LEONARD RICKEY INVESTMENT ADVISORS P.L.L.C.

https://www.bestpathforward.com/ YAKIMA, WA Investment Advisor How do I update this listing?

Leonard Rickey Investment Advisors P. is based out of Yakima. Leonard Rickey Investment Advisors P. is a large advisory firm with 830 clients and discretionary assets under management (AUM) of $428,906,867 (Form ADV from 2019-03-20). Their last reported 13F filing for Q3 2019 included $150,377,000 in managed 13F securities and a top 10 holdings concentration of 69.47%. Leonard Rickey Investment Advisors P.'s largest holding is iShares Trust - Core S&P Mid-Cap 400 Exchange Traded Fund with shares held of 146,220. Whalewisdom has at least 8 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $150.377 Million
  • Prior Market Value $148.677 Million
  • New Purchases6 stocks
  • Additional Purchases31 stocks
  • Sold out of4 stocks
  • Reduced holdings in36 stocks
  • Top 10 Holdings % 69.47 %
  • Turnover % [1]:12.66%
  • Turnover Alt % [2]: 2.69 %
  • Time Held Top20:5.30 quarters
  • Time Held Top10:6.50 quarters
  • Time Held All:4.97 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.61%
Performance Last 4 Quarters: -4.1%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.
3908 CREEKSIDE LOOP SUITE 100
YAKIMA WA    98902
Country: United States

Business Phone: 509-972-3686
Fax: 509-972-4188
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Other (specify) PROFESSIONAL LIMITED LIABILITY COMPANY (PLLC)
Organized in: WA
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 224,004,000
Total Number of Clients: 830
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

ownership team - last updated 2019-03-20
Name Title Start Date Direct/Indirect % Ownership
RICKEY, BENJAMIN, JOHN MEMBER / CHIEF COMPLIANCE OFFICER 12/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. ASSOCIATE PARTNER / CHIEF COMPLIANCE OFFICER direct 2001-12-01
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. MEMBER / CHIEF COMPLIANCE OFFICER direct 2001-12-01
STENEHJEM, JOY, SUZANNE MEMBER 12/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. ASSOCIATE PARTNER direct 2001-12-01
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. MEMBER direct 2001-12-01
HARGREAVES, MATTHEW, JAMES CIO 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. CIO direct 2019-01-01

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

ownership team - last updated 2017-09-27
Name Title Start Date Direct/Indirect % Ownership
STENEHJEM, JOY, SUZANNE MEMBER 12/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. ASSOCIATE PARTNER direct 2001-12-01
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. MEMBER direct 2001-12-01
RICKEY, BENJAMIN, JOHN MEMBER / CHIEF COMPLIANCE OFFICER 12/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. ASSOCIATE PARTNER / CHIEF COMPLIANCE OFFICER direct 2001-12-01
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. MEMBER / CHIEF COMPLIANCE OFFICER direct 2001-12-01

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