LAKESIDE ADVISORS, INC.

Lakeside Advisors, Inc. is an independent investment management firm registered with the SEC. Founded in 1984 by Robert E. Frey, the firm initially focused on financial planning but has since shifted its primary business to portfolio management for individual investors, corporations, trusts, and retirement plans. Lakeside Advisors is 100% owned by Robert E. Frey and has one office located in Seattle, Washington. The firm's advisory services include discretionary portfolio management, where they manage each investment portfolio based on the client's unique needs. They also offer consulting services, which are limited financial planning services topical in nature, covering areas like financial goals, retirement planning, real estate investments, insurance, tax planning, and estate plans. Additional investment professionals include Kristi A. Mandt and Miki Okamoto-Swanson, both Vice Presidents.

The document outlines three main investment strategies: Fixed Income, Balanced, and Equity. The Fixed Income strategy focuses on capital preservation and low volatility, utilizing laddered taxable and non-taxable bonds, and certificates of deposit. The Balanced strategy blends Fixed Income and Equity strategies based on the client's specific needs, income requirements, safety of principal, and risk tolerance, with allocations that dynamically adjust to market conditions. The Equity strategy aims for capital appreciation through investments in mutual funds, ETFs, and individual equities listed on exchanges or over-the-counter markets. These equities can include small and large capitalization securities, as well as growth, value, or turnaround situations. Positions are initiated based on strict sell targets. Other investment strategies used to implement investment advice include long term purchases, short term purchases, trading, short sales, margin transactions and option writing.

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