LOWE BROCKENBROUGH & COMPANY INC

HTTP://JAMESTOWNFUNDS.COM • RICHMOND, VA • Investment Advisor • Hedge Fund How do I update this listing?

Also known as:

  • LOWE BROCKENBROUGH & TATTERSALL INC
  • LOWE BROCKENBROUGH TIERNEY & TATTERSALL INC
  • COMMONWEALTH RESEARCH & MANAGEMENT CORP

Lowe Brockenbrough & Company is based out of Richmond. Lowe Brockenbrough & Company is a large advisory firm with 595 clients and discretionary assets under management (AUM) of $1,592,077,015 (Form ADV from 2018-07-01). Their last reported 13F filing for Q1 2019 included $715,064,000 in managed 13F securities and a top 10 holdings concentration of 24.0%. Lowe Brockenbrough & Company's largest holding is ExxonMobil Corp. (Standard Oil of New Jersey) with shares held of 286,529. Whalewisdom has at least 77 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $715.064 Million
  • Prior Market Value $612.034 Million
  • New Purchases19 stocks
  • Additional Purchases85 stocks
  • Sold out of2 stocks
  • Reduced holdings in69 stocks
  • Top 10 Holdings % 24.00 %
  • Turnover % [1]:10.24%
  • Turnover Alt % [2]: 6.47 %
  • Time Held Top20:25.90 quarters
  • Time Held Top10:22.20 quarters
  • Time Held All:32.40 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 0.57%
Performance Last 4 Quarters: 4.14%
Performance Metrics
Stats are not available for the latest quarter
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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR/A (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR/A (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR/A (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

LOWE, BROCKENBROUGH & COMPANY, INC.
Classified as Hedge Fund
1802 BAYBERRY CT. SUITE 400
RICHMOND VA    23226-3767
Country: United States
Business Phone: 804-288-0404
Fax: 804-288-7872
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: VA
Number of employees: 26
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Performance-based fees
Amount of client funds and securities: 386,015,000
Total Number of Clients: 595
Amount of client funds and securities by related persons: 412,692,000
Total Number of clients from related persons: 39
Disclosures: 11.C (2),11.C (4),11.C (5)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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LOWE, BROCKENBROUGH & COMPANY, INC.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
BROCKENBROUGH III, AUSTIN MANAGING DIRECTOR & CHAIRMAN OF THE BOARD 07/01/1970 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR & CHAIRMAN OF THE BOARD direct 1970-07-01
WILKINSON OGRADY & CO. INC. DIRECTOR direct 1986-02-01 2007-05-24
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR direct 1970-07-01 2011-08-16
CARAVATI, CHARLES, MARTIN MANAGING DIRECTOR & SECRETARY 12/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR & SECRETARY direct 1998-12-01
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR direct 1998-12-01 2011-08-16
LYONS, DAVID, ALLEN MANAGING DIRECTOR & TREASURER 09/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR & TREASURER direct 2000-09-01
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR direct 2000-09-01 2011-08-16
REECE, PAGE, TAYLOR CHIEF COMPLIANCE OFFICER 09/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE BROCKENBROUGH & CO INC CHIEF COMPLIANCE OFFICER direct 2004-09-01
BROCKENBROUGH, AUSTIN MANAGING DIRECTOR & PRESIDENT 12/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR direct 2005-12-01
LOWE, BROCKENBROUGH & COMPANY, INC. MANAGING DIRECTOR & PRESIDENT direct 2005-12-01
ROBERTSON, WALTER, SPENCER MANAGING DIRECTOR 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE, BROCKENBROUGH & COMPANY, INC. MANAGING DIRECTOR direct 2016-09-01
SCOTT & STRINGFELLOW, INC. EXECUTIVE VICE PRESIDENT / DIRECTOR direct 2001-11-01 2002-07-25
SCOTT & STRINGFELLOW, INC. CHIEF EXECUTIVE OFFICER / DIRECTOR direct 2002-09-01 2008-08-07
SCOTT & STRINGFELLOW, LLC CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS direct 2002-09-01 2009-03-18
SCOTT & STRINGFELLOW, LLC SENIRO MANAGING DIRECTOR/PRESIDENT,PRIVATE CLIENT GROUP / BOARD OF MANAGERS direct 2009-07-01 2009-10-21
SCOTT & STRINGFELLOW, LLC SENIOR MANAGING DIRECTOR/PRESIDENT,PRIVATE CLIENT GROUP / BOARD OF MANAGERS direct 2009-07-01 2012-03-15

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2019 United States 805-5361537229 Private Equity Fund 47,655,000 50,000 Feeder Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2019 United States 805-5394777221 Private Equity Fund 6,955,000 30,000 Feeder Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2019 United States 805-8563126699 Private Equity Fund 54,610,000 30,000 Master Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2014 United States 805-3006565244 Private Equity Fund 34,674,990 200,000 Feeder Fund Fund of Funds
LBC REAL ESTATE FUND I, L.P. United States 805-8250524339 Real Estate Fund 5,038,158 100,000 Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - TAXABLE CREDIT OPPORTUNITIES SERIES United States 805-5908976824 Private Equity Fund 1,306,459 100,000 Feeder Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - CREDIT OPPORTUNITIES SERIES MASTER United States 805-3981740456 Private Equity Fund 14,665,462 60,000 Master Fund Fund of Funds
BESPOKE CAPITAL STRATEGIES LP - SERIES TE FIXED INCOME STRATEGIES United States 805-6170747290 Hedge Fund 5,298,775 350,000 Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2014 United States 805-7569855164 Private Equity Fund 38,787,272 30,000 Master Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - REAL ESTATE SERIES MASTER 2015 United States 805-5130216018 Real Estate Fund 6,217,006 50,000 Master Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2016 United States 805-7499578978 Private Equity Fund 6,977,657 50,000 Feeder Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2017 United States 805-7565398770 Private Equity Fund 10,162,811 30,000 Feeder Fund Fund of Funds
BESPOKE CAPITAL STRATEGIES LP - SERIES TAX-EXEMPT HEDGED EQUITY United States 805-1050801385 Hedge Fund 16,893,207 110,000 Feeder Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2015 United States 805-7413796219 Private Equity Fund 22,255,922 100,000 Feeder Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2016 United States 805-1441630868 Private Equity Fund 32,756,955 50,000 Master Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - REAL ESTATE SERIES MASTER 2016 United States 805-6165894309 Real Estate Fund 4,772,230 50,000 Master Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2018 United States 805-7443869859 Private Equity Fund 9,780,611 30,000 Feeder Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2018 United States 805-1502552424 Private Equity Fund 46,157,377 100,000 Feeder Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2018 United States 805-2068548512 Private Equity Fund 55,937,989 30,000 Master Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2015 United States 805-5093090662 Private Equity Fund 4,225,006 50,000 Feeder Fund Fund of Funds
BESPOKE CAPITAL STRATEGIES LP - SERIES TAX-EXEMPT GLOBAL EQUITY United States 805-9711221765 Hedge Fund 38,235,131 110,000 Feeder Fund Fund of Funds
BESPOKE CAPITAL STRATEGIES LP - SERIES TAXABLE HEDGED EQUITY United States 805-4195261182 Hedge Fund 30,415,910 44,729 Master Fund Fund of Funds
BESPOKE CAPITAL STRATEGIES LP - SERIES TAXABLE GLOBAL EQUITY United States 805-2313686986 Hedge Fund 51,602,692 47,357 Master Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2017 United States 805-6155342576 Private Equity Fund 31,094,262 60,000 Feeder Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2017 United States 805-2819363093 Private Equity Fund 41,257,074 30,000 Master Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - TAX-EXEMPT CREDIT OPPORTUNITIES SERIES United States 805-3078573512 Private Equity Fund 13,359,003 60,000 Feeder Fund Fund of Funds
BESPOKE CAPITAL STRATEGIES LP - SERIES TAXABLE ABSOLUTE STRATEGIES United States 805-7199692693 Hedge Fund 29,737,737 43,865 Master Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES TAXABLE 2014 United States 805-2596666275 Private Equity Fund 4,112,282 30,000 Feeder Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2015 United States 805-2226120389 Private Equity Fund 20,263,922 50,000 Master Fund Fund of Funds
BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2016 United States 805-1879390714 Private Equity Fund 30,551,527 60,000 Feeder Fund Fund of Funds
BESPOKE CAPITAL STRATEGIES LP - SERIES TAX-EXEMPT ABSOLUTE STRATEGIES United States 805-4448383870 Hedge Fund 16,709,180 120,000 Feeder Fund Fund of Funds

LOWE, BROCKENBROUGH & COMPANY, INC.

ownership team - last updated 2017-09-18
Name Title Start Date Direct/Indirect % Ownership
ROBERTSON, WALTER, SPENCER MANAGING DIRECTOR 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE, BROCKENBROUGH & COMPANY, INC. MANAGING DIRECTOR direct 2016-09-01
SCOTT & STRINGFELLOW, INC. EXECUTIVE VICE PRESIDENT / DIRECTOR direct 2001-11-01 2002-07-25
SCOTT & STRINGFELLOW, INC. CHIEF EXECUTIVE OFFICER / DIRECTOR direct 2002-09-01 2008-08-07
SCOTT & STRINGFELLOW, LLC CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS direct 2002-09-01 2009-03-18
SCOTT & STRINGFELLOW, LLC SENIRO MANAGING DIRECTOR/PRESIDENT,PRIVATE CLIENT GROUP / BOARD OF MANAGERS direct 2009-07-01 2009-10-21
SCOTT & STRINGFELLOW, LLC SENIOR MANAGING DIRECTOR/PRESIDENT,PRIVATE CLIENT GROUP / BOARD OF MANAGERS direct 2009-07-01 2012-03-15
BROCKENBROUGH, AUSTIN MANAGING DIRECTOR & PRESIDENT 12/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR direct 2005-12-01
LOWE, BROCKENBROUGH & COMPANY, INC. MANAGING DIRECTOR & PRESIDENT direct 2005-12-01
REECE, PAGE, TAYLOR CHIEF COMPLIANCE OFFICER 09/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE BROCKENBROUGH & CO INC CHIEF COMPLIANCE OFFICER direct 2004-09-01
LYONS, DAVID, ALLEN MANAGING DIRECTOR & TREASURER 09/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR & TREASURER direct 2000-09-01
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR direct 2000-09-01 2011-08-16
CARAVATI, CHARLES, MARTIN MANAGING DIRECTOR & SECRETARY 12/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR & SECRETARY direct 1998-12-01
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR direct 1998-12-01 2011-08-16
BROCKENBROUGH III, AUSTIN MANAGING DIRECTOR & CHAIRMAN OF THE BOARD 07/01/1970 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR & CHAIRMAN OF THE BOARD direct 1970-07-01
WILKINSON OGRADY & CO. INC. DIRECTOR direct 1986-02-01 2007-05-24
LOWE BROCKENBROUGH & CO INC MANAGING DIRECTOR direct 1970-07-01 2011-08-16

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LBC REAL ESTATE FUND I, L.P. United States 805-8250524339 Real Estate Fund 9,047,309 100,000 Fund of Funds
BESPOKE CAPITAL STRATEGIES, LP United States 805-7217583366 Hedge Fund 89,208,675 1,000,000 Fund of Funds
BESPOKE PRIVATE STRATEGIES, LP United States 805-7105424253 Private Equity Fund 83,583,446 100,000 Fund of Funds
BESPOKE CAPITAL STRATEGIES, LP HEDGED EQUITY TAXABLE AND TAX EXEMPT SERIES United States 805-5710767116 Hedge Fund 21,055,588 0 Fund of Funds
BESPOKE CAPITAL STRATEGIES, LP GLOBAL EQUITY TAXABLE AND TAX EXEMPT SERIES United States 805-1343279745 Hedge Fund 41,815,751 0 Fund of Funds
BESPOKE CAPITAL STRATEGIES, LP ABSOLUTE STRATEGIES TAXABLE AND TAX EXEMPT SERIES United States 805-5877741994 Hedge Fund 21,117,251 0 Fund of Funds
BESPOKE CAPITAL STRATEGIES, LP FIXED INCOME TAX EXEMPT SERIES United States 805-3865661338 Hedge Fund 5,220,084 0 Fund of Funds
BESPOKE PRIVATE STRATEGIES, LP VINTAGE YEAR 2014 United States 805-8630528603 Private Equity Fund 28,972,513 0 Fund of Funds
BESPOKE PRIVATE STRATEGIES, LP VINTAGE YEAR 2015 United States 805-7635604045 Private Equity Fund 23,842,684 0 Fund of Funds
BESPOKE PRIVATE STRATEGIES, LP VINTAGE YEAR 2016 United States 805-1836823538 Private Equity Fund 30,768,249 0 Fund of Funds

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