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Ladenburg Thalmann Financial Services is based out of Miami. Whalewisdom has at least 34 13F filings, and 278 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2014-08-21. The notice included securities offered of Equity,Debt
: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for LADENBURG THALMANN FINANCIAL SERVICES INC.
Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14
|Performance for Q4 2019:||8.27%|
|Performance Last 4 Quarters:||25.77%|
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Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.
|Filing Date||Form Type||Industry Group||Securities Offered||Total Offering Amount||Total Amount Sold||Total Remaining|
|2014-08-21||D||OTHER BANKING AND FINANCIAL SERVICES||Equity,Debt||13,000,000||13,000,000||0|
|2014-08-12||D||OTHER BANKING AND FINANCIAL SERVICES||Equity||9,019,705||9,019,705||0|
|2011-11-09||D||OTHER BANKING AND FINANCIAL SERVICES||Debt,Option, Warrant or Other Right to Acquire Another Security||160,700,000||160,700,000||0|
|2010-06-11||D||OTHER BANKING AND FINANCIAL SERVICES||Equity||14,050,000||14,050,000||0|
|No Other Issuers|
|ADAM MALAMED||subscription required||
|BRETT KAUFMAN||subscription required||
|BRIAN S. GENSON||subscription required||
|DMITRY KOLOSOV||subscription required||
|HENRY C. BEINSTEIN||subscription required||
|HOWARD M. LORBER||subscription required||
|JACQUELINE SIMKIN||subscription required||
|JEFFREY S. PODELL||subscription required||
|JOSEPH GIOVANNIELLO, JR.||subscription required||
|MARK ZEITCHICK||subscription required||
|PHILLIP FROST||subscription required||
|RICHARD M. KRASNO||subscription required||
|RICHARD J. LAMPEN||subscription required||
|RICHARD J. ROSENSTOCK||subscription required||
|ROBERT J. EIDE||subscription required||
|SAUL GILINSKI||subscription required||