M FINANCIAL ASSET MANAGEMENT, INC.

HTTP://WWW.MFINWEALTH.COM PORTLAND, OR Investment Advisor How do I update this listing?

M Financial Asset Management is based out of Portland. M Financial Asset Management is a large advisory firm with 2481 clients and discretionary assets under management (AUM) of $872,356,674 (Form ADV from 2019-04-16). Their last reported 13F filing for Q2 2019 included $12,014,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. M Financial Asset Management's largest holding is Vanguard FTSE All World Ex US ETF with shares held of 147,144. Whalewisdom has at least 7 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $12.014 Million
  • Prior Market Value $13.106 Million
  • New Purchases0 stocks
  • Additional Purchases2 stocks
  • Sold out of0 stocks
  • Reduced holdings in5 stocks
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:%
  • Turnover Alt % [2]: 11.02 %
  • Time Held Top20:6.00 quarters
  • Time Held Top10:6.00 quarters
  • Time Held All:6.00 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -3.86%
Performance Last 4 Quarters: -13.12%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
M Holdings Securities, Inc.

View Last Form Adv Compilation Report on Record

M FINANCIAL ASSET MANAGEMENT, INC.
1125 NW COUCH ST STE 900
PORTLAND OR    97209
Country: United States

Business Phone: 503-232-6960
Fax: 503-238-1621
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: OR
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 2481
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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M FINANCIAL ASSET MANAGEMENT, INC.

ownership team - last updated 2019-04-16
Name Title Start Date Direct/Indirect % Ownership
M FINANCIAL HOLDINGS INCORPORATED SHAREHOLDER 06/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
M FINANCIAL INVESTMENT ADVISERS INC EQUITY OWNER direct 1997-01-01
M HOLDINGS SECURITIES, INC. EQUITY OWNER direct 1997-03-01
M FINANCIAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2005-06-01
BJORVIK, ERIK, JON DIRECTOR/VICE PRESIDENT 08/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
M FINANCIAL ASSET MANAGEMENT, INC. VICE PRESIDENT direct 2011-08-01
M FINANCIAL ASSET MANAGEMENT, INC. DIRECTOR/VICE PRESIDENT direct 2011-08-01
LEES, DAVID, ROBERT DIRECTOR/SECRETARY/TREASURER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
M FINANCIAL INVESTMENT ADVISERS INC SECRETARY/TREASURER direct 2007-02-01
M FINANCIAL ASSET MANAGEMENT, INC. DIRECTOR/SECRETARY/TREASURER direct 2016-03-01
M FINANCIAL ASSET MANAGEMENT, INC. SECRETARY/TREASURER direct 2016-03-01
MCNAMARA-FENESY, BRIDGET, MARY PRESIDENT 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
M HOLDINGS SECURITIES, INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2017-04-01
M HOLDINGS SECURITIES, INC. CHAIRMAN direct 2000-07-01 2001-05-09
M HOLDINGS SECURITIES, INC. CHIEF RISK AND COMPLIANCE OFFICER direct 2016-03-01 2016-04-04
M HOLDINGS SECURITIES, INC. VICE PRESIDENT, REGULATORY & GOVERNANCE AFFAIRS direct 2016-09-01 2017-03-28
Pelos, Constantine CHIEF COMPLIANCE OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
504 FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01

M FINANCIAL ASSET MANAGEMENT, INC.

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
M FINANCIAL HOLDINGS INCORPORATED SHAREHOLDER 06/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
M FINANCIAL INVESTMENT ADVISERS INC EQUITY OWNER direct 1997-01-01
M HOLDINGS SECURITIES, INC. EQUITY OWNER direct 1997-03-01
M FINANCIAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2005-06-01
BJORVIK, ERIK, JON DIRECTOR/VICE PRESIDENT 08/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
M FINANCIAL ASSET MANAGEMENT, INC. VICE PRESIDENT direct 2011-08-01
M FINANCIAL ASSET MANAGEMENT, INC. DIRECTOR/VICE PRESIDENT direct 2011-08-01
LEES, DAVID, ROBERT DIRECTOR/SECRETARY/TREASURER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
M FINANCIAL INVESTMENT ADVISERS INC SECRETARY/TREASURER direct 2007-02-01
M FINANCIAL ASSET MANAGEMENT, INC. DIRECTOR/SECRETARY/TREASURER direct 2016-03-01
M FINANCIAL ASSET MANAGEMENT, INC. SECRETARY/TREASURER direct 2016-03-01
MCNAMARA-FENESY, BRIDGET, MARY PRESIDENT 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
M HOLDINGS SECURITIES, INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2017-04-01
M HOLDINGS SECURITIES, INC. CHAIRMAN direct 2000-07-01 2001-05-09
M HOLDINGS SECURITIES, INC. CHIEF RISK AND COMPLIANCE OFFICER direct 2016-03-01 2016-04-04
M HOLDINGS SECURITIES, INC. VICE PRESIDENT, REGULATORY & GOVERNANCE AFFAIRS direct 2016-09-01 2017-03-28
Pelos, Constantine CHIEF COMPLIANCE OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
504 FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01

M FINANCIAL ASSET MANAGEMENT, INC.

ownership team - last updated 2018-11-07
Name Title Start Date Direct/Indirect % Ownership
M FINANCIAL HOLDINGS INCORPORATED SHAREHOLDER 06/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
M FINANCIAL INVESTMENT ADVISERS INC EQUITY OWNER direct 1997-01-01
M HOLDINGS SECURITIES, INC. EQUITY OWNER direct 1997-03-01
M FINANCIAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2005-06-01
BJORVIK, ERIK, JON DIRECTOR/VICE PRESIDENT 08/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
M FINANCIAL ASSET MANAGEMENT, INC. VICE PRESIDENT direct 2011-08-01
M FINANCIAL ASSET MANAGEMENT, INC. DIRECTOR/VICE PRESIDENT direct 2011-08-01
LEES, DAVID, ROBERT DIRECTOR/SECRETARY/TREASURER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
M FINANCIAL INVESTMENT ADVISERS INC SECRETARY/TREASURER direct 2007-02-01
M FINANCIAL ASSET MANAGEMENT, INC. DIRECTOR/SECRETARY/TREASURER direct 2016-03-01
M FINANCIAL ASSET MANAGEMENT, INC. SECRETARY/TREASURER direct 2016-03-01
MCNAMARA-FENESY, BRIDGET, MARY PRESIDENT 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
M HOLDINGS SECURITIES, INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2017-04-01
M HOLDINGS SECURITIES, INC. CHAIRMAN direct 2000-07-01 2001-05-09
M HOLDINGS SECURITIES, INC. CHIEF RISK AND COMPLIANCE OFFICER direct 2016-03-01 2016-04-04
M HOLDINGS SECURITIES, INC. VICE PRESIDENT, REGULATORY & GOVERNANCE AFFAIRS direct 2016-09-01 2017-03-28
Pelos, Constantine CHIEF COMPLIANCE OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
504 FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01

M FINANCIAL ASSET MANAGEMENT, INC.

ownership team - last updated 2017-11-01
Name Title Start Date Direct/Indirect % Ownership
M FINANCIAL HOLDINGS INCORPORATED SHAREHOLDER 06/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
M FINANCIAL INVESTMENT ADVISERS INC EQUITY OWNER direct 1997-01-01
M HOLDINGS SECURITIES, INC. EQUITY OWNER direct 1997-03-01
M FINANCIAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2005-06-01
HARTWELL, SHANNON, R CHIEF COMPLIANCE OFFICER 08/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
M FINANCIAL INVESTMENT ADVISERS INC CHIEF COMPLIANCE OFFICER direct 2006-08-01
M FINANCIAL ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2011-08-01
M FINANCIAL ASSET MANAGEMENT, INC. COMPLIANCE OFFICER direct 2011-08-01
BJORVIK, ERIK, JON DIRECTOR/VICE PRESIDENT 08/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
M FINANCIAL ASSET MANAGEMENT, INC. VICE PRESIDENT direct 2011-08-01
M FINANCIAL ASSET MANAGEMENT, INC. DIRECTOR/VICE PRESIDENT direct 2011-08-01
LEES, DAVID, ROBERT DIRECTOR/SECRETARY/TREASURER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
M FINANCIAL INVESTMENT ADVISERS INC SECRETARY/TREASURER direct 2007-02-01
M FINANCIAL ASSET MANAGEMENT, INC. DIRECTOR/SECRETARY/TREASURER direct 2016-03-01
M FINANCIAL ASSET MANAGEMENT, INC. SECRETARY/TREASURER direct 2016-03-01
MCNAMARA-FENESY, BRIDGET, MARY PRESIDENT 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
M HOLDINGS SECURITIES, INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2017-04-01
M HOLDINGS SECURITIES, INC. CHAIRMAN direct 2000-07-01 2001-05-09
M HOLDINGS SECURITIES, INC. CHIEF RISK AND COMPLIANCE OFFICER direct 2016-03-01 2016-04-04
M HOLDINGS SECURITIES, INC. VICE PRESIDENT, REGULATORY & GOVERNANCE AFFAIRS direct 2016-09-01 2017-03-28

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