LPL Financial Holdings Inc.

LPL Financial Holdings is based out of San Diego. LPL Investment Holdings Inc. provides technology, brokerage and investment advisory services through business relationships with independent financial advisors, financial advisors employed by financial institutions, registered investment advisors (RIAs), and financial institutions. Through its proprietary technology, custody and clearing platforms, the company offers its customers access to an array of financial products and services that enable them to provide financial advice and brokerage services to retail investors (their 'clients').Whalewisdom has at least 1 13G filings, and 321 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2009-11-25. The notice included securities offered of Option, Warrant or Other Right to Acquire Another Security,Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security