LOKKEN INVESTMENT GROUP LLC

https://twitter.com/LOKKENINVEST LEWES, DE Investment Advisor Hedge Fund How do I update this listing?

Lokken Investment Group is based out of Lewes. Lokken Investment Group is a hedge fund with 382 clients and discretionary assets under management (AUM) of $222,870,631 (Form ADV from 2021-02-18). Their last reported 13F filing for Q3 2021 included $126,140,000 in managed 13F securities and a top 10 holdings concentration of 42.46%. Lokken Investment Group's largest holding is Vanguard Value ETF with shares held of 70,147. Whalewisdom has at least 5 13F filings

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09/30/2021

13F Activity

  • Market Value $126.14 Million
  • Prior Market Value $123.113 Million
  • New Purchases10 stocks
  • Additional Purchases44 stocks
  • Sold out of4 stocks
  • Reduced holdings in39 stocks
  • Top 10 Holdings % 42.46 %
  • Turnover % [1]:11.57%
  • Turnover Alt % [2]: 2.91 %
  • Time Held Top20:2.85 quarters
  • Time Held Top10:2.40 quarters
  • Time Held All:2.59 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-11-15

Performance for Q3 2021: 2.77%
Performance Last 4 Quarters: 22.46%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

LOKKEN INVESTMENT GROUP, LLC
Classified as Hedge Fund
1413 SAVANNAH ROAD, SUITE 4
LEWES DE    19958
Country: United States

Business Phone: 302-645-6650
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 382
Amount of client funds and securities by related persons: 6,159,180
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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LOKKEN INVESTMENT GROUP, LLC

ownership team - last updated 2021-02-18
Name Title Start Date Direct/Indirect % Ownership
LOKKEN, JONATHAN, LAWRENCE MANAGING PRINCIPAL 12/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOKKEN INVESTMENT GROUP, LLC MANAGING PRINCIPAL AND CCO direct 2008-12-01
RUARK, CARRIE, MAE CHIEF COMPLIANCE OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOKKEN INVESTMENT GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2020-01-01
LOKKEN, JONATHAN, LAWRENCE MANAGING PRINCIPAL 12/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOKKEN INVESTMENT GROUP, LLC MANAGING PRINCIPAL AND CCO direct 2008-12-01
RUARK, CARRIE, MAE CHIEF COMPLIANCE OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOKKEN INVESTMENT GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2020-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BIG OAK PARTNERS FUND, LP United States 805-6376911024 Hedge Fund 6,159,176 100,000

LOKKEN INVESTMENT GROUP, LLC

ownership team - last updated 2020-07-20
Name Title Start Date Direct/Indirect % Ownership
LOKKEN, JONATHAN, LAWRENCE MANAGING PRINCIPAL 12/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOKKEN INVESTMENT GROUP, LLC MANAGING PRINCIPAL AND CCO direct 2008-12-01
RUARK, CARRIE, MAE CHIEF COMPLIANCE OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOKKEN INVESTMENT GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2020-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BIG OAK PARTNERS FUND, LP United States 805-6376911024 Hedge Fund 4,196,859 100,000

LOKKEN INVESTMENT GROUP, LLC

ownership team - last updated 2020-05-18
Name Title Start Date Direct/Indirect % Ownership
LOKKEN, JONATHAN, LAWRENCE MANAGING PRINCIPAL 12/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOKKEN INVESTMENT GROUP, LLC MANAGING PRINCIPAL AND CCO direct 2008-12-01
RUARK, CARRIE, MAE CHIEF COMPLIANCE OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOKKEN INVESTMENT GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2020-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BIG OAK PARTNERS FUND, LP United States 805-6376911024 Hedge Fund 4,196,859 100,000

LOKKEN INVESTMENT GROUP, LLC

ownership team - last updated 2020-02-21
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BIG OAK PARTNERS FUND, LP United States 805-6376911024 Hedge Fund 4,196,859 100,000

LOKKEN INVESTMENT GROUP, LLC

ownership team - last updated 2019-05-02
Name Title Start Date Direct/Indirect % Ownership
LOKKEN, JONATHAN, LAWRENCE MANAGING PRINCIPAL AND CCO 12/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOKKEN INVESTMENT GROUP, LLC MANAGING PRINCIPAL AND CCO direct 2008-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BIG OAK PARTNERS FUND, LP United States 805-6376911024 Hedge Fund 3,071,792 100,000

LOKKEN INVESTMENT GROUP, LLC

ownership team - last updated 2019-03-05
Name Title Start Date Direct/Indirect % Ownership
LOKKEN, JONATHAN, LAWRENCE MANAGING PRINCIPAL AND CCO 12/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOKKEN INVESTMENT GROUP, LLC MANAGING PRINCIPAL AND CCO direct 2008-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BIG OAK PARTNERS FUND, LP United States 805-6376911024 Hedge Fund 3,071,792 100,000

LOKKEN INVESTMENT GROUP, LLC

ownership team - last updated 2018-12-21
Name Title Start Date Direct/Indirect % Ownership
LOKKEN, JONATHAN, LAWRENCE MANAGING PRINCIPAL AND CCO 12/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOKKEN INVESTMENT GROUP, LLC MANAGING PRINCIPAL AND CCO direct 2008-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BIG OAK PARTNERS FUND, LP United States 805-6376911024 Hedge Fund 1,958,696 100,000

LOKKEN INVESTMENT GROUP, LLC

ownership team - last updated 2016-11-11
Name Title Start Date Direct/Indirect % Ownership
LOKKEN, JONATHAN, LAWRENCE MANAGING PRINCIPAL AND CCO 12/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOKKEN INVESTMENT GROUP, LLC MANAGING PRINCIPAL AND CCO direct 2008-12-01

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