LADENBURG THALMANN FINANCIAL SERVICES INC.

MIAMI, FL How do I update this listing?

Also known as:

  • GBI CAPITAL MANAGEMENT CORP
  • FROST HANNA CAPITAL GROUP INC
  • BROOKE GROUP LTD
  • LIGGETT GROUP INC
  • LIGGETT & MYERS INC
  • BLACKROCK INC
  • NEW BLACKROCK INC

Ladenburg Thalmann Financial Services is based out of Miami. Their last reported 13F filing for Q2 2019 included $13,834,077,000 in managed 13F securities and a top 10 holdings concentration of 13.62%. Ladenburg Thalmann Financial Services's largest holding is Apple Inc with shares held of 1,649,081. Whalewisdom has at least 32 13F filings, and 278 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2014-08-21. The notice included securities offered of Equity,Debt

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $13.834 Billion
  • Prior Market Value $13.089 Billion
  • New Purchases285 stocks
  • Additional Purchases2383 stocks
  • Sold out of158 stocks
  • Reduced holdings in1862 stocks
  • Top 10 Holdings % 13.62 %
  • Turnover % [1]:8.09%
  • Turnover Alt % [2]: 7.01 %
  • Time Held Top20:11.85 quarters
  • Time Held Top10:10.20 quarters
  • Time Held All:18.63 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 1.01%
Performance Last 4 Quarters: 0.47%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR/A (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2014-08-21 D OTHER BANKING AND FINANCIAL SERVICES Equity,Debt 13,000,000 13,000,000 0
2014-08-12 D OTHER BANKING AND FINANCIAL SERVICES Equity 9,019,705 9,019,705 0
2011-11-09 D OTHER BANKING AND FINANCIAL SERVICES Debt,Option, Warrant or Other Right to Acquire Another Security 160,700,000 160,700,000 0
2010-06-11 D OTHER BANKING AND FINANCIAL SERVICES Equity 14,050,000 14,050,000 0
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
ADAM MALAMED subscription required
    EXECUTIVE OFFICER
BRETT KAUFMAN subscription required
    EXECUTIVE OFFICER
BRIAN S. GENSON subscription required
    DIRECTOR
DMITRY KOLOSOV subscription required
    DIRECTOR
HENRY C. BEINSTEIN subscription required
    DIRECTOR
HOWARD M. LORBER subscription required
    DIRECTOR
JACQUELINE SIMKIN subscription required
    DIRECTOR
JEFFREY S. PODELL subscription required
    DIRECTOR
JOSEPH GIOVANNIELLO, JR. subscription required
    EXECUTIVE OFFICER
MARK ZEITCHICK subscription required
    EXECUTIVE OFFICER DIRECTOR
PHILLIP FROST subscription required
    DIRECTOR
RICHARD M. KRASNO subscription required
    DIRECTOR
RICHARD J. LAMPEN subscription required
    EXECUTIVE OFFICER DIRECTOR
RICHARD J. ROSENSTOCK subscription required
    DIRECTOR
ROBERT J. EIDE subscription required
    DIRECTOR
SAUL GILINSKI subscription required
    DIRECTOR

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