LAGODA INVESTMENT MANAGEMENT, L.P.

HTTPS://WWW.LAGODAIM.COM NEW YORK, NY Investment Advisor How do I update this listing?

Lagoda Investment Management is based out of New York. Lagoda Investment Management is a large advisory firm with 67 clients and discretionary assets under management (AUM) of $276,295,539 (Form ADV from 2019-03-25). Their last reported 13F filing for Q1 2019 included $78,632,000 in managed 13F securities and a top 10 holdings concentration of 86.01%. Lagoda Investment Management's largest holding is PTC Inc. with shares held of 94,513. Whalewisdom has at least 18 13F filings, and 16 13G filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $78.632 Million
  • Prior Market Value $59.955 Million
  • New Purchases0 stocks
  • Additional Purchases8 stocks
  • Sold out of4 stocks
  • Reduced holdings in12 stocks
  • Top 10 Holdings % 86.01 %
  • Turnover % [1]:16.00%
  • Turnover Alt % [2]: 6.96 %
  • Time Held Top20:6.90 quarters
  • Time Held Top10:2.90 quarters
  • Time Held All:13.32 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 11.17%
Performance Last 4 Quarters: 15.31%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

LAGODA INVESTMENT MANAGEMENT, L.P.
3 COLUMBUS CIRCLE SUITE 2215
NEW YORK NY    10019
Country: United States

Business Phone: 212-309-7668
Fax: 212-975-9030
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 67
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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LAGODA INVESTMENT MANAGEMENT, L.P.

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
OZONE, JASON, ANTHONY CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2018-09-01
LAGODA INVESTMENT MANAGEMENT, LLC GENERAL PARTNER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER direct 2014-02-01
DICKEY, FATIMA, KATARZYNA LIMITED PARTNER, SENIOR MANAGING PRINCIPAL 05/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER, SENIOR MANAGING PRINCIPAL direct 2014-05-01
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-05-01
HORIZON COMMON INC. LIMITED PARTNER 04/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ADVISERS, LLC OWNER indirect 2011-04-01
EMERGING GLOBAL ADVISORS, LLC MEMBER (VOTING AND NON-VOTING LLC UNITS) direct 2011-04-01
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2014-04-01
HORIZON KINETICS LLC LIMITED PARTNER 04/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER direct 2011-04-01
KINETICS ADVISERS, LLC OWNER direct 2011-04-01
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-04-01
DICKEY, FATIMA, KATARZYNA MEMBER LAGODA INVESTMENT MANAGEMENT, LLC 05/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER, SENIOR MANAGING PRINCIPAL direct 2014-05-01
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-05-01
BREGMAN, STEVEN ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 1994-10-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC DIRECTOR/PRESIDENT direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC PRESIDENT direct 1994-10-01 2016-10-19
KINETICS ASSET MANAGEMENT LLC PRESIDENT direct 2011-04-01 2016-10-19
KINETICS ADVISERS, LLC PRESIDENT direct 2011-04-01 2016-10-19
DOYLE, PETER, BRENDAN ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 2000-05-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2002-03-20
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP, SECRETARY direct 1994-10-01 2005-11-29
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP direct 1994-10-01 2010-04-29
KINETICS ASSET MANAGEMENT INC. PRESIDENT, CEO, DIR. & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST direct 2000-05-01 2011-05-03
HORIZON ASSET MANAGEMENT LLC DIRECTOR direct 1994-10-01 2011-05-25
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 1998-04-01 2011-06-14
TOROSO INVESTMENTS, LLC OWNER direct 2012-04-01 2012-06-25
TOROSO INVESTMENTS, LLC NON-MANAGING MEMBER direct 2012-04-01 2015-10-16
DOYLE, LAWRENCE, PATRICK ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2000-02-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2000-05-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. SHAREHOLDER direct 2000-02-01 2008-01-29
KINETICS ADVISERS, LLC SHAREHOLDER direct 2000-05-01 2008-01-29
KINETICS ASSET MANAGEMENT INC. CHAIRMAN direct 2000-02-01 2011-05-03
KINETICS ADVISERS, LLC CHAIRMAN direct 2000-05-01 2011-05-03
EWING, THOMAS, CRIMMINS ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 1996-02-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT INC DIRECTOR direct 1996-02-01 2011-05-25
STAHL, MURRAY CHAIRMAN OF THE BOARD OF MANAGES AND ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC CHAIRMAN, TREASURER direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 1994-10-01 2015-04-20
KINETICS ADVISERS, LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
KINETICS ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
POLYAKOV, LEONID ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2000-05-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CFO direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC DIRECTOR & CFO direct 2000-05-01 2011-05-03
KINETICS ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER, PRESIDENT AND ELECTED MANAGER direct 1998-04-01 2011-06-14
ROSS, HUGH, MICHAEL ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT INC CHIEF OPERATING OFFICER direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KESSLEN, JAY, HARRIS ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON COMMON INC OWNER HORIZON KINETICS LLC 04/01/2011 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ADVISERS, LLC OWNER indirect 2011-04-01
EMERGING GLOBAL ADVISORS, LLC MEMBER (VOTING AND NON-VOTING LLC UNITS) direct 2011-04-01
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2014-04-01
KINETICS COMMON INC OWNER HORIZON KINETICS LLC 04/01/2011 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ADVISERS, LLC OWNER indirect 2011-04-01

LAGODA INVESTMENT MANAGEMENT, L.P.

ownership team - last updated 2018-10-25
Name Title Start Date Direct/Indirect % Ownership
LAGODA INVESTMENT MANAGEMENT, LLC GENERAL PARTNER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER direct 2014-02-01
DICKEY, FATIMA, KATARZYNA LIMITED PARTNER, SENIOR MANAGING PRINCIPAL 05/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER, SENIOR MANAGING PRINCIPAL direct 2014-05-01
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-05-01
OZONE, JASON, ANTHONY CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2018-09-01
HORIZON COMMON INC. LIMITED PARTNER 04/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ADVISERS, LLC OWNER indirect 2011-04-01
EMERGING GLOBAL ADVISORS, LLC MEMBER (VOTING AND NON-VOTING LLC UNITS) direct 2011-04-01
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2014-04-01
HORIZON KINETICS LLC LIMITED PARTNER 04/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER direct 2011-04-01
KINETICS ADVISERS, LLC OWNER direct 2011-04-01
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-04-01
DICKEY, FATIMA, KATARZYNA MEMBER LAGODA INVESTMENT MANAGEMENT, LLC 05/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER, SENIOR MANAGING PRINCIPAL direct 2014-05-01
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-05-01
BREGMAN, STEVEN ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 1994-10-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC PRESIDENT AND ELECTED MANAGER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC DIRECTOR/PRESIDENT direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC PRESIDENT direct 1994-10-01 2016-10-19
KINETICS ASSET MANAGEMENT LLC PRESIDENT direct 2011-04-01 2016-10-19
KINETICS ADVISERS, LLC PRESIDENT direct 2011-04-01 2016-10-19
DOYLE, PETER, BRENDAN ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC MANAGING DIRECTOR AND ELECTED MANAGER direct 2000-05-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2002-03-20
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP, SECRETARY direct 1994-10-01 2005-11-29
HORIZON ASSET MANAGEMENT INC DIRECTOR, VP direct 1994-10-01 2010-04-29
KINETICS ASSET MANAGEMENT INC. PRESIDENT, CEO, DIR. & CHIEF INVESTMENT STRATEGIST direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST direct 2000-05-01 2011-05-03
HORIZON ASSET MANAGEMENT LLC DIRECTOR direct 1994-10-01 2011-05-25
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 1998-04-01 2011-06-14
TOROSO INVESTMENTS, LLC OWNER direct 2012-04-01 2012-06-25
TOROSO INVESTMENTS, LLC NON-MANAGING MEMBER direct 2012-04-01 2015-10-16
DOYLE, LAWRENCE, PATRICK ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2000-02-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2000-05-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. SHAREHOLDER direct 2000-02-01 2008-01-29
KINETICS ADVISERS, LLC SHAREHOLDER direct 2000-05-01 2008-01-29
KINETICS ASSET MANAGEMENT INC. CHAIRMAN direct 2000-02-01 2011-05-03
KINETICS ADVISERS, LLC CHAIRMAN direct 2000-05-01 2011-05-03
EWING, THOMAS, CRIMMINS ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER direct 1996-02-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT INC DIRECTOR direct 1996-02-01 2011-05-25
STAHL, MURRAY CHAIRMAN OF THE BOARD OF MANAGES AND ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1994-10-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER direct 2011-04-01
LIBERTY STREET ADVISORS, INC. OWNER direct 2006-11-01 2008-07-24
HORIZON ASSET MANAGEMENT INC CHAIRMAN, TREASURER direct 1994-10-01 2011-05-25
HORIZON ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 1994-10-01 2015-04-20
KINETICS ADVISERS, LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
KINETICS ASSET MANAGEMENT LLC CHAIRMAN AND CHIEF INVESTMENT OFFICER direct 2011-04-01 2015-04-20
POLYAKOV, LEONID ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
KINETICS ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 1998-04-01
KINETICS ADVISERS, LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2000-05-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND ELECTED MANAGER direct 2011-04-01
KINETICS ASSET MANAGEMENT INC. DIRECTOR & CFO direct 1998-04-01 2011-05-03
KINETICS ADVISERS, LLC DIRECTOR & CFO direct 2000-05-01 2011-05-03
KINETICS ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER, PRESIDENT AND ELECTED MANAGER direct 1998-04-01 2011-06-14
ROSS, HUGH, MICHAEL ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT INC CHIEF OPERATING OFFICER direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2009-03-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER direct 2011-04-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2011-04-01
KESSLEN, JAY, HARRIS ELECTED MANAGER HORIZON KINETICS LLC 04/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2011-04-01
HORIZON ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2011-04-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY direct 2006-08-01
KINETICS ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2011-04-01
KINETICS ADVISERS, LLC GENERAL COUNSEL direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER direct 2006-08-01
KINETICS ADVISERS, LLC ELECTED MANAGER indirect 2011-04-01
HORIZON COMMON INC OWNER HORIZON KINETICS LLC 04/01/2011 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ADVISERS, LLC OWNER indirect 2011-04-01
EMERGING GLOBAL ADVISORS, LLC MEMBER (VOTING AND NON-VOTING LLC UNITS) direct 2011-04-01
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2014-04-01
KINETICS COMMON INC OWNER HORIZON KINETICS LLC 04/01/2011 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HORIZON ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ASSET MANAGEMENT LLC OWNER indirect 2011-04-01
KINETICS ADVISERS, LLC OWNER indirect 2011-04-01

LAGODA INVESTMENT MANAGEMENT, L.P.

ownership team - last updated 2017-09-28
Name Title Start Date Direct/Indirect % Ownership
MOUSSETRUST, L.P. LIMITED PARTNER 06/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2014-06-01
BAYLES, RICHARD, LYMAN LIMITED PARTNER, SENIOR MANAGING PRINCIPAL 05/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER, SENIOR MANAGING PRINCIPAL direct 2014-05-01
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-05-01
DICKEY, FATIMA, KATARZYNA LIMITED PARTNER, SENIOR MANAGING PRINCIPAL 05/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER, SENIOR MANAGING PRINCIPAL direct 2014-05-01
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-05-01
KEENAN, PATRICK, ANTHONY CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARNHOLD AND S. BLEICHROEDER ADVISERS, LLC CHIEF FINANCIAL OFFICER direct 2005-01-01
LAGODA INVESTMENT MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
ZERN, ALLEN, WILLIAMS LIMITED PARTNER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2014-02-01
HA, YOUNGDAWN, DANIEL LIMITED PARTNER, MANAGING PRINCIPAL 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2014-03-01
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2014-03-01
LAGODA INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2014-03-01
LAGODA INVESTMENT MANAGEMENT, LLC GENERAL PARTNER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER direct 2014-02-01
U.S. TRUST COMPANY OF DELAWARE TRUSTEE, THE HAURENNA TRUST AND THE LYPHARD TRUST THE HAURENNA TRUST AND THE LYPHARD TRUST 12/01/1995 Indirect Other
Fund Name Position direct/indirect start date end date
STEBEN & COMPANY, INC. TRUSTEE OF THE STEBEN FAMILY TRUST direct 2012-12-01
GRAMERCY FUNDS MANAGEMENT LLC MEMBER indirect 2011-03-01
TIGER MANAGEMENT ADVISORS L.L.C. TRUSTEE indirect 2005-12-01
LAGODA INVESTMENT MANAGEMENT, L.P. TRUSTEE, THE HAURENNA TRUST AND THE LYPHARD TRUST indirect 1995-12-01
SCHONFELD STRATEGIC ADVISORS LLC TRUSTEE indirect 2011-12-01
THE LYPHARD TRUST LIMITED PARTNER, MOUSSETRUST, L.P. MOUSSETRUST, L.P. 07/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER, MOUSSETRUST, L.P. indirect 2008-07-01
THE HAURENNA TRUST LIMITED PARTNER, MOUSSETRUST, L.P. MOUSSETRUST, L.P. 07/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER, MOUSSETRUST, L.P. indirect 2008-07-01
MOUSSESCRIBE GENERAL PARTNER, MOUSSETRUST, L.P. MOUSSETRUST, L.P. 06/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER, MOUSSETRUST, L.P. indirect 2008-06-01
BAYLES, RICHARD, LYMAN MEMBER LAGODA INVESTMENT MANAGEMENT, LLC 05/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER, SENIOR MANAGING PRINCIPAL direct 2014-05-01
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-05-01
DICKEY, FATIMA, KATARZYNA MEMBER LAGODA INVESTMENT MANAGEMENT, LLC 05/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAGODA INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER, SENIOR MANAGING PRINCIPAL direct 2014-05-01
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-05-01

WhaleScore history for LAGODA INVESTMENT MANAGEMENT, L.P.

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**EXPERIMENTAL** Current UK Positions

Updated daily

Contains transactions from January 1st, 2015 on.

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights

Position History

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
LAGODA INVESTMENT MANAGEMENT, L.P. Telit Communications PLC 0 0%

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