LLOYD ADVISORY SERVICES, LLC.

https://www.thelloydgroupinc.com/ SUWANEE, GA Investment Advisor How do I update this listing?

Lloyd Advisory Services is based out of Suwanee. Lloyd Advisory Services is a large advisory firm with 3126 clients and discretionary assets under management (AUM) of $217,776,870 (Form ADV from 2020-03-16). Their last reported 13F filing for Q1 2020 included $135,282,000 in managed 13F securities and a top 10 holdings concentration of 81.27%. Lloyd Advisory Services's largest holding is iShares Short Treasury Bond ETF with shares held of 484,963. Whalewisdom has at least 2 13F filings

Download 13F Summary to Excel Create Email Alert

03/31/2020

13F Activity

  • Market Value $135.282 Million
  • Prior Market Value $109.895 Million
  • New Purchases43 stocks
  • Additional Purchases89 stocks
  • Sold out of141 stocks
  • Reduced holdings in124 stocks
  • Top 10 Holdings % 81.27 %
  • Turnover % [1]:64.56%
  • Turnover Alt % [2]: 46.14 %
  • Time Held Top20:0.65 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:0.85 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 19.75%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
AE Wealth Management LLC

View Last Form Adv Compilation Report on Record

THE LLOYD GROUP
3575 LAWRENCEVILLE SUWANEE ROAD
SUWANEE GA    30024
Country: United States

Business Phone: 770-932-0387
Fax: 770-932-0351
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: GA
Number of employees: 16
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,SOLICITOR
Amount of client funds and securities: 5,136,500
Total Number of Clients: 3126
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

LLOYD ADVISORY SERVICES, LLC

ownership team - last updated 2020-03-16
Name Title Start Date Direct/Indirect % Ownership

LLOYD ADVISORY SERVICES, LLC

ownership team - last updated 2019-08-28
Name Title Start Date Direct/Indirect % Ownership
THE LLOYD GROUP, INC. OWNER 06/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
LLOYD ADVISORY SERVICES, LLC OWNER direct 2009-06-01
JONES, ANDREW, BURTON CHIEF COMPLIANCE OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
LLOYD ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
LLOYD, MARK, ALAN CHIEF EXECUTIVE OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
LLOYD ADVISORY SERVICES, LLC CEO indirect 1995-06-01
LLOYD ADVISORY SERVICES, LLC CHIEF EXECUTIVE OFFICER direct 2009-06-01
MORRIS, JAMES, BLAKE CHIEF OPERATING OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
LLOYD ADVISORY SERVICES, LLC CHIEF OPERATING OFFICER direct 2009-06-01
LLOYD, MARK, ALAN CEO THE LLOYD GROUP, INC. 06/01/1995 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LLOYD ADVISORY SERVICES, LLC CEO indirect 1995-06-01
LLOYD ADVISORY SERVICES, LLC CHIEF EXECUTIVE OFFICER direct 2009-06-01

LLOYD ADVISORY SERVICES, LLC

ownership team - last updated 2019-06-26
Name Title Start Date Direct/Indirect % Ownership
THE LLOYD GROUP, INC. OWNER 06/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
LLOYD ADVISORY SERVICES, LLC OWNER direct 2009-06-01
JONES, ANDREW, BURTON CHIEF COMPLIANCE OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
LLOYD ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
LLOYD, MARK, ALAN CHIEF EXECUTIVE OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
LLOYD ADVISORY SERVICES, LLC CEO indirect 1995-06-01
LLOYD ADVISORY SERVICES, LLC CHIEF EXECUTIVE OFFICER direct 2009-06-01
MORRIS, JAMES, BLAKE CHIEF OPERATING OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
LLOYD ADVISORY SERVICES, LLC CHIEF OPERATING OFFICER direct 2009-06-01
LLOYD, MARK, ALAN CEO THE LLOYD GROUP, INC. 06/01/1995 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LLOYD ADVISORY SERVICES, LLC CEO indirect 1995-06-01
LLOYD ADVISORY SERVICES, LLC CHIEF EXECUTIVE OFFICER direct 2009-06-01

Elevate your investments