LAVACA CAPITAL LLC

HTTP://WWW.LAVACACAPITAL.COM HOUSTON, TX Investment Advisor How do I update this listing?

Lavaca Capital is based out of Houston. Lavaca Capital is a large advisory firm with 83 clients and discretionary assets under management (AUM) of $113,074,446 (Form ADV from 2018-08-30). Their last reported 13F filing for Q1 2019 included $117,346,000 in managed 13F securities and a top 10 holdings concentration of 48.33%. Lavaca Capital's largest holding is Intel Corp. with shares held of 158,782. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $117.346 Million
  • Prior Market Value $100.442 Million
  • New Purchases46 stocks
  • Additional Purchases53 stocks
  • Sold out of37 stocks
  • Reduced holdings in22 stocks
  • Top 10 Holdings % 48.33 %
  • Turnover % [1]:20.96%
  • Turnover Alt % [2]: 16.09 %
  • Time Held Top20:0.85 quarters
  • Time Held Top10:0.70 quarters
  • Time Held All:0.88 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: -0.43%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

LAVACA CAPITAL, LLC
2700 POST OAK BLVD. SUITE 1700
HOUSTON TX    77056
Country: United States

Business Phone: 713-496-2208
Fax: 832-518-5265
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: TX
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 83
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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LAVACA CAPITAL, LLC

ownership team - last updated 2019-03-18
Name Title Start Date Direct/Indirect % Ownership
PHILLIPS, SCOTT, LATORRE MANAGING MEMBER/CCO 01/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
LAVACA CAPITAL, LLC MANAGING MEMBER/CCO direct 2013-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LAVACA CAPITAL PARTNERS I, LP United States 805-9576414771 Hedge Fund 0 500,000

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