M3F, INC.

HTTP://WWW.M3FUNDS.COM SALT LAKE CITY, UT Investment Advisor Hedge Fund How do I update this listing?

M3f is based out of Salt Lake City. M3f is a large advisory firm with 1 clients and discretionary assets under management (AUM) of $323,905,382 (Form ADV from 2018-03-22). Their last reported 13F filing for Q3 2018 included $103,904,000 in managed 13F securities and a top 10 holdings concentration of 57.4%. M3f's largest holding is SI Financial Group Inc with shares held of 551,544. M3f has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 27 13F filings

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09/30/2018

13F Sector Allocation Over Time

09/30/2018

13F Activity

  • Market Value $103.904 Million
  • Prior Market Value $92.504 Million
  • New Purchases4 stocks
  • Additional Purchases15 stocks
  • Sold out of1 stock
  • Reduced holdings in7 stocks
  • Top 10 Holdings % 57.40 %
  • Turnover % [1]:17.24%
  • Turnover Alt % [2]: 20.45 %
  • Time Held Top20:4.25 quarters
  • Time Held Top10:3.10 quarters
  • Time Held All:5.17 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -7.39%
Performance Last 4 Quarters: -1.46%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR/A (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR/A (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

M3F, INC.
Classified as Hedge Fund
10 EXCHANGE PLACE SUITE 510
SALT LAKE CITY UT    84111
Country: United States

Business Phone: 202-246-9200
Fax: 202-355-6666
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: UT
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 1
Amount of client funds and securities by related persons: 222,582,000
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 09/30/2018

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ownership team - last updated 2017-03-27
Name Title Start Date Direct/Indirect % Ownership
STOCK, JASON, ALLEN CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR 06/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
M3F, INC. CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2009-06-01
WALLER, WILLIAM, CHESTER MANAGING DIRECTOR 06/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
M3F, INC. MANAGING DIRECTOR direct 2009-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
M3 PARTNERS, LP United States 805-4264783244 Hedge Fund 336,263,449 1,000,000

WhaleScore history for M3F, INC.

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