LEGACY WEALTH PLANNING, LLC

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Legacy Wealth Planning is based out of Reno. Legacy Wealth Planning is a large advisory firm with 823 clients and discretionary assets under management (AUM) of $300,976,918 (Form ADV from 2020-06-29). Their last reported 13F filing for Q3 2020 included $87,470,000 in managed 13F securities and a top 10 holdings concentration of 58.95%. Legacy Wealth Planning's largest holding is WisdomTree US Dividend Growth ETF with shares held of 237,599. Whalewisdom has at least 5 13F filings

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09/30/2020

13F Activity

  • Market Value $87.47 Million
  • Prior Market Value $84.003 Million
  • New Purchases8 stocks
  • Additional Purchases24 stocks
  • Sold out of6 stocks
  • Reduced holdings in33 stocks
  • Top 10 Holdings % 58.95 %
  • Turnover % [1]:17.72%
  • Turnover Alt % [2]: 3.08 %
  • Time Held Top20:2.20 quarters
  • Time Held Top10:2.30 quarters
  • Time Held All:2.52 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-11-16

Performance for Q3 2020: 6.95%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter
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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

LEGACY WEALTH PLANNING, LLC
10599 DOUBLE R BLVD
RENO NV    89521
Country: United States
Business Phone: 775-850-2500
Fax: 775-850-2505
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NV
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 823
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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LEGACY WEALTH PLANNING, LLC

ownership team - last updated 2020-06-29
Name Title Start Date Direct/Indirect % Ownership
VARGAS, CHRISTOPHER, ERIC MANAGING PARTNER 03/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY WEALTH PLANNING, LLC MANAGING PARTNER direct 2006-03-01
MAHONEY, PHILLIP, STEPHEN MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER 03/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY WEALTH PLANNING, LLC MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER direct 2006-03-01
LEVY, MARK MANAGING PARTNER 03/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY WEALTH PLANNING, LLC MANAGING PARTNER direct 2006-03-01
MCCLELLAN, MARTIN, MAJOR MANAGING PARTNER 03/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY WEALTH PLANNING, LLC MANAGING PARTNER direct 2006-03-01

LEGACY WEALTH PLANNING, LLC

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

LEGACY WEALTH PLANNING, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
MAHONEY, PHILLIP, STEPHEN MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER 03/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY WEALTH PLANNING, LLC MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER direct 2006-03-01
LEVY, MARK MANAGING PARTNER 03/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY WEALTH PLANNING, LLC MANAGING PARTNER direct 2006-03-01
MCCLELLAN, MARTIN, MAJOR MANAGING PARTNER 03/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY WEALTH PLANNING, LLC MANAGING PARTNER direct 2006-03-01
VARGAS, CHRISTOPHER, ERIC MANAGING PARTNER 03/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY WEALTH PLANNING, LLC MANAGING PARTNER direct 2006-03-01

LEGACY WEALTH PLANNING, LLC

ownership team - last updated 2017-09-06
Name Title Start Date Direct/Indirect % Ownership
VARGAS, CHRISTOPHER, ERIC MANAGING PARTNER 03/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY WEALTH PLANNING, LLC MANAGING PARTNER direct 2006-03-01
MCCLELLAN, MARTIN, MAJOR MANAGING PARTNER 03/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY WEALTH PLANNING, LLC MANAGING PARTNER direct 2006-03-01
LEVY, MARK MANAGING PARTNER 03/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY WEALTH PLANNING, LLC MANAGING PARTNER direct 2006-03-01
MAHONEY, PHILLIP, STEPHEN MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER 03/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEGACY WEALTH PLANNING, LLC MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER direct 2006-03-01

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