT PARTNERS L.P. Cayman Islands 805-6662029295 Hedge Fund 563,344,000 25,000,000 Master Fund
KKR LENDING PARTNERS II L.P. United States 805-4921665105 Hedge Fund 424,794,000 0 Master Fund
KKR-KEATS CAPITAL PARTNERS L.P. Cayman Islands 805-6435814564 Other Private Fund PRIVATE INVESTMENT FUND 55,289,000 0
KKR MEZZANINE PARTNERS I L.P. United States 805-5410045199 Private Equity Fund 257,907,000 0 Master Fund
KKR GLOBAL CREDIT DISLOCATION (CAYMAN) LTD. Cayman Islands 805-7149416444 Hedge Fund 512,882,000 200,000,000 Master Fund
SPIRAL HOLDINGS SCA Luxembourg 805-1183563422 Private Equity Fund 220,782,000 0
KKR-MILTON CAPITAL PARTNERS II L.P. Cayman Islands 805-3640376462 Private Equity Fund 616,400,000 0 Fund of Funds
KKR SPECIAL SITUATIONS (OFFSHORE) FUND L.P. Cayman Islands 805-7308832225 Hedge Fund 364,509,000 0 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS III L.P United States 805-7406742206 Hedge Fund 300,657,000 10,000,000 Master Fund
KKR LENDING PARTNERS EUROPE (EURO) L.P. United Kingdom 805-1559461402 Hedge Fund 78,462,000 120,048 Master Fund
KKR DISLOCATION OPPORTUNITIES (DOMESTIC) FUND L.P. Cayman Islands 805-5137379474 Hedge Fund 1,918,859,000 1,000,000 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) L.P. United Kingdom 805-4300865089 Hedge Fund 1,438,903,000 10,000,000 Master Fund
8 CAPITAL PARTNERS L.P. Cayman Islands 805-8236548194 Private Equity Fund 33,554,000 0
KKR GLOBAL CREDIT OPPORTUNITIES MASTER FUND L.P. Cayman Islands 805-8912110746 Hedge Fund 2,408,291,000 10,000,000 Master Fund
KKR SPECIAL SITUATIONS (DOMESTIC) FUND II L.P. Cayman Islands 805-6540497403 Hedge Fund 1,135,564,000 0 Master Fund
KKR PIP CREDIT INVESTORS LLC United States 805-5439696082 Hedge Fund 0 0
ABSALON CREDIT FUND LIMITED Ireland 805-2082439100 Other Private Fund CREDIT INVESTMENT FUND 1,477,654,000 0
KKR MACKELLAR PARTNERS L.P. Cayman Islands 805-9558977380 Private Equity Fund 383,000 0
KKR TACTICAL VALUE SPN L.P. Cayman Islands 805-6835738965 Hedge Fund 1,586,613,000 0 Fund of Funds
KKR LENDING PARTNERS EUROPE II (USD) SCSP Luxembourg 805-7023165135 Hedge Fund 676,288,000 1,000,000 Master Fund Feeder Fund
KKR-VRS CREDIT PARTNERS L.P. United States 805-6732088393 Hedge Fund 353,425,000 0
KKR LENDING PARTNERS III L.P. United States 805-6374705674 Hedge Fund 2,919,522,000 0 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) EURO L.P. United Kingdom 805-3097983240 Hedge Fund 155,795,000 10,000,000 Master Fund
KKR REVOLVING CREDIT PARTNERS EUROPE SCSP Luxembourg 805-9075456255 Hedge Fund 484,489,000 0
KKR SPECIAL SITUATIONS (EEA) FUND II L.P. United Kingdom 805-8934710798 Hedge Fund 1,547,682,000 0 Master Fund

KKR CREDIT ADVISORS (US) LLC

ownership team - last updated 2021-03-30
Name Title Start Date Direct/Indirect % Ownership
KOHLBERG KRAVIS ROBERTS & CO. L.P. MEMBER OF KKR CREDIT ADVISORS (US) LLC 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP MEMBER indirect 2012-10-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER direct 2012-10-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER OF PRISMA CAPITAL PARTNERS LP direct 2012-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2004-08-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2004-06-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-06-01
KKR FINANCIAL LLC MEMBER direct 2004-07-01
KKR CREDIT ADVISORS (US) LLC MEMBER OR KKR CREDIT ADVISORS (US) LLC direct 2004-07-01
KKR ASSET MANAGEMENT LLC MEMBER OR KKR ASSET MANAGEMENT LLC direct 2004-07-01
ALLIANT RETIREMENT SERVICES PARENT COMPANY AND GENERAL PARTNER indirect 2013-01-01
ALLIANT RETIREMENT SERVICES OWNER indirect 2013-01-01
ALLIANT RETIREMENT SERVICES PARENT COMPANY indirect 2013-01-01
BUILIONE, TODD, CHRISTOPHER PRESIDENT OF KKR CREDIT ADVISORS (US) LLC 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CORBIN CAPITAL PARTNERS, L.P. TRUSTEE indirect 2011-11-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER OF HEDGE FUNDS AND ASSET MANAGEMENT, MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT LLC) direct 2005-05-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF STRATEGIC OFFICER/MANAGING PARTNER direct 2005-05-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER/MANAGING PARTNER/MEMBER OF THE BOARD OF MANAGERS direct 2005-05-01
KKR ASSET MANAGEMENT LLC HEDGE FUND MANAGEMENT direct 2013-09-01
KKR CREDIT ADVISORS (US) LLC PRESIDENT OF KKR CREDIT ADVISORS (US) LLC direct 2017-01-01
ODONNELL-BUTNER, ANNETTE, JANE CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP CHIEF COMPLIANCE OFFICER direct 2016-03-01
KKR CREDIT ADVISORS (US) LLC CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2009-03-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC CHIEF COMPLIANCE OFFICER direct 2009-03-01
KKR ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER OF KKR ASSET MANAGEMENT LLC direct 2009-03-01
GREENHILL, NOAH, DAVID GENERAL COUNSEL OF KKR CREDIT ADVISORS (US) LLC 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC) direct 2007-03-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2007-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL direct 2007-10-01
VAN HORN, JEFFREY, BRIAN CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2015-03-01
Malek, Burke CHIEF OPERATING OFFICER 07/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC CHIEF OPERATING OFFICER direct 2020-07-01
ROBERTS, GEORGE, ROSENBERG CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P. direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KRAVIS, HENRY, ROBERTS CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P., SHAREHOLDER OF KKR 1996 GP LLC direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KKR & CO. INC. SHAREHOLDER OF KKR GROUP HOLDINGS CORP. KKR GROUP HOLDINGS CORP. 12/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2009-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC LIMITED PARTNER indirect 2010-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2009-07-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER indirect 2010-07-01
BLACKGOLD CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2009-07-01
BLACKGOLD CAPITAL MANAGEMENT LP LIMITED PARTNER indirect 2010-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. LIMITED PARTNER indirect 2010-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2009-07-01
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER indirect 2010-07-01
KKR HOLDCO LLC SOLE MEMBER OF KKR & CO. GP LLC KKR & CO. GP LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR REGISTERED ADVISOR LLC SOLE MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR GROUP HOLDINGS CORP. GENERAL PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (IRELAND) UNLIMITED COMPANY SHAREHOLDER OF KKR FUND HOLDINGS LIMITED indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR MANAGEMENT HOLDINGS CORP. indirect 2018-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR FUND HOLDINGS GP LIMITED indirect 2018-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR FUND HOLDINGS L.P. indirect 2018-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER KKR MANAGEMENT HOLDINGS CORP., SHAREHOLDER KKR FUND HOLDINGS GP LIMITED, GENERAL PARTNER KKR FUND HOLDINGS L.P. indirect 2018-07-01
KKR & CO. GP LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KOHLBERG KRAVIS ROBERTS & CO. L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR REGISTERED ADVISOR LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR HOLDINGS L.P. LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. indirect 2020-01-01
KKR HOLDINGS GP LIMITED GENERAL PARTNER OF KKR HOLDINGS L.P. KKR HOLDINGS L.P. 10/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC GENERAL PARTNER indirect 2007-08-01
PRISMA CAPITAL PARTNERS LP GENERAL PARTNER indirect 2007-08-01
BLACKGOLD CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2007-08-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2007-08-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER indirect 2007-08-01
KKR GROUP PARTNERSHIP L.P. LIMITED PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KKR & CO. INC. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01
KKR GROUP PARTNERSHIP L.P. SOLE MEMBER OF KKR HOLDCO LLC KKR HOLDCO LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
KKR-CDP PARTNERS L.P. Cayman Islands 805-1508352636 Hedge Fund 227,057,000 0 Master Fund
KKR-PBPR CAPITAL PARTNERS L.P. United States 805-7747557093 Hedge Fund 21,636,000 0
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II L.P. United States 805-9864356279 Hedge Fund 1,149,971,000 10,000,000 Master Fund
KKR-MILTON CAPITAL PARTNERS L.P Cayman Islands 805-2038478871 Private Equity Fund 61,172,000 0
KKR GOLDFINCH L.P. United States 805-8401378416 Hedge Fund 286,904,000 0
KKR EUROPEAN RECOVERY PARTNERS L.P. Cayman Islands 805-9685079780 Hedge Fund 244,311,000 0
KKR-NYC CREDIT A L.P United States 805-5261245609 Private Equity Fund 394,222,000 0
KKR LENDING PARTNERS L.P. United States 805-6670640494 Hedge Fund 69,230,000 0 Master Fund
KKR-CARDINAL CREDIT OPPORTUNITIES FUND L.P. United States 805-1350153063 Hedge Fund 307,205,000 0
KKR TFO PARTNERS L.P. Cayman Islands 805-9996230896 Hedge Fund 330,088,000 0
KKR GLOBAL CREDIT DISLOCATION (CAYMAN) LTD. Cayman Islands 805-7149416444 Hedge Fund 512,882,000 200,000,000 Master Fund
SPIRAL HOLDINGS SCA Luxembourg 805-1183563422 Private Equity Fund 220,782,000 0
KKR-MILTON CAPITAL PARTNERS II L.P. Cayman Islands 805-3640376462 Private Equity Fund 616,400,000 0 Fund of Funds
KKR SPECIAL SITUATIONS (OFFSHORE) FUND L.P. Cayman Islands 805-7308832225 Hedge Fund 364,509,000 0 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS III L.P United States 805-7406742206 Hedge Fund 300,657,000 10,000,000 Master Fund
8 CAPITAL PARTNERS L.P. Cayman Islands 805-8236548194 Private Equity Fund 33,554,000 0
KKR GLOBAL CREDIT OPPORTUNITIES MASTER FUND L.P. Cayman Islands 805-8912110746 Hedge Fund 2,408,291,000 10,000,000 Master Fund
KKR-NYC CREDIT C L.P. United States 805-5426451769 Private Equity Fund 217,323,000 0
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS III (EEA) SCSP Luxembourg 805-9277189618 Hedge Fund 212,282,000 10,000,000 Master Fund
KKR CLO 19 LTD. Cayman Islands 805-5240705115 Securitized Asset Fund 533,860,000 250,000
KKR CENTRAL PARK LEASING AGGREGATOR L.P. United States 805-9792932986 Private Equity Fund 135,377,000 0
RR-RW CREDIT L.P. United States 805-5788737876 Hedge Fund 231,725,000 0
KKR EUROPEAN CREDIT OPPORTUNITIES FUND II LIMITED Ireland 805-5168189700 Other Private Fund CREDIT INVESTMENT FUND 79,773,000 0
KKR EUROPEAN SPECIAL OPPORTUNITIES LIMITED Cayman Islands 805-7926212230 Private Equity Fund 57,436,000 0
KKR-UWF DIRECT LENDING PARTNERSHIP L.P. United States 805-7986174419 Hedge Fund 173,136,000 0
KKR LENDING PARTNERS EUROPE (EURO) UNLEVERED L.P. United Kingdom 805-8141809321 Hedge Fund 157,595,000 0
KKR REVOLVING CREDIT PARTNERS II L.P. United States 805-3763734017 Hedge Fund 1,179,980,000 25,000,000 Master Fund
KKR DEBT INVESTORS II (2006) (IRELAND) L.P. Ireland 805-2602219320 Private Equity Fund 30,494,000 0
KKR SPECIAL SITUATIONS (DOMESTIC) FUND L.P. Cayman Islands 805-3032261296 Hedge Fund 198,621,000 0 Master Fund
KKR LENDING PARTNERS EUROPE (USD) L.P. United Kingdom 805-2929944682 Hedge Fund 411,120,000 0 Master Fund
KKR DISLOCATION OPPORTUNITIES (EEA) FUND SCSP Luxembourg 805-2362317366 Hedge Fund 1,047,442,000 1,000,000 Master Fund
KKR CREDIT SELECT (DOMESTIC) FUND L.P. Cayman Islands 805-9876394694 Hedge Fund 44,494,000 0
KKR SPN CREDIT INVESTORS L.P. Cayman Islands 805-9974615041 Hedge Fund 1,573,000 0
KKR US CLO EQUITY PARTNERS II L.P. Cayman Islands 805-1287327860 Private Equity Fund 84,621,000 0
KKR-MILTON OPPORTUNISTIC CREDIT FUND L.P. Cayman Islands 805-6230210706 Hedge Fund 509,873,000 0
KKR US CLO EQUITY PARTNERS L.P. Cayman Islands 805-6797458399 Private Equity Fund 63,240,000 0
KKR MEZZANINE PARTNERS I SIDE-BY-SIDE L.P. United States 805-1855525388 Private Equity Fund 2,161,000 100,000
KKR LENDING PARTNERS EUROPE (GBP) UNLEVERED L.P. United Kingdom 805-7253684189 Hedge Fund 90,457,000 0
KKR-JESSELTON HIF CREDIT PARTNERS L.P. Cayman Islands 805-3170611650 Hedge Fund 170,720,000 0
LOTUS AGGREGATOR LIMITED Cayman Islands 805-1016905835 Private Equity Fund 15,444,000 0
KKR DRAGON CO-INVEST L.P. United States 805-7471254512 Private Equity Fund 44,175,000 0
KKR-MILTON CO-INVESTMENTS III L.P. Cayman Islands 805-9721744597 Private Equity Fund 89,723,000 0
KKR-NYC CREDIT B L.P United States 805-4032846315 Private Equity Fund 653,908,000 0
KKR-MILTON CO-INVESTMENTS II L.P. Cayman Islands 805-5201643166 Private Equity Fund 1,146,876,000 0
KKR REVOLVING CREDIT PARTNERS L.P. Cayman Islands 805-6662029295 Hedge Fund 563,344,000 25,000,000 Master Fund
KKR LENDING PARTNERS II L.P. United States 805-4921665105 Hedge Fund 424,794,000 0 Master Fund
KKR-KEATS CAPITAL PARTNERS L.P. Cayman Islands 805-6435814564 Other Private Fund PRIVATE INVESTMENT FUND 55,289,000 0
KKR MEZZANINE PARTNERS I L.P. United States 805-5410045199 Private Equity Fund 257,907,000 0 Master Fund
KKR SPECIAL SITUATIONS (DOMESTIC) FUND II L.P. Cayman Islands 805-6540497403 Hedge Fund 1,135,564,000 0 Master Fund
KKR PIP CREDIT INVESTORS LLC United States 805-5439696082 Hedge Fund 0 0
KKR LENDING PARTNERS EUROPE II (USD) SCSP Luxembourg 805-7023165135 Hedge Fund 676,288,000 1,000,000 Master Fund Feeder Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) EURO L.P. United Kingdom 805-3097983240 Hedge Fund 155,795,000 10,000,000 Master Fund
KKR REVOLVING CREDIT PARTNERS EUROPE SCSP Luxembourg 805-9075456255 Hedge Fund 484,489,000 0
KKR SPECIAL SITUATIONS (EEA) FUND II L.P. United Kingdom 805-8934710798 Hedge Fund 1,547,682,000 0 Master Fund
ABSALON CREDIT FUND LIMITED Ireland 805-2082439100 Other Private Fund CREDIT INVESTMENT FUND 1,477,654,000 0
KKR MACKELLAR PARTNERS L.P. Cayman Islands 805-9558977380 Private Equity Fund 383,000 0
KKR TACTICAL VALUE SPN L.P. Cayman Islands 805-6835738965 Hedge Fund 1,586,613,000 0 Fund of Funds
KKR LENDING PARTNERS III L.P. United States 805-6374705674 Hedge Fund 2,919,522,000 0 Master Fund
KKR-VRS CREDIT PARTNERS L.P. United States 805-6732088393 Hedge Fund 353,425,000 0
KKR LENDING PARTNERS EUROPE (EURO) L.P. United Kingdom 805-1559461402 Hedge Fund 78,462,000 120,048 Master Fund
KKR DISLOCATION OPPORTUNITIES (DOMESTIC) FUND L.P. Cayman Islands 805-5137379474 Hedge Fund 1,918,859,000 1,000,000 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) L.P. United Kingdom 805-4300865089 Hedge Fund 1,438,903,000 10,000,000 Master Fund

KKR CREDIT ADVISORS (US) LLC

ownership team - last updated 2020-11-26
Name Title Start Date Direct/Indirect % Ownership
KOHLBERG KRAVIS ROBERTS & CO. L.P. MEMBER OF KKR CREDIT ADVISORS (US) LLC 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP GENERAL PARTNER direct 2003-12-01
PRISMA CAPITAL PARTNERS LP MEMBER OF PRISMA CAPITAL PARTNERS LLC direct 2012-10-01
BUILIONE, TODD, CHRISTOPHER PRESIDENT OF KKR CREDIT ADVISORS (US) LLC 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CORBIN CAPITAL PARTNERS, L.P. TRUSTEE indirect 2011-11-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER OF HEDGE FUNDS AND ASSET MANAGEMENT, MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT LLC) direct 2005-05-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF STRATEGIC OFFICER/MANAGING PARTNER direct 2005-05-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER/MANAGING PARTNER/MEMBER OF THE BOARD OF MANAGERS direct 2005-05-01
KKR ASSET MANAGEMENT LLC HEDGE FUND MANAGEMENT direct 2013-09-01
KKR CREDIT ADVISORS (US) LLC PRESIDENT OF KKR CREDIT ADVISORS (US) LLC direct 2017-01-01
ODONNELL-BUTNER, ANNETTE, JANE CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP CHIEF COMPLIANCE OFFICER direct 2016-03-01
KKR CREDIT ADVISORS (US) LLC CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2009-03-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC CHIEF COMPLIANCE OFFICER direct 2009-03-01
KKR ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER OF KKR ASSET MANAGEMENT LLC direct 2009-03-01
GREENHILL, NOAH, DAVID GENERAL COUNSEL OF KKR CREDIT ADVISORS (US) LLC 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC) direct 2007-03-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2007-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL direct 2007-10-01
VAN HORN, JEFFREY, BRIAN CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2015-03-01
ROBERTS, GEORGE, ROSENBERG CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P. direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KRAVIS, HENRY, ROBERTS CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P., SHAREHOLDER OF KKR 1996 GP LLC direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KKR & CO. INC. SHAREHOLDER OF KKR GROUP HOLDINGS CORP. KKR GROUP HOLDINGS CORP. 12/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2009-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC LIMITED PARTNER indirect 2010-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2009-07-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER indirect 2010-07-01
BLACKGOLD CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2009-07-01
BLACKGOLD CAPITAL MANAGEMENT LP LIMITED PARTNER indirect 2010-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. LIMITED PARTNER indirect 2010-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2009-07-01
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER indirect 2010-07-01
KKR HOLDCO LLC MEMBER OF KKR & CO. GP LLC KKR & CO. GP LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR REGISTERED ADVISOR LLC SOLE MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR GROUP HOLDINGS CORP. GENERAL PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (IRELAND) UNLIMITED COMPANY SHAREHOLDER OF KKR FUND HOLDINGS LIMITED indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR MANAGEMENT HOLDINGS CORP. indirect 2018-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR FUND HOLDINGS GP LIMITED indirect 2018-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR FUND HOLDINGS L.P. indirect 2018-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER KKR MANAGEMENT HOLDINGS CORP., SHAREHOLDER KKR FUND HOLDINGS GP LIMITED, GENERAL PARTNER KKR FUND HOLDINGS L.P. indirect 2018-07-01
KKR & CO. GP LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KOHLBERG KRAVIS ROBERTS & CO. L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR REGISTERED ADVISOR LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR HOLDINGS L.P. LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. indirect 2020-01-01
KKR HOLDINGS GP LIMITED GENERAL PARTNER OF KKR HOLDINGS L.P. KKR HOLDINGS L.P. 10/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC GENERAL PARTNER indirect 2007-08-01
PRISMA CAPITAL PARTNERS LP GENERAL PARTNER indirect 2007-08-01
BLACKGOLD CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2007-08-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2007-08-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER indirect 2007-08-01
KKR GROUP PARTNERSHIP L.P. LIMITED PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KKR & CO. INC. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01
KKR GROUP PARTNERSHIP L.P. SOLE MEMBER OF KKR HOLDCO LLC KKR HOLDCO LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
KKR MEZZANINE PARTNERS I SIDE-BY-SIDE L.P. United States 805-1855525388 Private Equity Fund 3,188,000 100,000
KKR LENDING PARTNERS EUROPE (GBP) UNLEVERED L.P. United Kingdom 805-7253684189 Hedge Fund 122,727,000 0
KKR-JESSELTON HIF CREDIT PARTNERS L.P. Cayman Islands 805-3170611650 Hedge Fund 108,010,000 0
LOTUS AGGREGATOR LIMITED Cayman Islands 805-1016905835 Private Equity Fund 53,878,000 0
KKR REVOLVING CREDIT PARTNERS L.P. Cayman Islands 805-6662029295 Hedge Fund 545,518,000 25,000,000 Master Fund
KKR MEZZANINE PARTNERS I L.P. United States 805-5410045199 Private Equity Fund 413,669,000 0 Master Fund
KKR SPECIAL SITUATIONS (DOMESTIC) FUND II L.P. Cayman Islands 805-6540497403 Hedge Fund 1,408,316,000 0 Master Fund
KKR PIP CREDIT INVESTORS LLC United States 805-5439696082 Hedge Fund 0 0
KKR LENDING PARTNERS EUROPE II (USD) SCSP Luxembourg 805-7023165135 Hedge Fund 4,367,000 1,000,000
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) EURO L.P. United Kingdom 805-3097983240 Hedge Fund 118,015,000 10,000,000 Master Fund
KKR REVOLVING CREDIT PARTNERS EUROPE SCSP Luxembourg 805-9075456255 Hedge Fund 0 25,000,000
ABSALON CREDIT FUND LIMITED Ireland 805-2082439100 Other Private Fund CREDIT INVESTMENT FUND 1,551,483,000 120,048
KKR SPECIAL SITUATIONS (DOMESTIC) FUND III L.P. Cayman Islands 805-5137379474 Hedge Fund 508,697,000 10,000,000 Master Fund
KKR LENDING PARTNERS II L.P. United States 805-4921665105 Hedge Fund 855,499,000 0 Master Fund
KKR-KEATS CAPITAL PARTNERS L.P. Cayman Islands 805-6435814564 Other Private Fund PRIVATE INVESTMENT FUND 77,708,000 0
KKR SPECIAL SITUATIONS (EEA) FUND II L.P. United Kingdom 805-8934710798 Hedge Fund 1,920,204,000 0 Master Fund
KKR-VRS CREDIT PARTNERS L.P. United States 805-6732088393 Hedge Fund 380,620,000 0
KKR LENDING PARTNERS EUROPE (EURO) L.P. United Kingdom 805-1559461402 Hedge Fund 97,576,000 120,048 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) L.P. United Kingdom 805-4300865089 Hedge Fund 1,503,637,000 10,000,000 Master Fund
KKR-CDP PARTNERS L.P. Cayman Islands 805-1508352636 Hedge Fund 602,342,000 0 Master Fund
KKR-PBPR CAPITAL PARTNERS L.P. United States 805-7747557093 Hedge Fund 44,307,000 0
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II L.P. United States 805-9864356279 Hedge Fund 726,411,000 10,000,000 Master Fund
KKR-MILTON CAPITAL PARTNERS L.P Cayman Islands 805-2038478871 Private Equity Fund 95,864,000 0
8 CAPITAL PARTNERS L.P. Cayman Islands 805-8236548194 Private Equity Fund 63,146,000 0
KKR GLOBAL CREDIT OPPORTUNITIES MASTER FUND L.P. Cayman Islands 805-8912110746 Hedge Fund 2,216,845,000 10,000,000 Master Fund
KKR EUROPEAN RECOVERY PARTNERS L.P. Cayman Islands 805-9685079780 Hedge Fund 462,705,000 0
KKR CLO 19 LTD. Cayman Islands 805-5240705115 Securitized Asset Fund 525,355,000 250,000
KKR EUROPEAN SPECIAL OPPORTUNITIES LIMITED Cayman Islands 805-7926212230 Private Equity Fund 88,120,000 0
KKR-UWF DIRECT LENDING PARTNERSHIP L.P. United States 805-7986174419 Hedge Fund 152,855,000 0
KKR SPECIAL SITUATIONS (EEA) FUND III SCSP Luxembourg 805-2362317366 Hedge Fund 109,709,000 10,000,000 Master Fund
KKR US CLO EQUITY PARTNERS L.P. Cayman Islands 805-6797458399 Private Equity Fund 61,959,000 0
KKR DRAGON CO-INVEST L.P. United States 805-7471254512 Private Equity Fund 49,700,000 0
KKR-MILTON CO-INVESTMENTS III L.P. Cayman Islands 805-9721744597 Private Equity Fund 1,500,000,000 0
KKR REVOLVING CREDIT PARTNERS II L.P. United States 805-3763734017 Hedge Fund 1,071,914,000 25,000,000 Master Fund
KKR DEBT INVESTORS II (2006) (IRELAND) L.P. Ireland 805-2602219320 Private Equity Fund 64,361,000 0
KKR SPECIAL SITUATIONS (DOMESTIC) FUND L.P. Cayman Islands 805-3032261296 Hedge Fund 371,554,000 0 Master Fund
KKR LENDING PARTNERS EUROPE (EURO) UNLEVERED L.P. United Kingdom 805-8141809321 Hedge Fund 203,099,000 0
KKR LENDING PARTNERS EUROPE (USD) L.P. United Kingdom 805-2929944682 Hedge Fund 536,048,000 0 Master Fund
KKR CREDIT SELECT (DOMESTIC) FUND L.P. Cayman Islands 805-9876394694 Hedge Fund 63,929,000 0
KKR SPN CREDIT INVESTORS L.P. Cayman Islands 805-9974615041 Hedge Fund 3,847,000 0
KKR GOLDFINCH L.P. United States 805-8401378416 Hedge Fund 290,577,000 0
KKR US CLO EQUITY PARTNERS II L.P. Cayman Islands 805-1287327860 Private Equity Fund 161,026,000 0
KKR LENDING PARTNERS EUROPE II (EURO) UNLEVERED SCSP Luxembourg 805-7390036370 Hedge Fund 4,367,000 1,000,000
KKR-MILTON OPPORTUNISTIC CREDIT MASTER FUND L.P. Cayman Islands 805-6087830874 Hedge Fund 0 0 Master Fund
KKR TACTICAL VALUE SPN L.P. Cayman Islands 805-6835738965 Hedge Fund 2,010,923,000 0 Fund of Funds
KKR LENDING PARTNERS III L.P. United States 805-6374705674 Hedge Fund 2,269,699,000 0 Master Fund
KKR-NYC CREDIT B L.P United States 805-4032846315 Private Equity Fund 470,719,000 0
KKR MACKELLAR PARTNERS L.P. Cayman Islands 805-9558977380 Private Equity Fund 490,000 0
KKR-MILTON CO-INVESTMENTS II L.P. Cayman Islands 805-5201643166 Private Equity Fund 1,031,676,000 0
KKR-NYC CREDIT A L.P United States 805-5261245609 Private Equity Fund 601,990,000 0
KKR GLOBAL CREDIT DISLOCATION (CAYMAN) LTD. Cayman Islands 805-7149416444 Hedge Fund 0 200,000,000 Master Fund
KKR CENTRAL PARK LEASING AGGREGATOR L.P. United States 805-9792932986 Private Equity Fund 160,576,000 0
RR-RW CREDIT L.P. United States 805-5788737876 Hedge Fund 215,933,000 0
KKR EUROPEAN CREDIT OPPORTUNITIES FUND II LIMITED Ireland 805-5168189700 Other Private Fund CREDIT INVESTMENT FUND 92,821,000 120,048
KKR LENDING PARTNERS L.P. United States 805-6670640494 Hedge Fund 101,787,000 0 Master Fund
KKR-CARDINAL CREDIT OPPORTUNITIES FUND L.P. United States 805-1350153063 Hedge Fund 299,047,000 0
KKR TFO PARTNERS L.P. Cayman Islands 805-9996230896 Hedge Fund 336,143,000 0
SPIRAL HOLDINGS SCA Luxembourg 805-1183563422 Private Equity Fund 220,221,000 0
KKR-MILTON CAPITAL PARTNERS II L.P. Cayman Islands 805-3640376462 Private Equity Fund 820,755,000 0 Fund of Funds
KKR SPECIAL SITUATIONS (OFFSHORE) FUND L.P. Cayman Islands 805-7308832225 Hedge Fund 683,477,000 0 Master Fund

KKR CREDIT ADVISORS (US) LLC

ownership team - last updated 2020-04-30
Name Title Start Date Direct/Indirect % Ownership
KOHLBERG KRAVIS ROBERTS & CO. L.P. MEMBER OF KKR CREDIT ADVISORS (US) LLC 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP GENERAL PARTNER direct 2003-12-01
PRISMA CAPITAL PARTNERS LP MEMBER OF PRISMA CAPITAL PARTNERS LLC direct 2012-10-01
BUILIONE, TODD, CHRISTOPHER PRESIDENT OF KKR CREDIT ADVISORS (US) LLC 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CORBIN CAPITAL PARTNERS, L.P. TRUSTEE indirect 2011-11-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER OF HEDGE FUNDS AND ASSET MANAGEMENT, MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT LLC) direct 2005-05-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF STRATEGIC OFFICER/MANAGING PARTNER direct 2005-05-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER/MANAGING PARTNER/MEMBER OF THE BOARD OF MANAGERS direct 2005-05-01
KKR ASSET MANAGEMENT LLC HEDGE FUND MANAGEMENT direct 2013-09-01
KKR CREDIT ADVISORS (US) LLC PRESIDENT OF KKR CREDIT ADVISORS (US) LLC direct 2017-01-01
ODONNELL-BUTNER, ANNETTE, JANE CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRISMA CAPITAL PARTNERS LP CHIEF COMPLIANCE OFFICER direct 2016-03-01
KKR CREDIT ADVISORS (US) LLC CHIEF COMPLIANCE OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2009-03-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC CHIEF COMPLIANCE OFFICER direct 2009-03-01
KKR ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER OF KKR ASSET MANAGEMENT LLC direct 2009-03-01
GREENHILL, NOAH, DAVID GENERAL COUNSEL OF KKR CREDIT ADVISORS (US) LLC 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2006-06-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC) direct 2007-03-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2007-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC GENERAL COUNSEL direct 2007-10-01
VAN HORN, JEFFREY, BRIAN CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2015-03-01
ROBERTS, GEORGE, ROSENBERG CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P. direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KRAVIS, HENRY, ROBERTS CLASS A SHAREHOLDER OF KKR HOLDINGS GP LIMITED KKR HOLDINGS GP LIMITED 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC CLASS A SHAREHOLDER indirect 2009-10-01
PRISMA CAPITAL PARTNERS LP CLASS A SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. MANAGER indirect 1996-01-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CLASS A SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P., SHAREHOLDER OF KKR 1996 GP LLC direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. CO-CHIEF EXECUTIVE OFFICER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC MANAGER indirect 1996-01-01
KKR CREDIT ADVISORS (US) LLC CLASS A SHAREHOLDER indirect 2009-10-01
KKR & CO. INC. SHAREHOLDER OF KKR GROUP HOLDINGS CORP. KKR GROUP HOLDINGS CORP. 12/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2009-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC LIMITED PARTNER indirect 2010-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2009-07-01
PRISMA CAPITAL PARTNERS LP LIMITED PARTNER indirect 2010-07-01
BLACKGOLD CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2009-07-01
BLACKGOLD CAPITAL MANAGEMENT LP LIMITED PARTNER indirect 2010-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. LIMITED PARTNER indirect 2010-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2009-07-01
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER indirect 2010-07-01
KKR HOLDCO LLC MEMBER OF KKR & CO. GP LLC KKR & CO. GP LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR REGISTERED ADVISOR LLC SOLE MEMBER OF KKR & CO. GP LLC indirect 2020-01-01
KKR GROUP HOLDINGS CORP. GENERAL PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (IRELAND) UNLIMITED COMPANY SHAREHOLDER OF KKR FUND HOLDINGS LIMITED indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR MANAGEMENT HOLDINGS CORP. indirect 2018-07-01
PRISMA CAPITAL PARTNERS LP SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR FUND HOLDINGS GP LIMITED indirect 2018-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC SHAREHOLDER indirect 2018-07-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR FUND HOLDINGS L.P. indirect 2018-07-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER KKR MANAGEMENT HOLDINGS CORP., SHAREHOLDER KKR FUND HOLDINGS GP LIMITED, GENERAL PARTNER KKR FUND HOLDINGS L.P. indirect 2018-07-01
KKR & CO. GP LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KOHLBERG KRAVIS ROBERTS & CO. L.P. 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR REGISTERED ADVISOR LLC GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. indirect 2020-01-01
KKR HOLDINGS L.P. LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. KKR GROUP PARTNERSHIP L.P. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. indirect 2020-01-01
KKR HOLDINGS GP LIMITED GENERAL PARTNER OF KKR HOLDINGS L.P. KKR HOLDINGS L.P. 10/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC GENERAL PARTNER indirect 2007-08-01
PRISMA CAPITAL PARTNERS LP GENERAL PARTNER indirect 2007-08-01
BLACKGOLD CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2007-08-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2007-08-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER indirect 2007-08-01
KKR GROUP PARTNERSHIP L.P. LIMITED PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. KKR & CO. INC. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01
KKR GROUP PARTNERSHIP L.P. SOLE MEMBER OF KKR HOLDCO LLC KKR HOLDCO LLC 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
KKR-CARDINAL CREDIT OPPORTUNITIES FUND L.P. United States 805-1350153063 Hedge Fund 299,047,000 0
KKR TFO PARTNERS L.P. Cayman Islands 805-9996230896 Hedge Fund 336,143,000 0
SPIRAL HOLDINGS SCA Luxembourg 805-1183563422 Private Equity Fund 220,221,000 0
KKR-MILTON CAPITAL PARTNERS II L.P. Cayman Islands 805-3640376462 Private Equity Fund 820,755,000 0 Fund of Funds
KKR SPECIAL SITUATIONS (OFFSHORE) FUND L.P. Cayman Islands 805-7308832225 Hedge Fund 683,477,000 0 Master Fund
KKR TACTICAL VALUE SPN L.P. Cayman Islands 805-6835738965 Hedge Fund 2,010,923,000 0 Fund of Funds
KKR MEZZANINE PARTNERS I SIDE-BY-SIDE L.P. United States 805-1855525388 Private Equity Fund 3,188,000 100,000
KKR LENDING PARTNERS EUROPE (GBP) UNLEVERED L.P. United Kingdom 805-7253684189 Hedge Fund 122,727,000 0
KKR-JESSELTON HIF CREDIT PARTNERS L.P. Cayman Islands 805-3170611650 Hedge Fund 108,010,000 0
LOTUS AGGREGATOR LIMITED Cayman Islands 805-1016905835 Private Equity Fund 53,878,000 0
KKR REVOLVING CREDIT PARTNERS L.P. Cayman Islands 805-6662029295 Hedge Fund 545,518,000 25,000,000 Master Fund
KKR LENDING PARTNERS III L.P. United States 805-6374705674 Hedge Fund 2,269,699,000 0 Master Fund
KKR-NYC CREDIT B L.P United States 805-4032846315 Private Equity Fund 470,719,000 0
KKR MACKELLAR PARTNERS L.P. Cayman Islands 805-9558977380 Private Equity Fund 490,000 0
KKR-MILTON CO-INVESTMENTS II L.P. Cayman Islands 805-5201643166 Private Equity Fund 1,031,676,000 0
KKR-NYC CREDIT A L.P United States 805-5261245609 Private Equity Fund 601,990,000 0
KKR GLOBAL CREDIT DISLOCATION (CAYMAN) LTD. Cayman Islands 805-7149416444 Hedge Fund 0 200,000,000 Master Fund
KKR CENTRAL PARK LEASING AGGREGATOR L.P. United States 805-9792932986 Private Equity Fund 160,576,000 0
RR-RW CREDIT L.P. United States 805-5788737876 Hedge Fund 215,933,000 0
KKR EUROPEAN CREDIT OPPORTUNITIES FUND II LIMITED Ireland 805-5168189700 Other Private Fund CREDIT INVESTMENT FUND 92,821,000 120,048
KKR LENDING PARTNERS L.P. United States 805-6670640494 Hedge Fund 101,787,000 0 Master Fund
KKR MEZZANINE PARTNERS I L.P. United States 805-5410045199 Private Equity Fund 413,669,000 0 Master Fund
KKR SPECIAL SITUATIONS (DOMESTIC) FUND II L.P. Cayman Islands 805-6540497403 Hedge Fund 1,408,316,000 0 Master Fund
KKR PIP CREDIT INVESTORS LLC United States 805-5439696082 Hedge Fund 0 0
KKR LENDING PARTNERS EUROPE II (USD) SCSP Luxembourg 805-7023165135 Hedge Fund 4,367,000 1,000,000
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) EURO L.P. United Kingdom 805-3097983240 Hedge Fund 118,015,000 10,000,000 Master Fund
KKR REVOLVING CREDIT PARTNERS EUROPE SCSP Luxembourg 805-9075456255 Hedge Fund 0 25,000,000
ABSALON CREDIT FUND LIMITED Ireland 805-2082439100 Other Private Fund CREDIT INVESTMENT FUND 1,551,483,000 120,048
KKR SPECIAL SITUATIONS (DOMESTIC) FUND III L.P. Cayman Islands 805-5137379474 Hedge Fund 508,697,000 10,000,000 Master Fund
KKR LENDING PARTNERS II L.P. United States 805-4921665105 Hedge Fund 855,499,000 0 Master Fund
KKR-KEATS CAPITAL PARTNERS L.P. Cayman Islands 805-6435814564 Other Private Fund PRIVATE INVESTMENT FUND 77,708,000 0
KKR SPECIAL SITUATIONS (EEA) FUND II L.P. United Kingdom 805-8934710798 Hedge Fund 1,920,204,000 0 Master Fund
KKR-VRS CREDIT PARTNERS L.P. United States 805-6732088393 Hedge Fund 380,620,000 0
KKR LENDING PARTNERS EUROPE (EURO) L.P. United Kingdom 805-1559461402 Hedge Fund 97,576,000 120,048 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) L.P. United Kingdom 805-4300865089 Hedge Fund 1,503,637,000 10,000,000 Master Fund
KKR-CDP PARTNERS L.P. Cayman Islands 805-1508352636 Hedge Fund 602,342,000 0 Master Fund
KKR-PBPR CAPITAL PARTNERS L.P. United States 805-7747557093 Hedge Fund 44,307,000 0
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II L.P. United States 805-9864356279 Hedge Fund 726,411,000 10,000,000 Master Fund
KKR-MILTON CAPITAL PARTNERS L.P Cayman Islands 805-2038478871 Private Equity Fund 95,864,000 0
8 CAPITAL PARTNERS L.P. Cayman Islands 805-8236548194 Private Equity Fund 63,146,000 0
KKR GLOBAL CREDIT OPPORTUNITIES MASTER FUND L.P. Cayman Islands 805-8912110746 Hedge Fund 2,216,845,000 10,000,000 Master Fund
KKR EUROPEAN RECOVERY PARTNERS L.P. Cayman Islands 805-9685079780 Hedge Fund 462,705,000 0
KKR CLO 19 LTD. Cayman Islands 805-5240705115 Securitized Asset Fund 525,355,000 250,000
KKR EUROPEAN SPECIAL OPPORTUNITIES LIMITED Cayman Islands 805-7926212230 Private Equity Fund 88,120,000 0
KKR-UWF DIRECT LENDING PARTNERSHIP L.P. United States 805-7986174419 Hedge Fund 152,855,000 0
KKR SPECIAL SITUATIONS (EEA) FUND III SCSP Luxembourg 805-2362317366 Hedge Fund 109,709,000 10,000,000 Master Fund
KKR US CLO EQUITY PARTNERS L.P. Cayman Islands 805-6797458399 Private Equity Fund 61,959,000 0
KKR DRAGON CO-INVEST L.P. United States 805-7471254512 Private Equity Fund 49,700,000 0
KKR-MILTON CO-INVESTMENTS III L.P. Cayman Islands 805-9721744597 Private Equity Fund 1,500,000,000 0
KKR REVOLVING CREDIT PARTNERS II L.P. United States 805-3763734017 Hedge Fund 1,071,914,000 25,000,000 Master Fund
KKR DEBT INVESTORS II (2006) (IRELAND) L.P. Ireland 805-2602219320 Private Equity Fund 64,361,000 0
KKR SPECIAL SITUATIONS (DOMESTIC) FUND L.P. Cayman Islands 805-3032261296 Hedge Fund 371,554,000 0 Master Fund
KKR LENDING PARTNERS EUROPE (EURO) UNLEVERED L.P. United Kingdom 805-8141809321 Hedge Fund 203,099,000 0
KKR LENDING PARTNERS EUROPE (USD) L.P. United Kingdom 805-2929944682 Hedge Fund 536,048,000 0 Master Fund
KKR CREDIT SELECT (DOMESTIC) FUND L.P. Cayman Islands 805-9876394694 Hedge Fund 63,929,000 0
KKR SPN CREDIT INVESTORS L.P. Cayman Islands 805-9974615041 Hedge Fund 3,847,000 0
KKR GOLDFINCH L.P. United States 805-8401378416 Hedge Fund 290,577,000 0
KKR US CLO EQUITY PARTNERS II L.P. Cayman Islands 805-1287327860 Private Equity Fund 161,026,000 0

KKR CREDIT ADVISORS (US) LLC

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
KKR US CLO EQUITY PARTNERS L.P. Cayman Islands 805-6797458399 Private Equity Fund 61,959,000 0
KKR-NYC CREDIT A L.P United States 805-5261245609 Private Equity Fund 601,990,000 0
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) EURO L.P. United Kingdom 805-3097983240 Hedge Fund 118,015,000 10,000,000 Master Fund
KKR CENTRAL PARK LEASING AGGREGATOR L.P. United States 805-9792932986 Private Equity Fund 160,576,000 0
KKR-CARDINAL CREDIT OPPORTUNITIES FUND L.P. United States 805-1350153063 Hedge Fund 299,047,000 0
KKR LENDING PARTNERS EUROPE (EURO) L.P. United Kingdom 805-1559461402 Hedge Fund 97,576,000 120,048 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II (EEA) L.P. United Kingdom 805-4300865089 Hedge Fund 1,503,637,000 10,000,000 Master Fund
KKR SPECIAL SITUATIONS (EEA) FUND II L.P. United Kingdom 805-8934710798 Hedge Fund 1,920,204,000 0 Master Fund
KKR PIP CREDIT INVESTORS LLC United States 805-5439696082 Hedge Fund 0 0
KKR LENDING PARTNERS EUROPE II (USD) SCSP Luxembourg 805-7023165135 Hedge Fund 4,367,000 1,000,000
KKR REVOLVING CREDIT PARTNERS EUROPE SCSP Luxembourg 805-9075456255 Hedge Fund 0 25,000,000
ABSALON CREDIT FUND LIMITED Ireland 805-2082439100 Other Private Fund CREDIT INVESTMENT FUND 1,551,483,000 120,048
KKR SPECIAL SITUATIONS (DOMESTIC) FUND III L.P. Cayman Islands 805-5137379474 Hedge Fund 508,697,000 10,000,000 Master Fund
KKR LENDING PARTNERS II L.P. United States 805-4921665105 Hedge Fund 855,499,000 0 Master Fund
KKR-KEATS CAPITAL PARTNERS L.P. Cayman Islands 805-6435814564 Other Private Fund PRIVATE INVESTMENT FUND 77,708,000 0
KKR-VRS CREDIT PARTNERS L.P. United States 805-6732088393 Hedge Fund 380,620,000 0
KKR-CDP PARTNERS L.P. Cayman Islands 805-1508352636 Hedge Fund 602,342,000 0 Master Fund
KKR PRIVATE CREDIT OPPORTUNITIES PARTNERS II L.P. United States 805-9864356279 Hedge Fund 726,411,000 10,000,000 Master Fund
KKR EUROPEAN SPECIAL OPPORTUNITIES LIMITED Cayman Islands 805-7926212230 Private Equity Fund 88,120,000 0
KKR-MILTON CAPITAL PARTNERS L.P Cayman Islands 805-2038478871 Private Equity Fund 95,864,000 0
KKR-PBPR CAPITAL PARTNERS L.P. United States 805-7747557093 Hedge Fund 44,307,000 0
8 CAPITAL PARTNERS L.P. Cayman Islands 805-8236548194 Private Equity Fund 63,146,000 0
KKR GLOBAL CREDIT OPPORTUNITIES MASTER FUND L.P. Cayman Islands 805-8912110746 Hedge Fund 2,216,845,000 10,000,000 Master Fund
KKR EUROPEAN RECOVERY PARTNERS L.P. Cayman Islands 805-9685079780 Hedge Fund 462,705,000 0
KKR CLO 19 LTD. Cayman Islands 805-5240705115 Securitized Asset Fund 525,355,000 250,000
KKR-UWF DIRECT LENDING PARTNERSHIP L.P. United States 805-7986174419 Hedge Fund 152,855,000 0
KKR SPECIAL SITUATIONS (EEA) FUND III SCSP Luxembourg 805-2362317366 Hedge Fund 109,709,000 10,000,000 Master Fund
KKR DEBT INVESTORS II (2006) (IRELAND) L.P. Ireland 805-2602219320 Private Equity Fund 64,361,000 0
KKR SPECIAL SITUATIONS (DOMESTIC) FUND L.P. Cayman Islands 805-3032261296 Hedge Fund 371,554,000 0 Master Fund
KKR SPN CREDIT INVESTORS L.P. Cayman Islands 805-9974615041 Hedge Fund 3,847,000 0
KKR TFO PARTNERS L.P. Cayman Islands 805-9996230896 Hedge Fund 336,143,000 0
SPIRAL HOLDINGS SCA Luxembourg 805-1183563422 Private Equity Fund 220,221,000 0
KKR-MILTON CAPITAL PARTNERS II L.P. Cayman Islands 805-3640376462 Private Equity Fund 820,755,000 0 Fund of Funds
KKR SPECIAL SITUATIONS (OFFSHORE) FUND L.P. Cayman Islands 805-7308832225 Hedge Fund 683,477,000 0 Master Fund
KKR TACTICAL VALUE SPN L.P. Cayman Islands 805-6835738965 Hedge Fund 2,010,923,000 0 Fund of Funds
KKR MEZZANINE PARTNERS I SIDE-BY-SIDE L.P. United States 805-1855525388 Private Equity Fund 3,188,000 100,000
KKR-JESSELTON HIF CREDIT PARTNERS L.P. Cayman Islands 805-3170611650 Hedge Fund 108,010,000 0
LOTUS AGGREGATOR LIMITED Cayman Islands 805-1016905835 Private Equity Fund 53,878,000 0
KKR REVOLVING CREDIT PARTNERS L.P. Cayman Islands 805-6662029295 Hedge Fund 545,518,000 25,000,000 Master Fund
KKR LENDING PARTNERS III L.P. United States 805-6374705674 Hedge Fund 2,269,699,000 0 Master Fund
KKR-NYC CREDIT B L.P United States 805-4032846315 Private Equity Fund 470,719,000 0
KKR LENDING PARTNERS EUROPE (GBP) UNLEVERED L.P. United Kingdom 805-7253684189 Hedge Fund 122,727,000 0
KKR MACKELLAR PARTNERS L.P. Cayman Islands 805-9558977380 Private Equity Fund 490,000 0
KKR-MILTON CO-INVESTMENTS II L.P. Cayman Islands 805-5201643166 Private Equity Fund 1,031,676,000 0
RR-RW CREDIT L.P. United States 805-5788737876 Hedge Fund 215,933,000 0
KKR EUROPEAN CREDIT OPPORTUNITIES FUND II LIMITED Ireland 805-5168189700 Other Private Fund CREDIT INVESTMENT FUND 92,821,000 120,048
KKR LENDING PARTNERS L.P. United States 805-6670640494 Hedge Fund 101,787,000 0 Master Fund
KKR MEZZANINE PARTNERS I L.P. United States 805-5410045199 Private Equity Fund 413,669,000 0 Master Fund
KKR SPECIAL SITUATIONS (DOMESTIC) FUND II L.P. Cayman Islands 805-6540497403 Hedge Fund 1,408,316,000 0 Master Fund
KKR LENDING PARTNERS EUROPE (EURO) UNLEVERED L.P. United Kingdom 805-8141809321 Hedge Fund 203,099,000 0
KKR LENDING PARTNERS EUROPE (USD) L.P. United Kingdom 805-2929944682 Hedge Fund 536,048,000 0 Master Fund
KKR GOLDFINCH L.P. United States 805-8401378416 Hedge Fund 290,577,000 0
KKR CREDIT SELECT (DOMESTIC) FUND L.P. Cayman Islands 805-9876394694 Hedge Fund 63,929,000 0
KKR REVOLVING CREDIT PARTNERS II L.P. United States 805-3763734017 Hedge Fund 1,071,914,000 25,000,000 Master Fund
KKR DRAGON CO-INVEST L.P. United States 805-7471254512 Private Equity Fund 49,700,000 0
KKR-MILTON CO-INVESTMENTS III L.P. Cayman Islands 805-9721744597 Private Equity Fund 1,500,000,000 0
KKR GLOBAL CREDIT DISLOCATION (CAYMAN) LTD. Cayman Islands 805-7149416444 Hedge Fund 0 200,000,000 Master Fund
KKR US CLO EQUITY PARTNERS II L.P. Cayman Islands 805-1287327860 Private Equity Fund 161,026,000 0

KKR CREDIT ADVISORS (US) LLC

ownership team - last updated 2019-11-22
Name Title Start Date Direct/Indirect % Ownership
KKR CS I LIMITED GENERAL PARTNER OF KKR ASSOCIATES CS I L.P. 10/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR ASSET MANAGEMENT LLC GENERAL PARTNER OF KKR ASSOCIATES CS I L.P. direct 2009-10-01
KKR ASSOCIATES PIP L.P. GENERAL PARTNER OF KKR PIP INVESTMENTS L.P. 12/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR PIP INVESTMENTS L.P. direct 2014-12-01
KKR LENDING II GP LLC GENERAL PARTNER OF KKR ASSOCIATES LENDING II L.P. 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC KKR ASSOCIATES LENDING II L.P. direct 2014-01-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR ASSOCIATES LENDING II L.P. direct 2014-01-01
VAN HORN, JEFFREY, BRIAN CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC CHIEF FINANCIAL OFFICER OF KKR CREDIT ADVISORS (US) LLC direct 2015-03-01
KKR-NYC SP GP MH LLC MEMBER OF KKR-NYC CREDIT A GP LLC AND KKR-NYC CREDIT B GP LLC 07/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC MEMBER OF KKR-NYC CREDIT A GP LLC AND KKR-NYC CREDIT B GP LLC direct 2017-07-01
KKR ASSOCIATES SPECIAL SITUATIONS (OFFSHORE) II L.P. SHAREHOLDER OF KKR ASSOCIATES SPECIAL SITUATIONS (EEA) II LIMITED 10/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR ASSOCIATES SPECIAL SITUATIONS (EEA) II LIMITED direct 2014-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2014-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR ASSOCIATES SPECIAL SITUATIONS (EEA) II LIMITED direct 2014-10-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER AND SHAREHOLDER indirect 2014-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR ASSOCIATES SPECIAL SITUATIONS (EEA) II LIMITED AND KKR ASSOCIATES SPECIAL SITUATIONS (EEA) II LLP direct 2014-10-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER AND SHAREHOLDER indirect 2014-10-01
KKR ASSOCIATES SPECIAL SITUATIONS (EEA) II LIMITED MEMBER OF KKR ASSOCIATES SPECIAL SITUATIONS (EEA) II LLP 11/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR ASSOCIATES SPECIAL SITUATIONS (EEA) II LLP direct 2014-11-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR ASSOCIATES SPECIAL SITUATIONS (EEA) II LIMITED AND KKR ASSOCIATES SPECIAL SITUATIONS (EEA) II LLP direct 2014-11-01
KKR FINANCIAL CLO HOLDINGS LLC SHAREHOLDER OF KKR US CLO EQUITY ASSOCIATES LTD. 12/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR US CLO EQUITY ASSOCIATES LTD. direct 2017-12-01
KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED GENERAL PARTNER OF KKR ASSOCIATES SPECIAL SITUATIONS (OFFSHORE) LP 02/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR ASSOCIATES SPECIAL SITUATIONS (EEA) II LLP direct 2014-11-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR ASSOCIATES SPECIAL SITUATIONS (EEA) II LIMITED AND KKR ASSOCIATES SPECIAL SITUATIONS (EEA) II LLP direct 2014-11-01
KKR FUND HOLDINGS L.P. SHAREHOLDER KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED 08/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER indirect 2006-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, KKR ASIAN FUND (IRELAND) GP LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF KKR MIF GP LIMITED, KKR CHINA GROWTH LIMITED, VALHALLA CO-INVEST GP LIMITED direct 2009-10-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED direct 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER KKR EQUITY STRATEGIES GP (OVERSEAS) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR CS X LIMITED direct 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2011-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2012-02-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED, KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR CS X LIMITED direct 2012-02-01
KKR SPECIAL SITUATIONS (DOMESTIC) II LIMITED GENERAL PARTNER OF KKR ASSOCIATES SPECIAL SITUATIONS (DOMESTIC) II L.P. 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR SPECIAL SITUATIONS (DOMESTIC) II L.P. direct 2014-10-01
KKR MANAGEMENT HOLDINGS L.P. MEMBER OF KKR-UWF DIRECT LENDING GP LLC 11/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF ALLSTAR CO-INVEST GP LLC, GENERAL PARTNER OF KKR ASSOCIATES 2006 AIV L.P. direct 2011-07-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER OF KKR MEZZANINE OFFSHORE FEEDER I G.P. LIMITED, KAM FUNDS GP LIMITED, KKR LENDING GP LLC direct 2010-09-01
KKR ASSET MANAGEMENT LLC SHAREHOLDER OF KKR MEZZANINE OFFSHORE FEEDER I G.P. LIMITED, KKR LENDING GP LLC, direct 2010-09-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR MEZZANINE OFFSHORE FEEDER I G.P. LIMITED, KKR LENDING GP LLC, KKR SPECIAL SITUATIONS (DOMESTIC) II LIMITED direct 2010-09-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR MEZZANINE OFFSHORE FEEDER I G.P. LIMITED, KKR LENDING GP LLC, KKR SPECIAL SITUATIONS (DOMESTIC) II LIMITED direct 2010-08-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER indirect 2009-10-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER AND SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. (FIXED INCOME) LLC GENERAL PARTNER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. KKR ASSOCIATES HCSG AIV L.P. direct 2016-11-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER OF KKR ASSOCIATES EIGF TE AIV L.P., KKR ASSOCIATES EIGF AIV L.P. direct 2013-11-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER OF KKR ASSOCIATES REPA AIV-3 L.P. direct 2013-05-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER OF OF ALLSTAR CO-INVEST GP LLC, GENERAL PARTNER OF KKR ASSOCIATES 2006 AIV L.P. direct 2011-07-01
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC MEMBER; MANAGER indirect 2017-06-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P., SHAREHOLDER OF KKR 2006 GP (ENERGY II) LLC direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P., SHAREHOLDER OF KKR 2006 GP (ENERGY II) LLC, KKR HEFORD CO-INVEST GP LLC direct 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
KOHLBERG KRAVIS ROBERTS & CO. L.P. SHAREHOLDER indirect 2009-10-01
BLACKGOLD CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2014-07-01
PRISMA CAPITAL PARTNERS LP MANAGER; MEMBER indirect 2017-06-01
PRISMA CAPITAL PARTNERS LP GENERAL PARTNER indirect 2009-10-01
KKR CS II LIMITED GENERAL PARTNER OF KKR ASSOCIATES CS II L.P. 03/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR ASSET MANAGEMENT LLC GENERAL PARTNER OF KKR ASSOCIATES CS II L.P. direct 2010-03-01
KKR CS III LIMITED GENERAL PARTNER OF KKR ASSOCIATES CS III L.P. 09/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR ASSET MANAGEMENT LLC GENERAL PARTNER OF KKR ASSOCIATES CS III L.P. direct 2010-09-01
KKR SPECIAL SITUATIONS (DOMESTIC) LIMITED GENERAL PARTNER OF KKR ASSOCIATES SPECIAL SITUATIONS (DOMESTIC) LP 02/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR ASSET MANAGEMENT LLC GENERERAL PARTNER OF KKR ASSOCIATES SPECIAL SITUATIONS (DOMESTIC) L.P. direct 2012-02-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR ASSOCIATES SPECIAL SITUATIONS (DOMESTIC) L.P. direct 2012-02-01
KKR SPN INVESTMENTS L.P. SHAREHOLDER OF KKR SPN CREDIT INVESTORS GP LIMITED 09/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
KOHLBERG KRAVIS ROBERTS & CO. L.P. GENERAL PARTNER OF KKR ASSOCIATES SPN L.P. direct 2011-12-01
KKR CREDIT SELECT LIMITED GENERAL PARTNER OF KKR ASSOCIATES CREDIT SELECT LP 05/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR ASSET MANAGEMENT LLC GENERAL PARTNER OF KKR ASSOCIATES CREDIT SELECT L.P. direct 2013-05-01
KKR CS VIII LIMITED GENERAL PARTNER OF KKR ASSOCIATES CS VIII L.P. 11/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR ASSET MANAGEMENT LLC GENERAL PARTNER OF KKR ASSOCIATES CS VIII L.P. direct 2013-11-01
KKR CO G.P. S.A.R.L. GENERAL PARTNER OF KKR ASSOCIATES GLOBAL CREDIT OPPORTUNITIES GP L.P. 02/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR ASSOCIATES GLOBAL CREDIT OPPORTUNITIES GP L.P. direct 2014-02-01
KKR CS X LIMITED GENERAL PARTNER OF KKR ASSOCIATES CS X L.P. 03/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC KKR ASSOCIATES CS X L.P. direct 2014-03-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR ASSOCIATES CS X L.P. direct 2014-03-01
KKR CO L.P S.À R.L. GENERAL PARTNER OF KKR ASSOCIATES GLOBAL CREDIT OPPORTUNITIES GP L.P. 02/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR CO G.P. S.À R.L. indirect 2014-01-01
KKR CS IX LIMITED GENERAL PARTNER OF KKR ASSOCIATES CS IX L.P. 02/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC KKR ASSOCIATES CS IX L.P. direct 2014-02-01
KKR CREDIT ADVISORS (US) LLC GENERAL PARTNER OF KKR ASSOCIATES CS IX L.P. direct 2014-02-01
KKR MEZZANINE GP LLC GENERAL PARTNER OF KKR ASSOCIATES MEZZANINE I L.P. 03/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR ASSET MANAGEMENT LLC GENERAL PARTNER OF KKR ASSOCIATES MEZZANINE I L.P. direct 2010-03-01
KKR FINANCIAL HOLDINGS LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED 02/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR SPECIAL SITUATIONS (OFFSHORE) II LIMITED AND KKR SPECIAL SITUATIONS (OFFSHORE) LIMITED direct 2010-08-01
KKR CREDIT ADVISORS (US) LLC SHAREHOLDER OF KKR TFO GP LIMITED indirect 2015-05-01
KKR DEBT INVESTORS 2006 S.À R.L. SHAREHOLDER OF KKR DEBT INVESTORS 2006 (CAYMAN) CORP. 04/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1841-04-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 1925-04-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 1925-04-01
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER indirect 1940-04-01
I.G. INTERNATIONAL MANAGEMENT LIMITED SHAREHOLDER indirect 1940-04-01
I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 1940-04-01
FAIRSTREAM CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1959-12-01
AETNA LIFE INSURANCE & ANNUITY CO SHAREHOLDER indirect 1963-12-01
SWISS RE ASSET MANAGEMENT (AMERICAS), INC. ULTIMATE PARENT indirect 1970-11-01
JARDINE LLOYD THOMPSON ADVISORY (NORTH AMERICA) STOCKHOLDER indirect 1972-01-01
AETNA LIFE INSURANCE & ANNUITY CO SHAREHOLDER indirect 1977-04-01
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER indirect 1978-08-01
CREDIT AGRICOLE ASSET MANAGEMENT INVESTMENT ADVISORS USA, INC. SHAREHOLDER indirect 1978-11-01
AMUNDI JAPAN LTD. PARENT OF AMUNDI ASSET MANAGEMENT indirect 1978-11-01
PIONEER INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1978-11-01
PIONEER INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1978-11-01
INDOCAM ASIA ADVISERS LTD. STOCKHOLDER indirect 1979-06-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC SHAREHOLDER indirect 1980-12-01
STW FIXED INCOME MANAGEMENT LLC SHAREHOLDER indirect 1980-12-01
NIKKO AM INTERNATIONAL, INC. SHAREHOLDER indirect 1984-03-01
VONTOBEL USA INC SOLE SHAREHOLDER direct 1984-05-01
I.G. INTERNATIONAL MANAGEMENT LIMITED SHAREHOLDER indirect 1984-11-01
I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 1984-11-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED SHAREHOLDER OF GIC (VENTURES) PTE. LTD. indirect 1985-03-01
ANALYST EXCHANGE AND TRADING SERVICES LTD. SHAREHOLDER direct 1985-07-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 1986-03-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1986-03-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 1986-03-01
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 1986-03-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 1986-03-01
ARAB-MALAYSIAN CONSULTANT SDN BHD SHAREHOLDER direct 1987-03-01
STANFIELD CAPITAL PARTNERS LLC 100% OWNER indirect 1987-11-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1988-03-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 1988-03-01
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 1988-03-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 1988-03-01
MACK REAL ESTATE CREDIT STRATEGIES, L.P. STOCKHOLDER indirect 1988-03-01
MACK REAL ESTATE CREDIT STRATEGIES, L.P. STOCKHOLDER indirect 1988-03-01
PRUDENTIAL ASIA FUND MANAGEMENT LTD SHAREHOLDER direct 1988-09-01
PRUDENTIAL ASIA FUND MANAGEMENT LTD SHAREHOLDER indirect 1988-09-01
LONDON AND CAPITAL INVESTMENT ADVISORS, INC. SHAREHOLDER direct 1988-10-01
AHL PARTNERS LLP SHAREHOLDER indirect 1989-01-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD DIRECT SHAREHOLDER direct 1989-05-01
F&C EMERGING MARKETS LIMITED INDIRECT SHAREHOLDER indirect 1989-07-01
F&C MANAGEMENT LIMITED INDIRECT SHAREHOLDER indirect 1989-07-01
DEUTSCHE ASSET MANAGEMENT (HONG KONG) LIMITED INDIRECT OWNER indirect 1989-07-01
DEUTSCHE ASSET MANAGEMENT (HONG KONG) LIMITED INDIRECT OWNER indirect 1989-07-01
MULTINVESTMENT ADVISORS INC OWNER direct 1989-10-01
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER indirect 1989-12-01
I.G. INTERNATIONAL MANAGEMENT LIMITED SHAREHOLDER indirect 1989-12-01
I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 1989-12-01
ONE CAPITAL MANAGEMENT PARTNERS, LLC SHAREHOLDER indirect 1990-01-01
ARTEMIS ADVISORS, LLC SHAREHOLDER indirect 1990-01-01
STANFIELD CAPITAL PARTNERS LLC 100% OWNER indirect 1990-01-01
ALPHA4X ASSET MANAGEMENT LLC PARENT indirect 1990-01-01
ADA INVESTMENT MANAGEMENT LP PARENT indirect 1990-01-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 1990-04-01
NIKKO ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 1990-04-01
NIKKO ASSET MANAGEMENT HONG KONG LIMITED SHAREHOLDER indirect 1990-04-01
INDOCAM ASIA ADVISERS LTD. PARENT direct 1990-10-01
RELIASTAR INVESTMENT RESEARCH INC SHAREHOLDER indirect 1991-01-01
RELIASTAR INVESTMENT RESEARCH INC SHAREHOLDER indirect 1991-01-01
AETNA LIFE INSURANCE & ANNUITY CO SHAREHOLDER indirect 1991-03-01
ABN AMRO ASSET MANAGEMENT (USA) LLC 100% OWNER OF ABN AMRO BANK N.V. indirect 1991-03-01
LLOYD GEORGE INVESTMENT MANAGEMENT BERMUDA LTD SHAREHOLDER direct 1991-12-01
LLOYD GEORGE MANAGEMENT HONG KONG LTD SHAREHOLDER direct 1991-12-01
NEWTON CAPITAL MANAGEMENT LTD OWNER direct 1992-01-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1992-01-01
NEWTON CAPITAL MANAGEMENT LTD OWNER indirect 1992-01-01
NEWTON INVESTMENT MANAGEMENT (NORTH AMERICA) LTD OWNER indirect 1992-01-01
ILLAC ADVISORS, INC. SHAREHOLDER indirect 1992-04-01
BMO NESBITT BURNS SECURITIES LTD. SOLE SHAREHOLDER indirect 1992-04-01
ARAB-MALAYSIAN CONSULTANT SDN BHD SHAREHOLDER indirect 1992-06-01
HENDERSON INVESTMENT MANAGEMENT LTD. SHAREHOLDER direct 1992-12-01
CDC IXIS ASSET MANAGEMENT SHAREHOLDER direct 1993-03-01
I.G. INTERNATIONAL MANAGEMENT LIMITED CORPORATION direct 1993-04-01
I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 1993-04-01
KOTHARI PIONEER AMC LIMITED OWNER direct 1993-05-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 1993-10-01
EIG MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1993-11-01
BNP PARIBAS INVESTMENT PARTNERS SINGAPORE LIMITED DIRECT OWNER direct 1993-12-01
DWS INTERNATIONAL PORTFOLIO MANAGEMENT GMBH SHAREHOLDER indirect 1994-01-01
QIEF MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
QIEF MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
QUANTUM ADVISORS PRIVATE LIMITED SHAREHOLDER indirect 1994-01-01
QUANTUM ADVISORS PRIVATE LIMITED SHAREHOLDER indirect 1994-01-01
CF PARTNERS CAPITAL MANAGEMENT LLP SHAREHOLDER OF VOLAW CORPORATE TRUSTEE LIMITED indirect 1994-02-01
EIG MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1994-05-01
DWS INTERNATIONAL PORTFOLIO MANAGEMENT GMBH SHAREHOLDER direct 1994-09-01
BMO NESBITT BURNS SECURITIES LTD. SOLE SHAREHOLDER indirect 1994-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 1994-11-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1994-11-01
LOMBARD ODIER (ASIA) LIMITED INDIRECT STOCKHOLDER indirect 1994-12-01
LOMBARD ODIER (ASIA) LIMITED INDIRECT STOCKHOLDER indirect 1994-12-01
AXA REAL ESTATE INVESTMENT MANAGERS US LLC SHAREHOLDER indirect 1994-12-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 1994-12-01
MACK REAL ESTATE CREDIT STRATEGIES, L.P. SOLE STOCKHOLDER indirect 1995-01-01
ASIA STRATEGIC INVESTMENT MANAGEMENT LTD OWNER indirect 1995-02-01
LLOYD GEORGE MANAGEMENT (EUROPE) LIMITED SHAREHOLDER direct 1995-02-01
COLLER CAPITAL INC OWNER indirect 1995-02-01
ASIA STRATEGIC INVESTMENT MANAGEMENT LTD OWNER direct 1995-03-01
NISSAY ASSET MANAGEMENT CORPORATION SHAREHOLDER direct 1995-04-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED SHAREHOLDER OF IONA INVESTMENT PTE. LTD. indirect 1995-04-01
LIM ADVISORS LIMITED HOLDING COMPANY direct 1995-05-01
INDIA VENTURES LP GENERAL PARTNER direct 1995-06-01
GML CAPITAL LLP PARENT COMPANY indirect 1995-07-01
GERCHEN KELLER CAPITAL, LLC SHAREHOLDER indirect 1995-07-01
COLLER INVESTMENT MANAGEMENT LTD OWNER direct 1995-09-01
GRYPHON INTERNATIONAL INVESTMENT CORPORATION CORPORATE PARTNER; SHAREHOLDER: CLASS D COMMON, CLASS C PREFERRED (NON-VOTING) direct 1995-09-01
INNOCAP GLOBAL INVESTMENT MANAGEMENT LTD. 100% OWNER OF NATCAN GLOBAL HOLDINGS LTD indirect 1995-10-01
TAUBE HODSON STONEX PARTNERS LLP PARENT COMPANY indirect 1996-01-01
LFG ADVISORS, INC. SHAREHOLDER indirect 1996-02-01
BMO HARRIS INVESTMENT MANAGEMENT INC. SOLE SHAREHOLDER direct 1996-02-01
BMO HARRIS INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 1996-02-01
BMO HARRIS INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 1996-02-01
BMO HARRIS INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 1996-02-01
BMO HARRIS INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 1996-02-01
INDOCAM ASIA ADVISERS LTD. STOCKHOLDER indirect 1996-07-01
INDOCAM ASIA ADVISERS LTD. STOCKHOLDER indirect 1996-07-01
ASIA STRATEGIC INVESTMENT MANAGEMENT LTD OWNER indirect 1996-07-01
GOVETT INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 1996-09-01
GOVETT INVESTMENT MANAGEMENT LIMITED SHAREHOLDER IN AIBAMH direct 1996-09-01
GOVETT INVESTMENT MANAGEMENT LIMITED SHAREHOLDER IN AIBGHUK direct 1996-09-01
GOVETT INVESTMENT MANAGEMENT LIMITED SHAREHOLDER IN AIBHUK direct 1996-09-01
GOVETT INVESTMENT MANAGEMENT LIMITED SHAREHOLDER IN AIB direct 1996-09-01
AIB GOVETT, INC. SHAREHOLDER direct 1996-09-01
AIB GOVETT, INC. SHAREHOLDER IN AIBAMH direct 1996-09-01
AIB GOVETT, INC. SHAREHOLDER IN AIBGHUK direct 1996-09-01
AIB GOVETT, INC. SHAREHOLDER IN AIBHUK direct 1996-09-01
AIB GOVETT, INC. SHAREHOLDER IN AIB direct 1996-09-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED SHAREHOLDER OF PROWELL VENTURES PTE. LTD. indirect 1996-09-01
AIB INVESTMENT MANAGERS LTD DIRECT PARENT direct 1996-12-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER-ORDINARY AND DEFERRED SHARES indirect 1996-12-01
CREDIT SUISSE GLOBAL OPPORTUNITIES ADVISORS LLC SHAREHOLDER indirect 1997-01-01
MIRELIS ADVISORS S.A. SHAREHOLDER indirect 1997-01-01
ROCKEFELLER GROUP INVESTMENT MANAGEMENT CORP SHAREHOLDER indirect 1997-02-01
TA REALTY LLC SHAREHOLDER indirect 1997-02-01
GERCHEN KELLER CAPITAL, LLC SHAREHOLDER indirect 1997-02-01
INNOVEST CAPITAL MANAGEMENT INC 100% OWNER OF IBJ WHITEHALL BANK & TRUST COMPANY direct 1997-03-01
OLYMPUS CAPITAL LLP SHAREHOLDER indirect 1997-04-01
OLYMPUS CAPITAL LLP CORPORATE TRUSTEE indirect 1997-04-01
INDOCAM ASIA ADVISERS LTD. STOCKHOLDER indirect 1997-05-01
INDOCAM ASIA ADVISERS LTD. STOCKHOLDER indirect 1997-05-01
INDOCAM ASIA ADVISERS LTD. STOCKHOLDER indirect 1997-05-01
DIMENSION CAPITAL MANAGEMENT 100% OWNER OF DCM LTD. indirect 1997-06-01
BARR ROSENBERG RESEARCH CENTER LLC SHAREHOLDER indirect 1997-06-01
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD PARENT COMPANY direct 1997-06-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1997-06-01
AXA ROSENBERG INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-06-01
ADELPHI CAPITAL LLP SHAREHOLDER indirect 1997-07-01
HOTTINGER U.S. INC. SHAREHOLDER direct 1997-09-01
KUDU INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1997-09-01
BMO NESBITT BURNS SECURITIES LTD. SOLE SHAREHOLDER direct 1997-09-01
AXA ALTERNATIVE ADVISORS, INC SHAREHOLDER indirect 1997-11-01
AMP CAPITAL REDDING INVESTORS (US) LIMITED SHAREHOLDER indirect 1997-11-01
AMP CAPITAL REDDING INVESTORS (US) LIMITED SHAREHOLDER indirect 1997-11-01
AMP CAPITAL REDDING INVESTORS (US) LIMITED SHAREHOLDER indirect 1997-11-01
SCUDDER THREADNEEDLE INTERNATIONAL LIMITED INDIRECT OWNER indirect 1997-12-01
SANTANDER CENTRAL HISPANO CARTERAS, S.A., S.G.C SHAREHOLDER direct 1997-12-01
INDOCAM ASIA ADVISERS LTD. SOLE STOCKHOLDER indirect 1998-01-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP TRUSTEE indirect 1998-02-01
CREDIT SUISSE GLOBAL OPPORTUNITIES ADVISORS LLC SHAREHOLDER indirect 1998-02-01
STANDARD LIFE INVESTMENTS (PRIVATE EQUITY) LIMITED 100% EQUITY OWNER direct 1998-03-01
NIKKO GLOBAL ASSET MANAGEMENT (UK) LTD SHAREHOLDER direct 1998-03-01
SL CAPITAL PARTNERS LLP 100% EQUITY OWNER indirect 1998-03-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 1998-03-01
CREDIT SUISSE (BERMUDA) LIMITED SHAREHOLDER direct 1998-03-01
STANFIELD CAPITAL PARTNERS LLC 100% OWNER indirect 1998-03-01
CREDIT SUISSE (BERMUDA) LIMITED SHAREHOLDER indirect 1998-03-01
UBS ASSET MANAGEMENT GMBH OWNER indirect 1998-04-01
UBS ASSET MANAGEMENT GMBH OWNER indirect 1998-04-01
SCUDDER THREADNEEDLE INTERNATIONAL LIMITED DIRECT OWNER direct 1998-05-01
THREADNEEDLE INTERNATIONAL LTD. DIRECT OWNER direct 1998-05-01
ALCCI, LLC SHAREHOLDER indirect 1998-06-01
ALCCI, LLC SHAREHOLDER indirect 1998-06-01
ALCCI, LLC SHAREHOLDER indirect 1998-06-01
IMPAX ASSET MANAGEMENT, LTD. PARENT direct 1998-06-01
APG ASSET MANAGEMENT US, INC INDIRECT OWNER indirect 1998-06-01
LANSDOWNE PARTNERS LIMITED PARENT COMPANY direct 1998-07-01
THE NEWTON FOLLIS PARTNERSHIP LIMITED SHAREHOLDER direct 1998-07-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 1998-07-01
LANSDOWNE PARTNERS (UK) LLP SHAREHOLDER indirect 1998-07-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 1998-07-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 1998-08-01
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER direct 1998-09-01
SCUDDER THREADNEEDLE INTERNATIONAL LIMITED INDIRECT OWNER indirect 1998-09-01
SCUDDER THREADNEEDLE INTERNATIONAL LIMITED INDIRECT OWNER indirect 1998-09-01
AXA INVESTMENT MANAGERS GS LTD PARENT direct 1998-09-01
AXA INVESTMENT MANAGERS GS LTD PARENT indirect 1998-09-01
AXA MULTIMANAGER LIMITED PARENT direct 1998-09-01
AXA MULTIMANAGER LIMITED PARENT indirect 1998-09-01
PALMYRA CAPITAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01
PALMYRA CAPITAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01
AJB CAPITAL MANAGEMENT LP OWNER indirect 1998-09-01
AJB CAPITAL MANAGEMENT LP OWNER indirect 1998-09-01
BMO NESBITT BURNS SECURITIES LTD. SOLE SHAREHOLDER indirect 1998-09-01
BMO NESBITT BURNS SECURITIES LTD. SOLE SHAREHOLDER indirect 1998-09-01
AIB INVESTMENT MANAGERS LTD PARENT indirect 1998-11-01
FOREIGN & COLONIAL EMERGING MARKETS LTD INDIRECT SHAREHOLDER indirect 1998-12-01
BARR ROSENBERG RESEARCH CENTER LLC SHAREHOLDER indirect 1998-12-01
FOREIGN & COLONIAL MANAGEMENT, LTD DIRECT SHAREHOLDER direct 1998-12-01
FOREIGN & COLONIAL MANAGEMENT, LTD INDIRECT SHAREHOLDER indirect 1998-12-01
F&C EMERGING MARKETS LIMITED INDIRECT SHAREHOLDER indirect 1998-12-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1998-12-01
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 1998-12-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 1998-12-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 1998-12-01
AXA ROSENBERG INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1998-12-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 1998-12-01
UBS ASSET MANAGEMENT GMBH OWNER direct 1999-01-01
DNB ASSET MANAGEMENT (US), INC. SOLE S/H indirect 1999-01-01
THAMES RIVER CAPITAL LLP INDIRECT SHAREHOLDER indirect 1999-01-01
AXA INVESTMENT MANAGERS NORTH AMERICA INC SHAREHOLDER indirect 1999-02-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 1999-02-01
ILLAC ADVISORS, INC. SHAREHOLDER indirect 1999-03-01
PIONEER ALTERNATIVE INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 1999-03-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 1999-04-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 1999-04-01
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 1999-04-01
EIM MANAGEMENT (USA) INC. OWNER indirect 1999-04-01
GULF INTERNATIONAL BANK (UK) LIMITED SHAREHOLDER direct 1999-04-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 1999-04-01
SKANDIA ASSET MANAGEMENT(NEW YORK),INC. SOLE SHAREHOLDER OF APPLICANT direct 1999-06-01
DNB ASSET MANAGEMENT (US), INC. SOLE S/H indirect 1999-06-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 1999-06-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 1999-06-01
SPA ETF'S INC SHAREHOLDER indirect 1999-07-01
NEWQUANT CAPITAL INC 100% OWNER OF APPLICANT direct 1999-09-01
NEWQUANT CAPITAL INC 87.8% OWNER OF NEWCASTLE CAPITAL INC. indirect 1999-09-01
DAIWA INSTITUE OF RESEARCH LTD INDIRECT SHAREHOLDER indirect 1999-09-01
CI GLOBAL HOLDINGS INC. SOLE SHAREHOLDER indirect 1999-09-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 1999-10-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 1999-10-01
ONEX PARTNERS MANAGER LP GENERAL PARTNER indirect 1999-11-01
ONEX PARTNERS MANAGER LP LIMITED PARTNER indirect 1999-11-01
KOTHARI PIONEER AMC LIMITED INDIRECT OWNER indirect 2000-01-01
MARKETGRADER CAPITAL, LLC OWNER indirect 2000-01-01
MARKETGRADER CAPITAL, LLC OWNER indirect 2000-01-01
FRM AMERICAS LLC SHAREHOLDER indirect 2000-02-01
FRM AMERICAS LLC SHAREHOLDER indirect 2000-02-01
GOODREID INVESTMENT COUNSEL CORP. FAMILY TRUST direct 2000-02-01
VERNES ASSET MANAGEMENT LLC MEMBER direct 2000-03-01
SOLITAIRE OVERSEAS LTD. SHAREHOLDER indirect 2000-03-01
CRIMSON VENTURES, LTD PARENT COMPANY direct 2000-03-01
FIRST STATE INVESTMENTS (US) LLC SHAREHOLDER indirect 2000-03-01
EAM PARTNERS LLC SHAREHOLDER indirect 2000-04-01
ELIJAH ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-04-01
WESTEND ADVISORS, LLC SHAREHOLDER indirect 2000-05-01
WEBB CAPITAL MANAGEMENT LLP PARTNER direct 2000-06-01
WEBB CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2000-06-01
WEBB CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2000-06-01
PERENNIAL INVESTMENT PARTNERS (U.S.) INC. OWNER indirect 2000-06-01
QUANTEK ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2000-06-01
CAMBRIDGE ASSOCIATES, LLC TRUSTEE indirect 2000-06-01
CAMBRIDGE ASSOCIATES, LLC SHAREHOLDER indirect 2000-06-01
FIRST STATE INVESTMENTS (US) LLC SHAREHOLDER indirect 2000-06-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2000-07-01
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2000-07-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2000-08-01
INNOVEST CAPITAL MANAGEMENT INC 100% OWNWER OF IBJ, LIMITED direct 2000-09-01
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OLD MUTUAL (US) HOLDINGS INC indirect 2000-09-01
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER indirect 2000-09-01
BERKELEY CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01
SOUTHERN CROSS MANAGEMENT SHAREHOLDER indirect 2000-09-01
SOUTHERN CROSS MANAGEMENT SHAREHOLDER indirect 2000-09-01
SCUDDER THREADNEEDLE INTERNATIONAL LIMITED INDIRECT OWNER indirect 2000-10-01
SCUDDER THREADNEEDLE INTERNATIONAL LIMITED INDIRECT OWNER indirect 2000-10-01
AEW ADVISORS INC SHAREHOLDER indirect 2000-10-01
AEW ADVISORS INC SHAREHOLDER indirect 2000-10-01
PALMYRA CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2000-10-01
PALMYRA CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2000-10-01
JURIKA & VOYLES LP SHAREHOLDER (COMMON STOCK) indirect 2000-10-01
JURIKA & VOYLES LP SHAREHOLDER OF CDCIAM indirect 2000-10-01
AJB CAPITAL MANAGEMENT LP OWNER indirect 2000-10-01
AJB CAPITAL MANAGEMENT LP OWNER indirect 2000-10-01
GATEWAY INVESTMENT ADVISERS, LLC LIMITED PARTNER indirect 2000-10-01
GATEWAY INVESTMENT ADVISERS, LLC MEMBER indirect 2000-10-01
GATEWAY INVESTMENT ADVISERS, LLC GENERAL PARTNER indirect 2000-10-01
DLJ CAPITAL MANAGEMENT CORP SHAREHOLDER indirect 2000-11-01
DLJ CAPITAL MANAGEMENT CORP SHAREHOLDER indirect 2000-11-01
DLJ CAPITAL MANAGEMENT CORP SHAREHOLDER indirect 2000-11-01
DLJ DIVERSIFIED ASSOCIATES LP SHAREHOLDER indirect 2000-11-01
DLJ DIVERSIFIED ASSOCIATES LP SHAREHOLDER indirect 2000-11-01
DLJ DIVERSIFIED ASSOCIATES LP SHAREHOLDER indirect 2000-11-01
DLJ MERCHANT BANKING II LLC SHAREHOLDER indirect 2000-11-01
DLJ MERCHANT BANKING II LLC SHAREHOLDER indirect 2000-11-01
CREDIT SUISSE ALTERNATIVE CAPITAL, INC. 100% SHAREHOLDER indirect 2000-11-01
CREDIT SUISSE INDEX CO., INC. 100% SHAREHOLDER indirect 2000-11-01
DLJ INVESTMENT PARTNERS, INC. SHAREHOLDER indirect 2000-11-01
DLJ INVESTMENT PARTNERS II, INC. SHAREHOLDER indirect 2000-11-01
DLJ MERCHANT BANKING INC SHAREHOLDER indirect 2000-11-01
DLJ MERCHANT BANKING II, INC. SHAREHOLDER indirect 2000-11-01
DLJ MERCHANT BANKING III INC SHAREHOLDER indirect 2000-11-01
DLJ DIVERSIFIED PARTNERS, INC. SHAREHOLDER indirect 2000-11-01
DLJ LBO PLANS MANAGEMENT CORPORATION SHAREHOLDER indirect 2000-11-01
DLJ MB ADVISORS, INC. SHAREHOLDER indirect 2000-11-01
DLJ GROWTH CAPITAL, INC. SHAREHOLDER indirect 2000-11-01
GLOBAL RETAIL PARTNERS, INC. SHAREHOLDER indirect 2000-11-01
GLOBAL RETAIL PARTNERS, INC. SHAREHOLDER indirect 2000-11-01
CREDIT SUISSE PRIVATE EQUITY ADVISERS LLC SHAREHOLDER indirect 2000-11-01
DLJ MERCHANT BANKING III INC SHAREHOLDER indirect 2000-11-01
DLJ MERCHANT BANKING II, INC. SHAREHOLDER indirect 2000-11-01
DLJ MERCHANT BANKING INC SHAREHOLDER indirect 2000-11-01
DLJ INVESTMENT PARTNERS II, INC. SHAREHOLDER indirect 2000-11-01
DLJ INVESTMENT PARTNERS, INC. SHAREHOLDER indirect 2000-11-01
DLJ LBO PLANS MANAGEMENT CORPORATION SHAREHOLDER indirect 2000-11-01
DLJ MB ADVISORS, INC. SHAREHOLDER indirect 2000-11-01
DLJ GROWTH CAPITAL, INC. SHAREHOLDER indirect 2000-11-01
CREDIT SUISSE GLOBAL OPPORTUNITIES ADVISORS LLC SHAREHOLDER indirect 2000-11-01
DLJ DIVERSIFIED PARTNERS, INC. SHAREHOLDER indirect 2000-11-01
CREDIT SUISSE ALTERNATIVE CAPITAL, INC. SOLE SHAREHOLDER indirect 2000-11-01
CREDIT SUISSE PRIVATE EQUITY ADVISERS LLC SHAREHOLDER indirect 2000-11-01
AIB INVESTMENT MANAGERS LTD PARENT indirect 2000-11-01
AMAS SECURITES, INC. OWNER direct 2000-12-01
LOMBARD ODIER, INC. INDIRECT STOCKHOLDER indirect 2000-12-01
F&C EMERGING MARKETS LIMITED DIRECT SHAREHOLDER direct 2000-12-01
RUBICON ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2001-01-01
ALCCI, LLC LIMITED PARTNER indirect 2001-01-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 2001-01-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 2001-01-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-01-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 2001-01-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 2001-01-01
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 2001-01-01
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 2001-01-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-01-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2001-01-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2001-01-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 2001-01-01
STANDARD LIFE INVESTMENTS (USA) LIMITED 100% EQUITY OWNER direct 2001-02-01
JOHN MORRELL ADVISORY SERVICES LIMITED OWNER direct 2001-02-01
JOHN MORRELL ADVISORY SERVICES LIMITED OWNER indirect 2001-02-01
JOHN MORRELL ADVISORY SERVICES LIMITED OWNER indirect 2001-02-01
AMMB CONSULTANT SDN BHD SHAREHOLDER indirect 2001-03-01
PALMYRA CAPITAL ADVISORS, LLC PARTNER indirect 2001-04-01
PALMYRA CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2001-04-01
MACKENZIE INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 2001-04-01
MACKENZIE INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 2001-04-01
AMUNDI JAPAN LTD. SHAREHOLDER OF AMUNDI indirect 2001-04-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED GENERAL PARTNER OF CZI II GP HOLDINGS, L.P. indirect 2001-04-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED GENERAL PARTNER OF CAPITAL Z EMPLOYEES II, L.P. indirect 2001-04-01
YORK ASSET MANAGEMENT INC. OWNER indirect 2001-05-01
AXA INVESTMENT MANAGERS NORTH AMERICA INC SHAREHOLDER indirect 2001-06-01
WESTAM (USA) LTD. LIMITED PARTNER direct 2001-07-01
WESTAM (USA) LTD. SOLE OWNER OF WESTAM (USA) GENERAL PARTNER, INC. indirect 2001-07-01
WESTAM (USA) LTD. PARENT COMPANY indirect 2001-07-01
LGT CAPITAL PARTNERS (USA) INC. BENEFICIARY indirect 2001-07-01
CLERESTORY CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2001-07-01
CLERESTORY CAPITAL ADVISORS, LLC BENEFICIARY indirect 2001-07-01
LGT CAPITAL PARTNERS (USA) INC. SHAREHOLDER indirect 2001-07-01
AXA REAL ESTATE INVESTMENT MANAGERS US LLC SHAREHOLDER indirect 2001-07-01
NORTHWATER CAPITAL MANAGEMENT INC. 100% OWNER OF NORTHWATER CAPITAL MANAGEMENT INC. direct 2001-08-01
HSBC INVESTMENTS (TAIWAN) LIMITED PARENT COMPANY OF HSBC GLOBAL ASSET MANAGEMENT (TAIWAN) LIMITED direct 2001-08-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2001-08-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2001-08-01
MOUNT KENDAL LIMITED MEMBER indirect 2001-08-01
SYMMETRIC ADVISORS INC OWNER direct 2001-09-01
HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED PASSIVE SHAREHOLDER direct 2001-09-01
KOTHARI PIONEER AMC LIMITED INDIRECT OWNER indirect 2001-10-01
KOTHARI PIONEER AMC LIMITED INDIRECT OWNER indirect 2001-10-01
THORNTON CAPITAL ADVISORS, INC. SHAREHOLDER - COMMON direct 2001-10-01
BUCEPHALE ASSET MANAGEMENT, LTD SHAREHOLDER direct 2001-10-01
BUCEPHALE ASSET MANAGEMENT, LTD SHAREHOLDER indirect 2001-10-01
BUCEPHALE ASSET MANAGEMENT, LTD SHAREHOLDER indirect 2001-10-01
KEY ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER direct 2001-11-01
KEY ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2001-11-01
CREDIT AGRICOLE ASSET MANAGEMENT INVESTMENT ADVISORS USA, INC. SHAREHOLDER indirect 2001-11-01
PIONEER INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 2001-11-01
PIONEER ALTERNATIVE INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2001-12-01
YORK ASSET MANAGEMENT INC. TRUSTEE indirect 2001-12-01
JURIKA & VOYLES LP SHAREHOLDER indirect 2002-01-01
JURIKA & VOYLES LP SHAREHOLDER indirect 2002-01-01
DNB ASSET MANAGEMENT (US), INC. SOLE S/H indirect 2002-01-01
ABN AMRO ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2002-02-01
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2002-02-01
GLG INC. SHAREHOLDER indirect 2002-02-01
MD PRIVATE INVESTMENT MANAGEMENT (US) INC. SHAREHOLDER direct 2002-03-01
DAWNAY, DAY BROKERS LIMITED PARENT COMPANY direct 2002-03-01
CHEETAH INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 2002-03-01
EAM PARTNERS LLC SHAREHOLDER indirect 2002-04-01
ELIJAH ASSET MANAGEMENT LLC SHAREHOLDER indirect 2002-04-01
RBC PRIVATE COUNSEL (USA)CORPORATION PARENT COMPANY indirect 2002-05-01
DNB ASSET MANAGEMENT (US), INC. SOLE S/H indirect 2002-05-01
FGS CAPITAL LLP PARTNER direct 2002-06-01
PERENNIAL INVESTMENT PARTNERS (U.S.) INC. OWNER indirect 2002-06-01
PERENNIAL INVESTMENT PARTNERS (U.S.) INC. OWNER indirect 2002-06-01
METROPOLE GESTION SA SHAREHOLDER direct 2002-06-01
WEBB CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2002-07-01
WEBB CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2002-07-01
MOUNT KENDAL LIMITED OWNER indirect 2002-07-01
NWI PARTNERS UK LLP OWNER indirect 2002-07-01
NW1 PARTNERS US LLC OWNER indirect 2002-07-01
PLUSFUNDS GROUP INC. SHAREHOLDER direct 2002-08-01
LOMBARD ODIER, INC. INDIRECT STOCKHOLDER indirect 2002-09-01
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED INDIRECT STOCKHOLDER indirect 2002-09-01
LOMBARD ODIER, INC. INDIRECT SHAREHOLDER indirect 2002-09-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2002-09-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2002-09-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2002-09-01
AEW ADVISORS INC SHAREHOLDER indirect 2002-10-01
JURIKA & VOYLES LP SHAREHOLDER (SERIES A) indirect 2002-10-01
NIBC CREDIT MANAGEMENT, INC. DIRECT OWNER direct 2002-10-01
IXIS ASSET MANAGEMENT GLOBAL ASSOCIATES, INC. SHAREHOLDER (SERIES A) indirect 2002-10-01
WADHWANI ASSET MANAGEMENT LLP SOLE SHAREHOLDER indirect 2002-10-01
HARMONIC CAPITAL PARTNERS LLP CORPORATE PARTNER direct 2002-10-01
WADHWANI ASSET MANAGEMENT LLP SOLE SHAREHOLDER indirect 2002-10-01
ASIA STRATEGIC INVESTMENT MANAGEMENT LTD OWNER indirect 2002-11-01
FORE INTERNATIONAL, LP GENERAL PARTNER direct 2002-11-01
1832 ASSET MANAGEMENT U.S. INC. OWNER indirect 2002-11-01
MUNICH RE CAPITAL MANAGEMENT CORPORATION INDIRECT SUBSIDIARY OF MUNICH RE indirect 2002-12-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2002-12-01
PLUSFUNDS GROUP INC. BENEFICIAL OWNER indirect 2002-12-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 2002-12-01
MACK REAL ESTATE CREDIT STRATEGIES, L.P. STOCKHOLDER indirect 2002-12-01
F&C MULTI MANAGER PARTNERS, LLC DIRECT SHAREHOLDER direct 2003-01-01
F&C MULTI MANAGER PARTNERS, LLC INDIRECT SHAREHOLDER indirect 2003-01-01
F&C MULTI MANAGER PARTNERS, LLC INDIRECT SHAREHOLDER indirect 2003-01-01
F&C MULTI MANAGER PARTNERS, LLC INDIRECT SHAREHOLDER indirect 2003-01-01
F&C MULTI MANAGER PARTNERS, LLC INDIRECT SHAREHOLDER indirect 2003-01-01
MACKENZIE FINANCIAL CORPORATION CORPORATION direct 2003-01-01
ARBITEX ASSET MANAGEMENT, L.P. MEMBER indirect 2003-01-01
L&B REALTY ADVISORS, INC. 100% SHAREHOLDER OF OM GROUP (UK) LIMITED indirect 2003-01-01
L&B REALTY ADVISORS, INC. 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC. indirect 2003-01-01
WADHWANI ASSET MANAGEMENT LLP GENERAL PARTNER direct 2003-01-01
WADHWANI ASSET MANAGEMENT LLP PARTNER direct 2003-01-01
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED STOCKHOLDER indirect 2003-01-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2003-02-01
METROPOLE GESTION SA SHAREHOLDER direct 2003-02-01
LONDON DIVERSIFIED FUND MANAGEMENT LLP PARTNER direct 2003-03-01
LONDON DIVERSIFIED FUND MANAGEMENT LLP SHAREHOLDER indirect 2003-03-01
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2003-03-01
QUANTMETRICS CAPITAL MANAGEMENT LLP PARTNER direct 2003-03-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2003-03-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2003-05-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2003-05-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2003-06-01
WESTEND ADVISORS, LLC SHAREHOLDER indirect 2003-06-01
BLUEPRINT CAPITAL MANAGEMENT LLP CORPORATE PARTNER direct 2003-07-01
OLYMPUS CAPITAL LLP SHARE HOLDER indirect 2003-07-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2003-07-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP OWNER indirect 2003-08-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP GENERAL PARTNER indirect 2003-08-01
GF INTERNATIONAL INVESTMENT MANAGEMENT LIMITED SHARHOLDER indirect 2003-08-01
AS TRIGON ASSET MANAGEMENT SHAREHOLDER indirect 2003-08-01
DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED 100% OWNER OF DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED direct 2003-09-01
CODA CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2003-09-01
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED OWNER indirect 2003-09-01
LIONGATE CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2003-09-01
LIONGATE CAPITAL MANAGEMENT LLP PARTNER (CORPORATE) direct 2003-09-01
MT THALER INVESTMENT MANAGEMENT LLP MEMBER direct 2003-10-01
MT THALER INVESTMENT MANAGEMENT LLP OWNER indirect 2003-10-01
ONEX PARTNERS MANAGER LP GENERAL PARTNER OF ONEX PARTNERS ADVISOR LP direct 2003-11-01
ONEX PARTNERS MANAGER LP LIMITED PARTNER OF ONEX PARTNERS ADVISOR LP direct 2003-11-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2003-11-01
ONEX PARTNERS MANAGER LP GENERAL PARTNER OF ONEX PARTNERS MANAGER LP direct 2003-11-01
SCHRODER WEALTH MANAGEMENT (US) LIMITED PARENT COMPANY indirect 2003-11-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2003-12-01
PLATINUM INVESTMENT MANAGEMENT LIMITED HOLDING COMPANY direct 2003-12-01
FULCRUM ASSET MANAGEMENT LLP SHAREHOLDER indirect 2003-12-01
INDUSTRY FUNDS MANAGEMENT PTY LTD MEMBER direct 2003-12-01
GUARDIAN CAPITAL LP GENERAL PARTNER direct 2003-12-01
GUARDIAN CAPITAL ADVISORS LP GENERAL PARTNER direct 2003-12-01
CONSTELLATION INVESTIMENTOS E PARTICIPAÇÕES LTDA OWNER direct 2004-01-01
KUDU INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2004-01-01
KUDU INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2004-01-01
KUDU INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2004-01-01
WESTEND ADVISORS, LLC SHAREHOLDER indirect 2004-01-01
WESTEND ADVISORS, LLC SHAREHOLDER indirect 2004-01-01
GUARDIAN CAPITAL LP DIRECT OWNER direct 2004-01-01
GUARDIAN CAPITAL LP SHAREHOLDER indirect 2004-01-01
GUARDIAN CAPITAL LP SHAREHOLDER indirect 2004-01-01
GUARDIAN CAPITAL LP TRUSTEE indirect 2004-01-01
GUARDIAN CAPITAL ADVISORS LP DIRECT OWNER direct 2004-01-01
DAIWA INSTITUE OF RESEARCH LTD SHAREHOLDER direct 2004-03-01
DENEB ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2004-03-01
HARCOURT ALTERNATIVE INVESTMENTS (US) LLC OWNER direct 2004-03-01
NIKKO AM INTERNATIONAL, INC. SHAREHOLDER indirect 2004-03-01
NIKKO AM INTERNATIONAL, INC. SHAREHOLDER indirect 2004-03-01
FAIRSTREAM CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2004-03-01
FAIRSTREAM CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2004-03-01
ARGYLE STREET MANAGEMENT LIMITED SHAREHOLDER direct 2004-03-01
MISTER JIMMY INC. SHAREHOLDER direct 2004-04-01
OLD MUTUAL ASSET MANAGERS UK LTD. 100% SHAREHOLDER OF OM GROUP (UK) LIMITED indirect 2004-04-01
CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LIMITED SHAREHOLDER indirect 2004-04-01
CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LIMITED SHAREHOLDER indirect 2004-04-01
NUMA AMERICAS CORP. OWNER indirect 2004-04-01
RICHMOND CAPITAL LLP GENERAL PARTNER direct 2004-05-01
ASIA ABSOLUTE ADVISORS LIMITED SHAREHOLDER direct 2004-05-01
MALABAR INVESTMENTS, LLC SHAREHOLDER indirect 2004-05-01
AEW ADVISORS INC SHOREHOLDER indirect 2004-06-01
CDC IXIS ASSET MANAGEMENT SHAREHOLDER indirect 2004-06-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC SHAREHOLDER indirect 2004-06-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC SHAREHOLDER indirect 2004-06-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD SHAREHOLDER indirect 2004-06-01
WOLF ROCK CAPITAL LLP PARTNER direct 2004-06-01
WOLF ROCK CAPITAL LLP SHAREHOLDER indirect 2004-06-01
ALTIMA PARTNERS LLP CORPORATE MEMBER direct 2004-06-01
ALTIMA PARTNERS LLP SHAREHOLDER indirect 2004-06-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD SHAREHOLDER indirect 2004-06-01
CREDIT SUISSE INDEX CO., INC. SOLE SHAREHOLDER indirect 2004-06-01
CUBE CAPITAL LLP HOLDING COMPANY indirect 2004-06-01
SCHRODERS NEWFINANCE CAPITAL LLP DIRECT OWNER / GENERAL PARTNER direct 2004-06-01
FRM AMERICAS LLC SHAREHOLDER indirect 2004-06-01
SECTOR OMEGA AS SHAREHOLDER CLASS B, C AND D direct 2004-06-01
STW FIXED INCOME MANAGEMENT LLC SHAREHOLDER indirect 2004-06-01
STW FIXED INCOME MANAGEMENT LLC SHAREHOLDER indirect 2004-06-01
HADRON CAPITAL LLP PARENT UNDERTAKING OF CORPORATE MEMBER indirect 2004-06-01
CUBE CAPITAL INVESTMENT MANAGEMENT LIMITED HOLDING COMPANY indirect 2004-06-01
RUBICON ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2004-07-01
CREDIT AGRICOLE ASSET MANAGEMENT INVESTMENT ADVISORS USA, INC. SHAREHOLDER indirect 2004-07-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2004-07-01
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2004-07-01
MGPA (EUROPE) LIMITED ORDINARY SHAREHOLDER indirect 2004-07-01
MGPA (EUROPE) LIMITED REDEEMABLE PREFERENCE SHAREHOLDER indirect 2004-07-01
MGPA ADVISORY (SINGAPORE) PTE. LTD. ORDINARY SHAREHOLDER indirect 2004-07-01
MGPA ADVISORY (SINGAPORE) PTE. LTD. REDEEMABLE PREFERENCE SHAREHOLDER indirect 2004-07-01
SECTOR OMEGA AS SHAREHOLDER CLASS A, C AND D direct 2004-07-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER direct 2004-07-01
CDC IXIS ASSET MANAGEMENT SHAREHOLDER indirect 2004-08-01
CDC IXIS ASSET MANAGEMENT SHAREHOLDER direct 2004-08-01
IXIS ASSET MANAGEMENT GLOBAL ASSOCIATES, INC. SHAREHOLDER indirect 2004-08-01
OLYMPUS CAPITAL LLP PARTNER direct 2004-08-01
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2004-08-01
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-08-01
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2004-08-01
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2004-08-01
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2004-08-01
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2004-08-01
PRUDENTIAL ASSET MANAGEMENT (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2004-08-01
ALPHASIMPLEX GROUP, LLC SHAREHOLDER indirect 2004-08-01
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2004-08-01
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2004-08-01
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2004-08-01
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2004-08-01
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2004-08-01
DAVIDSON KEMPNER CAPITAL MANAGEMENT LLC DESIGNATED MEMBER OF DAVIDSON KEMPNER EUROPEAN PARTNERS, LLP (RELYING ADVISER) direct 2004-08-01
NGAM MIDWAY ACQUISITION, LLC SHAREHOLDER indirect 2004-08-01
H2O AM LLP SHAREHOLDER indirect 2004-08-01
EASTSPRING INVESTMENTS INCORPORATED SOLE SHAREHOLDER indirect 2004-08-01
NATIXIS ASSET MANAGEMENT U.S., LLC SHAREHOLDER indirect 2004-08-01
PICTON MAHONEY ASSET MANAGEMENT LIMITED PARTNER direct 2004-08-01
PICTON MAHONEY ASSET MANAGEMENT SHAREHOLDER indirect 2004-08-01
NATIXIS ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2004-08-01
CAPITAL PARTNERS CAYMAN ISLANDS LIMITED SHAREHOLDER direct 2004-09-01
CAPITAL PARTNERS CAYMAN ISLANDS LIMITED SHAREHOLDER indirect 2004-09-01
BNP PARIBAS INVESTMENT PARTNERS UK LTD SHAREHOLDER OF APPLICANT direct 2004-09-01
ADELPHI CAPITAL LLP CORPORATE PARTNER / LIMITED PARTNER direct 2004-09-01
CLERESTORY CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2004-09-01
F&C MANAGEMENT LIMITED INDIRECT SHAREHOLDER indirect 2004-10-01
F&C EMERGING MARKETS LIMITED INDIRECT SHAREHOLDER indirect 2004-10-01
F&C EMERGING MARKETS LIMITED INDIRECT SHAREHOLDER indirect 2004-10-01
AMMB CONSULTANT SDN BHD SHAREHOLDER indirect 2004-10-01
BERKELEY CAPITAL MANAGEMENT LLC SHAREHOLDER direct 2004-11-01
BERKELEY CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2004-11-01
BERKELEY CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2004-11-01
BERKELEY CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2004-11-01
BERKELEY CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2004-11-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER direct 2004-11-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX ASIA LIMITED (RELYING ADVISER) direct 2004-11-01
ITAU USA ASSET MANAGEMENT INC. SHAREHOLDER indirect 2004-11-01
ARBITEX ASSET MANAGEMENT, L.P. LIMITED PARTNER indirect 2004-12-01
IXIS ASSET MANAGEMENT GLOBAL ASSOCIATES, INC. SHAREHOLDER indirect 2004-12-01
LGT CAPITAL PARTNERS (USA) INC. SHAREHOLDER indirect 2004-12-01
CLERESTORY CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2004-12-01
CLERESTORY CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2004-12-01
LGT CAPITAL PARTNERS (USA) INC. SHAREHOLDER indirect 2004-12-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 2004-12-01
OLD MUTUAL ASSET MANAGERS UK LTD. 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS UK LTD direct 2005-01-01
OLD MUTUAL ASSET MANAGERS UK LTD. 100% SHAREHOLDER OF OLD MUTUAL UK HOLDINGS LIMITED indirect 2005-01-01
ARTEMIS ADVISORS, LLC SHAREHOLDER indirect 2005-01-01
ONE CAPITAL MANAGEMENT PARTNERS, LLC SHAREHOLDER indirect 2005-01-01
THAMES RIVER CAPITAL LLP COMPANY direct 2005-01-01
P. SCHOENFELD ASSET MANAGEMENT LP DESIGNATED MEMBER (OF P. SCHOENFELD ASSET MANAGEMENT LLP) direct 2005-01-01
GSA CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2005-02-01
GSA CAPITAL PARTNERS LLP SHAREHOLDER indirect 2005-02-01
RUBICON ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2005-02-01
RUBICON ASSET MANAGEMENT(SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2005-02-01
GSA CAPITAL PARTNERS (NEW YORK) LP SHAREHOLDER indirect 2005-02-01
GSA CAPITAL PARTNERS (NEW YORK) LP DESIGNATED MEMBER OF GSA CAPITAL PARTNERS LLP indirect 2005-02-01
BRUNSWICK ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2005-03-01
AMBER PARTNERS LTD. SHAREHOLDER direct 2005-03-01
PLUSFUNDS GROUP INC. MEMBER indirect 2005-03-01
KAZIMIR PARTNERS (UK) LIMITED SHAREHOLDER direct 2005-03-01
OLDFIELD PARTNERS LLP DESIGNATED MEMBER / OWNER direct 2005-03-01
STANFIELD CAPITAL PARTNERS LLC 100% OWNER indirect 2005-04-01
HIGHFIELDS CAPITAL MANAGEMENT LP PARENT indirect 2005-04-01
VISION CAPITAL AMERICAS LLC GENERAL PARTNER indirect 2005-04-01
VISION CAPITAL AMERICAS LLC LIMITED PARTNER indirect 2005-04-01
VISION CAPITAL AMERICAS LLC GENERAL PARTNER indirect 2005-04-01
VISION CAPITAL AMERICAS LLC LIMITED PARTNER indirect 2005-04-01
VISION CAPITAL AMERICAS LLC TRUSTEE indirect 2005-04-01
HIGHVISTA STRATEGIES LLC PARENT indirect 2005-04-01
OAK CIRCLE CAPITAL PARTNERS LLC PARENT indirect 2005-04-01
ALPHA4X ASSET MANAGEMENT LLC PARENT indirect 2005-04-01
VISION CAPITAL AMERICAS LLC SHAREHOLDER indirect 2005-04-01
ADA INVESTMENT MANAGEMENT LP PARENT indirect 2005-04-01
EASTSPRING INVESTMENTS (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2005-04-01
AMMB CONSULTANT SDN BHD SHAREHOLDER indirect 2005-05-01
RUBY CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2005-05-01
AMP CAPITAL REDDING INVESTORS (US) LIMITED SHAREHOLDER indirect 2005-05-01
CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LIMITED SHAREHOLDER indirect 2005-05-01
EASTSPRING INVESTMENTS INCORPORATED SOLE SHAREHOLDER indirect 2005-05-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS C ORDINARY SHAREHOLDER OF CDH CHINA GROWTH CAPITAL HOLDINGS COMPANY LIMITED direct 2005-05-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS B ORDINARY SHAREHOLDER OF CDH CHINA GROWTH CAPITAL HOLDINGS COMPANY LIMITED direct 2005-05-01
IXIS ASSET MANAGEMENT GLOBAL ASSOCIATES, INC. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01
AKO CAPITAL LLP GENERAL PARTNER direct 2005-06-01
DB ABSOLUTE RETURN STRATEGIES LIMITED DIRECT OWNER direct 2005-06-01
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER (COMMON STOCK) indirect 2005-06-01
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER (COMMON STOCK) indirect 2005-06-01
DEUTSCHE ASSET MANAGEMENT (UK) LIMITED HOLDING COMPANY indirect 2005-06-01
AURORA INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2005-06-01
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2005-06-01
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2005-06-01
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2005-06-01
ALPHASIMPLEX GROUP, LLC SHAREHOLDER indirect 2005-06-01
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2005-06-01
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2005-06-01
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2005-06-01
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2005-06-01
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2005-06-01
NGAM MIDWAY ACQUISITION, LLC SHAREHOLDER indirect 2005-06-01
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED STOCKHOLDER indirect 2005-06-01
ZA CAPITAL LLP GENERAL PARTNER direct 2005-08-01
OPEN FIELD CAPITAL LLC LIMITED PARTNER indirect 2005-08-01
SOUTHERN CROSS MANAGEMENT SHAREHOLDER indirect 2005-10-01
BUCEPHALE ASSET MANAGEMENT, LTD SHAREHOLDER direct 2005-11-01
GOTTEX FUND MANAGEMENT SARL OWNER indirect 2005-11-01
GOTTEX FUND MANAGEMENT SARL OWNER indirect 2005-11-01
GOTTEX FUND MANAGEMENT, LTD. OWNER indirect 2005-11-01
ZA CAPITAL LLP HOLDING COMPANY indirect 2005-12-01
WESTLB ASSET MANAGEMENT (USA) LLC PARENT COMPANY direct 2005-12-01
ONE CAPITAL MANAGEMENT PARTNERS, LLC SHAREHOLDER indirect 2005-12-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2005-12-01
SOUTHERN CROSS MANAGEMENT SHAREHOLDER indirect 2005-12-01
ECM U.S. INC. ADMINISTRATIVE GENERAL PARTNER TO GERMAN EQUITY PARTNERS III L.P. direct 2005-12-01
TREE LINE ADVISORS (HONG KONG) LTD SHAREHOLDER direct 2006-02-01
LEE OVERLAY PARTNERS LTD SHAREHOLDER direct 2006-02-01
GP INVESTIMENTOS LTDA. CONTROLLING SHAREHOLDER indirect 2006-02-01
GP ADVISORS (BERMUDA) LTD. CONTROLLING SHAREHOLDER indirect 2006-02-01
RUBICON ASSET MANAGEMENT(SINGAPORE) PTE. LTD. SHAREHOLDER direct 2006-03-01
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED OWNER indirect 2006-03-01
GAVIN MANAGEMENT GROUP SHAREHOLDER direct 2006-04-01
WESTLB ASSET MANAGEMENT (USA) LLC PARENT COMPANY indirect 2006-04-01
WESTLB ASSET MANAGEMENT (USA) LLC PARENT indirect 2006-04-01
WESTLB MELLON ASSET MANAGEMENT (USA) LLC PARENT indirect 2006-04-01
STANDARD LIFE INVESTMENTS (USA) LIMITED 100% EQUITY OWNER indirect 2006-04-01
CERBERUS CAPITAL MANAGEMENT, L.P. MEMBER OF CERBERUS EUROPEAN CAPITAL ADVISORS, LLP (RELYING ADVISER) direct 2006-04-01
CERBERUS CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF CERBERUS EUROPEAN CAPITAL ADVISORS, LLP (RELYING ADVISERS) direct 2006-04-01
FIRST STATE INVESTMENTS (US) LLC SHAREHOLDER indirect 2006-04-01
STANDARD LIFE INVESTMENTS (PRIVATE EQUITY) LIMITED 100% EQUITY OWNER indirect 2006-05-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2006-05-01
SL CAPITAL PARTNERS LLP 100% EQUITY OWNER indirect 2006-05-01
I/ST EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-05-01
STANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED 100% EQUITY OWNER indirect 2006-05-01
SQUADRON CAPITAL ADVISORS LIMITED SHAREHOLDER direct 2006-05-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2006-05-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2006-05-01
HIGHCLERE INTERNATIONAL INVESTORS LLP SHAREHOLDER indirect 2006-05-01
ALTPOINT CAPITAL PARTNERS LLC MAJORITY OWNER indirect 2006-05-01
CEPHEI CAPITAL MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2006-05-01
JARDINE LLOYD THOMPSON ADVISORY (NORTH AMERICA) SOLE STOCKHOLDER indirect 2006-05-01
VANDERBILT CAPITAL ADVISORS LLC OWNER indirect 2006-06-01
VISION OPPORTUNITY CAPITAL MANAGEMENT, LLC LLC MEMBER direct 2006-06-01
VISION OPPORTUNITY CAPITAL MANAGEMENT, LLC TRUSTEE TO TUDOR ROSE TRUST direct 2006-06-01
PRUDENTIAL ASSET MANAGEMENT (SINGAPORE) LIMITED SOLE SHAREHOLDER direct 2006-06-01
VIKING GLOBAL INVESTORS LP MEMBER OF VIKING GLOBAL INVESTORS EUROPE LLP (RELYING ADVISER) direct 2006-06-01
EASTSPRING INVESTMENTS INCORPORATED OWNER indirect 2006-06-01
ECM U.S. INC. MANAGING GENERAL PARTNER TO GERMAN EQUITY PARTNERS III L.P. direct 2006-06-01
ECM U.S. INC. GP OF GEP MANAGEMENT GMBH & CO. KG indirect 2006-06-01
CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LIMITED SHAREHOLDER direct 2006-07-01
AMP CAPITAL REDDING INVESTORS (US) LIMITED SHAREHOLDER direct 2006-07-01
GLG ORE HILL LLC SHAREHOLDER indirect 2006-07-01
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2006-07-01
FRM INVESTMENTS (USA) LLC SHAREHOLDER indirect 2006-07-01
GLG INC. SHAREHOLDER indirect 2006-07-01
PINE GROVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2006-07-01
NUMERIC INVESTORS LLC SHAREHOLDER indirect 2006-07-01
SILVERMINE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2006-07-01
AALTO INVEST US INC. SHAREHOLDER indirect 2006-07-01
WESTLB ASSET MANAGEMENT (US) LLC PARENT AND MANAGING MEMBER direct 2006-08-01
CEPHEI CAPITAL MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2006-08-01
FRM AMERICAS LLC SHAREHOLDER indirect 2006-08-01
GLG ORE HILL LLC SHAREHOLDER indirect 2006-08-01
GLG PARTNERS LP SHAREHOLDER indirect 2006-08-01
NUMERIC INVESTORS LLC SHAREHOLDER indirect 2006-08-01
FUNDAMENTAL MANAGERS LLC OWNER indirect 2006-08-01
FUNDAMENTAL MANAGERS LLC OWNER indirect 2006-08-01
AALTO INVEST US INC. SHAREHOLDER indirect 2006-08-01
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED STOCKHOLDER indirect 2006-08-01
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED SHAREHOLDER direct 2006-08-01
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER (SERIES A PREFERRED) indirect 2006-09-01
SOURCECAP INTERNATIONAL LIMITED SHAREHOLDER direct 2006-09-01
THE CAMBRIDGE STRATEGY (ASSET MANAGEMENT) LIMITED SHARE MANAGING MEMBER direct 2006-09-01
SOLITAIRE OVERSEAS LTD. SHAREHOLDER indirect 2006-09-01
RAM ACTIVE INVESTMENTS S.A. SHAREHOLDER direct 2006-09-01
RAM ACTIVE INVESTMENTS S.A. SHAREHOLDER indirect 2006-09-01
SOUTHERN CROSS MANAGEMENT SHAREHOLDER direct 2006-10-01
CHINA ASSET MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2006-10-01
CVC CREDIT PARTNERS, LLC SOLE MEMBER OF CVC CREDIT PARTNERS LIMITED direct 2006-10-01
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2006-11-01
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2006-11-01
DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED BANK indirect 2006-11-01
DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED BANK indirect 2006-11-01
PERENNIAL INVESTMENT PARTNERS (U.S.) INC. OWNER direct 2006-11-01
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2006-11-01
DEUTSCHE ASSET MANAGEMENT (UK) LIMITED HOLDING COMPANY indirect 2006-11-01
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2006-11-01
SANSAR CAPITAL MANAGEMENT, L.L.C. MEMBER, SANSAR CAPITAL ASIA PTE. direct 2006-11-01
IFM (US) INVESTMENT ADVISOR, LLC MEMBER indirect 2006-11-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX ASIA II LIMITED (RELYING ADVISER) direct 2006-11-01
NATIXIS ASSET MANAGEMENT U.S., LLC SHAREHOLDER indirect 2006-11-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP OWNER direct 2006-12-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP OWNER indirect 2006-12-01
DEUTSCHE ASSET MANAGEMENT (UK) LIMITED HOLDING COMPANY indirect 2006-12-01
SOUTHERN CROSS MANAGEMENT MEMBER indirect 2006-12-01
VEGA ASSET MANAGEMENT PARTNERS LIMITED SHAREHOLDER direct 2007-01-01
VEGA ASSET MANAGEMENT PARTNERS LIMITED SHAREHOLDER indirect 2007-01-01
AUTONOMY AMERICAS LLC GENERAL PARTNER indirect 2007-01-01
IFM (US) INVESTMENT ADVISOR, LLC SHAREHOLDER indirect 2007-01-01
IFM (US) INVESTMENT ADVISOR, LLC SHAREHOLDER indirect 2007-01-01
INDUSTRY FUNDS MANAGEMENT PTY LTD SHAREHOLDER indirect 2007-01-01
INDUSTRY FUNDS MANAGEMENT PTY LTD SHAREHOLDER indirect 2007-01-01
AS TRIGON ASSET MANAGEMENT SHAREHOLDER direct 2007-01-01
VEGAPLUS CAPITAL PARTNERS LIMITED SHAREHOLDER direct 2007-02-01
VEGAPLUS CAPITAL PARTNERS LIMITED SHAREHOLDER indirect 2007-02-01
FC CAPITAL MANAGEMENT LLC SOLE TRUSTEE indirect 2007-02-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2007-02-01
NIBC CREDIT MANAGEMENT, INC. PARENT / HOLDING COMPANY indirect 2007-03-01
VEGAPLUS CAPITAL PARTNERS (EUROPE) LLP SHAREHOLDER indirect 2007-03-01
KCPS PRIVATE WEALTH MANAGEMENT LTD SHAREHOLDER direct 2007-03-01
KCPS CAPITAL MANAGEMENT LTD. SOLE SHAREHOLDER direct 2007-03-01
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC TRUSTEE indirect 2007-04-01
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC TRUSTEE indirect 2007-04-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2007-04-01
PLATINUM INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2007-05-01
AMP CAPITAL BROOKFIELD (US) LLC SHAREHOLDER indirect 2007-05-01
INNOCAP INVESTMENT MANAGEMENT INC. 50% OF OWNER OF INNOCAP INVESTMENT MANAGEMENT INC. direct 2007-05-01
INNOCAP INVESTMENT MANAGEMENT INC. 50% OWNER OF INNOCAP INVESTMENT MANAGEMENT INC. direct 2007-05-01
INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD 50% OWNER indirect 2007-05-01
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2007-06-01
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2007-06-01
GLG PARTNERS LP SHAREHOLDER indirect 2007-06-01
ARTEMIS WEALTH OWNER indirect 2007-06-01
ARTEMIS WEALTH OWNER indirect 2007-06-01
SL CAPITAL PARTNERS LLP 60% MEMBER direct 2007-06-01
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 2007-07-01
GML CAPITAL LLP MANAGING MEMBER direct 2007-07-01
SARASIN ASSET MANAGEMENT LIMITED MEMBER indirect 2007-07-01
FORTIS INVESTMENT MANAGEMENT SINGAPORE LIMITED DIRECT OWNER direct 2007-07-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER (CEVIAN CAPITAL LTD) direct 2007-07-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS B ORDINARY SHAREHOLDER OF CDH III HOLDINGS COMPANY LIMITED direct 2007-07-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS A ORDINARY SHAREHOLDER OF CDH III HOLDINGS COMPANY LIMITED direct 2007-07-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS C ORDINARY SHAREHOLDER OF CDH III HOLDINGS COMPANY LIMITED direct 2007-07-01
NIKKO AM INTERNATIONAL, INC. SHAREHOLDER indirect 2007-08-01
FAIRSTREAM CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 2007-08-01
PICTON MAHONEY ASSET MANAGEMENT LIMITED PARTNER direct 2007-08-01
KUDU INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2007-08-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
PUTNAM INVESTMENTS LIMITED SHAREHOLDER indirect 2007-08-01
ARGENTIC INVESTMENT MANAGEMENT LLC SOLE SHAREHOLDER indirect 2007-08-01
VALUE PARTNERS LIMITED SHAREHOLDER indirect 2007-10-01
VALUE PARTNERS HONG KONG LIMITED SHAREHOLDER direct 2007-10-01
VALUE PARTNERS HONG KONG LIMITED SHAREHOLDER indirect 2007-10-01
VALUE PARTNERS LIMITED SHAREHOLDER indirect 2007-10-01
DRAGONBACK CAPITAL LIMITED SHAREHOLDER direct 2007-10-01
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC SHAREHOLDER indirect 2007-10-01
BLOOMBERGSEN INC. OWNER direct 2007-10-01
AS TRIGON ASSET MANAGEMENT MEMBER indirect 2007-10-01
ALLEGIANCE INVESTMENT MANAGEMENT, LLC INDIRECT OWNER indirect 2007-11-01
ALLEGIANCE INVESTMENT MANAGEMENT, LLC INDIRECT OWNER indirect 2007-11-01
ALLEGIANCE INVESTMENT MANAGEMENT, LLC INDIRECT OWNER indirect 2007-11-01
A T FUNDS, LLC INDIRECT OWNER indirect 2007-11-01
A T FUNDS, LLC INDIRECT OWNER indirect 2007-11-01
A T FUNDS, LLC INDIRECT OWNER indirect 2007-11-01
OLYMPUS CAPITAL HOLDINGS ASIA GENERAL PARTNER indirect 2007-11-01
GLG PARTNERS LP SHAREHOLDER indirect 2007-11-01
GLG PARTNERS LP SHAREHOLDER indirect 2007-11-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2007-11-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2007-11-01
PYRFORD INTERNATIONAL PLC SHAREHOLDER direct 2007-12-01
PYRFORD INTERNATIONAL PLC SOLE SHAREHOLDER OF BANK OF MONTREAL HOLDINGS INC indirect 2007-12-01
PYRFORD INTERNATIONAL PLC SOLE SHAREHOLDER OF BANK OF MONTREAL CAPITAL MARKETS (HOLDING) LTD indirect 2007-12-01
WESTLB MELLON ASSET MANAGEMENT (USA) LLC PARENT indirect 2007-12-01
QUANTEK ASSET MANAGEMENT, LLC TRUSTEE indirect 2007-12-01
QUANTEK ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-12-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2007-12-01
EIM MANAGEMENT (USA) INC. DIRECT OWNER direct 2007-12-01
OLYMPUS CAPITAL HOLDINGS ASIA LIMITED PARTNER indirect 2007-12-01
EIM MANAGEMENT (USA) INC. TRUSTEE indirect 2007-12-01
THOMSON REUTERS GLOBAL MARKETS INC. SHAREHOLDER indirect 2007-12-01
ALCHEMY INVESTMENT MANAGEMENT PTE. LTD. SHAREHOLDER direct 2007-12-01
TAUBE HODSON STONEX PARTNERS LLP CORPORATE MEMBER direct 2007-12-01
KAZIMIR PARTNERS LIMITED SHAREHOLDER indirect 2007-12-01
CREDIT AGRICOLE ASSET MANAGEMENT INVESTMENT ADVISORS USA, INC. SHAREHOLDER indirect 2008-01-01
LIGHTHOUSE INVESTMENT PARTNERS, LLC SHAREHOLDER indirect 2008-01-01
MGH ASSET MANAGEMENT LTD TRUSTEES indirect 2008-01-01
MGH ASSET MANAGEMENT LTD TRUSTEE SHAREHOLDER direct 2008-01-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2008-01-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2008-01-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2008-01-01
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC SHAREHOLDER indirect 2008-01-01
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER direct 2008-01-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2008-01-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2008-01-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2008-01-01
PIONEER INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 2008-01-01
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2008-02-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2008-02-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2008-02-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2008-02-01
SAVILLS INVESTMENT MANAGEMENT INC. SOLE SHAREHOLDER indirect 2008-02-01
KAZIMIR PARTNERS LIMITED SHAREHOLDER indirect 2008-03-01
KAZIMIR PARTNERS LIMITED SHAREHOLDER indirect 2008-03-01
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC PARTNER indirect 2008-03-01
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC GENERAL PARTNER indirect 2008-03-01
ABN AMRO ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2008-04-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP OWNER indirect 2008-04-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP OWNER indirect 2008-04-01
SAVILLS INVESTMENT MANAGEMENT INC. SOLE SHAREHOLDER indirect 2008-04-01
747 CAPITAL, LLC SHAREHOLDER indirect 2008-05-01
747 CAPITAL, LLC SHAREHOLDER indirect 2008-05-01
PILLAR CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2008-05-01
AUTONOMY AMERICAS LLC PARENT OF AUTONOMY AMERICAS LLC direct 2008-06-01
STONE TOWER EQUITY PARTNERS LLC SHAREHOLDER indirect 2008-07-01
CONCORD INTERNATIONAL INVESTMENTS, L.P. LIMITED PARTNER direct 2008-08-01
E FUND MANAGEMENT (HONG KONG) CO., LIMITED SHAREHOLDER indirect 2008-08-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER indirect 2008-08-01
FUNDAMENTAL MANAGERS LLC OWNER indirect 2008-08-01
FUNDAMENTAL MANAGERS LLC OWNER indirect 2008-08-01
E FUND MANAGEMENT (HONG KONG) CO., LIMITED SHAREHOLDER indirect 2008-08-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-09-01
CHINA ASSET MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER direct 2008-09-01
BRONTE CAPITAL MANAGEMENT PTY LTD SHAREHOLDER direct 2008-10-01
FISCHER FRANCIS TREES & WATTS UK LIMITED SHAREHOLDER indirect 2008-10-01
RIVERBRIDGE PARTNERS LLC GENERAL PARTNER indirect 2008-11-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX PROPERTY INVESTORS (H.K.) LIMITED (RELYING ADVISER) direct 2008-11-01
C BROOKE INVESTMENTS LLP MEMBER direct 2008-12-01
ARUNVILL CAPITAL UK LIMITED SHAREHOLDER direct 2008-12-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER indirect 2008-12-01
SUSA FUND MANAGEMENT LLP OWNER: LIMITED PARTNER direct 2008-12-01
SUSA FUND MANAGEMENT LLP OWNER indirect 2008-12-01
I.G. INTERNATIONAL MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2008-12-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX PROPERTY INVESTORS (TAIWAN) LIMITED TAIWAN BRANCH (RELYING ADVISER) direct 2009-01-01
KING STREET CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2009-01-01
DARA CAPITAL US, INC. FOREIGN ENTITY direct 2009-02-01
ITAU USA ASSET MANAGEMENT INC. SHAREHOLDER indirect 2009-02-01
QUANTEK ASSET MANAGEMENT, LLC MEMBER direct 2009-03-01
GRYPHON INTERNATIONAL INVESTMENT CORPORATION SHAREHOLDER CLASS G COMMON, CLASS C PREFERRED direct 2009-03-01
ACTINVER WEALTH MANAGEMENT, INC. SHAREHOLDER indirect 2009-03-01
IFM (US) INVESTMENT ADVISOR, LLC SHAREHOLDER indirect 2009-03-01
ACTINVER CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-03-01
NEW STAR ASSET MANAGEMENT LTD SHAREHOLDER indirect 2009-04-01
NEW STAR ASSET MANAGEMENT LTD SHAREHOLDER indirect 2009-04-01
NEW STAR ASSET MANAGEMENT LTD SHAREHOLDER indirect 2009-04-01
PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED SHAREHOLDER indirect 2009-04-01
FISCHER FRANCIS TREES & WATTS UK LIMITED SHAREHOLDER indirect 2009-04-01
GOODHART PARTNERS LLP PARTNER direct 2009-04-01
AXIUM INFRASTRUCTURE US INC. SHAREHOLDER indirect 2009-04-01
PERMAL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2009-04-01
AXIUM INFRASTRUCTURE INC. SHAREHOLDER direct 2009-04-01
BNP PARIBAS INVESTMENT PARTNERS UK LTD SHAREHOLDER indirect 2009-04-01
FORTIS INVESTMENT MANAGEMENT UK LIMITED SHAREHOLDER indirect 2009-05-01
FORTIS INVESTMENT MANAGEMENT SINGAPORE LIMITED DIRECT OWNER indirect 2009-05-01
BNP PARIBAS INVESTMENT PARTNERS SINGAPORE LIMITED SHAREHOLDER indirect 2009-05-01
BNP PARIBAS INVESTMENT PARTNERS SINGAPORE LIMITED SHAREHOLDER indirect 2009-05-01
DARIUS CAPITAL PARTNERS SAS SHAREHOLDER direct 2009-06-01
SERONE CAPITAL MANAGEMENT LLP OWNER SERONE CAPITAL MANAGEMENT LLP direct 2009-06-01
SERONE CAPITAL MANAGEMENT LLP OWNER SERONE CAPITAL MANAGEMENT (UK) LIMITED indirect 2009-06-01
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-07-01
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2009-07-01
AURORA INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2009-07-01
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2009-07-01
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2009-07-01
ALPHASIMPLEX GROUP, LLC SHAREHOLDER indirect 2009-07-01
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2009-07-01
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2009-07-01
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2009-07-01
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2009-07-01
NATIXIS CASPIAN PRIVATE EQUITY, LLC SHAREHOLDER indirect 2009-07-01
CEPHEI CAPITAL MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2009-07-01
NGAM MIDWAY ACQUISITION, LLC SHAREHOLDER indirect 2009-07-01
H2O AM LLP SHAREHOLDER indirect 2009-07-01
NATIXIS ASSET MANAGEMENT U.S., LLC SHAREHOLDER indirect 2009-07-01
AXIOM ALTERNATIVE INVESTMENTS SARL SHAREHOLDER direct 2009-07-01
NATIXIS ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2009-07-01
KV SERVICES II LIMITED CLASS A SHAREHOLDER direct 2009-08-01
MD PRIVATE INVESTMENT MANAGEMENT (US) INC. SHAREHOLDER indirect 2009-08-01
MD PRIVATE INVESTMENT MANAGEMENT (US) INC. SHAREHOLDER indirect 2009-08-01
ZEAL ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2009-08-01
LANSDOWNE PARTNERS AUSTRIA GMBH PARENT COMPANY direct 2009-08-01
LANSDOWNE PARTNERS AUSTRIA GMBH SHAREHOLDER indirect 2009-08-01
KVAM INTERNATIONAL II LTD. CLASS A SHAREHOLDER direct 2009-09-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2009-09-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2009-09-01
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2009-09-01
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2009-09-01
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2009-09-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2009-09-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2009-09-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2009-09-01
BURFORD GROUP LLC OWNER - BURFORD GROUP LLC direct 2009-09-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2009-09-01
KAMES CAPITAL PLC SHAREHOLDER indirect 2009-09-01
KAMES CAPITAL PLC DIRECT PARENT direct 2009-09-01
AMP CAPITAL REDDING INVESTORS (US) LIMITED SHAREHOLDER indirect 2009-10-01
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2009-10-01
NIKKO ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2009-10-01
NIKKO ASSET MANAGEMENT HONG KONG LIMITED SHAREHOLDER indirect 2009-10-01
AMP CAPITAL BROOKFIELD (US) LLC OWNER indirect 2009-10-01
SCOTIA ASSET MANAGEMENT L.P. OWNER direct 2009-11-01
1832 ASSET MANAGEMENT U.S. INC. GENERAL PARTNER indirect 2009-11-01
1832 ASSET MANAGEMENT U.S. INC. OWNER indirect 2009-11-01
1832 ASSET MANAGEMENT U.S. INC. LIMITED PARTNER indirect 2009-11-01
ARTISAN PARTNERS UK LLP MEMBER direct 2009-12-01
YORK ASSET MANAGEMENT INC. OWNER direct 2009-12-01
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2009-12-01
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2009-12-01
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2009-12-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2009-12-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2009-12-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2009-12-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2009-12-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2009-12-01
CUBE CAPITAL LLP SHAREHOLDER indirect 2009-12-01
PALISADE CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2009-12-01
CUBE CAPITAL INVESTMENT MANAGEMENT LIMITED HOLDING COMPANY indirect 2009-12-01
AMUNDI JAPAN LTD. PARENT OF AMUNDI JAPAN HOLDING LTD. indirect 2009-12-01
GULF INTERNATIONAL BANK (UK) LIMITED SHAREHOLDER indirect 2010-01-01
PS MANAGEMENT, INC. SOLE OWNER indirect 2010-02-01
PS MANAGEMENT, INC. SOLE OWNER indirect 2010-02-01
KUDU INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-03-01
FORTIS INVESTMENT MANAGEMENT UK LIMITED SHAREHOLDER indirect 2010-04-01
FORTIS INVESTMENT MANAGEMENT SINGAPORE LIMITED DIRECT OWNER indirect 2010-04-01
ALCHEMY INVESTMENT MANAGEMENT PTE. LTD. SHAREHOLDER indirect 2010-04-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS B ORDINARY SHAREHOLDER OF CDH IV HOLDINGS COMPANY LIMITED direct 2010-04-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS C ORDINARY SHAREHOLDER OF CDH IV HOLDINGS COMPANY LIMITED direct 2010-04-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS A ORDINARY SHAREHOLDER OF CDH IV HOLDINGS COMPANY LIMITED direct 2010-04-01
BNP PARIBAS INVESTMENT PARTNERS UK LTD SHAREHOLDER indirect 2010-04-01
VONTOBEL SWISS WEALTH ADVISORS AG SOLE SHAREHOLDER direct 2010-05-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP GENERAL PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP indirect 2010-05-01
PENSO ADVISORS, LLC GENERAL PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP indirect 2010-05-01
COMMONWEALTH OPPORTUNITY CAPITAL GP, LLC GENERAL PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP indirect 2010-05-01
SEARCHLIGHT CAPITAL PARTNERS, L.P. PARENT OF SEARCHLIGHT CAPITAL PARTNERS CANADA LIMITED direct 2010-06-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP GENERAL PARTNER OF BREVAN HOWARD (JERSEY) LP indirect 2010-06-01
INNOCAP GLOBAL INVESTMENT MANAGEMENT LTD. OWNER OF 100% OF VOTING SHARES OF INNOCAP GLOBAL INVESTMENT MANAGEMENT LTD. direct 2010-06-01
PENSO ADVISORS, LLC GENERAL PARTNER OF BREVAN HOWARD (JERSEY) LP indirect 2010-06-01
COMMONWEALTH OPPORTUNITY CAPITAL GP, LLC GENERAL PARTNER OF BREVAN HOWARD (JERSEY) LP indirect 2010-06-01
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2010-07-01
MAN INVESTMENTS (USA) LLC SHAREHOLDER indirect 2010-07-01
ACCESS GLOBAL ADVISORS MANAGING MEMBER direct 2010-07-01
GAVEKAL CAPITAL, LLC MEMBER direct 2010-07-01
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2010-07-01
ASTER-X CAPITAL MANAGEMENT B.V. CORPORATION direct 2010-07-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2010-07-01
ORE HILL PARTNERS LLC SHAREHOLDER indirect 2010-07-01
GLG INC. SHAREHOLDER indirect 2010-07-01
VISION CAPITAL AMERICAS LLC SHAREHOLDER indirect 2010-07-01
VISION CAPITAL AMERICAS LLC MEMBER direct 2010-07-01
FRM AMERICAS LLC SHAREHOLDER indirect 2010-07-01
FRM AMERICAS LLC SHAREHOLDER indirect 2010-07-01
GLG ORE HILL LLC SHAREHOLDER indirect 2010-07-01
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2010-07-01
FRM INVESTMENTS (USA) LLC SHAREHOLDER indirect 2010-07-01
GLG INC. SHAREHOLDER indirect 2010-07-01
GLG INC. SHAREHOLDER indirect 2010-07-01
GLG PARTNERS LP SHAREHOLDER indirect 2010-07-01
AHL PARTNERS LLP SHAREHOLDER indirect 2010-07-01
AHL PARTNERS LLP SHAREHOLDER indirect 2010-07-01
AHL PARTNERS LLP SHAREHOLDER indirect 2010-07-01
AHL PARTNERS LLP SHAREHOLDER indirect 2010-07-01
PINE GROVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-07-01
PINE GROVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-07-01
PINE GROVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-07-01
NUMERIC INVESTORS LLC SHAREHOLDER indirect 2010-07-01
NUMERIC INVESTORS LLC SHAREHOLDER indirect 2010-07-01
SILVERMINE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2010-07-01
SILVERMINE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2010-07-01
SILVERMINE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2010-07-01
AALTO INVEST US INC. SHAREHOLDER indirect 2010-07-01
AALTO INVEST US INC. SHAREHOLDER indirect 2010-07-01
AALTO INVEST UK LTD SHAREHOLDER indirect 2010-07-01
AALTO INVEST UK LTD SHAREHOLDER indirect 2010-07-01
AALTO INVEST UK LTD SHAREHOLDER indirect 2010-07-01
AALTO INVEST UK LTD SHAREHOLDER indirect 2010-07-01
SEARCHLIGHT CAPITAL PARTNERS, L.P. MEMBER OF SEARCHLIGHT CAPITAL PARTNERS UK, LLP direct 2010-08-01
AXA REAL ESTATE INVESTMENT MANAGERS US LLC MEMBER direct 2010-08-01
H2O AM LLP SHAREHOLDER direct 2010-08-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX ASIA IV LIMITED (RELYING ADVISER) direct 2010-08-01
INCENTIVE AS OWNER indirect 2010-08-01
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED STOCKHOLDER indirect 2010-08-01
THAMES RIVER CAPITAL LLP INDIRECT SHAREHOLDER indirect 2010-09-01
THAMES RIVER CAPITAL LLP INDIRECT SHAREHOLDER indirect 2010-09-01
RITCHIE CAPITAL MANAGEMENT, L.L.C. ULTIMATE TRUSTEE indirect 2010-09-01
RITCHIE CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 2010-09-01
BAKER TILLY INVESTMENT ADVISORS TRUSTEE indirect 2010-09-01
BAKER TILLY INVESTMENT ADVISORS, L.P. TRUSTEE indirect 2010-09-01
AZ APICE CAPITAL MANAGEMENT LLC SHARE HOLDER indirect 2010-10-01
CORIOLIS CAPITAL LIMITED SHAREHOLDER - A SHARES direct 2010-11-01
CVC CREDIT PARTNERS, LLC SOLE MEMBER OF CVC CREDIT PARTNERS INVESTMENT MANAGEMENT LIMITED direct 2010-11-01
FISCHER FRANCIS TREES & WATTS SINGAPORE LIMITED DIRECT OWNER indirect 2010-12-01
UFG ADVISORS LIMITED OWNER direct 2010-12-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER direct 2010-12-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2010-12-01
ALPINVEST PARTNERS B.V. SHAREHOLDER indirect 2010-12-01
ARUNVILL CAPITAL UK LIMITED SHAREHOLDER indirect 2010-12-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2010-12-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2010-12-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2010-12-01
H2O AM LLP SHAREHOLDER indirect 2010-12-01
H2O AM LLP SHAREHOLDER indirect 2010-12-01
KILTEARN PARTNERS LLP SHAREHOLDER indirect 2011-01-01
RIVERBRIDGE PARTNERS LLC LIMITED PARTNER indirect 2011-01-01
STATE STREET GLOBAL ADVISORS IRELAND LIMITED OWNER direct 2011-01-01
KILTEARN PARTNERS LLP PARTNER direct 2011-01-01
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER direct 2011-02-01
MGPA (EUROPE) LIMITED SHAREHOLDER indirect 2011-02-01
1832 ASSET MANAGEMENT U.S. INC. OWNER indirect 2011-02-01
PERIDIEM GLOBAL INVESTORS, LLC MEMBER direct 2011-03-01
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2011-03-01
SSP SERVICES LTD. CLASS A SHAREHOLDER direct 2011-03-01
KVAM INTERNATIONAL LTD. SHAREHOLDER direct 2011-03-01
RP CAPITAL PARTNERS CAYMAN ISLANDS LIMITED SHAREHOLDER indirect 2011-03-01
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2011-03-01
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2011-03-01
MGPA ADVISORY (SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2011-03-01
OLYMPUS CAPITAL HOLDINGS ASIA SHAREHOLDER OF OLYMPUS (SHANGHAI) INVESTMENT MANAGEMENT CONSULTING CO., LTD. (RELYING ADVISER) direct 2011-03-01
FISCHER FRANCIS TREES & WATTS UK LIMITED SHAREHOLDER OF APPLICANT direct 2011-04-01
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2011-04-01
CUBE CAPITAL LLP CORPORATE MEMBER direct 2011-04-01
ARUNVILL CAPITAL UK LIMITED SHAREHOLDER indirect 2011-04-01
NIKKO ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2011-04-01
NIKKO ASSET MANAGEMENT HONG KONG LIMITED SHAREHOLDER indirect 2011-04-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS A ORDINARY SHAREHOLDER OF CDH CHINA GROWTH CAPITAL HOLDINGS COMPANY LIMITED direct 2011-04-01
CONTOUR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-05-01
RIVERBRIDGE PARTNERS LLC OWNER indirect 2011-05-01
RIVERBRIDGE PARTNERS LLC TRUSTEE indirect 2011-05-01
RIVERBRIDGE PARTNERS LLC OWNER indirect 2011-05-01
RIVERBRIDGE PARTNERS LLC TRUSTEE indirect 2011-05-01
RIVERBRIDGE PARTNERS LLC TRUSTEE indirect 2011-05-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER (CEVIAN CAPITAL LTD) direct 2011-05-01
BLACK-AND-WHITE CAPITAL LP SHAREHOLDER indirect 2011-05-01
THE NEWTON FOLLIS PARTNERSHIP LIMITED SHAREHOLDER direct 2011-06-01
AAG CAPITAL MARKETS LLC SHAREHOLDER indirect 2011-06-01
EIG MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2011-06-01
EIG MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2011-06-01
OPEN DOOR CAPITAL ADVISORS (US), LLC SHAREHOLDER indirect 2011-07-01
OPEN DOOR INVESTMENT MANAGEMENT (US), LTD. SHAREHOLDER indirect 2011-07-01
DARIUS CAPITAL PARTNERS SAS SHAREHOLDER direct 2011-07-01
DARIUS CAPITAL PARTNERS SAS SHAREHOLDER indirect 2011-07-01
ALPINVEST PARTNERS B.V. SOLE SHAREHOLDER direct 2011-07-01
ALPINVEST PARTNERS B.V. SHAREHOLDER indirect 2011-07-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-07-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-07-01
ALPINVEST PARTNERS B.V. SHAREHOLDER indirect 2011-07-01
ALPINVEST PARTNERS B.V. SHAREHOLDER indirect 2011-07-01
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 2011-07-01
ALPINVEST PARTNERS B.V. GENERAL PARTNER indirect 2011-07-01
MGPA (EUROPE) LIMITED SHAREHOLDER direct 2011-07-01
MGPA ADVISORY (SINGAPORE) PTE. LTD. SHAREHOLDER direct 2011-07-01
FGS CAPITAL LLP PARTNER direct 2011-07-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER direct 2011-07-01
EASTSPRING INVESTMENTS (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2011-07-01
EASTSPRING INVESTMENTS INCORPORATED SOLE SHAREHOLDER indirect 2011-07-01
WESTBRIDGE CAPITAL US ADVISORS, LLC MEMBER (WESTBRIDGE CAPITAL PARTNERS, LLC) direct 2011-07-01
GINJER AM FAMILY TRUST HOLDING SHARES OF GINJER direct 2011-07-01
ELGIN CAPITAL LLP PARTNER direct 2011-08-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2011-08-01
ELGIN CAPITAL LLP MEMBER indirect 2011-08-01
BRAM US LLC MANAGING MEMBER indirect 2011-08-01
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER direct 2011-09-01
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2011-09-01
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2011-09-01
AURORA INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-09-01
CASPIAN PRIVATE EQUITY, LLC SHAREHOLDER indirect 2011-09-01
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2011-09-01
NGAM ADVISORS, L.P. SHAREHOLDER indirect 2011-09-01
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2011-09-01
ALPHASIMPLEX GROUP, LLC SHAREHOLDER indirect 2011-09-01
DARIUS CAPITAL PARTNERS SHAREHOLDER indirect 2011-09-01
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2011-09-01
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2011-09-01
NGAM MIDWAY ACQUISITION, LLC SHAREHOLDER indirect 2011-09-01
DOUBLE HAVEN CAPITAL (HONG KONG) LIMITED SHAREHOLDER indirect 2011-09-01
NIKKO ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER direct 2011-09-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX ASIA V LIMITED (RELYING ADVISER) direct 2011-09-01
NIKKO ASSET MANAGEMENT HONG KONG LIMITED SHAREHOLDER direct 2011-09-01
EIG MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2011-09-01
PORTLAND HILL CAPITAL LLP SHAREHOLDER indirect 2011-09-01
PORTLAND HILL CAPITAL LLP PARTNER indirect 2011-09-01
NATIXIS ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2011-09-01
H2O AM LLP SHAREHOLDER indirect 2011-09-01
CONTOUR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-10-01
CONTOUR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-10-01
GINJER AM HOLDING COMPANY HOLDING SHARES OF GINJER direct 2011-10-01
GINJER AM ENTITY HOLDING SHARES IN 'NOUVELLES EXPERTISES ET TALENTS HOLDING 1' HOLDING SHARES IN GINJER indirect 2011-10-01
GINJER AM FONDS COMMUN DE PLACEMENT (FCP) HOLDING SHARES IN 'NOUVELLES EXPERTISES ET TALENTS HOLDING 1' HOLDING SHARES IN GINJER indirect 2011-10-01
PORTLAND HILL CAPITAL LLP SHAREHOLDER indirect 2011-10-01
BLACK-AND-WHITE CAPITAL LP SHAREHOLDER indirect 2011-10-01
BLACK-AND-WHITE CAPITAL LP SHAREHOLDER indirect 2011-10-01
XENON PRIVATE EQUITY LTD SHAREHOLDER direct 2011-11-01
EXPLORA INVESTIMENTOS GESTÃO DE RECURSOS LTDA OWNER direct 2011-12-01
HILLHOUSE CAPITAL ADVISORS, LTD. SHAREHOLDER indirect 2011-12-01
HILLHOUSE CAPITAL MANAGEMENT, LTD SHAREHOLDER indirect 2011-12-01
NN INVESTMENT PARTNERS NORTH AMERICA LLC SHAREHOLDER indirect 2011-12-01
NN INVESTMENT PARTNERS NORTH AMERICA LLC SHAREHOLDER indirect 2011-12-01
VR ADVISORY SERVICES LTD. SHAREHOLDER direct 2012-01-01
KNOTT ASSET MANAGEMENT, LLC OWNER indirect 2012-01-01
VR ADVISORY SERVICES LTD. SHAREHOLDER (VOTING SHARES) indirect 2012-01-01
HILLHOUSE CAPITAL MANAGEMENT, LTD SHAREHOLDER direct 2012-01-01
SOMERSET CAPITAL ADVISERS LLC SOLE OWNER indirect 2012-01-01
SOMERSET CAPITAL ADVISERS LLC SOLE OWNER indirect 2012-01-01
AS TRIGON ASSET MANAGEMENT SHAREHOLDER indirect 2012-01-01
FC CAPITAL MANAGEMENT LLC MEMBER direct 2012-02-01
FC CAPITAL MANAGEMENT LLC OWNER indirect 2012-02-01
NUMA AMERICAS CORP. OWNER direct 2012-02-01
1832 ASSET MANAGEMENT U.S. INC. OWNER indirect 2012-02-01
GERCHEN KELLER CAPITAL, LLC SHAREHOLDER indirect 2012-02-01
GP INVESTIMENTOS LTDA. CONTROLLING SHAREHOLDER indirect 2012-02-01
GP ADVISORS (BERMUDA) LTD. CONTROLLING SHAREHOLDER indirect 2012-02-01
CVC CREDIT PARTNERS, LLC GENERAL PARTNER indirect 2012-02-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER indirect 2012-03-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER indirect 2012-03-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER indirect 2012-03-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER indirect 2012-03-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER indirect 2012-03-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2012-03-01
GP INVESTIMENTOS LTDA. CONTROLLING SHAREHOLDER indirect 2012-03-01
AVIVA INVESTORS AMERICAS LLC SHAREHOLDER indirect 2012-04-01
AVIVA INVESTORS AMERICAS LLC SHAREHOLDER indirect 2012-04-01
AVIVA INVESTORS AMERICAS LLC SHAREHOLDER indirect 2012-04-01
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER direct 2012-04-01
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 2012-04-01
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 2012-04-01
NIKKO ASSET MANAGEMENT AMERICAS, INC. SHAREHOLDER indirect 2012-04-01
NIKKO ASSET MANAGEMENT AMERICAS, INC. SHAREHOLDER indirect 2012-04-01
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER indirect 2012-04-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP OWNER OF 100% OF SHARE CAPITAL OF BREVAN HOWARD PARTNERSHIP SERVICES LTD indirect 2012-04-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP 100% OF SHARE CAPITAL OF BH GP LLC indirect 2012-04-01
PENSO ADVISORS, LLC OWNER OF 100% OF SHARE CAPITAL OF BREVAN HOWARD PARTNERSHIP SERVICES LTD indirect 2012-04-01
COMMONWEALTH OPPORTUNITY CAPITAL GP, LLC OWNER 100% OF SHARE CAPITAL OF BREVAN HOWARD PARTNERSHIP SERVICES LTD indirect 2012-04-01
MISAKI CAPITAL INC. OWNER indirect 2012-04-01
CVC CREDIT PARTNERS, LLC MAJORITY SHAREHOLDER indirect 2012-04-01
CVC CREDIT PARTNERS, LLC MAJORITY SHAREHOLDER indirect 2012-04-01
AIB INVESTMENT MANAGERS LTD PARENT indirect 2012-05-01
FRM AMERICAS LLC SHAREHOLDER indirect 2012-05-01
DECURA IM LLP PARTNER indirect 2012-05-01
DECURA IM LLP SHAREHOLDER indirect 2012-05-01
DECURA IM LLP SHAREHOLDER indirect 2012-05-01
DECURA IM LLP TRUSTEE indirect 2012-05-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP LIMITED PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP indirect 2012-06-01
RIVERBRIDGE PARTNERS LLC GENERAL PARTNER indirect 2012-06-01
RIVERBRIDGE PARTNERS LLC GENERAL PARTNER indirect 2012-06-01
PENSO ADVISORS, LLC LIMITED PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP indirect 2012-06-01
COMMONWEALTH OPPORTUNITY CAPITAL GP, LLC LIMITED PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP indirect 2012-06-01
O'SHARES INVESTMENT ADVISERS, LLC STOCKHOLDER indirect 2012-06-01
ANDA INVESTMENT MANAGEMENT CO., LTD. SHAREHOLDER direct 2012-07-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2012-07-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2012-07-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP OWNER OF 100% SHARE CAPITAL OF BHUS HOLDINGS LLC indirect 2012-08-01
25 CAPITAL PARTNERS, LLC TRUSTEE OF SADLER TRUST indirect 2012-08-01
PENSO ADVISORS, LLC OWNER OF 100% OF SHARE CAPITAL OF BHUS HOLDINGS LLC indirect 2012-08-01
COMMONWEALTH OPPORTUNITY CAPITAL GP, LLC OWNER OF 100% SHARE CAPITAL OF BHUS HOLDINGS LLC indirect 2012-08-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP OWNER OF 100% OF SHARE CAPITAL OF BREVAN HOWARD INVESTMENT HOLDINGS LTD indirect 2012-09-01
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2012-09-01
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2012-09-01
DECURA IM LLP PARTNER direct 2012-09-01
PENSO ADVISORS, LLC OWNER OF 100% OF SHARE CAPITAL OF BREVAN HOWARD INVESTMENT HOLDINGS LTD indirect 2012-09-01
COMMONWEALTH OPPORTUNITY CAPITAL GP, LLC OWNER 100% OF SHARE CAPITAL OF BREVAN HOWARD INVESTMENT HOLDINGS LTD indirect 2012-09-01
CF PARTNERS CAPITAL MANAGEMENT LLP SHAREHOLDER OF VOLAW TRUST AND CORPORATE SERVICES LIMITED indirect 2012-09-01
HILLHOUSE CAPITAL ADVISORS, LTD. SHAREHOLDER direct 2012-10-01
DOUBLE HAVEN CAPITAL (HONG KONG) LIMITED SHAREHOLDER direct 2012-10-01
CLERESTORY CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2012-10-01
PROSTAR CAPITAL (US) LLC TRUSTEE indirect 2012-10-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER indirect 2012-10-01
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2012-11-01
GLG ORE HILL LLC SHAREHOLDER indirect 2012-11-01
FRM INVESTMENTS (USA) LLC SHAREHOLDER indirect 2012-11-01
GLG INC. SHAREHOLDER indirect 2012-11-01
NEWTON CAPITAL MANAGEMENT LTD OWNER indirect 2012-11-01
GLG PARTNERS LP SHAREHOLDER indirect 2012-11-01
AHL PARTNERS LLP SHAREHOLDER indirect 2012-11-01
PINE GROVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2012-11-01
NUMERIC INVESTORS LLC SHAREHOLDER indirect 2012-11-01
SILVERMINE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2012-11-01
EQT PARTNERS INC. SHAREHOLDER indirect 2012-11-01
AALTO INVEST US INC. SHAREHOLDER indirect 2012-11-01
AALTO INVEST UK LTD SHAREHOLDER indirect 2012-11-01
RIVERBRIDGE PARTNERS LLC OWNER indirect 2012-12-01
STONE POINT CAPITAL LLC GENERAL PARTNER OF WAFRA GRANITE ASSOCIATES L.P. indirect 2012-12-01
STONE POINT CAPITAL LLC GENERAL PARTNER OF WAFRA GH-GP L.P. indirect 2012-12-01
STONE POINT CAPITAL LLC SHAREHOLDER OF WAFRA INVESTMENT ADVISORY GROUP, INC. indirect 2012-12-01
STONE POINT CAPITAL LLC SHAREHOLDER OF WAFRA INTERVEST CORPORATION indirect 2012-12-01
STONE POINT CAPITAL LLC SHAREHOLDER OF WAFRA GRANITE HOLDINGS INC. indirect 2012-12-01
STONE POINT CAPITAL LLC GENERAL PARTNER OF WAFRA GLOBAL HOLDINGS L.P. indirect 2012-12-01
STONE POINT CAPITAL LLC LIMITED PARTNER OF WAFRA GLOBAL HOLDINGS L.P. indirect 2012-12-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2012-12-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2012-12-01
CAMBRIDGE ASSOCIATES, LLC TRUSTEE indirect 2012-12-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2012-12-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2012-12-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2012-12-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
FORETHOUGHT INVESTMENT ADVISORS, LLC OWNER indirect 2012-12-01
ONEX PARTNERS MANAGER LP MEMBER OF ONEX PARTNERS ADVISOR UK LLP direct 2012-12-01
AHL PARTNERS LLP MANAGING MEMBER direct 2012-12-01
METROPOLE GESTION SA SHAREHOLDER direct 2012-12-01
WALTER SCOTT & PARTNERS LIMITED OWNER direct 2013-02-01
WALTER SCOTT & PARTNERS LIMITED OWNER indirect 2013-02-01
WALTER SCOTT & PARTNERS LIMITED OWNER indirect 2013-02-01
WALTER SCOTT & PARTNERS LIMITED OWNER indirect 2013-02-01
WALTER SCOTT & PARTNERS LIMITED OWNER indirect 2013-02-01
WALTER SCOTT & PARTNERS LIMITED OWNER indirect 2013-02-01
VISION CAPITAL AMERICAS LLC SHAREHOLDER indirect 2013-02-01
CFAL SECURITIES INTERNATIONAL LTD. SHAREHOLDER direct 2013-02-01
BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD OWNER indirect 2013-02-01
NEWTON CAPITAL MANAGEMENT LTD OWNER indirect 2013-02-01
INVESTEC MANAGEMENT NORTH AMERICA, INC. SHAREHOLDER direct 2013-02-01
LIONGATE CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2013-02-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2013-03-01
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2013-03-01
THOMSON REUTERS GLOBAL MARKETS INC. SHAREHOLDER indirect 2013-03-01
PHOENIX ASSET MANAGEMENT PARTNERS LIMITED OWNER direct 2013-03-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2013-03-01
BAKER TILLY INVESTMENT ADVISORS MEMBER indirect 2013-04-01
BAKER TILLY INVESTMENT ADVISORS, L.P. MEMBER indirect 2013-04-01
KILDARE PARTNERS US, LLC SHAREHOLDER indirect 2013-04-01
KILDARE PARTNERS US, LLC SHAREHOLDER - KILDARE PARTNERS US, LLC direct 2013-04-01
KILDARE PARTNERS US, LLC SHAREHOLDER - PREFERRED indirect 2013-04-01
LOBNEK WEALTH MANAGEMENT INC. PARENT direct 2013-04-01
BAKER TILLY INVESTMENT ADVISORS LIMITED PARTNER indirect 2013-05-01
BAKER TILLY INVESTMENT ADVISORS, L.P. LIMITED PARTNER indirect 2013-05-01
FINAPORT AMERICAS INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2013-05-01
LIONGATE CAPITAL MANAGEMENT LLP PARTNER (CORPORATE) direct 2013-05-01
LIONGATE CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2013-05-01
PERMAL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2013-05-01
PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED SHAREHOLDER indirect 2013-06-01
PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED SHAREHOLDER indirect 2013-06-01
PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED SHAREHOLDER indirect 2013-06-01
EQT PARTNERS INC. SHAREHOLDER indirect 2013-06-01
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2013-06-01
AXIOM ALTERNATIVE INVESTMENTS SARL SHAREHOLDER direct 2013-06-01
EGERTON CAPITAL LIMITED PARTNERSHIP CORPORATE MEMBER direct 2013-07-01
GLG INC. SHAREHOLDER indirect 2013-07-01
INTERMEDIATE CAPITAL GROUP, INC SHAREHOLDER OF ICG FMC LIMITED indirect 2013-07-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2013-07-01
INTERMEDIATE CAPITAL GROUP, INC SHAREHOLDER direct 2013-07-01
PICTET NORTH AMERICA ADVISORS SA SHAREHOLDER direct 2013-07-01
ZADIG GESTION (LUXEMBOURG) S.A. OWNER direct 2013-07-01
DFG INVESTMENT ADVISERS, INC. LIMITED PARTNER indirect 2013-07-01
DFG INVESTMENT ADVISERS, INC. GENERAL PARTNER indirect 2013-07-01
KILDARE PARTNERS US, LLC TRUSTEE indirect 2013-07-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
GLG ORE HILL LLC SHAREHOLDER indirect 2013-08-01
FRM INVESTMENTS (USA) LLC SHAREHOLDER indirect 2013-08-01
PINE GROVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2013-08-01
NUMERIC INVESTORS LLC SHAREHOLDER indirect 2013-08-01
SILVERMINE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2013-08-01
AALTO INVEST US INC. SHAREHOLDER indirect 2013-08-01
EASTSPRING INVESTMENTS (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2013-09-01
EASTSPRING INVESTMENTS INCORPORATED SOLE SHAREHOLDER indirect 2013-09-01
STANDISH MELLON ASSET MANAGEMENT (SINGAPORE) PTE. LIMITED SOLE SHAREHOLDER indirect 2013-09-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 2013-10-01
AVIVA INVESTORS NORTH AMERICA, INC. SHAREHOLDER indirect 2013-10-01
GLG PARTNERS LP SHAREHOLDER indirect 2013-10-01
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER indirect 2013-10-01
I.G. INTERNATIONAL MANAGEMENT LIMITED SHAREHOLDER indirect 2013-10-01
I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2013-10-01
STRENTA INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 2013-10-01
1832 ASSET MANAGEMENT U.S. INC. LIMITED PARTNER indirect 2013-11-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX PROPERTY INVESTORS (SINGAPORE) PTE. LTD (RELYING ADVISER) direct 2013-11-01
BNP PARIBAS INVESTMENT PARTNERS UK LTD SHAREHOLDER indirect 2013-11-01
GERCHEN KELLER CAPITAL, LLC MANAGER / MEMBER indirect 2013-11-01
SANTANDER ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2013-12-01
SANTANDER ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2013-12-01
STONE POINT CAPITAL LLC OWNER OF CLASS B COMMON UNITS OF STONE POINT CAPITAL LLC direct 2013-12-01
NATIXIS ASSET MANAGEMENT U.S., LLC SHAREHOLDER indirect 2013-12-01
WINTON CAPITAL MANAGEMENT LTD. HOLDING COMPANY direct 2014-01-01
FAMA INVESTIMENTOS LTDA PARTNER direct 2014-01-01
APG ASSET MANAGEMENT US, INC DIRECT OWNER direct 2014-01-01
NATIXIS ASSET MANAGEMENT U.S., LLC SHAREHOLDER, MEMBER direct 2014-01-01
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP SHAREHOLDER indirect 2014-01-01
DAVY ASSET MANAGEMENT LIMITED DIRECT ENTITY direct 2014-01-01
DAVY ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2014-01-01
DAVY ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2014-01-01
DAVY ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2014-01-01
DAVY ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2014-01-01
DAVY ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2014-01-01
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 2014-01-01
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 2014-01-01
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 2014-01-01
APG ASSET MANAGEMENT US, INC INDIRECT OWNER indirect 2014-01-01
THE L.T. FUNDS SA HOLDING COMPANY direct 2014-01-01
SABRETOOTH ADVISORS, LLC OWNER indirect 2014-01-01
BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD OWNER direct 2014-02-01
INCENTIVE AS OWNER direct 2014-02-01
WINTON CAPITAL US LLC MEMBER direct 2014-02-01
ZADIG GESTION (LUXEMBOURG) S.A. OWNER direct 2014-03-01
GOODHART PARTNERS LLP PARTNER direct 2014-03-01
ECM U.S. INC. GENERAL PARTNER OF GERMAN EQUITY PARTNERS IV GMBH & CO. KG direct 2014-04-01
INTERMEDE INVESTMENT PARTNERS LIMITED SHAREHOLDER indirect 2014-04-01
F&C MANAGEMENT LIMITED INDIRECT SHAREHOLDER indirect 2014-05-01
MIRELIS ADVISORS S.A. OWNER direct 2014-05-01
MIRELIS ADVISORS S.A. SOLE SHAREHOLDER indirect 2014-05-01
FRANK RUSSELL COMPANY SHAREHOLDER indirect 2014-06-01
RUSSELL REAL ESTATE ADVISORS INC SHAREHOLDER indirect 2014-06-01
ALTPOINT CAPITAL PARTNERS LLC MAJORITY OWNER indirect 2014-06-01
LEERINK TRANSFORMATION PARTNERS LLC MEMBER indirect 2014-06-01
LEERINK PHARMACEUTICAL INVESTMENTS LLC MEMBER indirect 2014-06-01
LEERINK REVELATION PARTNERS, LLC MEMBER indirect 2014-06-01
IGNIS INVESTMENT SERVICES LIMITED 100% EQUITY OWNER indirect 2014-07-01
INVESTEC MANAGEMENT NORTH AMERICA, INC. SHAREHOLDER indirect 2014-07-01
INVESTEC MANAGEMENT NORTH AMERICA, INC. SHAREHOLDER indirect 2014-07-01
AURELIUS CAPITAL MANAGEMENT, LP MEMBER, AURELIUS CAPITAL MANAGEMENT (UK), LLP, RELYING ADVISOR direct 2014-08-01
ATB SECURITIES INC. PARENT COMPANY direct 2014-09-01
ATB INVESTMENT MANAGEMENT INC. PARENT COMPANY direct 2014-09-01
HADRON CAPITAL LLP CORPORATE MEMBER direct 2014-09-01
CVC CREDIT PARTNERS, LLC SOLE MEMBER OF CVC CREDIT PARTNERS EUROPEAN INVESTMENT FUND MANAGER LIMITED direct 2014-09-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
ALTPOINT CAPITAL PARTNERS LLC MAJORITY OWNER indirect 2014-10-01
ZADIG GESTION (LUXEMBOURG) S.A. OWNER direct 2014-10-01
INCENTIVE AS OWNER direct 2014-10-01
GENEVA CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
GOODHART PARTNERS LLP SHAREHOLDER indirect 2014-11-01
GOODHART PARTNERS LLP TRUSTEE OF AURORA TRUST indirect 2014-11-01
FORUM PARTNERS INVESTMENT MANAGEMENT LLC MEMBER: DIRECT OWNER OF FORUM PARTNERS INVESTMENT MANAGEMENT LLC direct 2014-11-01
GINJER AM FONDS D'INVESTISSEMENT PROFESSIONEL SPECIALISE (FIPS) HOLDING SHARES OF GINJER direct 2014-12-01
GINJER AM ENTITY HOLDING THE SHARES OF 'FIPS BNP PARIBAS CAPITAL PARTNERS PARTICIPATIONS' HOLDING SHARES OF GINJER indirect 2014-12-01
GINJER AM INVESTMENT MANAGER OF 'FIPS BNP PARIBAS CAPITAL PARTNERS PARTICIPATIONS' HOLDING SHARES IN GINJER direct 2014-12-01
KUDU INVESTMENT MANAGEMENT, LLC MEMBER indirect 2014-12-01
KUDU INVESTMENT MANAGEMENT, LLC MEMBER direct 2014-12-01
GUGGENHEIM PARTNERS LATIN AMERICA, INC. SHAREHOLDER direct 2014-12-01
SANTANDER ASSET MANAGEMENT, LLC MEMBER direct 2014-12-01
NATIXIS ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER direct 2015-01-01
DW PARTNERS, LP LIMITED PARTNER direct 2015-01-01
LIGHTHOUSE SWISS WEALTH ADVISORS AG TRUSTEE indirect 2015-01-01
DROMEUS CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER direct 2015-02-01
SMC GLOBAL USA INC. OWNER direct 2015-02-01
WEALTHSIMPLE US, LTD. GENERAL PARTNER indirect 2015-02-01
WEALTHSIMPLE US, LTD. SHAREHOLDER indirect 2015-02-01
ELEMENT CAPITAL MANAGEMENT LLC MEMBER OF ELEMENT CAPITAL PARTNERS LLP direct 2015-02-01
KAZIMIR PARTNERS LIMITED SHAREHOLDER direct 2015-03-01
CLARITY DIVERSIFIED ALTERNATIVES PORTFOLIO MANAGEMENT LTD. SHAREHOLDER direct 2015-03-01
OSMOSIS INVESTMENT MANAGEMENT US LLC MEMBER direct 2015-04-01
IMARA ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2015-04-01
CABEZON INVESTMENT GROUP, LLC OWNER indirect 2015-04-01
REFLOW SERVICES, LLC OWNER indirect 2015-04-01
SOFI CAPITAL ADVISORS LLC PARENT - 100% OWNER OF SOFTBANK GROUP CAPITAL LIMITED indirect 2015-04-01
SOFI WEALTH LLC OWNER OF INDIRECT OWNER OF SOCIAL FINANCE INC. indirect 2015-04-01
EQT PARTNERS INC. SHAREHOLDER indirect 2015-05-01
MISAKI CAPITAL INC. SHAREHOLDER direct 2015-05-01
O'SHARES INVESTMENT ADVISERS, LLC STOCKHOLDER indirect 2015-05-01
WEALTHSIMPLE US, LTD. SHAREHOLDER indirect 2015-05-01
DGS CAPITAL MANAGEMENT PRIVATE LIMITED SHAREHOLDER direct 2015-06-01
IMARA ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2015-06-01
ARENA INVESTORS, LP OWNER indirect 2015-06-01
IDFC ASSET MANAGEMENT COMPANY LIMITED SHAREHOLDER direct 2015-07-01
IDFC ASSET MANAGEMENT COMPANY LIMITED SHAREHOLDER indirect 2015-07-01
E FUND MANAGEMENT (HONG KONG) CO., LIMITED SHAREHOLDER direct 2015-07-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2015-07-01
CABEZON INVESTMENT GROUP, LLC OWNER indirect 2015-07-01
SAMSUNG ASSET MANAGEMENT COMPANY, LTD. SHAREHOLDER OF SAMSUNG PRIVATE EQUITY MANAGER I CO., LTD. direct 2015-07-01
REFLOW SERVICES, LLC OWNER indirect 2015-07-01
SCHRODER WEALTH MANAGEMENT (US) LIMITED PARENT COMPANY indirect 2015-07-01
SOFI CAPITAL ADVISORS LLC SHAREHOLDER OF PARENT indirect 2015-07-01
SOFI WEALTH LLC PARENT COMPANY OF THE INVESTMENT ADVISER FIRM. indirect 2015-07-01
ALPHACAT CAPITAL INC. CORPORATE OWNER indirect 2015-08-01
ALPHACAT CAPITAL INC. CORPORATE OWNER indirect 2015-08-01
ALPHACAT CAPITAL INC. CORPORATE OWNER indirect 2015-08-01
ANTARES CAPITAL ADVISERS LLC SHAREHOLDER--CLASS B indirect 2015-08-01
CROSS OCEAN PARTNERS MANAGEMENT LP MEMBER indirect 2015-08-01
FUNDAMENTAL MANAGERS LLC SHAREHOLDER indirect 2015-09-01
AZ APICE CAPITAL MANAGEMENT LLC SHARE HOLDER indirect 2015-09-01
CAPE ANN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2015-09-01
CF PARTNERS CAPITAL MANAGEMENT LLP DESIGNATED MEMBER direct 2015-09-01
CF PARTNERS CAPITAL MANAGEMENT LLP TRUSTEE OF THE RASSMUSON 2011 SETTLEMENT indirect 2015-09-01
CF PARTNERS CAPITAL MANAGEMENT LLP TRUSTEE OF THE NAVON 2011 SETTLEMENT indirect 2015-09-01
CF PARTNERS CAPITAL MANAGEMENT LLP SHAREHOLDER OF CF PARTNERS SERVICES (UK) LIMITED indirect 2015-09-01
CF PARTNERS CAPITAL MANAGEMENT LLP SHAREHOLDER OF NORTHERN LIGHT CAPITAL LIMITED indirect 2015-09-01
CF PARTNERS CAPITAL MANAGEMENT LLP SHAREHOLDER OF DABRO INVESTMENTS LIMITED indirect 2015-09-01
ULTRAADVISORS CORP. OWNER indirect 2015-09-01
CVC CREDIT PARTNERS, LLC 99% SHAREHOLDER indirect 2015-09-01
RHODIUM CAPITAL MANAGEMENT LLP MANAGING PARTNER direct 2015-10-01
CAIGIN INTERNATIONAL LLC MEMBER direct 2015-10-01
CAIGIN INTERNATIONAL LLC MEMBER indirect 2015-10-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2015-10-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2015-10-01
PUTNAM INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
PUTNAM INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2015-10-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2015-10-01
DFG INVESTMENT ADVISERS, INC. MEMBER indirect 2015-11-01
VIDA CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2015-11-01
RIVERBRIDGE PARTNERS LLC LIMITED PARTNER indirect 2015-11-01
1832 ASSET MANAGEMENT U.S. INC. OWNER indirect 2015-11-01
MACK REAL ESTATE CREDIT STRATEGIES, L.P. SOLE STOCKHOLDER indirect 2015-11-01
RIVERBRIDGE PARTNERS LLC LIMITED PARTNER indirect 2015-11-01
RIVERBRIDGE PARTNERS LLC GENERAL PARTNER indirect 2015-11-01
GOTTEX FUND MANAGEMENT, LTD. OWNER indirect 2015-11-01
LLOYD GEORGE ADVISORY (HK) LIMITED SHAREHOLDER direct 2015-12-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SOLE MEMBER direct 2015-12-01
CATTERTON MANAGEMENT COMPANY, L.L.C. B ORDINARY SHAREHOLDER indirect 2015-12-01
CATTERTON MANAGEMENT COMPANY, L.L.C. CLASS B SHAREHOLDER indirect 2015-12-01
CATTERTON MANAGEMENT COMPANY, L.L.C. CLASS A SHAREHOLDER indirect 2015-12-01
GO INVESTMENT PARTNERS LLP DESIGNATED MEMBER direct 2015-12-01
NEZU ASIA CAPITAL MANAGEMENT, LLC SOLE MEMBER direct 2015-12-01
CVC CREDIT PARTNERS, LLC MAJORITY SHAREHOLDER indirect 2015-12-01
INVERLOCHY CAPITAL LLC. OWNER direct 2016-01-01
INVERLOCHY CAPITAL LLC. OWNER indirect 2016-01-01
CDR HOLLANDER ASSET MANAGEMENT LLC MEMBER direct 2016-01-01
ARMOR ADVISORS, L.L.C. MEMBER OF REGISTRANT direct 2016-01-01
CVC CREDIT PARTNERS, LLC MAJORITY SHAREHOLDER indirect 2016-01-01
CVC CREDIT PARTNERS, LLC MAJORITY SHAREHOLDER indirect 2016-01-01
GOLDMAN SACHS ASSET MANAGEMENT AUSTRALIA PTY LTD MEMBER direct 2016-02-01
TRUE PARTNER CAPITAL USA HOLDING, INC. OWNER direct 2016-02-01
PANDION MINE FINANCE, LP LIMITED PARTNER direct 2016-02-01
PANDION MINE FINANCE, LP SHAREHOLDER indirect 2016-02-01
PANDION MINE FINANCE, LP MEMBER indirect 2016-02-01
GP ADVISORS (BERMUDA) LTD. CONTROLLING SHAREHOLDER direct 2016-02-01
25 CAPITAL PARTNERS, LLC NOMINEE FOR SADLER TRUST indirect 2016-03-01
CAIGIN INTERNATIONAL LLC MEMBER indirect 2016-03-01
CAIGIN INTERNATIONAL LLC MEMBER indirect 2016-03-01
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2016-03-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2016-03-01
O'SHARES INVESTMENT ADVISERS, LLC MEMBER direct 2016-03-01
PICTON MAHONEY ASSET MANAGEMENT LIMITED PARTNER direct 2016-04-01
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2016-04-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2016-04-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2016-04-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2016-04-01
GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC OWNER indirect 2016-04-01
GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC OWNER indirect 2016-04-01
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP SHAREHOLDER direct 2016-05-01
PERMAL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2016-05-01
DAEMON INVESTMENT AND ASSET MANAGEMENT, LLC MEMBER direct 2016-05-01
DAEMON INVESTMENT AND ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2016-05-01
DFG INVESTMENT ADVISERS, INC. MEMBER indirect 2016-05-01
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 2016-05-01
NWI PARTNERS UK LLP SOLE SHAREHOLDER indirect 2016-05-01
NW1 PARTNERS US LLC SOLE SHAREHOLDER indirect 2016-05-01
PROSTAR CAPITAL (US) LLC TRUSTEE indirect 2016-05-01
WEALTHSIMPLE US, LTD. SHAREHOLDER direct 2016-06-01
NN INVESTMENT PARTNERS NORTH AMERICA LLC SOLE MEMBER direct 2016-06-01
RAFIKI CAPITAL MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER direct 2016-06-01
HIGHFIELDS CAPITAL MANAGEMENT LP PARENT indirect 2016-06-01
KILDARE PARTNERS US, LLC SHAREHOLDER - PREFERRED indirect 2016-06-01
HIGHVISTA STRATEGIES LLC PARENT indirect 2016-06-01
NN INVESTMENT PARTNERS NORTH AMERICA LLC SHAREHOLDER indirect 2016-06-01
OAK CIRCLE CAPITAL PARTNERS LLC PARENT indirect 2016-06-01
QIEF MANAGEMENT, LLC SHAREHOLDER direct 2016-07-01
QUANTUM ADVISORS PRIVATE LIMITED SHAREHOLDER direct 2016-07-01
FORUM SECURITIES LIMITED DIRECT OWNER direct 2016-07-01
FORUM SECURITIES LIMITED INDIRECT OWNER indirect 2016-07-01
FORUM SECURITIES LIMITED INDIRECT OWNER indirect 2016-07-01
SEIX CLO MANAGEMENT LLC MEMBER direct 2016-07-01
PORTLAND HILL CAPITAL LLP SHAREHOLDER direct 2016-07-01
GP INVESTIMENTOS LTDA. CONTROLLING SHAREHOLDER indirect 2016-07-01
CROSS OCEAN PARTNERS MANAGEMENT LP LIMITED PARTNER direct 2016-08-01
CANYON BRIDGE MANAGEMENT CONSULTING (BEIJING) CO LTD SHAREHOLDER direct 2016-08-01
MOUNT KENDAL LIMITED SHAREHOLDER direct 2016-08-01
NEW ENGINE ADVISORS LLC MEMBER indirect 2016-08-01
OLD PEAK LIMITED SHAREHOLDER direct 2016-08-01
BETASMARTZ ADVISORY LLC MANAGING MEMBER AND PARENT ENTITY direct 2016-09-01
BETASMARTZ ADVISORY LLC SHAREHOLDER indirect 2016-09-01
BETASMARTZ ADVISORY LLC TRUSTEE indirect 2016-09-01
GP INVESTIMENTOS LTDA. SHAREHOLDER direct 2016-10-01
ALLARIA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2016-11-01
LM ADVISORS LLC MANAGING MEMBER indirect 2016-11-01
LGT CAPITAL PARTNERS (USA) INC. SHAREHOLDER indirect 2016-12-01
LGT VESTRA US LIMITED SHAREHOLDER indirect 2016-12-01
ITAU USA ASSET MANAGEMENT INC. SHAREHOLDER direct 2016-12-01
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2016-12-01
LGT CAPITAL PARTNERS (USA) INC. SHAREHOLDER indirect 2016-12-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2016-12-01
NATIXIS ASSET MANAGEMENT U.S., LLC SHAREHOLDER/MEMBER direct 2016-12-01
CIDEL ASSET MANAGEMENT INC OWNER direct 2016-12-01
CIDEL ASSET MANAGEMENT INC OWNER indirect 2016-12-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2016-12-01
HPS INVESTMENT PARTNERS, LLC SHAREHOLDER indirect 2016-12-01
HERITAGE AND PARTNERS S.A. SHAREHOLDER direct 2016-12-01
INTERMEDE INVESTMENT PARTNERS LIMITED PARENT COMPANY direct 2016-12-01
INTERMEDE INVESTMENT PARTNERS LIMITED SHAREHOLDER indirect 2016-12-01
AUBREY CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2016-12-01
OPEN DOOR INVESTMENT MANAGEMENT LTD. SHAREHOLDER indirect 2017-01-01
CORE AND VALUE ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
CORE AND VALUE ADVISORS, LLC MEMBER indirect 2017-01-01
CORE AND VALUE ADVISORS, LLC MEMBER indirect 2017-01-01
STOCKBRIDGE CAPITAL GROUP, LLC SHAREHOLDER indirect 2017-01-01
STOCKBRIDGE CAPITAL GROUP, LLC MEMBER indirect 2017-01-01
STOCKBRIDGE CAPITAL GROUP, LLC MEMBER indirect 2017-01-01
CONCENTUS PARTNERS MANAGEMENT LLC SHAREHOLDER, MEMBER indirect 2017-01-01
ONCAP MANAGEMENT PARTNERS L.P. GENERAL PARTNER direct 2017-01-01
ONCAP MANAGEMENT PARTNERS L.P. LIMITED PARTNER direct 2017-01-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2017-01-01
ONCAP MANAGEMENT PARTNERS L.P. GENERAL PARTNER indirect 2017-01-01
ONCAP MANAGEMENT PARTNERS L.P. LIMITED PARTNER indirect 2017-01-01
NWI PARTNERS UK LLP PARTNER direct 2017-01-01
NW1 PARTNERS US LLC MEMBER direct 2017-01-01
DAEMON INVESTMENT AND ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-02-01
DAEMON INVESTMENT AND ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-02-01
KING STREET CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF ROCKFORD TOWER CAPITAL MANAGEMENT, L.L.C. direct 2017-02-01
KING STREET CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2017-02-01
KING STREET CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2017-02-01
ATLAS INFRASTRUCTURE PARTNERS (UK) LTD OWNER direct 2017-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-02-01
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2017-03-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2017-03-01
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES, L.P. direct 2017-03-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2017-03-01
ALATUS CAPITAL SA SHAREHOLDER direct 2017-03-01
INTERMEDE GLOBAL PARTNERS INC PARENT COMPANY direct 2017-03-01
INTERMEDE GLOBAL PARTNERS INC SHAREHOLDER indirect 2017-03-01
INTERMEDE GLOBAL PARTNERS INC SHAREHOLDER indirect 2017-03-01
INTERMEDE GLOBAL PARTNERS INC SHAREHOLDER indirect 2017-03-01
INTERMEDE GLOBAL PARTNERS INC SHAREHOLDER indirect 2017-03-01
ARGENTIC INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-03-01
RAM ACTIVE INVESTMENTS S.A. SHAREHOLDER indirect 2017-03-01
GOODHART PARTNERS LLP UNITHOLDER indirect 2017-04-01
JANUS CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-05-01
DFG INVESTMENT ADVISERS, INC. MEMBER indirect 2017-05-01
DFG INVESTMENT ADVISERS, INC. MEMBER indirect 2017-05-01
DFG INVESTMENT ADVISERS, INC. MEMBER indirect 2017-05-01
SAVILLS INVESTMENT MANAGEMENT INC. SOLE SHAREHOLDER direct 2017-05-01
INTECH INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-05-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2017-06-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER indirect 2017-07-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER indirect 2017-07-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER indirect 2017-07-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER PROSTAR GEIF GP (RELYING ADVISER) direct 2017-07-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER PROSTAR GEIF MANAGEMENT (RELYING ADVISER) direct 2017-07-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER - PROSTAR CAPITAL (AUSTRALIA) PTY. LTD. (RELYING ADVISER) direct 2017-07-01
PROSTAR CAPITAL (US) LLC MEMBER direct 2017-07-01
STANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED 100% EQUITY OWNER indirect 2017-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2017-08-01
SL CAPITAL PARTNERS LLP 100% EQUITY OWNER indirect 2017-08-01
STANDARD LIFE INVESTMENTS (USA) LIMITED 100% EQUITY OWNER indirect 2017-08-01
ULTRAADVISORS CORP. OWNER direct 2017-09-01
CONSULTIVA INTERNACIONAL INC SHAREHOLDER COMMON SHARES indirect 2017-09-01
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT direct 2000-09-01 2001-01-30
EMERGING MARKETS MANAGEMENT, L.L.C. SHAREHOLDER indirect 1987-09-01 2001-01-31
LOCKWOOD ADVISORS INC LFG SHAREHOLDER direct 1996-04-01 2001-01-31
BRINSON PARTNERS, INC PARENT COMPANY direct 1998-06-01 2001-01-31
UBS ASSET MANAGEMENT (NEW YORK) INC PARENT COMPANY direct 1998-06-01 2001-01-31
EMERGING MARKETS MANAGEMENT, L.L.C. SHAREHOLDER indirect 1999-02-01 2001-01-31
PRIME ADVISORS INC SHAREHOLDER indirect 1999-06-01 2001-01-31
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2001-02-02
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT direct 2000-09-01 2001-02-05
FIDUCIARY MANAGEMENT ASSOCIATES INC. 8.71% SHAREHOLDER OF OLD MUTUAL PLC direct 2000-09-01 2001-02-05
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF OLD MUTUAL LIFE ASSURANCE (SOUTH AFRICA) LIMITED direct 2000-09-01 2001-02-05
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LIMITED direct 2000-09-01 2001-02-05
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF OLD MUTUAL (SOUTH AFRICA) LTD. direct 2000-09-01 2001-02-05
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF OLD MUTUAL (NETHERLANDS) B.V. direct 2000-09-01 2001-02-05
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF OM GROUP (UK) LIMITED direct 2000-09-01 2001-02-05
AEW ADVISORS INC SUPERVISOR indirect 2000-10-01 2001-02-06
AEW ADVISORS INC SHAREHOLDER indirect 2000-10-01 2001-02-06
AEW ADVISORS INC SHAREHOLDER indirect 2000-10-01 2001-02-06
VAUGHAN NELSON SCARBOROUGH & MCCULLOUGH LP SUPERVISOR indirect 2000-10-01 2001-02-26
VAUGHAN NELSON SCARBOROUGH & MCCULLOUGH LP SHAREHOLDER indirect 2000-10-01 2001-02-26
VAUGHAN NELSON SCARBOROUGH & MCCULLOUGH LP SHAREHOLDER indirect 2000-10-01 2001-02-26
AEW MANAGEMENT & ADVISORS LP SUPERVISOR indirect 2000-10-01 2001-02-28
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2000-10-01 2001-02-28
AEW CAPITAL MANAGEMENT LP SUPERVISOR indirect 2000-10-01 2001-02-28
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2001-02-28
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2001-02-28
SOVEREIGN FINANCIAL SERVICES, INC. 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT CORPORATION indirect 2000-09-01 2001-03-26
CRITERION INVESTMENT MANAGEMENT LLC MEMBER direct 1999-07-01 2001-03-30
SNYDER CAPITAL MANAGEMENT LP SUPERVISOR indirect 2000-10-01 2001-03-30
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2001-03-30
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2001-03-30
NVEST ASSOCIATES INC SUPERVISOR indirect 2000-10-01 2001-03-30
NVEST ASSOCIATES INC SHAREHOLDER indirect 2000-10-01 2001-03-30
NVEST ASSOCIATES INC SHAREHOLDER indirect 2000-10-01 2001-03-30
WESTLB ASSET MANAGEMENT (USA) LLC MEMBER direct 2000-11-01 2001-03-30
ZIRKIN CUTLER INVESTMENTS INC SOLE STOCKHOLDER OF ALLFIRST FINANCIAL INC direct 1996-04-01 2001-04-02
ZIRKIN CUTLER INVESTMENTS INC SHAREHOLDER OF AIB direct 1996-04-01 2001-04-02
KOTHARI PIONEER AMC LIMITED INDIRECT OWNER indirect 2000-10-01 2001-04-23
KOTHARI PIONEER AMC LIMITED INDIRECT OWNER indirect 2000-12-01 2001-04-23
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD INDIRECT indirect 1993-09-01 2001-04-30
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD INDIRECT indirect 1997-06-01 2001-04-30
JOHN MORRELL ADVISORY SERVICES LIMITED 45.87% OWNER OF REGISTRANT direct 1997-12-01 2001-04-30
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD INDIRECT indirect 1998-12-01 2001-04-30
QUANTLAB CAPITAL MANAGEMENT, LTD. SHAREHOLDER OF CAPITAL TECHNOLOGIES, INC. indirect 1974-01-01 2001-05-21
QUANTLAB CAPITAL MANAGEMENT, LTD. TRUSTEE OF THE AFRICAN TUDOR TRUST indirect 1996-01-01 2001-05-21
FOREIGN & COLONIAL MANAGEMENT, LTD INDIRECT SHAREHOLDER indirect 2001-03-01 2001-05-23
FOREIGN & COLONIAL EMERGING MARKETS LTD INDIRECT SHAREHOLDER indirect 2001-03-01 2001-05-30
FOREIGN & COLONIAL EMERGING MARKETS LTD INDIRECT SHAREHOLDER indirect 2001-03-01 2001-05-30
RICE HALL JAMES & ASSOCIATES 8.71% SHAREHOLDER OF OLD MUTUAL PLC direct 2000-09-01 2001-05-31
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF OLD MUTUAL LIFE ASSURANCE CO (SOUTH AFRICA) LTD direct 2000-09-01 2001-05-31
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LTD direct 2000-09-01 2001-05-31
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF OLD MUTUAL (SOUTH AFRICA) LTD direct 2000-09-01 2001-05-31
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF OLD MUTUAL (NETHERLANDS) B.V. direct 2000-09-01 2001-05-31
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF OM GROUP (UK) LTD direct 2000-09-01 2001-05-31
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OLD MUTUAL (US) HOLDING INC direct 2000-09-01 2001-05-31
AXA INVESTMENT MANAGERS NEW YORK, INC. PARENT direct 1999-02-01 2001-07-03
AXA INVESTMENT MANAGERS NEW YORK, INC. PARENT indirect 1999-02-01 2001-07-03
ADVISED ASSETS GROUP INC INDIRECT OWNER indirect 2000-02-01 2001-07-23
ADVISED ASSETS GROUP INC INDIRECT OWNER indirect 2000-02-01 2001-07-23
ADVISED ASSETS GROUP INC INDIRECT OWNER indirect 2000-02-01 2001-07-23
ADVISED ASSETS GROUP INC INDIRECT OWNER indirect 2000-02-01 2001-07-23
ADVISED ASSETS GROUP INC INDIRECT OWNER indirect 2000-02-01 2001-07-23
ADVISED ASSETS GROUP INC INDIRECT OWNER indirect 2000-02-01 2001-07-23
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
WESTLB ASSET MANAGEMENT (USA) LLC PARENT COMPANY indirect 2001-07-01 2001-08-14
NORTHWATER CAPITAL MANAGEMENT INC. 100% OWNER OF NORTHWATER CAPITAL INC. direct 2001-08-01 2001-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2001-08-28
LOOMIS, SAYLES & COMPANY, L.P. SUPERVISOR indirect 2000-10-01 2001-08-28
CHINA SECURITIES INVESTMENT TRUST CORP PARENT COMPANY OF CSITC direct 2001-08-01 2001-08-31
GULFSTREAM GLOBAL INVESTORS, LTD. LIMITED PARTNER direct 2001-01-01 2001-09-04
WESTAM (USA) LTD. SOLE OWNER OF TULL, DOUD, MARSH AND TRILTSCH, INC. direct 2001-07-01 2001-09-05
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 1992-01-01 2001-09-13
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 1992-04-01 2001-09-13
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2000-12-01 2001-09-13
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2001-07-01 2001-09-13
CLARKE LANZEN SKALLA INVESTMENT FIRM INC 100% SHAREHOLDER OF CML indirect 1986-06-01 2001-09-21
HENDERSON INVESTORS NORTH AMERICAN INC 100% SHAREHOLDER indirect 1999-04-01 2001-10-05
HENDERSON INVESTORS NORTH AMERICAN INC 100% SHAREHOLDER indirect 1999-04-01 2001-10-05
HENDERSON INVESTORS NORTH AMERICAN INC 100% SHAREHOLDER indirect 1999-04-01 2001-10-05
HENDERSON INVESTORS NORTH AMERICAN INC 100% OWNER indirect 1999-04-01 2001-10-05
HENDERSON INVESTORS NORTH AMERICAN INC 100% OWNER indirect 1999-04-01 2001-10-05
HENDERSON INVESTORS NORTH AMERICAN INC 100% OWNER indirect 1999-04-01 2001-10-05
PIONEER INVESTMENT MANAGEMANT INC. OWNER indirect 2000-10-01 2001-10-31
PIONEER INVESTMENT MANAGEMANT INC. OWNER indirect 2000-12-01 2001-10-31
HENDERSON INVESTMENT MANAGEMENT LTD. 100% SHAREHOLDER OF HENDERSON PLC direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 100% OWNER OF AMP INVEST PLC direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 100% OWNER OF PEARL ASSURANCE PLC direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 100% OWNER OF PEARL ASSURANCE GROUP HOLDINGS LIMITED direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 95.8% OWNER OF PEARL GROUP LIMITED direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 20% OWNER OF AMP (UK) PLC direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 80% OWNER OF AMP (UK) PLC, 100% OWNER OF AMP LIFE LTD, 4.2% OWNER OF PEARL GROUP LIMITED direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 100% OWNER OF AMP FINANCIAL SERVICES HOLDINGS LIMITED direct 1998-03-01 2001-11-09
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2000-10-01 2001-11-16
HARRIS ASSOCIATES LP SUPERVISOR indirect 2000-10-01 2001-11-16
HENDERSON NORTH AMERICAN PARTNERS 100% SHAREHOLDER OF HII AND HIGNA indirect 1992-01-01 2001-11-20
HENDERSON NORTH AMERICAN PARTNERS 100% SHAREHOLDER indirect 1998-03-01 2001-11-20
HENDERSON NORTH AMERICAN PARTNERS 100% SHARHOLDER indirect 1998-03-01 2001-11-20
HENDERSON NORTH AMERICAN PARTNERS 100% SHAREHOLDER indirect 1998-03-01 2001-11-20
HENDERSON NORTH AMERICAN PARTNERS 100% OWNER indirect 1998-03-01 2001-11-20
HENDERSON NORTH AMERICAN PARTNERS 100% OWNER indirect 1998-03-01 2001-11-20
HENDERSON NORTH AMERICAN PARTNERS 95.8% OWNER OF PEARL GROUP LIMITED indirect 1998-03-01 2001-11-20
WESTAM (USA) LTD. SOLE OWNER OF TULL, DOUD, MARSH AND TRILTSCH, INC. indirect 2001-07-01 2001-11-20
NORTHWATER CAPITAL MANAGEMENT INC. 87.8% OWNER OF NORTHWATER CAPITAL INC. indirect 1999-09-01 2001-12-10
ABN AMRO ASSET MANAGEMENT (USA) LLC SHAREHOLDER indirect 1991-03-01 2002-01-22
WHITEHALL ASSET MANAGMENT, INC. 100% OWNER OF IBJ WHITEHALL BANK & TRUST COMPANY direct 1998-04-01 2002-01-22
WHITEHALL ASSET MANAGMENT, INC. 100% OWNER OF IBJ LIMITED direct 2000-09-01 2002-01-22
REICH & TANG ASSET MANAGEMENT LP SUPERVISOR indirect 2000-10-01 2002-01-28
LOCKWOOD ADVISORS INC SHAREHOLDER indirect 1996-04-01 2002-01-29
GW CAPITAL MANAGEMENT LLC INDIRECT OWNER indirect 1994-06-01 2002-02-01
CRITERION INVESTMENT MANAGEMENT LLC PARENT COMPANY indirect 2001-07-01 2002-03-08
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2002-03-18
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2002-03-18
NEWTON CAPITAL MANAGEMENT LTD OWNER NEWTON MANAGEMENT LIMITED indirect 2000-08-01 2002-03-19
MUNICH RE CAPITAL MANAGEMENT CORPORATION SOLE SHAREHOLDER direct 1994-04-01 2002-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2002-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2002-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2002-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2002-03-25
OPPENHEIMER CATALYST MANAGEMENT LP 83% SHAREHOLDER indirect 1998-04-01 2002-03-26
PYRFORD INTERNATIONAL PLC SHAREHOLDER indirect 1990-02-01 2002-03-27
PYRFORD INTERNATIONAL PLC TRUSTEE indirect 1991-01-01 2002-03-27
AUDA ADVISOR ASSOCIATES LLC HOLDING COMPANY indirect 1995-04-01 2002-03-27
RELIASTAR INVESTMENT RESEARCH INC SHAREHOLDER indirect 1991-01-01 2002-03-28
RELIASTAR INVESTMENT RESEARCH INC SHAREHOLDER indirect 1991-01-01 2002-03-28
RELIASTAR INVESTMENT RESEARCH INC SHAREHOLDER indirect 1991-01-01 2002-03-28
HENDERSON INVESTORS NORTH AMERICAN INC 100% SHAREHOLDER direct 1999-04-01 2002-03-28
CDC IXIS ASSET MANAGEMENT ASSOCIATES, INC. SHAREHOLDER indirect 2000-10-01 2002-03-28
JURIKA & VOYLES LP SHAREHOLDER indirect 2000-10-01 2002-03-28
JURIKA & VOYLES LP SHAREHOLDER indirect 2000-10-01 2002-03-28
MERCHANT CAPITAL INC 57% VOTING; 100% NON-VOTING SHAREHOLDER indirect 1994-01-01 2002-04-01
MERCHANT CAPITAL INC 100% SHAREHOLDER indirect 1998-02-01 2002-04-01
MERCHANT CAPITAL INC 43% VOTING SHAREHOLDER indirect 1998-02-01 2002-04-01
RATING & INVESTMENT INFORMATION, INC. SHAREHOLDER direct 1998-04-01 2002-04-01
CDC IXIS ASSET MANAGEMENT SHAREHOLDER OF CDCIAM direct 2000-10-01 2002-04-01
WESTAM (USA) LTD. PARENT COMPANY indirect 2001-07-01 2002-04-02
WHITEHALL ASSET MANAGEMENT, INC. 100% OWNER OF WHITEHALL ASSET MANAGEMENT, INC. direct 2002-03-01 2002-04-11
WHITEHALL ASSET MANAGEMENT, INC. 100% OWNER OF INDUSTRIAL BANK OF JAPAN TRUST COMPANY indirect 2002-04-01 2002-04-11
WHITEHALL ASSET MANAGEMENT, INC. 100% OWNER OF MIZUHO CORPORATE BANK LTD. indirect 2002-04-01 2002-04-11
SKANDIA ASSET MANAGEMENT(NEW YORK),INC. SOLE SHAREHOLDER OF SKA direct 1999-03-01 2002-04-23
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2000-10-01 2002-05-02
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2002-05-15
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2002-05-15
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2002-05-15
BRUNSWICK CAPITAL MANAGEMENT (CAYMAN) LIMITED SHAREHOLDER indirect 1999-12-01 2002-06-05
ARAB-MALAYSIAN CONSULTANT SDN BHD SHAREHOLDER indirect 1992-01-01 2002-06-17
SKANDIA ASSET MANAGEMENT(NEW YORK),INC. SOLE SHAREHOLDER OF DNBH direct 1999-01-01 2002-06-28
SKANDIA ASSET MANAGEMENT(NEW YORK),INC. SOLE SHAREHOLDER OF DAM-AB direct 1999-06-01 2002-06-28
SKANDIA ASSET MANAGEMENT(NEW YORK),INC. SOLE SHAREHOLDER OF DKHA direct 2002-01-01 2002-06-28
SKANDIA ASSET MANAGEMENT(NEW YORK),INC. SOLE SHAREHOLDER OF DNB-FH direct 2002-05-01 2002-06-28
CLARKE LANZEN SKALLA INVESTMENT FIRM INC SHAREHOLDER OF OFSG indirect 1997-10-01 2002-07-30
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2000-10-01 2002-08-28
MARTINGALE ASSET MANAGEMENT LP MEMBER indirect 1998-12-01 2002-09-06
ASIA STRATEGIC INVESTMENT MANAGEMENT LTD OWNER indirect 1996-07-01 2002-09-17
IVY ACQUISITION CORPORATION SHAREHOLDER indirect 2001-04-01 2002-10-02
IVY ACQUISITION CORPORATION SHAREHOLDER indirect 2001-04-01 2002-10-02
IVY ACQUISITION CORPORATION SHAREHOLDER indirect 2001-04-01 2002-10-02
IVY ACQUISITION CORPORATION SHAREHOLDER indirect 2001-04-01 2002-10-02
IVY ACQUISITION CORPORATION SHAREHOLDER indirect 2001-04-01 2002-10-02
LOMBARD ODIER, INC. INDIRECT STOCKHOLDER indirect 1972-07-01 2002-10-04
IVY MANAGEMENT INC SHAREHOLDER indirect 2001-04-01 2002-10-04
IVY MANAGEMENT INC SHAREHOLDER indirect 2001-04-01 2002-10-04
FOREIGN & COLONIAL EMERGING MARKETS LTD INDIRECT SHAREHOLDER indirect 1998-12-01 2002-10-07
FOREIGN & COLONIAL EMERGING MARKETS LTD INDIRECT SHAREHOLDER indirect 2001-03-01 2002-10-07
F&C EMERGING MARKETS LIMITED INDIRECT SHAREHOLDER indirect 2001-03-01 2002-10-07
CREDIT SUISSE ASSET MANAGEMENT LIMITED DIRECTOR direct 2002-02-01 2002-10-16
LEE OVERLAY PARTNERS LTD EQUITY OWNER direct 1999-07-01 2002-10-31
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER, DIRECTOR indirect 1968-05-01 2002-11-12
MACKENZIE FINANCIAL CORPORATION CORPORATION indirect 1978-08-01 2002-11-12
MACKENZIE FINANCIAL CORPORATION CORPORATION direct 1986-06-01 2002-11-12
LOMBARD ODIER, INC. INDIRECT STOCKHOLDER indirect 2000-12-01 2002-11-15
LOMBARD ODIER, INC. INDIRECT SHAREHOLDER indirect 2002-09-01 2002-11-15
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2002-11-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2002-11-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2002-11-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2002-11-20
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 1992-01-01 2003-01-07
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 1999-09-01 2003-01-07
ZIRKIN CUTLER INVESTMENTS INC SOLE STOCKHOLDER OF ALLFIRST FINANCIAL INC indirect 1996-04-01 2003-03-24
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED INVESTMENT HOLDINGS COMPANY indirect 1985-08-01 2003-03-28
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED 100% OWNER OF DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED direct 1987-05-01 2003-03-28
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED INVESTMENT HOLDINGS COMPANY indirect 1987-11-01 2003-03-28
ALLIED INVESTMENT ADVISORS INC SOLE STOCKHOLDER OF ALLFIRST FINANCIAL INC direct 1989-03-01 2003-03-28