LAPIDES ASSET MANAGEMENT, LLC

HTTP://WWW.LAPIDES-AM.COM GREENWICH, CT Investment Advisor Hedge Fund How do I update this listing?

Lapides Asset Management is based out of Greenwich. Lapides Asset Management is a hedge fund with 9 clients and discretionary assets under management (AUM) of $227,064,231 (Form ADV from 2020-06-26). Their last reported 13F filing for Q2 2020 included $173,085,000 in managed 13F securities and a top 10 holdings concentration of 39.15%. Lapides Asset Management's largest holding is Verint Systems Inc with shares held of 187,600. Lapides Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 58 13F filings, and 37 13G filings

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06/30/2020

13F Activity

  • Market Value $173.085 Million
  • Prior Market Value $132.735 Million
  • New Purchases7 stocks
  • Additional Purchases32 stocks
  • Sold out of8 stocks
  • Reduced holdings in14 stocks
  • Top 10 Holdings % 39.15 %
  • Turnover % [1]:24.59%
  • Turnover Alt % [2]: 21.32 %
  • Time Held Top20:8.65 quarters
  • Time Held Top10:7.20 quarters
  • Time Held All:15.84 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 38.66%
Performance Last 4 Quarters: -24.92%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

LAPIDES ASSET MANAGEMENT, LLC
Classified as Hedge Fund
500 WEST PUTNAM AVENUE 4TH FLOOR
GREENWICH CT    06830
Country: United States

Business Phone: 203-422-7202
Fax: 203-422-7205
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CT
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 127,409,000
Total Number of Clients: 9
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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LAPIDES ASSET MANAGEMENT, LLC

ownership team - last updated 2020-06-26
Name Title Start Date Direct/Indirect % Ownership
WILSON, STEVEN, MARK MANAGING MEMBER 06/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LAPIDES ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2005-06-01
LAPIDES ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2005-06-01
LAPIDES ASSET MANAGEMENT, LLC MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2005-06-01
BETZ, JAMES, FRANCIS CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAPIDES ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2006-07-01
LAPIDES ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2006-07-01
PELLEGRINO-FRANCIS, ANTOINETTE VICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONS 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAPIDES ASSET MANAGEMENT, LLC VICE PRESIDENT OF ADMINSTRATION direct 2011-01-01
LAPIDES ASSET MANAGEMENT, LLC VICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONS direct 2011-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EINBEITA PARTNERS, L.P. United States 805-8330631112 Hedge Fund 13,853,045 500,000
EINBEITA TAX-EXEMPT PARTNERS, L.P. United States 805-1715564017 Hedge Fund 7,332,810 500,000
TUCEK TAX-EXEMPT PARTNERS, L.P. United States 805-8831761083 Hedge Fund 15,232,003 100,000
MICROLAM PARTNERS, L.P. United States 805-1418496616 Hedge Fund 30,094,430 500,000
DOVETAIL EQUITY PARTNERS, L.P. United States 805-5844070540 Hedge Fund 7,979,349 250,000
LAM INCOME PARTNERS, L.P. United States 805-8462551893 Hedge Fund 2,684,733 250,000
TI BOUCHON PARTNERS, L.P. United States 805-2498443639 Hedge Fund 2,069,507 500,000
TUCEK PARTNERS, L.P. United States 805-2575070036 Hedge Fund 23,386,709 100,000
TUCEK PARTNERS II, L.P. United States 805-6237892781 Hedge Fund 15,898,077 100,000

LAPIDES ASSET MANAGEMENT, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EINBEITA PARTNERS, L.P. United States 805-8330631112 Hedge Fund 13,853,045 500,000
EINBEITA TAX-EXEMPT PARTNERS, L.P. United States 805-1715564017 Hedge Fund 7,332,810 500,000
TUCEK TAX-EXEMPT PARTNERS, L.P. United States 805-8831761083 Hedge Fund 15,232,003 100,000
MICROLAM PARTNERS, L.P. United States 805-1418496616 Hedge Fund 30,094,430 500,000
DOVETAIL EQUITY PARTNERS, L.P. United States 805-5844070540 Hedge Fund 7,979,349 250,000
LAM INCOME PARTNERS, L.P. United States 805-8462551893 Hedge Fund 2,684,733 250,000
TI BOUCHON PARTNERS, L.P. United States 805-2498443639 Hedge Fund 2,069,507 500,000
TUCEK PARTNERS, L.P. United States 805-2575070036 Hedge Fund 23,386,709 100,000
TUCEK PARTNERS II, L.P. United States 805-6237892781 Hedge Fund 15,898,077 100,000

LAPIDES ASSET MANAGEMENT, LLC

ownership team - last updated 2019-03-26
Name Title Start Date Direct/Indirect % Ownership
WILSON, STEVEN, MARK MANAGING MEMBER 06/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LAPIDES ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2005-06-01
LAPIDES ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2005-06-01
LAPIDES ASSET MANAGEMENT, LLC MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2005-06-01
BETZ, JAMES, FRANCIS CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAPIDES ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2006-07-01
LAPIDES ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2006-07-01
PELLEGRINO-FRANCIS, ANTOINETTE VICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONS 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAPIDES ASSET MANAGEMENT, LLC VICE PRESIDENT OF ADMINSTRATION direct 2011-01-01
LAPIDES ASSET MANAGEMENT, LLC VICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONS direct 2011-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EINBEITA PARTNERS, L.P. United States 805-8330631112 Hedge Fund 14,266,141 500,000
EINBEITA TAX-EXEMPT PARTNERS, L.P. United States 805-1715564017 Hedge Fund 7,052,470 500,000
TUCEK TAX-EXEMPT PARTNERS, L.P. United States 805-8831761083 Hedge Fund 16,672,646 100,000
MICROLAM PARTNERS, L.P. United States 805-1418496616 Hedge Fund 30,174,578 500,000
DOVETAIL EQUITY PARTNERS, L.P. United States 805-5844070540 Hedge Fund 7,651,496 250,000
LAM INCOME PARTNERS, L.P. United States 805-8462551893 Hedge Fund 2,567,796 250,000
TI BOUCHON PARTNERS, L.P. United States 805-2498443639 Hedge Fund 2,295,245 500,000
TUCEK PARTNERS, L.P. United States 805-2575070036 Hedge Fund 25,949,920 100,000
TUCEK PARTNERS II, L.P. United States 805-6237892781 Hedge Fund 18,145,179 100,000

LAPIDES ASSET MANAGEMENT, LLC

ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
WILSON, STEVEN, MARK MANAGING MEMBER 06/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LAPIDES ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2005-06-01
LAPIDES ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2005-06-01
LAPIDES ASSET MANAGEMENT, LLC MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2005-06-01
BETZ, JAMES, FRANCIS CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAPIDES ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2006-07-01
LAPIDES ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2006-07-01
PELLEGRINO-FRANCIS, ANTOINETTE VICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONS 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAPIDES ASSET MANAGEMENT, LLC VICE PRESIDENT OF ADMINSTRATION direct 2011-01-01
LAPIDES ASSET MANAGEMENT, LLC VICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONS direct 2011-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
TUCEK TAX-EXEMPT PARTNERS, L.P. United States 805-8831761083 Hedge Fund 17,889,966 100,000
EINBEITA PARTNERS, L.P. United States 805-8330631112 Hedge Fund 19,581,715 500,000 Master Fund
EINBEITA TAX-EXEMPT PARTNERS, L.P. United States 805-1715564017 Hedge Fund 11,919,962 500,000
MICROLAM PARTNERS, L.P. United States 805-1418496616 Hedge Fund 34,437,086 500,000
DOVETAIL EQUITY PARTNERS, L.P. United States 805-5844070540 Hedge Fund 8,343,283 250,000
EINBEITA OFFSHORE FUND, LTD Cayman Islands 805-6824492558 Other Private Fund A CAYMAN ISLAND EXEMPTED LIMITED LIABILITY COMPANY REGISTERED AS A MUTUAL FUND UNDER CAYMAN ISLANDS MUTUAL FUND LAW 1,156,571 500,000 Feeder Fund
LAM INCOME PARTNERS, L.P. United States 805-8462551893 Hedge Fund 3,116,880 250,000
TI BOUCHON PARTNERS, L.P. United States 805-2498443639 Hedge Fund 2,805,555 500,000
TUCEK PARTNERS, L.P. United States 805-2575070036 Hedge Fund 25,921,696 100,000
TUCEK PARTNERS II, L.P. United States 805-6237892781 Hedge Fund 22,481,168 100,000

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