LAFFER INVESTMENTS

NASHVILLE, TN Investment Advisor How do I update this listing?

Laffer Investments is based out of Nashville. Laffer Investments is a large advisory firm with 294 clients and discretionary assets under management (AUM) of $342,237,357 (Form ADV from 2019-03-28). Their last reported 13F filing for Q2 2019 included $116,830,836 in managed 13F securities and a top 10 holdings concentration of 30.03%. Laffer Investments's largest holding is Becton Dickinson and Co, 6.125% Depositary Shares Mandatory Convertible Preferred Stock Series A with shares held of 67,139. Whalewisdom has at least 55 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $116.831 Million
  • Prior Market Value $372.001 Million
  • New Purchases6 stocks
  • Additional Purchases53 stocks
  • Sold out of94 stocks
  • Reduced holdings in33 stocks
  • Top 10 Holdings % 30.03 %
  • Turnover % [1]:100.00%
  • Turnover Alt % [2]: 228.41 %
  • Time Held Top20:0.85 quarters
  • Time Held Top10:0.60 quarters
  • Time Held All:7.69 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 2.3%
Performance Last 4 Quarters: 0.09%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR/A (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR/A (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

LAFFER INVESTMENTS INC
103 MURPHY COURT
NASHVILLE TN    37203
Country: United States

Business Phone: 615-460-0100
Fax: 615-460-0102
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TN
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 294
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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LAFFER INVESTMENTS INC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
LAFFER, ARTHUR, BETZ CHAIRMAN/DIRECTOR 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC CHAIRMAN/DIRECTOR direct 1999-10-01
LWA MANAGEMENT, LLC EXECUTIVE MANAGER direct 2000-04-01
LAFFER INVESTMENTS INC CHAIRMAN direct 1999-10-01 2005-03-29
LAFFER, ARTHUR, BETZ PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR direct 1999-10-01
LAFFER INVESTMENTS INC PRESIDENT direct 1999-10-01 2004-03-22
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1999-10-01 2005-03-29
LAFFER, RACHEL, VIRGINIA SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER INVESTMENTS INC EXECUTIVE VICE PRESIDENT direct 2000-08-01 2010-03-29
ALTREE, TRICIA, MARGARET SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
REMBERT, MOLLY, BETZ SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, JUSTIN, CHARLES SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, ALLISON, BLAIR SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
GENERAL ELECTRIC PENSION TRUST SHAREHOLDER 11/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2004-11-01
NORTHSTAR FUNDING MANAGEMENT LLC MEMBER direct 2001-05-01

LAFFER INVESTMENTS INC

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
ALTREE, TRICIA, MARGARET SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, ARTHUR, BETZ CHAIRMAN/DIRECTOR 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC CHAIRMAN/DIRECTOR direct 1999-10-01
LWA MANAGEMENT, LLC EXECUTIVE MANAGER direct 2000-04-01
LAFFER INVESTMENTS INC CHAIRMAN direct 1999-10-01 2005-03-29
LAFFER, ARTHUR, BETZ PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER/DIRECTOR direct 1999-10-01
LAFFER INVESTMENTS INC PRESIDENT direct 1999-10-01 2004-03-22
LAFFER INVESTMENTS INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1999-10-01 2005-03-29
LAFFER, RACHEL, VIRGINIA SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER INVESTMENTS INC EXECUTIVE VICE PRESIDENT direct 2000-08-01 2010-03-29
REMBERT, MOLLY, BETZ SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, JUSTIN, CHARLES SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
LAFFER, ALLISON, BLAIR SHAREHOLDER 08/01/2000 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2000-08-01
GENERAL ELECTRIC PENSION TRUST SHAREHOLDER 11/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LAFFER INVESTMENTS INC SHAREHOLDER direct 2004-11-01
NORTHSTAR FUNDING MANAGEMENT LLC MEMBER direct 2001-05-01

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