LEGION PARTNERS ASSET MANAGEMENT, LLC

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Legion Partners Asset Management is based out of Beverly Hills. Legion Partners Asset Management is a large advisory firm with 6 clients and discretionary assets under management (AUM) of $377,100,000 (Form ADV from 2019-03-29). Their last reported 13F filing for Q3 2019 included $407,600,000 in managed 13F securities and a top 10 holdings concentration of 97.38%. Legion Partners Asset Management's largest holding is Papa Johns International Inc. with shares held of 1,726,086. Whalewisdom has at least 12 13F filings, 80 13D filings, 2 13G filings, and 8 Form 4 filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $407.6 Million
  • Prior Market Value $406.971 Million
  • New Purchases1 stock
  • Additional Purchases3 stocks
  • Sold out of2 stocks
  • Reduced holdings in1 stock
  • Top 10 Holdings % 97.38 %
  • Turnover % [1]:25.00%
  • Turnover Alt % [2]: 7.26 %
  • Time Held Top20:4.25 quarters
  • Time Held Top10:4.40 quarters
  • Time Held All:4.25 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 17.26%
Performance Last 4 Quarters: 8.99%
Performance Metrics
Stats are not available for the latest quarter
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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

LEGION PARTNERS ASSET MANAGEMENT, LLC
Classified as Hedge Fund
9401 WILSHIRE BLVD SUITE 705
BEVERLY HILLS CA    90212
Country: United States
Business Phone: 424-253-1774
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 6
Amount of client funds and securities by related persons: 377,100,000
Total Number of clients from related persons: 6
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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LEGION PARTNERS ASSET MANAGEMENT, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
WHITE, RAYMOND, THEODORE PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER 04/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
KV SERVICES LIMITED CHIEF OPERATING OFFICER direct 2007-06-01
KV SERVICES LIMITED MANAGING DIRECTOR direct 2009-07-01
KV SERVICES LIMITED BOARD MEMBER direct 2011-06-01
KNIGHT VINKE ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, DIRECTOR direct 2007-06-01
KNIGHT VINKE ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2009-07-01
KNIGHT VINKE ASSET MANAGEMENT LLC BOARD MEMBER direct 2011-06-01
SSP SERVICES LTD. CHIEF OPERATING OFFICER direct 2007-08-01
SSP SERVICES LTD. MANAGING DIRECTOR direct 2009-07-01
KVAM INTERNATIONAL LTD. CHIEF OPERATING OFFICER/DIRECTOR direct 2007-08-01
KVAM INTERNATIONAL LTD. MANAGING DIRECTOR direct 2009-07-01
KV SERVICES II LIMITED MANAGING DIRECTOR direct 2009-08-01
KV SERVICES II LIMITED BOARD MEMBER direct 2011-06-01
KVAM INTERNATIONAL II LTD. MANAGING DIRECTOR direct 2009-09-01
KVAM INTERNATIONAL II LTD. BOARD MEMBER direct 2011-06-01
KV GFF SERVICES LIMITED MANAGING DIRECTOR direct 2010-08-01
KV GFF SERVICES LIMITED BOARD MEMBER direct 2011-06-01
LEGION PARTNERS ASSET MANAGEMENT, LLC MEMBER indirect 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC CEO, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER direct 2013-12-01
KIPER, CHRISTOPHER, SEAN PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE 04/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC MEMBER indirect 2012-04-01
LEGION PARTNERS HOLDINGS, LLC MEMBER 04/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
LEGION PARTNERS ASSET MANAGEMENT, LLC MEMBER direct 2012-04-01
KATZ, DAVID, ALAN CHIEF OPERATING OFFICER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LEGION PARTNERS ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-01-01
WHITE, RAYMOND, THEODORE MEMBER LEGION PARTNERS HOLDINGS, LLC 04/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
KV SERVICES LIMITED CHIEF OPERATING OFFICER direct 2007-06-01
KV SERVICES LIMITED MANAGING DIRECTOR direct 2009-07-01
KV SERVICES LIMITED BOARD MEMBER direct 2011-06-01
KNIGHT VINKE ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, DIRECTOR direct 2007-06-01
KNIGHT VINKE ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2009-07-01
KNIGHT VINKE ASSET MANAGEMENT LLC BOARD MEMBER direct 2011-06-01
SSP SERVICES LTD. CHIEF OPERATING OFFICER direct 2007-08-01
SSP SERVICES LTD. MANAGING DIRECTOR direct 2009-07-01
KVAM INTERNATIONAL LTD. CHIEF OPERATING OFFICER/DIRECTOR direct 2007-08-01
KVAM INTERNATIONAL LTD. MANAGING DIRECTOR direct 2009-07-01
KV SERVICES II LIMITED MANAGING DIRECTOR direct 2009-08-01
KV SERVICES II LIMITED BOARD MEMBER direct 2011-06-01
KVAM INTERNATIONAL II LTD. MANAGING DIRECTOR direct 2009-09-01
KVAM INTERNATIONAL II LTD. BOARD MEMBER direct 2011-06-01
KV GFF SERVICES LIMITED MANAGING DIRECTOR direct 2010-08-01
KV GFF SERVICES LIMITED BOARD MEMBER direct 2011-06-01
LEGION PARTNERS ASSET MANAGEMENT, LLC MEMBER indirect 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC CEO, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER direct 2013-12-01
KIPER, CHRISTOPHER, SEAN MEMBER LEGION PARTNERS HOLDINGS, LLC 04/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC MEMBER indirect 2012-04-01
VIZI, BRADLEY, SCOTT MEMBER LEGION PARTNERS HOLDINGS, LLC 04/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LEGION PARTNERS ASSET MANAGEMENT, LLC PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC MEMBER indirect 2012-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. II United States 805-1201379646 Hedge Fund 5,300,000 50,000
LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. VIII United States 805-7704549657 Hedge Fund 10,200,000 35,000
LEGION PARTNERS, L.P. II United States 805-7738884682 Hedge Fund 16,400,000 50,000
LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. I United States 805-9255014339 Hedge Fund 58,000,000 3,000,000
LEGION PARTNERS, L.P. I United States 805-6403563444 Hedge Fund 285,200,000 3,000,000
LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. IX United States 805-3280423284 Hedge Fund 1,800,000 35,000

LEGION PARTNERS ASSET MANAGEMENT, LLC

ownership team - last updated 2018-05-10
Name Title Start Date Direct/Indirect % Ownership
WHITE, RAYMOND, THEODORE PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER 04/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
KV SERVICES LIMITED CHIEF OPERATING OFFICER direct 2007-06-01
KV SERVICES LIMITED MANAGING DIRECTOR direct 2009-07-01
KV SERVICES LIMITED BOARD MEMBER direct 2011-06-01
KNIGHT VINKE ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, DIRECTOR direct 2007-06-01
KNIGHT VINKE ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2009-07-01
KNIGHT VINKE ASSET MANAGEMENT LLC BOARD MEMBER direct 2011-06-01
SSP SERVICES LTD. CHIEF OPERATING OFFICER direct 2007-08-01
SSP SERVICES LTD. MANAGING DIRECTOR direct 2009-07-01
KVAM INTERNATIONAL LTD. CHIEF OPERATING OFFICER/DIRECTOR direct 2007-08-01
KVAM INTERNATIONAL LTD. MANAGING DIRECTOR direct 2009-07-01
KV SERVICES II LIMITED MANAGING DIRECTOR direct 2009-08-01
KV SERVICES II LIMITED BOARD MEMBER direct 2011-06-01
KVAM INTERNATIONAL II LTD. MANAGING DIRECTOR direct 2009-09-01
KVAM INTERNATIONAL II LTD. BOARD MEMBER direct 2011-06-01
KV GFF SERVICES LIMITED MANAGING DIRECTOR direct 2010-08-01
KV GFF SERVICES LIMITED BOARD MEMBER direct 2011-06-01
LEGION PARTNERS ASSET MANAGEMENT, LLC MEMBER indirect 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC CEO, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER direct 2013-12-01
KIPER, CHRISTOPHER, SEAN PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE 04/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC MEMBER indirect 2012-04-01
LEGION PARTNERS HOLDINGS, LLC MEMBER 04/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
LEGION PARTNERS ASSET MANAGEMENT, LLC MEMBER direct 2012-04-01
KATZ, DAVID, ALAN CHIEF OPERATING OFFICER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LEGION PARTNERS ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-01-01
WHITE, RAYMOND, THEODORE MEMBER LEGION PARTNERS HOLDINGS, LLC 04/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
KV SERVICES LIMITED CHIEF OPERATING OFFICER direct 2007-06-01
KV SERVICES LIMITED MANAGING DIRECTOR direct 2009-07-01
KV SERVICES LIMITED BOARD MEMBER direct 2011-06-01
KNIGHT VINKE ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER, DIRECTOR direct 2007-06-01
KNIGHT VINKE ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2009-07-01
KNIGHT VINKE ASSET MANAGEMENT LLC BOARD MEMBER direct 2011-06-01
SSP SERVICES LTD. CHIEF OPERATING OFFICER direct 2007-08-01
SSP SERVICES LTD. MANAGING DIRECTOR direct 2009-07-01
KVAM INTERNATIONAL LTD. CHIEF OPERATING OFFICER/DIRECTOR direct 2007-08-01
KVAM INTERNATIONAL LTD. MANAGING DIRECTOR direct 2009-07-01
KV SERVICES II LIMITED MANAGING DIRECTOR direct 2009-08-01
KV SERVICES II LIMITED BOARD MEMBER direct 2011-06-01
KVAM INTERNATIONAL II LTD. MANAGING DIRECTOR direct 2009-09-01
KVAM INTERNATIONAL II LTD. BOARD MEMBER direct 2011-06-01
KV GFF SERVICES LIMITED MANAGING DIRECTOR direct 2010-08-01
KV GFF SERVICES LIMITED BOARD MEMBER direct 2011-06-01
LEGION PARTNERS ASSET MANAGEMENT, LLC MEMBER indirect 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC CEO, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER direct 2013-12-01
KIPER, CHRISTOPHER, SEAN MEMBER LEGION PARTNERS HOLDINGS, LLC 04/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC MEMBER indirect 2012-04-01
VIZI, BRADLEY, SCOTT MEMBER LEGION PARTNERS HOLDINGS, LLC 04/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LEGION PARTNERS ASSET MANAGEMENT, LLC PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE direct 2012-04-01
LEGION PARTNERS ASSET MANAGEMENT, LLC MEMBER indirect 2012-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. VIII United States 805-7704549657 Hedge Fund 10,700,000 35,000
LEGION PARTNERS, L.P. II United States 805-7738884682 Hedge Fund 11,400,000 50,000
LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. I United States 805-9255014339 Hedge Fund 32,300,000 3,000,000
LEGION PARTNERS, L.P. I United States 805-6403563444 Hedge Fund 263,800,000 3,000,000
LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. V United States 805-3823578220 Hedge Fund 3,500,000 50,000
LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. II United States 805-1201379646 Hedge Fund 9,100,000 50,000
LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. VII United States 805-6807785712 Hedge Fund 3,800,000 20,000

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