LADENBURG THALMANN FINANCIAL SERVICES INC.

MIAMI, FL How do I update this listing?

Ladenburg Thalmann Financial Services is based out of Miami. Whalewisdom has at least 34 13F filings, and 278 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2014-08-21. The notice included securities offered of Equity,Debt

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03/31/2020

Top Buys

  • Name% Change

03/31/2020

13F Holdings Summary

No holdings for current quarter

12/31/2019

13F Activity

  • Market Value $15.885 Billion
  • Prior Market Value $14.5 Billion
  • New Purchases225 stocks
  • Additional Purchases2463 stocks
  • Sold out of160 stocks
  • Reduced holdings in2022 stocks
  • Top 10 Holdings % 14.09 %
  • Turnover % [1]:6.89%
  • Turnover Alt % [2]: 11.68 %
  • Time Held Top20:10.10 quarters
  • Time Held Top10:9.10 quarters
  • Time Held All:19.56 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 8.27%
Performance Last 4 Quarters: 25.77%
Performance Metrics
Stats are not available for the latest quarter

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Form 4 - Recent Insider Transactions

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2014-08-21 D OTHER BANKING AND FINANCIAL SERVICES Equity,Debt 13,000,000 13,000,000 0
2014-08-12 D OTHER BANKING AND FINANCIAL SERVICES Equity 9,019,705 9,019,705 0
2011-11-09 D OTHER BANKING AND FINANCIAL SERVICES Debt,Option, Warrant or Other Right to Acquire Another Security 160,700,000 160,700,000 0
2010-06-11 D OTHER BANKING AND FINANCIAL SERVICES Equity 14,050,000 14,050,000 0
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
ADAM MALAMED subscription required
    EXECUTIVE OFFICER
BRETT KAUFMAN subscription required
    EXECUTIVE OFFICER
BRIAN S. GENSON subscription required
    DIRECTOR
DMITRY KOLOSOV subscription required
    DIRECTOR
HENRY C. BEINSTEIN subscription required
    DIRECTOR
HOWARD M. LORBER subscription required
    DIRECTOR
JACQUELINE SIMKIN subscription required
    DIRECTOR
JEFFREY S. PODELL subscription required
    DIRECTOR
JOSEPH GIOVANNIELLO, JR. subscription required
    EXECUTIVE OFFICER
MARK ZEITCHICK subscription required
    EXECUTIVE OFFICER DIRECTOR
PHILLIP FROST subscription required
    DIRECTOR
RICHARD M. KRASNO subscription required
    DIRECTOR
RICHARD J. LAMPEN subscription required
    EXECUTIVE OFFICER DIRECTOR
RICHARD J. ROSENSTOCK subscription required
    DIRECTOR
ROBERT J. EIDE subscription required
    DIRECTOR
SAUL GILINSKI subscription required
    DIRECTOR

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