09/30/2022
Top Buys (13F)
- Name% Change
- CVII Churchill Capital C... 1.45%
- IRBT iRobot Corp 1.17%
- SGFY Signify Health, Inc. 1.05%
- VIVO Meridian Bioscience... 0.98%
- ONEM 1Life Healthcare Inc. 0.94%
09/30/2022
Top Sells (13F)
- Name% Change
- VAL Valaris Ltd 9.85%
- COHR Coherent Inc. 1.74%
- SAFM Sanderson Farms, Inc. 1.61%
- MNDT Mandiant Inc 1.16%
- WBT Welbilt Inc 1.16%
09/30/2022
13F Holdings Summary
- Stock% Port
- CHNG Change Healthcare Inc 1.57%
- CVII Churchill Capital Corp VII 1.51%
- LHCG LHC Group Inc. 1.47%
- BSX Boston Scientific Inc. 1.36%
- PNM PNM Resources, Inc. 1.25%
09/30/2022
13F Activity
- Market Value $7.211 Billion
- Prior Market Value $9.668 Billion
- New Purchases458 stocks
- Additional Purchases550 stocks
- Sold out of763 stocks
- Reduced holdings in207 stocks
- Top 10 Holdings % 13.03 %
- Turnover % [1]:90.04%
- Turnover Alt % [2]: 56.02 %
- Time Held Top20:1.45 quarters
- Time Held Top10:0.80 quarters
- Time Held All:1.94 quarters
[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
09/30/2022
13F Sector Allocation Over Time
Fund Metrics
You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for MAGNETAR FINANCIAL LLC
Risk/Reward Analysis
Portfolio Market Cap Analysis
Portfolio Performance
Top 20 equal-weighted holdings. Performance numbers calculated through 2022-11-14
| Performance for Q3 2022: | -6.31% |
| Performance Last 4 Quarters: | -3.06% |
Performance Metrics
| Stdev (5-yrs): | Subscription required | BETA (5-yrs): | Subscription required | ALPHA (3-yrs): | Subscription required |
| Max Drawdown (all-years): | Subscription required | Annualized Perf (3-yrs): | Subscription required | Batting Avg vs S&P. (3-yrs): | Subscription required |
| Sortino (3-yrs): | Subscription required | Stutzer (3-yrs): | Subscription required | Treynor (3-yrs): | Subscription required |
| Sterling (3-yrs): | Subscription required | Calmar (3-yrs): | Subscription required | Information Ratio (3-yrs): | Subscription required |
| Tracking Error (3 yrs): | Subscription required | Stdev Down (3-yrs): | Subscription required | Winning Months %: | Subscription required |
| Losing Months %: | Subscription required | Best 12 Months: | Subscription required | Worst 12 Months: | Subscription required |
| Efficiency Ratio (3-yrs): | Subscription required | Sharpe: | Subscription required | Stdev Sectors: | Subscription required |
| Skewness (3-yrs): | Subscription required | Kurtosis (3-yrs): | Subscription required | Upside Potential (3-yrs): | Subscription required |
View Last Form Adv Compilation Report on Record
MAGNETAR FINANCIAL LLCClassified as Hedge Fund
1603 ORRINGTON AVENUE 13TH FLOOREVANSTON IL 60201
Country: United States
Business Phone: 847-905-4400
Fax: 847-869-2064
| SEC Registration as : | Large Advisory Firm |
| Form of Organization: | Limited Liability Company |
| Organized in: | DE |
| Number of employees: | 182 |
| Other Business Activities: | commodity pool operator or commodity trading advisor |
| Advisor Fees/Compensation: | Percentage of assets under management,Performance-based fees,EXPENSE PASS-THROUGH |
| Amount of client funds and securities: | 28,375,100,000 |
| Total Number of Clients: | 95 |
| Amount of client funds and securities by related persons: | |
| Total Number of clients from related persons: | |
| Disclosures: |
Data above was derived from SEC filings.
Active Schedule 13D and 13G events
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MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership |
|---|
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| MSAF | United States | 805-6585705129 | Hedge Fund | 34 | 0 | |
| ILMC | United States | 805-4204963645 | Hedge Fund | 25,791,111 | 25,000,000 | Fund of Funds |
| MXHC | United States | 805-5515489962 | Hedge Fund | 958,037,897 | 100,000 | Feeder Fund |
| AST9 | United States | 805-1184138319 | Hedge Fund | 644,409 | 0 | |
| MSCF | United States | 805-4154683170 | Hedge Fund | 1,520,171,363 | 100,000 | |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 117,918,795 | 5,000,000 | |
| MEOC | United States | 805-9908175025 | Hedge Fund | 36,181,250 | 100,000 | Feeder Fund |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 9,980,723 | 100,000 | Feeder Fund |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 1,060 | 10,000,000 | Feeder Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 206,092,819 | 0 | Master Fund Fund of Funds |
| IWBC | United States | 805-9228576281 | Hedge Fund | 174,529,786 | 5,000,000 | |
| EMER | United States | 805-3929209655 | Hedge Fund | 26,038,250 | 0 | Fund of Funds |
| EO2C | United States | 805-9010809116 | Hedge Fund | 227,434,540 | 5,000,000 | |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 729,659,795 | 100,000 | Feeder Fund |
| HFLP | United States | 805-6453254556 | Hedge Fund | 1,015,210 | 100,000 | Feeder Fund |
| AST4 | United States | 805-8175697076 | Hedge Fund | 4,072,712 | 0 | |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 14,228,698 | 100,000 | |
| EO1C | United States | 805-2011671693 | Hedge Fund | 388,764 | 100,000 | |
| MPFC | United States | 805-1571291282 | Hedge Fund | 142,544,791 | 100,000 | Feeder Fund |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 2,077,199,791 | 100,000 | Feeder Fund |
| TMEC | United States | 805-9534169839 | Hedge Fund | 871 | 10,000,000 | Feeder Fund |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 53,872,815 | 0 | Master Fund |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 23,282,149 | 100,000 | Feeder Fund |
| SOFP | United States | 805-2241874588 | Hedge Fund | 2,703,132 | 500,000 | Feeder Fund |
| CN2C | United States | 805-8643337407 | Hedge Fund | 54,213,675 | 0 | Feeder Fund |
| MASC | United States | 805-5937739228 | Hedge Fund | 207,489,624 | 500,000 | Fund of Funds |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 23,944,873 | 5,000,000 | Fund of Funds |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 2,597,436 | 0 | Master Fund Fund of Funds |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 664,810 | 100,000 | |
| LSOP | United States | 805-4585986776 | Hedge Fund | 40,743,805 | 0 | |
| AST8 | United States | 805-3727494419 | Hedge Fund | 48,131,503 | 0 | |
| PACF | United States | 805-4612838875 | Hedge Fund | 414,822,697 | 0 | |
| MT1A | United States | 805-6719678205 | Hedge Fund | 80,119,266 | 100,000 | Feeder Fund |
| MHMD | Cayman Islands | 805-8581281155 | Hedge Fund | 15,279,641 | 5,000,000 | Feeder Fund |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 571,232 | 0 | Master Fund |
| MTLP | United States | 805-1855444745 | Hedge Fund | 81,540,403 | 100,000 | Feeder Fund Fund of Funds |
| CPRA | United States | 805-6188558521 | Hedge Fund | 1,744,412,705 | 1,000,000 | |
| CN4C | United States | 805-4880080504 | Hedge Fund | 48,157,100 | 50,000,000 | Feeder Fund |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 346,471,316 | 0 | Master Fund |
| MOFC | United States | 805-1960568141 | Hedge Fund | 0 | 5,000,000 | |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 988,511,772 | 100,000 | |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 0 | 0 | |
| MLHP | United States | 805-4348702047 | Hedge Fund | 431,306,876 | 0 | |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 26,395,864 | 0 | Master Fund |
| MARC | United States | 805-8804633017 | Hedge Fund | 366,355,037 | 5,000,000 | Feeder Fund |
| CN5C | United States | 805-2686720804 | Hedge Fund | 225,704,756 | 5,000,000 | Feeder Fund |
| AST7-C | United States | 805-6083903608 | Hedge Fund | 10,128,870 | 0 | |
| AP15 | United States | 805-8134093896 | Hedge Fund | 4,114,047 | 0 | Fund of Funds |
| MLCC | United States | 805-2936710396 | Hedge Fund | 1,261,381,804 | 0 | |
| MLPL | United States | 805-6512797916 | Hedge Fund | 163,137 | 0 | |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 113,395,241 | 5,000,000 | Feeder Fund Fund of Funds |
| AP11 | United States | 805-3970598384 | Hedge Fund | 1,264,698 | 0 | |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 3,752,451,967 | 0 | Master Fund |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 1,035,088,981 | 100,000 | Feeder Fund |
| AST1 | United States | 805-1683014803 | Hedge Fund | 0 | 0 | Fund of Funds |
| PACT | United States | 805-4117948397 | Hedge Fund | 218,125,470 | 0 | |
| EMAF | United States | 805-4822444649 | Hedge Fund | 80,029,088 | 0 | Master Fund Fund of Funds |
| EMHC | United States | 805-7342433281 | Hedge Fund | 12,022,907 | 0 | |
| MDFC | United States | 805-3323913362 | Hedge Fund | 30,594,945 | 5,000,000 | Feeder Fund |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 3,032,549,734 | 0 | Master Fund |
| AP16 | United States | 805-3920320073 | Hedge Fund | 3,222,600 | 0 | |
| MG2C | United States | 805-3310909873 | Hedge Fund | 12,977,373 | 250,000 | |
| AST5 | United States | 805-5165374584 | Hedge Fund | 3,112,603 | 0 | |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 1,366,262,313 | 0 | Master Fund |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 127,522,905 | 0 | Master Fund |
| EO3C | United States | 805-1508041090 | Hedge Fund | 331,517,470 | 5,000,000 | |
| CN5D | United States | 805-4111768767 | Hedge Fund | 193,627,524 | 5,000,000 | Feeder Fund |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 1,643,021 | 100,000 | Feeder Fund |
| AST6 | United States | 805-6449012238 | Hedge Fund | 0 | 0 | |
| MCLP | United States | 805-6820973196 | Hedge Fund | 2,696,299 | 100,000 | |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 246,955 | 100,000 | |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 1,934,197,447 | 0 | Master Fund |
| MAPC | United States | 805-9532324673 | Private Equity Fund | 15,183,382 | 5,000,000 | |
| AP18 | United States | 805-7000300378 | Hedge Fund | 5,613,667 | 0 | |
| AP19 | United States | 805-3058449437 | Hedge Fund | 606,500 | 0 | |
| CIFC | United States | 805-3558848349 | Hedge Fund | 350,697,333 | 5,000,000 | Fund of Funds |
| MHMF | Cayman Islands | 805-1511743151 | Hedge Fund | 186,634,028 | 0 | Master Fund |
| MARD | Cayman Islands | 805-4093106970 | Hedge Fund | 93,352,026 | 5,000,000 | Feeder Fund |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 1,655,755,625 | 0 | Master Fund |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 15,279,641 | 0 | |
| MDFM | Cayman Islands | 805-6826730314 | Hedge Fund | 107,095,030 | 0 | Master Fund |
| HF2C | United States | 805-8908162527 | Hedge Fund | 2,792,911 | 0 | |
| MHMC | United States | 805-3587599147 | Hedge Fund | 106,764,087 | 5,000,000 | Feeder Fund |
| MUFP | United States | 805-4945130789 | Hedge Fund | 721,422,927 | 0 | Fund of Funds |
| MVSC | United States | 805-7642593107 | Hedge Fund | 79,539,881 | 0 | |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 28,174,079 | 50,000,000 | Feeder Fund |
| AST3 | United States | 805-1486157351 | Hedge Fund | 0 | 0 |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LITOWITZ, ALEC | CHIEF EXECUTIVE OFFICER | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| MAGNETAR CAPITAL PARNTERS LP | SOLE MEMBER | 04/01/2005 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| TURRO, MICHAEL | CHIEF COMPLIANCE OFFICER | 06/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| LASER, ROSS | PRESIDENT | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| SNYDERMAN, DAVID, JAY | EXECUTIVE COMMITTEE MEMBER | 07/01/2007 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| SMITH, PAUL | CHIEF LEGAL OFFICER | 03/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| ROGERS, ERNEST, ROLLAND | CHIEF OPERATING OFFICER | 10/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| ROGERS, ERNEST, ROLLAND | CHIEF FINANCIAL OFFICER | 04/01/2019 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| WACHTER, KARL, J | GENERAL COUNSEL | 04/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| LITOWITZ, ALEC | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 50 - 75% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| SUPERNOVA MANAGEMENT LLC | GENERAL PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | Other | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| LL NOVA INVESTMENTS LLC | LIMITED PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| LASER, ROSS | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| MXHC | United States | 805-5515489962 | Hedge Fund | 958,037,897 | 100,000 | Feeder Fund |
| AST9 | United States | 805-1184138319 | Hedge Fund | 644,409 | 0 | |
| MSCF | United States | 805-4154683170 | Hedge Fund | 1,520,171,363 | 100,000 | |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 117,918,795 | 5,000,000 | |
| MEOC | United States | 805-9908175025 | Hedge Fund | 36,181,250 | 100,000 | Feeder Fund |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 9,980,723 | 100,000 | Feeder Fund |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 1,060 | 10,000,000 | Feeder Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 206,092,819 | 0 | Master Fund Fund of Funds |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 2,077,199,791 | 100,000 | Feeder Fund |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 664,810 | 100,000 | |
| LSOP | United States | 805-4585986776 | Hedge Fund | 40,743,805 | 0 | |
| AST8 | United States | 805-3727494419 | Hedge Fund | 48,131,503 | 0 | |
| PACF | United States | 805-4612838875 | Hedge Fund | 414,822,697 | 0 | |
| MT1A | United States | 805-6719678205 | Hedge Fund | 80,119,266 | 100,000 | Feeder Fund |
| IWBC | United States | 805-9228576281 | Hedge Fund | 174,529,786 | 5,000,000 | |
| EMER | United States | 805-3929209655 | Hedge Fund | 26,038,250 | 0 | Fund of Funds |
| EO2C | United States | 805-9010809116 | Hedge Fund | 227,434,540 | 5,000,000 | |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 729,659,795 | 100,000 | Feeder Fund |
| HFLP | United States | 805-6453254556 | Hedge Fund | 1,015,210 | 100,000 | Feeder Fund |
| AST4 | United States | 805-8175697076 | Hedge Fund | 4,072,712 | 0 | |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 14,228,698 | 100,000 | |
| EO1C | United States | 805-2011671693 | Hedge Fund | 388,764 | 100,000 | |
| MPFC | United States | 805-1571291282 | Hedge Fund | 142,544,791 | 100,000 | Feeder Fund |
| TMEC | United States | 805-9534169839 | Hedge Fund | 871 | 10,000,000 | Feeder Fund |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 53,872,815 | 0 | Master Fund |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 23,282,149 | 100,000 | Feeder Fund |
| SOFP | United States | 805-2241874588 | Hedge Fund | 2,703,132 | 500,000 | Feeder Fund |
| CN2C | United States | 805-8643337407 | Hedge Fund | 54,213,675 | 0 | Feeder Fund |
| MASC | United States | 805-5937739228 | Hedge Fund | 207,489,624 | 500,000 | Fund of Funds |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 23,944,873 | 5,000,000 | Fund of Funds |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 2,597,436 | 0 | Master Fund Fund of Funds |
| ILMC | United States | 805-4204963645 | Hedge Fund | 25,791,111 | 25,000,000 | Fund of Funds |
| MHMD | Cayman Islands | 805-8581281155 | Hedge Fund | 15,279,641 | 5,000,000 | Feeder Fund |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 571,232 | 0 | Master Fund |
| MTLP | United States | 805-1855444745 | Hedge Fund | 81,540,403 | 100,000 | Feeder Fund Fund of Funds |
| CPRA | United States | 805-6188558521 | Hedge Fund | 1,744,412,705 | 1,000,000 | |
| CN5C | United States | 805-2686720804 | Hedge Fund | 225,704,756 | 5,000,000 | Feeder Fund |
| AST7-C | United States | 805-6083903608 | Hedge Fund | 10,128,870 | 0 | |
| MLCC | United States | 805-2936710396 | Hedge Fund | 1,261,381,804 | 0 | |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 346,471,316 | 0 | Master Fund |
| MOFC | United States | 805-1960568141 | Hedge Fund | 0 | 5,000,000 | |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 988,511,772 | 100,000 | |
| CN4C | United States | 805-4880080504 | Hedge Fund | 48,157,100 | 50,000,000 | Feeder Fund |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 0 | 0 | |
| MLHP | United States | 805-4348702047 | Hedge Fund | 431,306,876 | 0 | |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 26,395,864 | 0 | Master Fund |
| MARC | United States | 805-8804633017 | Hedge Fund | 366,355,037 | 5,000,000 | Feeder Fund |
| AP15 | United States | 805-8134093896 | Hedge Fund | 4,114,047 | 0 | Fund of Funds |
| MLPL | United States | 805-6512797916 | Hedge Fund | 163,137 | 0 | |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 113,395,241 | 5,000,000 | Feeder Fund Fund of Funds |
| AP11 | United States | 805-3970598384 | Hedge Fund | 1,264,698 | 0 | |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 1,035,088,981 | 100,000 | Feeder Fund |
| AST1 | United States | 805-1683014803 | Hedge Fund | 0 | 0 | Fund of Funds |
| PACT | United States | 805-4117948397 | Hedge Fund | 218,125,470 | 0 | |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 3,752,451,967 | 0 | Master Fund |
| EMAF | United States | 805-4822444649 | Hedge Fund | 80,029,088 | 0 | Master Fund Fund of Funds |
| EMHC | United States | 805-7342433281 | Hedge Fund | 12,022,907 | 0 | |
| MDFC | United States | 805-3323913362 | Hedge Fund | 30,594,945 | 5,000,000 | Feeder Fund |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 3,032,549,734 | 0 | Master Fund |
| AP16 | United States | 805-3920320073 | Hedge Fund | 3,222,600 | 0 | |
| MG2C | United States | 805-3310909873 | Hedge Fund | 12,977,373 | 250,000 | |
| AST5 | United States | 805-5165374584 | Hedge Fund | 3,112,603 | 0 | |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 1,366,262,313 | 0 | Master Fund |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 127,522,905 | 0 | Master Fund |
| MHMF | Cayman Islands | 805-1511743151 | Hedge Fund | 186,634,028 | 0 | Master Fund |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 1,655,755,625 | 0 | Master Fund |
| CIFC | United States | 805-3558848349 | Hedge Fund | 350,697,333 | 5,000,000 | Fund of Funds |
| MHMC | United States | 805-3587599147 | Hedge Fund | 106,764,087 | 5,000,000 | Feeder Fund |
| MUFP | United States | 805-4945130789 | Hedge Fund | 721,422,927 | 0 | Fund of Funds |
| MVSC | United States | 805-7642593107 | Hedge Fund | 79,539,881 | 0 | |
| AST3 | United States | 805-1486157351 | Hedge Fund | 0 | 0 | |
| MARD | Cayman Islands | 805-4093106970 | Hedge Fund | 93,352,026 | 5,000,000 | Feeder Fund |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 15,279,641 | 0 | |
| MDFM | Cayman Islands | 805-6826730314 | Hedge Fund | 107,095,030 | 0 | Master Fund |
| HF2C | United States | 805-8908162527 | Hedge Fund | 2,792,911 | 0 | |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 28,174,079 | 50,000,000 | Feeder Fund |
| CN5D | United States | 805-4111768767 | Hedge Fund | 193,627,524 | 5,000,000 | Feeder Fund |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 1,643,021 | 100,000 | Feeder Fund |
| AST6 | United States | 805-6449012238 | Hedge Fund | 0 | 0 | |
| EO3C | United States | 805-1508041090 | Hedge Fund | 331,517,470 | 5,000,000 | |
| MCLP | United States | 805-6820973196 | Hedge Fund | 2,696,299 | 100,000 | |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 246,955 | 100,000 | |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 1,934,197,447 | 0 | Master Fund |
| MAPC | United States | 805-9532324673 | Private Equity Fund | 15,183,382 | 5,000,000 | |
| AP18 | United States | 805-7000300378 | Hedge Fund | 5,613,667 | 0 | |
| AP19 | United States | 805-3058449437 | Hedge Fund | 606,500 | 0 |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LITOWITZ, ALEC | CHIEF EXECUTIVE OFFICER | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| MAGNETAR CAPITAL PARNTERS LP | SOLE MEMBER | 04/01/2005 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| TURRO, MICHAEL | CHIEF COMPLIANCE OFFICER | 06/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | PRESIDENT | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SNYDERMAN, DAVID, JAY | EXECUTIVE COMMITTEE MEMBER | 07/01/2007 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SMITH, PAUL | CHIEF LEGAL OFFICER | 03/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF OPERATING OFFICER | 10/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF FINANCIAL OFFICER | 04/01/2019 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| WACHTER, KARL, J | GENERAL COUNSEL | 04/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LITOWITZ, ALEC | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 50 - 75% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SUPERNOVA MANAGEMENT LLC | GENERAL PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | Other | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LL NOVA INVESTMENTS LLC | LIMITED PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 1,643,021 | 100,000 | Feeder Fund |
| AST6 | United States | 805-6449012238 | Hedge Fund | 0 | 0 | |
| EO3C | United States | 805-1508041090 | Hedge Fund | 331,517,470 | 5,000,000 | |
| MCLP | United States | 805-6820973196 | Hedge Fund | 2,696,299 | 100,000 | |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 246,955 | 100,000 | |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 1,934,197,447 | 0 | Master Fund |
| LSOP | United States | 805-4585986776 | Hedge Fund | 40,743,805 | 0 | |
| AST8 | United States | 805-3727494419 | Hedge Fund | 48,131,503 | 0 | |
| PACF | United States | 805-4612838875 | Hedge Fund | 414,822,697 | 0 | |
| MOFC | United States | 805-1960568141 | Hedge Fund | 0 | 5,000,000 | |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 988,511,772 | 100,000 | |
| MXHC | United States | 805-5515489962 | Hedge Fund | 958,037,897 | 100,000 | Feeder Fund |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 346,471,316 | 0 | Master Fund |
| AST9 | United States | 805-1184138319 | Hedge Fund | 644,409 | 0 | |
| MSCF | United States | 805-4154683170 | Hedge Fund | 1,520,171,363 | 100,000 | |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 664,810 | 100,000 | |
| CN4C | United States | 805-4880080504 | Hedge Fund | 48,157,100 | 50,000,000 | Feeder Fund |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 0 | 0 | |
| MLHP | United States | 805-4348702047 | Hedge Fund | 431,306,876 | 0 | |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 117,918,795 | 5,000,000 | |
| MEOC | United States | 805-9908175025 | Hedge Fund | 36,181,250 | 100,000 | Feeder Fund |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 9,980,723 | 100,000 | Feeder Fund |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 1,060 | 10,000,000 | Feeder Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 206,092,819 | 0 | Master Fund Fund of Funds |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 2,077,199,791 | 100,000 | Feeder Fund |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 26,395,864 | 0 | Master Fund |
| MARC | United States | 805-8804633017 | Hedge Fund | 366,355,037 | 5,000,000 | Feeder Fund |
| AP15 | United States | 805-8134093896 | Hedge Fund | 4,114,047 | 0 | Fund of Funds |
| MLPL | United States | 805-6512797916 | Hedge Fund | 163,137 | 0 | |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 113,395,241 | 5,000,000 | Feeder Fund Fund of Funds |
| AP11 | United States | 805-3970598384 | Hedge Fund | 1,264,698 | 0 | |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 1,035,088,981 | 100,000 | Feeder Fund |
| AST1 | United States | 805-1683014803 | Hedge Fund | 0 | 0 | Fund of Funds |
| PACT | United States | 805-4117948397 | Hedge Fund | 218,125,470 | 0 | |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 3,752,451,967 | 0 | Master Fund |
| EMAF | United States | 805-4822444649 | Hedge Fund | 80,029,088 | 0 | Master Fund Fund of Funds |
| EMHC | United States | 805-7342433281 | Hedge Fund | 12,022,907 | 0 | |
| MDFC | United States | 805-3323913362 | Hedge Fund | 30,594,945 | 5,000,000 | Feeder Fund |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 3,032,549,734 | 0 | Master Fund |
| AP16 | United States | 805-3920320073 | Hedge Fund | 3,222,600 | 0 | |
| MG2C | United States | 805-3310909873 | Hedge Fund | 12,977,373 | 250,000 | |
| AST5 | United States | 805-5165374584 | Hedge Fund | 3,112,603 | 0 | |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 1,366,262,313 | 0 | Master Fund |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 127,522,905 | 0 | Master Fund |
| MHMF | Cayman Islands | 805-1511743151 | Hedge Fund | 186,634,028 | 0 | Master Fund |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 1,655,755,625 | 0 | Master Fund |
| CIFC | United States | 805-3558848349 | Hedge Fund | 350,697,333 | 5,000,000 | Fund of Funds |
| MHMC | United States | 805-3587599147 | Hedge Fund | 106,764,087 | 5,000,000 | Feeder Fund |
| MUFP | United States | 805-4945130789 | Hedge Fund | 721,422,927 | 0 | Fund of Funds |
| MVSC | United States | 805-7642593107 | Hedge Fund | 79,539,881 | 0 | |
| AST3 | United States | 805-1486157351 | Hedge Fund | 0 | 0 | |
| MARD | Cayman Islands | 805-4093106970 | Hedge Fund | 93,352,026 | 5,000,000 | Feeder Fund |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 15,279,641 | 0 | |
| MDFM | Cayman Islands | 805-6826730314 | Hedge Fund | 107,095,030 | 0 | Master Fund |
| HF2C | United States | 805-8908162527 | Hedge Fund | 2,792,911 | 0 | |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 28,174,079 | 50,000,000 | Feeder Fund |
| CN5D | United States | 805-4111768767 | Hedge Fund | 193,627,524 | 5,000,000 | Feeder Fund |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 23,282,149 | 100,000 | Feeder Fund |
| SOFP | United States | 805-2241874588 | Hedge Fund | 2,703,132 | 500,000 | Feeder Fund |
| CN2C | United States | 805-8643337407 | Hedge Fund | 54,213,675 | 0 | Feeder Fund |
| MASC | United States | 805-5937739228 | Hedge Fund | 207,489,624 | 500,000 | Fund of Funds |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 23,944,873 | 5,000,000 | Fund of Funds |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 2,597,436 | 0 | Master Fund Fund of Funds |
| ILMC | United States | 805-4204963645 | Hedge Fund | 25,791,111 | 25,000,000 | Fund of Funds |
| MHMD | Cayman Islands | 805-8581281155 | Hedge Fund | 15,279,641 | 5,000,000 | Feeder Fund |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 571,232 | 0 | Master Fund |
| MTLP | United States | 805-1855444745 | Hedge Fund | 81,540,403 | 100,000 | Feeder Fund Fund of Funds |
| CPRA | United States | 805-6188558521 | Hedge Fund | 1,744,412,705 | 1,000,000 | |
| CN5C | United States | 805-2686720804 | Hedge Fund | 225,704,756 | 5,000,000 | Feeder Fund |
| AST7-C | United States | 805-6083903608 | Hedge Fund | 10,128,870 | 0 | |
| MLCC | United States | 805-2936710396 | Hedge Fund | 1,261,381,804 | 0 | |
| IWBC | United States | 805-9228576281 | Hedge Fund | 174,529,786 | 5,000,000 | |
| EMER | United States | 805-3929209655 | Hedge Fund | 26,038,250 | 0 | Fund of Funds |
| EO2C | United States | 805-9010809116 | Hedge Fund | 227,434,540 | 5,000,000 | |
| MT1A | United States | 805-6719678205 | Hedge Fund | 80,119,266 | 100,000 | Feeder Fund |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 729,659,795 | 100,000 | Feeder Fund |
| HFLP | United States | 805-6453254556 | Hedge Fund | 1,015,210 | 100,000 | Feeder Fund |
| AST4 | United States | 805-8175697076 | Hedge Fund | 4,072,712 | 0 | |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 14,228,698 | 100,000 | |
| EO1C | United States | 805-2011671693 | Hedge Fund | 388,764 | 100,000 | |
| MPFC | United States | 805-1571291282 | Hedge Fund | 142,544,791 | 100,000 | Feeder Fund |
| TMEC | United States | 805-9534169839 | Hedge Fund | 871 | 10,000,000 | Feeder Fund |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 53,872,815 | 0 | Master Fund |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LITOWITZ, ALEC | CHIEF EXECUTIVE OFFICER | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| MAGNETAR CAPITAL PARNTERS LP | SOLE MEMBER | 04/01/2005 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| TURRO, MICHAEL | CHIEF COMPLIANCE OFFICER | 06/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | PRESIDENT | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SNYDERMAN, DAVID, JAY | EXECUTIVE COMMITTEE MEMBER | 07/01/2007 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SMITH, PAUL | CHIEF LEGAL OFFICER | 03/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF OPERATING OFFICER | 10/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF FINANCIAL OFFICER | 04/01/2019 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| WACHTER, KARL, J | GENERAL COUNSEL | 04/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LITOWITZ, ALEC | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 50 - 75% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SUPERNOVA MANAGEMENT LLC | GENERAL PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | Other | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LL NOVA INVESTMENTS LLC | LIMITED PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| AST3 | United States | 805-1486157351 | Hedge Fund | 1,494,553 | 0 | |
| AST8 | United States | 805-3727494419 | Hedge Fund | 1,494,553 | 0 | |
| PACF | United States | 805-4612838875 | Hedge Fund | 156,221,820 | 0 | |
| MOFC | United States | 805-1960568141 | Hedge Fund | 122,951,126 | 5,000,000 | |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 965,081,622 | 100,000 | |
| MXHC | United States | 805-5515489962 | Hedge Fund | 893,880,825 | 100,000 | Feeder Fund |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 504,684,660 | 0 | Master Fund |
| AST9 | United States | 805-1184138319 | Hedge Fund | 704,842 | 0 | |
| MSCF | United States | 805-4154683170 | Hedge Fund | 1,294,959,132 | 100,000 | |
| MASM | Cayman Islands | 805-3570186838 | Hedge Fund | 182,442,704 | 0 | Master Fund |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 5,492,955 | 100,000 | |
| CN4C | United States | 805-4880080504 | Hedge Fund | 73,106,734 | 50,000,000 | Feeder Fund |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 1,881,183 | 0 | |
| MLHP | United States | 805-4348702047 | Hedge Fund | 350,436,937 | 0 | |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 1,802,295 | 100,000 | Feeder Fund |
| AST6 | United States | 805-6449012238 | Hedge Fund | 4,938,951 | 0 | |
| EO3C | United States | 805-1508041090 | Hedge Fund | 393,718,495 | 5,000,000 | |
| MT1A | United States | 805-6719678205 | Hedge Fund | 200,401,475 | 100,000 | Feeder Fund |
| CPRA | United States | 805-6188558521 | Hedge Fund | 1,613,261,820 | 1,000,000 | |
| CN5C | United States | 805-2686720804 | Hedge Fund | 313,140,816 | 5,000,000 | Feeder Fund |
| AST7-C | United States | 805-6083903608 | Hedge Fund | 13,496,785 | 0 | |
| EMHC | United States | 805-7342433281 | Hedge Fund | 71,621,248 | 0 | |
| MLCC | United States | 805-2936710396 | Hedge Fund | 331,490,904 | 0 | |
| IWBC | United States | 805-9228576281 | Hedge Fund | 148,009,903 | 5,000,000 | |
| EMER | United States | 805-3929209655 | Hedge Fund | 93,563,107 | 0 | |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 28,198,293 | 100,000 | Feeder Fund |
| EO2C | United States | 805-9010809116 | Hedge Fund | 776,262,760 | 5,000,000 | |
| MASD | Cayman Islands | 805-9331842094 | Hedge Fund | 453,017 | 100,000 | Feeder Fund |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 658,525,646 | 100,000 | Feeder Fund |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 1,540,859,256 | 0 | Master Fund |
| HFLP | United States | 805-6453254556 | Hedge Fund | 1,110,222 | 100,000 | Feeder Fund |
| AST4 | United States | 805-8175697076 | Hedge Fund | 12,385,044 | 0 | |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 18,329,520 | 100,000 | |
| EO1C | United States | 805-2011671693 | Hedge Fund | 455,249 | 100,000 | |
| MPFC | United States | 805-1571291282 | Hedge Fund | 844,032,896 | 100,000 | Feeder Fund |
| TMEC | United States | 805-9534169839 | Hedge Fund | 244,601 | 10,000,000 | Feeder Fund |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 76,854,017 | 0 | Master Fund |
| MCLP | United States | 805-6820973196 | Hedge Fund | 3,568,499 | 100,000 | |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 241,445 | 100,000 | |
| LSOP | United States | 805-4585986776 | Hedge Fund | 83,713,578 | 0 | |
| PACT | United States | 805-4117948397 | Hedge Fund | 120,595,357 | 0 | |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 3,663,293,529 | 0 | Master Fund |
| EMAF | United States | 805-4822444649 | Hedge Fund | 203,586,173 | 0 | Master Fund |
| MDFC | United States | 805-3323913362 | Hedge Fund | 49,136,000 | 5,000,000 | Feeder Fund |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 1,665,521,761 | 0 | Master Fund |
| MLPL | United States | 805-6512797916 | Hedge Fund | 84,501 | 0 | |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 107,792,354 | 5,000,000 | Feeder Fund Fund of Funds |
| AST5 | United States | 805-5165374584 | Hedge Fund | 3,574,694 | 0 | |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 1,349,276,219 | 0 | Master Fund |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 121,192,579 | 0 | Master Fund |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 1,487,229,583 | 0 | Master Fund |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 61,488,785 | 5,000,000 | Fund of Funds |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 2,816,328 | 0 | Master Fund Fund of Funds |
| ILMC | United States | 805-4204963645 | Hedge Fund | 25,270,000 | 25,000,000 | |
| MHMF | Cayman Islands | 805-1511743151 | Hedge Fund | 12,464,348 | 0 | Master Fund |
| MHMD | Cayman Islands | 805-8581281155 | Hedge Fund | 7,114,935 | 5,000,000 | Feeder Fund |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 2,176,865 | 0 | Master Fund |
| MTLP | United States | 805-1855444745 | Hedge Fund | 282,681,683 | 100,000 | Feeder Fund |
| MARD | Cayman Islands | 805-4093106970 | Hedge Fund | 22,036,766 | 5,000,000 | Feeder Fund |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 226,895 | 0 | |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 42,864,664 | 50,000,000 | Feeder Fund |
| SOFP | United States | 805-2241874588 | Hedge Fund | 4,268,613 | 500,000 | Feeder Fund |
| MDFM | Cayman Islands | 805-6826730314 | Hedge Fund | 108,558,000 | 0 | Master Fund |
| HF2C | United States | 805-8908162527 | Hedge Fund | 2,879,248 | 0 | |
| CN5D | United States | 805-4111768767 | Hedge Fund | 300,950,082 | 5,000,000 | Feeder Fund |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 36,563,635 | 100,000 | Feeder Fund |
| CN2C | United States | 805-8643337407 | Hedge Fund | 73,991,401 | 0 | Feeder Fund |
| MASC | United States | 805-5937739228 | Hedge Fund | 222,283,001 | 500,000 | Feeder Fund Fund of Funds |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 122,562,389 | 5,000,000 | |
| MEOC | United States | 805-9908175025 | Hedge Fund | 60,442,965 | 100,000 | Feeder Fund |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 13,907,384 | 100,000 | Feeder Fund |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 1,872,546 | 10,000,000 | Feeder Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 223,380,046 | 0 | Master Fund Fund of Funds |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 2,509,510,939 | 100,000 | Feeder Fund |
| AP11 | United States | 805-3970598384 | Hedge Fund | 1,109,677 | 0 | |
| AST1 | United States | 805-1683014803 | Hedge Fund | 1,697,608 | 0 | Fund of Funds |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 41,429,590 | 0 | Master Fund |
| MARC | United States | 805-8804633017 | Hedge Fund | 364,851,969 | 5,000,000 | Feeder Fund |
| AP15 | United States | 805-8134093896 | Hedge Fund | 4,041,906 | 0 | |
| AP16 | United States | 805-3920320073 | Hedge Fund | 2,660,000 | 0 | |
| MG2C | United States | 805-3310909873 | Hedge Fund | 12,718,000 | 250,000 |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LITOWITZ, ALEC | CHIEF EXECUTIVE OFFICER | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| MAGNETAR CAPITAL PARNTERS LP | SOLE MEMBER | 04/01/2005 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| TURRO, MICHAEL | CHIEF COMPLIANCE OFFICER | 06/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | PRESIDENT | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SNYDERMAN, DAVID, JAY | EXECUTIVE COMMITTEE MEMBER | 07/01/2007 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SMITH, PAUL | CHIEF LEGAL OFFICER | 03/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF OPERATING OFFICER | 10/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF FINANCIAL OFFICER | 04/01/2019 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| WACHTER, KARL, J | GENERAL COUNSEL | 04/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LITOWITZ, ALEC | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 50 - 75% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SUPERNOVA MANAGEMENT LLC | GENERAL PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | Other | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LL NOVA INVESTMENTS LLC | LIMITED PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| MHMF | Cayman Islands | 805-1511743151 | Hedge Fund | 12,464,348 | 0 | Master Fund |
| MHMD | Cayman Islands | 805-8581281155 | Hedge Fund | 7,114,935 | 5,000,000 | Feeder Fund |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 2,176,865 | 0 | Master Fund |
| MTLP | United States | 805-1855444745 | Hedge Fund | 282,681,683 | 100,000 | Feeder Fund |
| MARD | Cayman Islands | 805-4093106970 | Hedge Fund | 22,036,766 | 5,000,000 | Feeder Fund |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 226,895 | 0 | |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 42,864,664 | 50,000,000 | Feeder Fund |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 1,802,295 | 100,000 | Feeder Fund |
| MASM | Cayman Islands | 805-3570186838 | Hedge Fund | 182,442,704 | 0 | Master Fund |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 5,492,955 | 100,000 | |
| CN4C | United States | 805-4880080504 | Hedge Fund | 73,106,734 | 50,000,000 | Feeder Fund |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 1,881,183 | 0 | |
| MLHP | United States | 805-4348702047 | Hedge Fund | 350,436,937 | 0 | |
| MT1A | United States | 805-6719678205 | Hedge Fund | 200,401,475 | 100,000 | Feeder Fund |
| CPRA | United States | 805-6188558521 | Hedge Fund | 1,613,261,820 | 1,000,000 | |
| AST6 | United States | 805-6449012238 | Hedge Fund | 4,938,951 | 0 | |
| CN5C | United States | 805-2686720804 | Hedge Fund | 313,140,816 | 5,000,000 | Feeder Fund |
| TMEC | United States | 805-9534169839 | Hedge Fund | 244,601 | 10,000,000 | Feeder Fund |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 76,854,017 | 0 | Master Fund |
| MCLP | United States | 805-6820973196 | Hedge Fund | 3,568,499 | 100,000 | |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 241,445 | 100,000 | |
| LSOP | United States | 805-4585986776 | Hedge Fund | 83,713,578 | 0 | |
| PACT | United States | 805-4117948397 | Hedge Fund | 120,595,357 | 0 | |
| EO3C | United States | 805-1508041090 | Hedge Fund | 393,718,495 | 5,000,000 | |
| AST7-C | United States | 805-6083903608 | Hedge Fund | 13,496,785 | 0 | |
| EMHC | United States | 805-7342433281 | Hedge Fund | 71,621,248 | 0 | |
| MLCC | United States | 805-2936710396 | Hedge Fund | 331,490,904 | 0 | |
| IWBC | United States | 805-9228576281 | Hedge Fund | 148,009,903 | 5,000,000 | |
| EMER | United States | 805-3929209655 | Hedge Fund | 93,563,107 | 0 | |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 28,198,293 | 100,000 | Feeder Fund |
| EO2C | United States | 805-9010809116 | Hedge Fund | 776,262,760 | 5,000,000 | |
| MASD | Cayman Islands | 805-9331842094 | Hedge Fund | 453,017 | 100,000 | Feeder Fund |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 658,525,646 | 100,000 | Feeder Fund |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 1,540,859,256 | 0 | Master Fund |
| HFLP | United States | 805-6453254556 | Hedge Fund | 1,110,222 | 100,000 | Feeder Fund |
| AST4 | United States | 805-8175697076 | Hedge Fund | 12,385,044 | 0 | |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 18,329,520 | 100,000 | |
| EO1C | United States | 805-2011671693 | Hedge Fund | 455,249 | 100,000 | |
| MPFC | United States | 805-1571291282 | Hedge Fund | 844,032,896 | 100,000 | Feeder Fund |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 3,663,293,529 | 0 | Master Fund |
| EMAF | United States | 805-4822444649 | Hedge Fund | 203,586,173 | 0 | Master Fund |
| MDFC | United States | 805-3323913362 | Hedge Fund | 49,136,000 | 5,000,000 | Feeder Fund |
| MDFM | Cayman Islands | 805-6826730314 | Hedge Fund | 108,558,000 | 0 | Master Fund |
| HF2C | United States | 805-8908162527 | Hedge Fund | 2,879,248 | 0 | |
| CN5D | United States | 805-4111768767 | Hedge Fund | 300,950,082 | 5,000,000 | Feeder Fund |
| SOFP | United States | 805-2241874588 | Hedge Fund | 4,268,613 | 500,000 | Feeder Fund |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 36,563,635 | 100,000 | Feeder Fund |
| CN2C | United States | 805-8643337407 | Hedge Fund | 73,991,401 | 0 | Feeder Fund |
| MASC | United States | 805-5937739228 | Hedge Fund | 222,283,001 | 500,000 | Feeder Fund Fund of Funds |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 122,562,389 | 5,000,000 | |
| MEOC | United States | 805-9908175025 | Hedge Fund | 60,442,965 | 100,000 | Feeder Fund |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 13,907,384 | 100,000 | Feeder Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 223,380,046 | 0 | Master Fund Fund of Funds |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 2,509,510,939 | 100,000 | Feeder Fund |
| AP11 | United States | 805-3970598384 | Hedge Fund | 1,109,677 | 0 | |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 1,872,546 | 10,000,000 | Feeder Fund |
| AST1 | United States | 805-1683014803 | Hedge Fund | 1,697,608 | 0 | Fund of Funds |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 41,429,590 | 0 | Master Fund |
| MARC | United States | 805-8804633017 | Hedge Fund | 364,851,969 | 5,000,000 | Feeder Fund |
| AST3 | United States | 805-1486157351 | Hedge Fund | 1,494,553 | 0 | |
| AST8 | United States | 805-3727494419 | Hedge Fund | 1,494,553 | 0 | |
| PACF | United States | 805-4612838875 | Hedge Fund | 156,221,820 | 0 | |
| MOFC | United States | 805-1960568141 | Hedge Fund | 122,951,126 | 5,000,000 | |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 965,081,622 | 100,000 | |
| MXHC | United States | 805-5515489962 | Hedge Fund | 893,880,825 | 100,000 | Feeder Fund |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 504,684,660 | 0 | Master Fund |
| AST9 | United States | 805-1184138319 | Hedge Fund | 704,842 | 0 | |
| MSCF | United States | 805-4154683170 | Hedge Fund | 1,294,959,132 | 100,000 | |
| MLPL | United States | 805-6512797916 | Hedge Fund | 84,501 | 0 | |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 1,349,276,219 | 0 | Master Fund |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 107,792,354 | 5,000,000 | Feeder Fund Fund of Funds |
| AST5 | United States | 805-5165374584 | Hedge Fund | 3,574,694 | 0 | |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 1,665,521,761 | 0 | Master Fund |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 121,192,579 | 0 | Master Fund |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 1,487,229,583 | 0 | Master Fund |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 61,488,785 | 5,000,000 | Fund of Funds |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 2,816,328 | 0 | Master Fund Fund of Funds |
| ILMC | United States | 805-4204963645 | Hedge Fund | 25,270,000 | 25,000,000 |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LITOWITZ, ALEC | CHIEF EXECUTIVE OFFICER | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| MAGNETAR CAPITAL PARNTERS LP | SOLE MEMBER | 04/01/2005 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| TURRO, MICHAEL | CHIEF COMPLIANCE OFFICER | 06/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | PRESIDENT | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SNYDERMAN, DAVID, JAY | EXECUTIVE COMMITTEE MEMBER | 07/01/2007 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SMITH, PAUL | CHIEF LEGAL OFFICER | 03/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF OPERATING OFFICER | 10/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF FINANCIAL OFFICER | 04/01/2019 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| WACHTER, KARL, J | GENERAL COUNSEL | 04/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LITOWITZ, ALEC | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 50 - 75% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SUPERNOVA MANAGEMENT LLC | GENERAL PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | Other | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LL NOVA INVESTMENTS LLC | LIMITED PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| MT1A | United States | 805-6719678205 | Hedge Fund | 200,401,475 | 100,000 | Feeder Fund |
| CPRA | United States | 805-6188558521 | Hedge Fund | 1,613,261,820 | 1,000,000 | |
| AST6 | United States | 805-6449012238 | Hedge Fund | 4,938,951 | 0 | |
| CN5C | United States | 805-2686720804 | Hedge Fund | 313,140,816 | 5,000,000 | Feeder Fund |
| TMEC | United States | 805-9534169839 | Hedge Fund | 244,601 | 10,000,000 | Feeder Fund |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 76,854,017 | 0 | Master Fund |
| MCLP | United States | 805-6820973196 | Hedge Fund | 3,568,499 | 100,000 | |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 241,445 | 100,000 | |
| LSOP | United States | 805-4585986776 | Hedge Fund | 83,713,578 | 0 | |
| PACT | United States | 805-4117948397 | Hedge Fund | 120,595,357 | 0 | |
| EO3C | United States | 805-1508041090 | Hedge Fund | 393,718,495 | 5,000,000 | |
| AST7-C | United States | 805-6083903608 | Hedge Fund | 13,496,785 | 0 | |
| EMHC | United States | 805-7342433281 | Hedge Fund | 71,621,248 | 0 | |
| MLCC | United States | 805-2936710396 | Hedge Fund | 331,490,904 | 0 | |
| IWBC | United States | 805-9228576281 | Hedge Fund | 148,009,903 | 5,000,000 | |
| EMER | United States | 805-3929209655 | Hedge Fund | 93,563,107 | 0 | |
| PACF | United States | 805-4612838875 | Hedge Fund | 156,221,820 | 0 | |
| MOFC | United States | 805-1960568141 | Hedge Fund | 122,951,126 | 5,000,000 | |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 965,081,622 | 100,000 | |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 504,684,660 | 0 | Master Fund |
| AST9 | United States | 805-1184138319 | Hedge Fund | 704,842 | 0 | |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 2,176,865 | 0 | Master Fund |
| MTLP | United States | 805-1855444745 | Hedge Fund | 282,681,683 | 100,000 | Feeder Fund |
| MARD | Cayman Islands | 805-4093106970 | Hedge Fund | 22,036,766 | 5,000,000 | Feeder Fund |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 226,895 | 0 | |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 42,864,664 | 50,000,000 | Feeder Fund |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 1,802,295 | 100,000 | Feeder Fund |
| MASM | Cayman Islands | 805-3570186838 | Hedge Fund | 182,442,704 | 0 | Master Fund |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 5,492,955 | 100,000 | |
| CN4C | United States | 805-4880080504 | Hedge Fund | 73,106,734 | 50,000,000 | Feeder Fund |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 1,881,183 | 0 | |
| MLHP | United States | 805-4348702047 | Hedge Fund | 350,436,937 | 0 | |
| HF2C | United States | 805-8908162527 | Hedge Fund | 2,879,248 | 0 | |
| CN5D | United States | 805-4111768767 | Hedge Fund | 300,950,082 | 5,000,000 | Feeder Fund |
| SOFP | United States | 805-2241874588 | Hedge Fund | 4,268,613 | 500,000 | Feeder Fund |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 36,563,635 | 100,000 | Feeder Fund |
| CN2C | United States | 805-8643337407 | Hedge Fund | 73,991,401 | 0 | Feeder Fund |
| MASC | United States | 805-5937739228 | Hedge Fund | 222,283,001 | 500,000 | Feeder Fund Fund of Funds |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 122,562,389 | 5,000,000 | |
| MEOC | United States | 805-9908175025 | Hedge Fund | 60,442,965 | 100,000 | Feeder Fund |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 13,907,384 | 100,000 | Feeder Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 223,380,046 | 0 | Master Fund Fund of Funds |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 2,509,510,939 | 100,000 | Feeder Fund |
| AP11 | United States | 805-3970598384 | Hedge Fund | 1,109,677 | 0 | |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 1,872,546 | 10,000,000 | Feeder Fund |
| AST1 | United States | 805-1683014803 | Hedge Fund | 1,697,608 | 0 | Fund of Funds |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 41,429,590 | 0 | Master Fund |
| MARC | United States | 805-8804633017 | Hedge Fund | 364,851,969 | 5,000,000 | Feeder Fund |
| MSCF | United States | 805-4154683170 | Hedge Fund | 1,294,959,132 | 100,000 | |
| MLPL | United States | 805-6512797916 | Hedge Fund | 84,501 | 0 | |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 1,349,276,219 | 0 | Master Fund |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 107,792,354 | 5,000,000 | Feeder Fund Fund of Funds |
| AST5 | United States | 805-5165374584 | Hedge Fund | 3,574,694 | 0 | |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 1,665,521,761 | 0 | Master Fund |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 121,192,579 | 0 | Master Fund |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 1,487,229,583 | 0 | Master Fund |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 61,488,785 | 5,000,000 | Fund of Funds |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 2,816,328 | 0 | Master Fund Fund of Funds |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 28,198,293 | 100,000 | Feeder Fund |
| EO2C | United States | 805-9010809116 | Hedge Fund | 776,262,760 | 5,000,000 | |
| MASD | Cayman Islands | 805-9331842094 | Hedge Fund | 453,017 | 100,000 | Feeder Fund |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 658,525,646 | 100,000 | Feeder Fund |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 1,540,859,256 | 0 | Master Fund |
| HFLP | United States | 805-6453254556 | Hedge Fund | 1,110,222 | 100,000 | Feeder Fund |
| AST4 | United States | 805-8175697076 | Hedge Fund | 12,385,044 | 0 | |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 18,329,520 | 100,000 | |
| MXHC | United States | 805-5515489962 | Hedge Fund | 893,880,825 | 100,000 | Feeder Fund |
| EO1C | United States | 805-2011671693 | Hedge Fund | 455,249 | 100,000 | |
| MPFC | United States | 805-1571291282 | Hedge Fund | 844,032,896 | 100,000 | Feeder Fund |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 3,663,293,529 | 0 | Master Fund |
| EMAF | United States | 805-4822444649 | Hedge Fund | 203,586,173 | 0 | Master Fund |
| MDFC | United States | 805-3323913362 | Hedge Fund | 49,136,000 | 5,000,000 | Feeder Fund |
| MDFM | Cayman Islands | 805-6826730314 | Hedge Fund | 108,558,000 | 0 | Master Fund |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LITOWITZ, ALEC | CHIEF EXECUTIVE OFFICER | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| MAGNETAR CAPITAL PARNTERS LP | SOLE MEMBER | 04/01/2005 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| TURRO, MICHAEL | CHIEF COMPLIANCE OFFICER | 06/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | PRESIDENT | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SNYDERMAN, DAVID, JAY | EXECUTIVE COMMITTEE MEMBER | 07/01/2007 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SMITH, PAUL | CHIEF LEGAL OFFICER | 03/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF OPERATING OFFICER | 10/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF FINANCIAL OFFICER | 04/01/2019 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| WACHTER, KARL, J | GENERAL COUNSEL | 04/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LITOWITZ, ALEC | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 50 - 75% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SUPERNOVA MANAGEMENT LLC | GENERAL PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | Other | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LL NOVA INVESTMENTS LLC | LIMITED PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| CN5D | United States | 805-4111768767 | Hedge Fund | 300,950,082 | 5,000,000 | Feeder Fund |
| AST7-C | United States | 805-6083903608 | Hedge Fund | 13,496,785 | 0 | |
| MASC | United States | 805-5937739228 | Hedge Fund | 222,283,001 | 500,000 | Feeder Fund Fund of Funds |
| MCLP | United States | 805-6820973196 | Hedge Fund | 3,568,499 | 100,000 | |
| CN2C | United States | 805-8643337407 | Hedge Fund | 73,991,401 | 0 | Feeder Fund |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 121,192,579 | 0 | Master Fund |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 107,792,354 | 5,000,000 | Feeder Fund Fund of Funds |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 1,487,229,583 | 0 | Master Fund |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 1,665,521,761 | 0 | Master Fund |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 61,488,785 | 5,000,000 | Fund of Funds |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 2,816,328 | 0 | Master Fund Fund of Funds |
| EO2C | United States | 805-9010809116 | Hedge Fund | 776,262,760 | 5,000,000 | |
| MASD | Cayman Islands | 805-9331842094 | Hedge Fund | 453,017 | 100,000 | Feeder Fund |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 28,198,293 | 100,000 | Feeder Fund |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 1,540,859,256 | 0 | Master Fund |
| HFLP | United States | 805-6453254556 | Hedge Fund | 1,110,222 | 100,000 | Feeder Fund |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 658,525,646 | 100,000 | Feeder Fund |
| AST4 | United States | 805-8175697076 | Hedge Fund | 12,385,044 | 0 | |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 13,907,384 | 100,000 | Feeder Fund |
| MEOC | United States | 805-9908175025 | Hedge Fund | 60,442,965 | 100,000 | Feeder Fund |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 2,509,510,939 | 100,000 | Feeder Fund |
| AP11 | United States | 805-3970598384 | Hedge Fund | 1,109,677 | 0 | |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 1,872,546 | 10,000,000 | Feeder Fund |
| AST1 | United States | 805-1683014803 | Hedge Fund | 1,697,608 | 0 | Fund of Funds |
| MARC | United States | 805-8804633017 | Hedge Fund | 364,851,969 | 5,000,000 | Feeder Fund |
| MSCF | United States | 805-4154683170 | Hedge Fund | 1,294,959,132 | 100,000 | |
| MLPL | United States | 805-6512797916 | Hedge Fund | 84,501 | 0 | |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 41,429,590 | 0 | Master Fund |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 1,349,276,219 | 0 | Master Fund |
| AST5 | United States | 805-5165374584 | Hedge Fund | 3,574,694 | 0 | |
| MXHC | United States | 805-5515489962 | Hedge Fund | 893,880,825 | 100,000 | Feeder Fund |
| EO1C | United States | 805-2011671693 | Hedge Fund | 455,249 | 100,000 | |
| MPFC | United States | 805-1571291282 | Hedge Fund | 844,032,896 | 100,000 | Feeder Fund |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 18,329,520 | 100,000 | |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 3,663,293,529 | 0 | Master Fund |
| EMAF | United States | 805-4822444649 | Hedge Fund | 203,586,173 | 0 | Master Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 223,380,046 | 0 | Master Fund Fund of Funds |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 122,562,389 | 5,000,000 | |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 42,864,664 | 50,000,000 | Feeder Fund |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 5,492,955 | 100,000 | |
| CN4C | United States | 805-4880080504 | Hedge Fund | 73,106,734 | 50,000,000 | Feeder Fund |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 1,802,295 | 100,000 | Feeder Fund |
| MASM | Cayman Islands | 805-3570186838 | Hedge Fund | 182,442,704 | 0 | Master Fund |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 226,895 | 0 | |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 1,881,183 | 0 | |
| MLHP | United States | 805-4348702047 | Hedge Fund | 350,436,937 | 0 | |
| HF2C | United States | 805-8908162527 | Hedge Fund | 2,879,248 | 0 | |
| MT1A | United States | 805-6719678205 | Hedge Fund | 200,401,475 | 100,000 | Feeder Fund |
| CPRA | United States | 805-6188558521 | Hedge Fund | 1,613,261,820 | 1,000,000 | |
| AST6 | United States | 805-6449012238 | Hedge Fund | 4,938,951 | 0 | |
| CN5C | United States | 805-2686720804 | Hedge Fund | 313,140,816 | 5,000,000 | Feeder Fund |
| TMEC | United States | 805-9534169839 | Hedge Fund | 244,601 | 10,000,000 | Feeder Fund |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 76,854,017 | 0 | Master Fund |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 241,445 | 100,000 | |
| LSOP | United States | 805-4585986776 | Hedge Fund | 83,713,578 | 0 | |
| PACT | United States | 805-4117948397 | Hedge Fund | 120,595,357 | 0 | |
| EO3C | United States | 805-1508041090 | Hedge Fund | 393,718,495 | 5,000,000 | |
| EMHC | United States | 805-7342433281 | Hedge Fund | 71,621,248 | 0 | |
| MLCC | United States | 805-2936710396 | Hedge Fund | 331,490,904 | 0 | |
| IWBC | United States | 805-9228576281 | Hedge Fund | 148,009,903 | 5,000,000 | |
| EMER | United States | 805-3929209655 | Hedge Fund | 93,563,107 | 0 | |
| PACF | United States | 805-4612838875 | Hedge Fund | 156,221,820 | 0 | |
| MOFC | United States | 805-1960568141 | Hedge Fund | 122,951,126 | 5,000,000 | |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 965,081,622 | 100,000 | |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 504,684,660 | 0 | Master Fund |
| AST9 | United States | 805-1184138319 | Hedge Fund | 704,842 | 0 | |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 2,176,865 | 0 | Master Fund |
| MTLP | United States | 805-1855444745 | Hedge Fund | 282,681,683 | 100,000 | Feeder Fund |
| MARD | Cayman Islands | 805-4093106970 | Hedge Fund | 22,036,766 | 5,000,000 | Feeder Fund |
| SOFP | United States | 805-2241874588 | Hedge Fund | 4,268,613 | 500,000 | Feeder Fund |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 36,563,635 | 100,000 | Feeder Fund |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LITOWITZ, ALEC | CHIEF EXECUTIVE OFFICER | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| MAGNETAR CAPITAL PARNTERS LP | SOLE MEMBER | 04/01/2005 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| TURRO, MICHAEL | CHIEF COMPLIANCE OFFICER | 06/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | PRESIDENT | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SNYDERMAN, DAVID, JAY | EXECUTIVE COMMITTEE MEMBER | 07/01/2007 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SMITH, PAUL | CHIEF LEGAL OFFICER | 03/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF OPERATING OFFICER | 10/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF FINANCIAL OFFICER | 04/01/2019 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| WACHTER, KARL, J | GENERAL COUNSEL | 04/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LITOWITZ, ALEC | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 50 - 75% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SUPERNOVA MANAGEMENT LLC | GENERAL PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | Other | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LL NOVA INVESTMENTS LLC | LIMITED PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| EKMC | United States | 805-9615914390 | Private Equity Fund | 8,178,071 | 5,000,000 | |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 617,856,256 | 100,000 | |
| AP13 | United States | 805-9865972342 | Hedge Fund | 29,092,515 | 0 | |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 484,428,763 | 0 | Master Fund |
| AST9 | United States | 805-1184138319 | Hedge Fund | 920,199 | 0 | Fund of Funds |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 13,313,048 | 0 | Master Fund |
| MCLP | United States | 805-6820973196 | Hedge Fund | 4,499,734 | 100,000 | |
| CN2C | United States | 805-8643337407 | Hedge Fund | 48,703,465 | 0 | Feeder Fund |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 121,274,568 | 0 | Master Fund |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 85,825,833 | 5,000,000 | Feeder Fund Fund of Funds |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 1,026,947,988 | 0 | Master Fund |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 1,903,745,839 | 0 | Master Fund |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 126,540,227 | 5,000,000 | Fund of Funds |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 3,299,102 | 0 | Master Fund Fund of Funds |
| MSWM | Cayman Islands | 805-8928029346 | Hedge Fund | 36,533,082 | 0 | Master Fund |
| AP12 | United States | 805-9607973348 | Hedge Fund | 110,993 | 0 | |
| EO2C | United States | 805-9010809116 | Hedge Fund | 845,679,345 | 5,000,000 | |
| MSWP | Cayman Islands | 805-4817776786 | Hedge Fund | 33,916,280 | 5,000,000 | Feeder Fund |
| MASD | Cayman Islands | 805-9331842094 | Hedge Fund | 25,865,390 | 100,000 | Feeder Fund |
| CN3D | Cayman Islands | 805-6606421046 | Hedge Fund | 148,231 | 5,000,000 | |
| EDEC | United States | 805-4388721920 | Hedge Fund | 1,000,945 | 5,000,000 | |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 1,075,755,483 | 100,000 | Feeder Fund |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 633,856,779 | 0 | Master Fund |
| HFLP | United States | 805-6453254556 | Hedge Fund | 1,258,466 | 100,000 | Feeder Fund |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 576,303,343 | 100,000 | Feeder Fund |
| AST4 | United States | 805-8175697076 | Hedge Fund | 17,701,863 | 0 | |
| EOFC | United States | 805-8374665716 | Hedge Fund | 619,405 | 5,000,000 | |
| AST2 | United States | 805-6074765326 | Hedge Fund | 43,213 | 0 | Fund of Funds |
| HF2C | United States | 805-8908162527 | Hedge Fund | 3,085,390 | 0 | |
| MLHP | United States | 805-4348702047 | Hedge Fund | 238,694,545 | 0 | |
| MT1A | United States | 805-6719678205 | Hedge Fund | 461,448,792 | 100,000 | Feeder Fund |
| AST3 | United States | 805-1486157351 | Hedge Fund | 52,421 | 0 | |
| CPRA | United States | 805-6188558521 | Hedge Fund | 1,298,553,662 | 1,000,000 | |
| ECMC | United States | 805-2446409965 | Hedge Fund | 6,984,977 | 5,000,000 | |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 103,973,365 | 0 | Master Fund |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 468,931 | 100,000 | |
| LSOP | United States | 805-4585986776 | Hedge Fund | 82,358,593 | 0 | |
| AST6 | United States | 805-6449012238 | Hedge Fund | 9,598,467 | 0 | |
| CN5C | United States | 805-2686720804 | Hedge Fund | 350,510,021 | 5,000,000 | Feeder Fund |
| TMEC | United States | 805-9534169839 | Hedge Fund | 1,719,684 | 10,000,000 | Feeder Fund |
| MARD | Cayman Islands | 805-4093106970 | Hedge Fund | 17,750,406 | 5,000,000 | Feeder Fund |
| AP14 | United States | 805-7315400448 | Hedge Fund | 239,471 | 0 | |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 49,059,356 | 100,000 | Feeder Fund |
| CN5D | United States | 805-4111768767 | Hedge Fund | 222,196,629 | 5,000,000 | Feeder Fund |
| AST7-C | United States | 805-6083903608 | Hedge Fund | 18,243,806 | 0 | |
| AST8 | United States | 805-3727494419 | Hedge Fund | 187,256 | 0 | |
| MASC | United States | 805-5937739228 | Hedge Fund | 357,193,848 | 500,000 | Feeder Fund Fund of Funds |
| MTLP | United States | 805-1855444745 | Hedge Fund | 55,039,566 | 100,000 | Feeder Fund Fund of Funds |
| MLD2 | Cayman Islands | 805-3879274194 | Hedge Fund | 123,180,711 | 100,000 | Feeder Fund Fund of Funds |
| SOFP | United States | 805-2241874588 | Hedge Fund | 5,677,482 | 500,000 | Feeder Fund |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 2,091,213,702 | 100,000 | Feeder Fund |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 11,493,902 | 10,000,000 | Feeder Fund |
| AST1 | United States | 805-1683014803 | Hedge Fund | 1,836,085 | 0 | Fund of Funds |
| MLPC | United States | 805-1738644506 | Hedge Fund | 45,224 | 0 | |
| MARC | United States | 805-8804633017 | Hedge Fund | 98,813,862 | 5,000,000 | Feeder Fund |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 142,708,511 | 5,000,000 | |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 34,262,807 | 100,000 | Feeder Fund |
| MEOC | United States | 805-9908175025 | Hedge Fund | 106,192,342 | 100,000 | Feeder Fund |
| AP11 | United States | 805-3970598384 | Hedge Fund | 5,193,882 | 0 | |
| MSCF | United States | 805-4154683170 | Hedge Fund | 787,952,966 | 100,000 | |
| AP10 | United States | 805-5541109867 | Hedge Fund | 741,540 | 0 | |
| MLPL | United States | 805-6512797916 | Hedge Fund | 108,385 | 0 | |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 1,043,999,464 | 0 | Master Fund |
| AST5 | United States | 805-5165374584 | Hedge Fund | 5,518,432 | 0 | |
| MXHC | United States | 805-5515489962 | Hedge Fund | 704,268,626 | 100,000 | Feeder Fund |
| EO1C | United States | 805-2011671693 | Hedge Fund | 2,395,953 | 100,000 | |
| MPFC | United States | 805-1571291282 | Hedge Fund | 110,353,572 | 100,000 | Feeder Fund |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 22,790,541 | 100,000 | |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 2,463,895,336 | 0 | Master Fund |
| EMAF | United States | 805-4822444649 | Hedge Fund | 1,164,259,650 | 0 | Master Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 446,244,701 | 0 | Master Fund Fund of Funds |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 55,685,508 | 0 | Master Fund |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 60,191,467 | 50,000,000 | Feeder Fund |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 9,145,111 | 100,000 | |
| CN4C | United States | 805-4880080504 | Hedge Fund | 115,347,066 | 50,000,000 | Feeder Fund |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 2,248,837 | 100,000 | Feeder Fund |
| MASM | Cayman Islands | 805-3570186838 | Hedge Fund | 336,821,564 | 0 | Master Fund |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 239,738 | 0 | |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 1,779,065 | 0 |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership |
|---|
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 1,043,999,464 | 0 | Master Fund |
| AST5 | United States | 805-5165374584 | Hedge Fund | 5,518,432 | 0 | |
| MXHC | United States | 805-5515489962 | Hedge Fund | 704,268,626 | 100,000 | Feeder Fund |
| MLPL | United States | 805-6512797916 | Hedge Fund | 108,385 | 0 | |
| EO1C | United States | 805-2011671693 | Hedge Fund | 2,395,953 | 100,000 | |
| MPFC | United States | 805-1571291282 | Hedge Fund | 110,353,572 | 100,000 | Feeder Fund |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 22,790,541 | 100,000 | |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 2,463,895,336 | 0 | Master Fund |
| EMAF | United States | 805-4822444649 | Hedge Fund | 1,164,259,650 | 0 | Master Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 446,244,701 | 0 | Master Fund Fund of Funds |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 55,685,508 | 0 | Master Fund |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 60,191,467 | 50,000,000 | Feeder Fund |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 9,145,111 | 100,000 | |
| CN4C | United States | 805-4880080504 | Hedge Fund | 115,347,066 | 50,000,000 | Feeder Fund |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 2,248,837 | 100,000 | Feeder Fund |
| MASM | Cayman Islands | 805-3570186838 | Hedge Fund | 336,821,564 | 0 | Master Fund |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 239,738 | 0 | |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 1,779,065 | 0 | |
| EKMC | United States | 805-9615914390 | Private Equity Fund | 8,178,071 | 5,000,000 | |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 617,856,256 | 100,000 | |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 484,428,763 | 0 | Master Fund |
| AST9 | United States | 805-1184138319 | Hedge Fund | 920,199 | 0 | Fund of Funds |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 13,313,048 | 0 | Master Fund |
| MCLP | United States | 805-6820973196 | Hedge Fund | 4,499,734 | 100,000 | |
| CN2C | United States | 805-8643337407 | Hedge Fund | 48,703,465 | 0 | Feeder Fund |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 121,274,568 | 0 | Master Fund |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 85,825,833 | 5,000,000 | Feeder Fund Fund of Funds |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 1,026,947,988 | 0 | Master Fund |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 1,903,745,839 | 0 | Master Fund |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 3,299,102 | 0 | Master Fund Fund of Funds |
| MSWM | Cayman Islands | 805-8928029346 | Hedge Fund | 36,533,082 | 0 | Master Fund |
| AP12 | United States | 805-9607973348 | Hedge Fund | 110,993 | 0 | |
| EO2C | United States | 805-9010809116 | Hedge Fund | 845,679,345 | 5,000,000 | |
| MSWP | Cayman Islands | 805-4817776786 | Hedge Fund | 33,916,280 | 5,000,000 | Feeder Fund |
| MASD | Cayman Islands | 805-9331842094 | Hedge Fund | 25,865,390 | 100,000 | Feeder Fund |
| CN3D | Cayman Islands | 805-6606421046 | Hedge Fund | 148,231 | 5,000,000 | |
| EDEC | United States | 805-4388721920 | Hedge Fund | 1,000,945 | 5,000,000 | |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 1,075,755,483 | 100,000 | Feeder Fund |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 633,856,779 | 0 | Master Fund |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 126,540,227 | 5,000,000 | Fund of Funds |
| MLPC | United States | 805-1738644506 | Hedge Fund | 45,224 | 0 | |
| MARC | United States | 805-8804633017 | Hedge Fund | 98,813,862 | 5,000,000 | Feeder Fund |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 142,708,511 | 5,000,000 | |
| AST1 | United States | 805-1683014803 | Hedge Fund | 1,836,085 | 0 | Fund of Funds |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 34,262,807 | 100,000 | Feeder Fund |
| MEOC | United States | 805-9908175025 | Hedge Fund | 106,192,342 | 100,000 | Feeder Fund |
| AP11 | United States | 805-3970598384 | Hedge Fund | 5,193,882 | 0 | |
| MSCF | United States | 805-4154683170 | Hedge Fund | 787,952,966 | 100,000 | |
| AP13 | United States | 805-9865972342 | Hedge Fund | 29,092,515 | 0 | |
| AP10 | United States | 805-5541109867 | Hedge Fund | 741,540 | 0 | |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 576,303,343 | 100,000 | Feeder Fund |
| AST4 | United States | 805-8175697076 | Hedge Fund | 17,701,863 | 0 | |
| EOFC | United States | 805-8374665716 | Hedge Fund | 619,405 | 5,000,000 | |
| HFLP | United States | 805-6453254556 | Hedge Fund | 1,258,466 | 100,000 | Feeder Fund |
| AST2 | United States | 805-6074765326 | Hedge Fund | 43,213 | 0 | Fund of Funds |
| HF2C | United States | 805-8908162527 | Hedge Fund | 3,085,390 | 0 | |
| MLHP | United States | 805-4348702047 | Hedge Fund | 238,694,545 | 0 | |
| MT1A | United States | 805-6719678205 | Hedge Fund | 461,448,792 | 100,000 | Feeder Fund |
| AST3 | United States | 805-1486157351 | Hedge Fund | 52,421 | 0 | |
| CPRA | United States | 805-6188558521 | Hedge Fund | 1,298,553,662 | 1,000,000 | |
| ECMC | United States | 805-2446409965 | Hedge Fund | 6,984,977 | 5,000,000 | |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 103,973,365 | 0 | Master Fund |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 468,931 | 100,000 | |
| MARD | Cayman Islands | 805-4093106970 | Hedge Fund | 17,750,406 | 5,000,000 | Feeder Fund |
| AP14 | United States | 805-7315400448 | Hedge Fund | 239,471 | 0 | |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 49,059,356 | 100,000 | Feeder Fund |
| LSOP | United States | 805-4585986776 | Hedge Fund | 82,358,593 | 0 | |
| AST6 | United States | 805-6449012238 | Hedge Fund | 9,598,467 | 0 | |
| CN5C | United States | 805-2686720804 | Hedge Fund | 350,510,021 | 5,000,000 | Feeder Fund |
| TMEC | United States | 805-9534169839 | Hedge Fund | 1,719,684 | 10,000,000 | Feeder Fund |
| CN5D | United States | 805-4111768767 | Hedge Fund | 222,196,629 | 5,000,000 | Feeder Fund |
| AST8 | United States | 805-3727494419 | Hedge Fund | 187,256 | 0 | |
| MASC | United States | 805-5937739228 | Hedge Fund | 357,193,848 | 500,000 | Feeder Fund Fund of Funds |
| MTLP | United States | 805-1855444745 | Hedge Fund | 55,039,566 | 100,000 | Feeder Fund Fund of Funds |
| AST7-C | United States | 805-6083903608 | Hedge Fund | 18,243,806 | 0 | |
| MLD2 | Cayman Islands | 805-3879274194 | Hedge Fund | 123,180,711 | 100,000 | Feeder Fund Fund of Funds |
| SOFP | United States | 805-2241874588 | Hedge Fund | 5,677,482 | 500,000 | Feeder Fund |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 2,091,213,702 | 100,000 | Feeder Fund |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 11,493,902 | 10,000,000 | Feeder Fund |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LITOWITZ, ALEC | CHIEF EXECUTIVE OFFICER | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| MAGNETAR CAPITAL PARNTERS LP | SOLE MEMBER | 04/01/2005 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| TURRO, MICHAEL | CHIEF COMPLIANCE OFFICER | 06/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| LASER, ROSS | PRESIDENT | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| SNYDERMAN, DAVID, JAY | EXECUTIVE COMMITTEE MEMBER | 07/01/2007 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SMITH, PAUL | CHIEF LEGAL OFFICER | 03/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| ROGERS, ERNEST, ROLLAND | CHIEF OPERATING OFFICER | 10/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| ROGERS, ERNEST, ROLLAND | CHIEF FINANCIAL OFFICER | 04/01/2019 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| WACHTER, KARL, J | GENERAL COUNSEL | 04/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LITOWITZ, ALEC | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 50 - 75% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| SUPERNOVA MANAGEMENT LLC | GENERAL PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | Other | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| LL NOVA INVESTMENTS LLC | LIMITED PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| EO1C | United States | 805-2011671693 | Hedge Fund | 50,970,771 | 100,000 | |
| MPFC | United States | 805-1571291282 | Hedge Fund | 72,898,853 | 100,000 | Feeder Fund |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 27,976,167 | 100,000 | |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 2,343,195,906 | 0 | Master Fund |
| MGED | Cayman Islands | 805-7926561623 | Hedge Fund | 13,027,972 | 0 | Master Fund |
| MGEC | United States | 805-3495539534 | Hedge Fund | 15,581,172 | 100,000 | Feeder Fund |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 761,259,675 | 0 | Master Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 795,754,878 | 0 | Master Fund Fund of Funds |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 92,095,021 | 0 | Master Fund |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 87,387,828 | 50,000,000 | Feeder Fund |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 10,122,200 | 100,000 | |
| CN4C | United States | 805-4880080504 | Hedge Fund | 133,759,084 | 50,000,000 | Feeder Fund |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 3,387,238 | 100,000 | Feeder Fund |
| MASM | Cayman Islands | 805-3570186838 | Hedge Fund | 566,576,036 | 0 | Master Fund |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 1,279,076 | 0 | Fund of Funds |
| EKMC | United States | 805-9615914390 | Private Equity Fund | 194,365,582 | 5,000,000 | |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 554,645,355 | 100,000 | Fund of Funds |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 101,265,863 | 5,000,000 | Feeder Fund Fund of Funds |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 182,121 | 0 | Fund of Funds |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 2,113,250,360 | 0 | Master Fund |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 4,926,859 | 0 | Master Fund Fund of Funds |
| MSWM | Cayman Islands | 805-8928029346 | Hedge Fund | 152,130,854 | 0 | Master Fund |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 778,934,790 | 0 | Master Fund |
| AP12 | United States | 805-9607973348 | Hedge Fund | 13,830,665 | 0 | |
| EO2C | United States | 805-9010809116 | Hedge Fund | 578,287,599 | 5,000,000 | |
| ECMC | United States | 805-2446409965 | Hedge Fund | 26,203,745 | 5,000,000 | |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 139,041,359 | 0 | Master Fund Fund of Funds |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 547,094 | 100,000 | |
| CPRA | United States | 805-6188558521 | Hedge Fund | 847,362,825 | 1,000,000 | |
| MSWP | Cayman Islands | 805-4817776786 | Hedge Fund | 78,989,854 | 5,000,000 | Feeder Fund |
| MASD | Cayman Islands | 805-9331842094 | Hedge Fund | 62,305,257 | 100,000 | Feeder Fund Fund of Funds |
| CNS3 | Cayman Islands | 805-8296917746 | Hedge Fund | 141,599 | 0 | Master Fund |
| CN3D | Cayman Islands | 805-6606421046 | Hedge Fund | 24 | 5,000,000 | Feeder Fund |
| EOFC | United States | 805-8374665716 | Hedge Fund | 83,174,406 | 5,000,000 | |
| CN5C | United States | 805-2686720804 | Hedge Fund | 211,908,992 | 5,000,000 | Feeder Fund |
| MPAA | United States | 805-7293724620 | Private Equity Fund | 68,509,142 | 100,000 | Fund of Funds |
| AP14 | United States | 805-7315400448 | Hedge Fund | 239,471 | 0 | |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 75,656,185 | 100,000 | Feeder Fund Fund of Funds |
| MTPM | Cayman Islands | 805-9637324606 | Hedge Fund | 807,646,262 | 0 | Master Fund |
| LSOP | United States | 805-4585986776 | Hedge Fund | 50,088,194 | 0 | |
| MARD | Cayman Islands | 805-4093106970 | Hedge Fund | 3,808,831 | 5,000,000 | Feeder Fund |
| MT14 | United States | 805-3489498597 | Hedge Fund | 9,138,388 | 5,000,000 | |
| HFLP | United States | 805-6453254556 | Hedge Fund | 3,584,126 | 100,000 | Feeder Fund |
| AST6 | United States | 805-6449012238 | Hedge Fund | 4,686,334 | 0 | |
| TMEC | United States | 805-9534169839 | Hedge Fund | 2,158,569 | 10,000,000 | Feeder Fund |
| MTLP | United States | 805-1855444745 | Hedge Fund | 819,330,198 | 100,000 | Feeder Fund Fund of Funds |
| MLPL | United States | 805-6512797916 | Hedge Fund | 156,467 | 0 | Fund of Funds |
| MXHC | United States | 805-5515489962 | Hedge Fund | 638,573,247 | 100,000 | Feeder Fund |
| EF1D | Cayman Islands | 805-4588333030 | Hedge Fund | 260,155,670 | 1,000,000 | Feeder Fund |
| EDEC | United States | 805-4388721920 | Hedge Fund | 1,000,945 | 5,000,000 | |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 1,294,212,261 | 100,000 | Feeder Fund |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 155,496,105 | 0 | Master Fund |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 259,464,708 | 5,000,000 | Fund of Funds |
| MLPC | United States | 805-1738644506 | Hedge Fund | 133,335 | 0 | Fund of Funds |
| MARC | United States | 805-8804633017 | Hedge Fund | 22,248,289 | 5,000,000 | Feeder Fund |
| AST1 | United States | 805-1683014803 | Hedge Fund | 2,801,513 | 0 | Fund of Funds |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 31,235,583 | 100,000 | Feeder Fund |
| MEOC | United States | 805-9908175025 | Hedge Fund | 92,059,779 | 100,000 | Feeder Fund |
| AP11 | United States | 805-3970598384 | Hedge Fund | 7,298,036 | 0 | |
| MSCF | United States | 805-4154683170 | Hedge Fund | 526,196,922 | 100,000 | Fund of Funds |
| AP13 | United States | 805-9865972342 | Hedge Fund | 32,507,111 | 0 | |
| MTLD | Cayman Islands | 805-5437397147 | Hedge Fund | 689,138,265 | 0 | Master Fund |
| AP10 | United States | 805-5541109867 | Hedge Fund | 8,260,470 | 0 | |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 548,943,574 | 100,000 | Feeder Fund |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 131,665,392 | 5,000,000 | |
| AST4 | United States | 805-8175697076 | Hedge Fund | 24,146,980 | 0 | |
| AST2 | United States | 805-6074765326 | Hedge Fund | 454,171 | 0 | Fund of Funds |
| HF2C | United States | 805-8908162527 | Hedge Fund | 6,369,198 | 0 | |
| MLHP | United States | 805-4348702047 | Hedge Fund | 39,690,465 | 0 | |
| MT1A | United States | 805-6719678205 | Hedge Fund | 120,946,315 | 100,000 | Feeder Fund |
| AST3 | United States | 805-1486157351 | Hedge Fund | 4,240,181 | 0 | |
| AST8 | United States | 805-3727494419 | Hedge Fund | 187,256 | 0 | |
| SOFP | United States | 805-2241874588 | Hedge Fund | 8,428,705 | 500,000 | Feeder Fund Fund of Funds |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 44,522,329 | 10,000,000 | Feeder Fund |
| CN5D | United States | 805-4111768767 | Hedge Fund | 179,409,774 | 5,000,000 | Feeder Fund |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 346,287,405 | 0 | Master Fund |
| AST9 | United States | 805-1184138319 | Hedge Fund | 2,838,489 | 0 | Fund of Funds |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 18,249,814 | 0 | Master Fund |
| CN2C | United States | 805-8643337407 | Hedge Fund | 42,835,648 | 0 | Feeder Fund |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 1,931,462,141 | 100,000 | Feeder Fund |
| MLD2 | Cayman Islands | 805-3879274194 | Hedge Fund | 408,406,342 | 100,000 | Feeder Fund Fund of Funds |
| MCLP | United States | 805-6820973196 | Hedge Fund | 4,961,936 | 100,000 | |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 117,747,531 | 0 | Master Fund |
| MASC | United States | 805-5937739228 | Hedge Fund | 520,611,523 | 500,000 | Feeder Fund Fund of Funds |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LITOWITZ, ALEC | CHIEF EXECUTIVE OFFICER | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| MAGNETAR CAPITAL PARNTERS LP | SOLE MEMBER | 04/01/2005 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| TURRO, MICHAEL | CHIEF COMPLIANCE OFFICER | 06/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | PRESIDENT | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SNYDERMAN, DAVID, JAY | EXECUTIVE COMMITTEE MEMBER | 07/01/2007 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SMITH, PAUL | CHIEF LEGAL OFFICER | 03/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF OPERATING OFFICER | 10/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF FINANCIAL OFFICER | 04/01/2019 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| WACHTER, KARL, J | GENERAL COUNSEL | 04/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LITOWITZ, ALEC | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 50 - 75% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SUPERNOVA MANAGEMENT LLC | GENERAL PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | Other | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LL NOVA INVESTMENTS LLC | LIMITED PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| CN5D | United States | 805-4111768767 | Hedge Fund | 179,409,774 | 5,000,000 | Feeder Fund |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 346,287,405 | 0 | Master Fund |
| AST9 | United States | 805-1184138319 | Hedge Fund | 2,838,489 | 0 | Fund of Funds |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 44,522,329 | 10,000,000 | Feeder Fund |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 18,249,814 | 0 | Master Fund |
| CN2C | United States | 805-8643337407 | Hedge Fund | 42,835,648 | 0 | Feeder Fund |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 1,931,462,141 | 100,000 | Feeder Fund |
| MLD2 | Cayman Islands | 805-3879274194 | Hedge Fund | 408,406,342 | 100,000 | Feeder Fund Fund of Funds |
| MCLP | United States | 805-6820973196 | Hedge Fund | 4,961,936 | 100,000 | |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 117,747,531 | 0 | Master Fund |
| MASC | United States | 805-5937739228 | Hedge Fund | 520,611,523 | 500,000 | Feeder Fund Fund of Funds |
| EOFC | United States | 805-8374665716 | Hedge Fund | 83,174,406 | 5,000,000 | |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 778,934,790 | 0 | Master Fund |
| AP12 | United States | 805-9607973348 | Hedge Fund | 13,830,665 | 0 | |
| EO2C | United States | 805-9010809116 | Hedge Fund | 578,287,599 | 5,000,000 | |
| MSWM | Cayman Islands | 805-8928029346 | Hedge Fund | 152,130,854 | 0 | Master Fund |
| ECMC | United States | 805-2446409965 | Hedge Fund | 26,203,745 | 5,000,000 | |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 139,041,359 | 0 | Master Fund Fund of Funds |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 547,094 | 100,000 | |
| CPRA | United States | 805-6188558521 | Hedge Fund | 847,362,825 | 1,000,000 | |
| MSWP | Cayman Islands | 805-4817776786 | Hedge Fund | 78,989,854 | 5,000,000 | Feeder Fund |
| MASD | Cayman Islands | 805-9331842094 | Hedge Fund | 62,305,257 | 100,000 | Feeder Fund Fund of Funds |
| CNS3 | Cayman Islands | 805-8296917746 | Hedge Fund | 141,599 | 0 | Master Fund |
| CN3D | Cayman Islands | 805-6606421046 | Hedge Fund | 24 | 5,000,000 | Feeder Fund |
| CN5C | United States | 805-2686720804 | Hedge Fund | 211,908,992 | 5,000,000 | Feeder Fund |
| MPAA | United States | 805-7293724620 | Private Equity Fund | 68,509,142 | 100,000 | Fund of Funds |
| AST4 | United States | 805-8175697076 | Hedge Fund | 24,146,980 | 0 | |
| AP10 | United States | 805-5541109867 | Hedge Fund | 8,260,470 | 0 | |
| AST2 | United States | 805-6074765326 | Hedge Fund | 454,171 | 0 | Fund of Funds |
| HF2C | United States | 805-8908162527 | Hedge Fund | 6,369,198 | 0 | |
| MLHP | United States | 805-4348702047 | Hedge Fund | 39,690,465 | 0 | |
| MT1A | United States | 805-6719678205 | Hedge Fund | 120,946,315 | 100,000 | Feeder Fund |
| AST3 | United States | 805-1486157351 | Hedge Fund | 4,240,181 | 0 | |
| AST8 | United States | 805-3727494419 | Hedge Fund | 187,256 | 0 | |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 548,943,574 | 100,000 | Feeder Fund |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 131,665,392 | 5,000,000 | |
| SOFP | United States | 805-2241874588 | Hedge Fund | 8,428,705 | 500,000 | Feeder Fund Fund of Funds |
| MPFC | United States | 805-1571291282 | Hedge Fund | 72,898,853 | 100,000 | Feeder Fund |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 27,976,167 | 100,000 | |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 2,343,195,906 | 0 | Master Fund |
| MGED | Cayman Islands | 805-7926561623 | Hedge Fund | 13,027,972 | 0 | Master Fund |
| MGEC | United States | 805-3495539534 | Hedge Fund | 15,581,172 | 100,000 | Feeder Fund |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 761,259,675 | 0 | Master Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 795,754,878 | 0 | Master Fund Fund of Funds |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 92,095,021 | 0 | Master Fund |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 87,387,828 | 50,000,000 | Feeder Fund |
| CN4C | United States | 805-4880080504 | Hedge Fund | 133,759,084 | 50,000,000 | Feeder Fund |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 3,387,238 | 100,000 | Feeder Fund |
| MASM | Cayman Islands | 805-3570186838 | Hedge Fund | 566,576,036 | 0 | Master Fund |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 10,122,200 | 100,000 | |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 1,279,076 | 0 | Fund of Funds |
| EKMC | United States | 805-9615914390 | Private Equity Fund | 194,365,582 | 5,000,000 | |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 554,645,355 | 100,000 | Fund of Funds |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 101,265,863 | 5,000,000 | Feeder Fund Fund of Funds |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 182,121 | 0 | Fund of Funds |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 2,113,250,360 | 0 | Master Fund |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 4,926,859 | 0 | Master Fund Fund of Funds |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 75,656,185 | 100,000 | Feeder Fund Fund of Funds |
| MTPM | Cayman Islands | 805-9637324606 | Hedge Fund | 807,646,262 | 0 | Master Fund |
| LSOP | United States | 805-4585986776 | Hedge Fund | 50,088,194 | 0 | |
| AP14 | United States | 805-7315400448 | Hedge Fund | 239,471 | 0 | |
| MARD | Cayman Islands | 805-4093106970 | Hedge Fund | 3,808,831 | 5,000,000 | Feeder Fund |
| MT14 | United States | 805-3489498597 | Hedge Fund | 9,138,388 | 5,000,000 | |
| HFLP | United States | 805-6453254556 | Hedge Fund | 3,584,126 | 100,000 | Feeder Fund |
| AST6 | United States | 805-6449012238 | Hedge Fund | 4,686,334 | 0 | |
| TMEC | United States | 805-9534169839 | Hedge Fund | 2,158,569 | 10,000,000 | Feeder Fund |
| MTLP | United States | 805-1855444745 | Hedge Fund | 819,330,198 | 100,000 | Feeder Fund Fund of Funds |
| MLPL | United States | 805-6512797916 | Hedge Fund | 156,467 | 0 | Fund of Funds |
| MXHC | United States | 805-5515489962 | Hedge Fund | 638,573,247 | 100,000 | Feeder Fund |
| EF1D | Cayman Islands | 805-4588333030 | Hedge Fund | 260,155,670 | 1,000,000 | Feeder Fund |
| EDEC | United States | 805-4388721920 | Hedge Fund | 1,000,945 | 5,000,000 | |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 155,496,105 | 0 | Master Fund |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 259,464,708 | 5,000,000 | Fund of Funds |
| MLPC | United States | 805-1738644506 | Hedge Fund | 133,335 | 0 | Fund of Funds |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 1,294,212,261 | 100,000 | Feeder Fund |
| MARC | United States | 805-8804633017 | Hedge Fund | 22,248,289 | 5,000,000 | Feeder Fund |
| AST1 | United States | 805-1683014803 | Hedge Fund | 2,801,513 | 0 | Fund of Funds |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 31,235,583 | 100,000 | Feeder Fund |
| MEOC | United States | 805-9908175025 | Hedge Fund | 92,059,779 | 100,000 | Feeder Fund |
| AP11 | United States | 805-3970598384 | Hedge Fund | 7,298,036 | 0 | |
| MSCF | United States | 805-4154683170 | Hedge Fund | 526,196,922 | 100,000 | Fund of Funds |
| AP13 | United States | 805-9865972342 | Hedge Fund | 32,507,111 | 0 | |
| MTLD | Cayman Islands | 805-5437397147 | Hedge Fund | 689,138,265 | 0 | Master Fund |
| EO1C | United States | 805-2011671693 | Hedge Fund | 50,970,771 | 100,000 |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LITOWITZ, ALEC | CHIEF EXECUTIVE OFFICER | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| MAGNETAR CAPITAL PARNTERS LP | SOLE MEMBER | 04/01/2005 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| TURRO, MICHAEL | CHIEF COMPLIANCE OFFICER | 06/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | PRESIDENT | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SNYDERMAN, DAVID, JAY | EXECUTIVE COMMITTEE MEMBER | 07/01/2007 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SMITH, PAUL | CHIEF LEGAL OFFICER | 03/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF OPERATING OFFICER | 10/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF FINANCIAL OFFICER | 04/01/2019 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| WACHTER, KARL, J | GENERAL COUNSEL | 04/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LITOWITZ, ALEC | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 50 - 75% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SUPERNOVA MANAGEMENT LLC | GENERAL PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | Other | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LL NOVA INVESTMENTS LLC | LIMITED PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| MT1A | United States | 805-6719678205 | Hedge Fund | 120,946,315 | 100,000 | Feeder Fund |
| AST3 | United States | 805-1486157351 | Hedge Fund | 4,240,181 | 0 | |
| AST8 | United States | 805-3727494419 | Hedge Fund | 187,256 | 0 | |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 548,943,574 | 100,000 | Feeder Fund |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 131,665,392 | 5,000,000 | |
| SOFP | United States | 805-2241874588 | Hedge Fund | 8,428,705 | 500,000 | Feeder Fund Fund of Funds |
| MPFC | United States | 805-1571291282 | Hedge Fund | 72,898,853 | 100,000 | Feeder Fund |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 27,976,167 | 100,000 | |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 3,387,238 | 100,000 | Feeder Fund |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 2,343,195,906 | 0 | Master Fund |
| MGED | Cayman Islands | 805-7926561623 | Hedge Fund | 13,027,972 | 0 | Master Fund |
| MGEC | United States | 805-3495539534 | Hedge Fund | 15,581,172 | 100,000 | Feeder Fund |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 761,259,675 | 0 | Master Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 795,754,878 | 0 | Master Fund Fund of Funds |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 92,095,021 | 0 | Master Fund |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 87,387,828 | 50,000,000 | Feeder Fund |
| CN4C | United States | 805-4880080504 | Hedge Fund | 133,759,084 | 50,000,000 | Feeder Fund |
| MASM | Cayman Islands | 805-3570186838 | Hedge Fund | 566,576,036 | 0 | Master Fund |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 10,122,200 | 100,000 | |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 1,279,076 | 0 | Fund of Funds |
| EKMC | United States | 805-9615914390 | Private Equity Fund | 194,365,582 | 5,000,000 | |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 554,645,355 | 100,000 | Fund of Funds |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 101,265,863 | 5,000,000 | Feeder Fund Fund of Funds |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 182,121 | 0 | Fund of Funds |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 2,113,250,360 | 0 | Master Fund |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 4,926,859 | 0 | Master Fund Fund of Funds |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 75,656,185 | 100,000 | Feeder Fund Fund of Funds |
| MTPM | Cayman Islands | 805-9637324606 | Hedge Fund | 807,646,262 | 0 | Master Fund |
| LSOP | United States | 805-4585986776 | Hedge Fund | 50,088,194 | 0 | |
| AP14 | United States | 805-7315400448 | Hedge Fund | 239,471 | 0 | |
| MXHC | United States | 805-5515489962 | Hedge Fund | 638,573,247 | 100,000 | Feeder Fund |
| EF1D | Cayman Islands | 805-4588333030 | Hedge Fund | 260,155,670 | 1,000,000 | Feeder Fund |
| EDEC | United States | 805-4388721920 | Hedge Fund | 1,000,945 | 5,000,000 | |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 155,496,105 | 0 | Master Fund |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 259,464,708 | 5,000,000 | Fund of Funds |
| MLPC | United States | 805-1738644506 | Hedge Fund | 133,335 | 0 | Fund of Funds |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 1,294,212,261 | 100,000 | Feeder Fund |
| MARC | United States | 805-8804633017 | Hedge Fund | 22,248,289 | 5,000,000 | Feeder Fund |
| AST1 | United States | 805-1683014803 | Hedge Fund | 2,801,513 | 0 | Fund of Funds |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 31,235,583 | 100,000 | Feeder Fund |
| MEOC | United States | 805-9908175025 | Hedge Fund | 92,059,779 | 100,000 | Feeder Fund |
| AP11 | United States | 805-3970598384 | Hedge Fund | 7,298,036 | 0 | |
| MSCF | United States | 805-4154683170 | Hedge Fund | 526,196,922 | 100,000 | Fund of Funds |
| AP13 | United States | 805-9865972342 | Hedge Fund | 32,507,111 | 0 | |
| MTLD | Cayman Islands | 805-5437397147 | Hedge Fund | 689,138,265 | 0 | Master Fund |
| EO1C | United States | 805-2011671693 | Hedge Fund | 50,970,771 | 100,000 | |
| CN5D | United States | 805-4111768767 | Hedge Fund | 179,409,774 | 5,000,000 | Feeder Fund |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 346,287,405 | 0 | Master Fund |
| CPRA | United States | 805-6188558521 | Hedge Fund | 847,362,825 | 1,000,000 | |
| MSWP | Cayman Islands | 805-4817776786 | Hedge Fund | 78,989,854 | 5,000,000 | Feeder Fund |
| MASD | Cayman Islands | 805-9331842094 | Hedge Fund | 62,305,257 | 100,000 | Feeder Fund Fund of Funds |
| CNS3 | Cayman Islands | 805-8296917746 | Hedge Fund | 141,599 | 0 | Master Fund |
| CN3D | Cayman Islands | 805-6606421046 | Hedge Fund | 24 | 5,000,000 | Feeder Fund |
| CN5C | United States | 805-2686720804 | Hedge Fund | 211,908,992 | 5,000,000 | Feeder Fund |
| MPAA | United States | 805-7293724620 | Private Equity Fund | 68,509,142 | 100,000 | Fund of Funds |
| AST4 | United States | 805-8175697076 | Hedge Fund | 24,146,980 | 0 | |
| AP10 | United States | 805-5541109867 | Hedge Fund | 8,260,470 | 0 | |
| AST2 | United States | 805-6074765326 | Hedge Fund | 454,171 | 0 | Fund of Funds |
| HF2C | United States | 805-8908162527 | Hedge Fund | 6,369,198 | 0 | |
| MLHP | United States | 805-4348702047 | Hedge Fund | 39,690,465 | 0 | |
| MARD | Cayman Islands | 805-4093106970 | Hedge Fund | 3,808,831 | 5,000,000 | Feeder Fund |
| MT14 | United States | 805-3489498597 | Hedge Fund | 9,138,388 | 5,000,000 | |
| HFLP | United States | 805-6453254556 | Hedge Fund | 3,584,126 | 100,000 | Feeder Fund |
| AST6 | United States | 805-6449012238 | Hedge Fund | 4,686,334 | 0 | |
| TMEC | United States | 805-9534169839 | Hedge Fund | 2,158,569 | 10,000,000 | Feeder Fund |
| MLPL | United States | 805-6512797916 | Hedge Fund | 156,467 | 0 | Fund of Funds |
| MTLP | United States | 805-1855444745 | Hedge Fund | 819,330,198 | 100,000 | Feeder Fund Fund of Funds |
| EOFC | United States | 805-8374665716 | Hedge Fund | 83,174,406 | 5,000,000 | |
| AST9 | United States | 805-1184138319 | Hedge Fund | 2,838,489 | 0 | Fund of Funds |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 44,522,329 | 10,000,000 | Feeder Fund |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 18,249,814 | 0 | Master Fund |
| CN2C | United States | 805-8643337407 | Hedge Fund | 42,835,648 | 0 | Feeder Fund |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 1,931,462,141 | 100,000 | Feeder Fund |
| MLD2 | Cayman Islands | 805-3879274194 | Hedge Fund | 408,406,342 | 100,000 | Feeder Fund Fund of Funds |
| MCLP | United States | 805-6820973196 | Hedge Fund | 4,961,936 | 100,000 | |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 117,747,531 | 0 | Master Fund |
| MASC | United States | 805-5937739228 | Hedge Fund | 520,611,523 | 500,000 | Feeder Fund Fund of Funds |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 778,934,790 | 0 | Master Fund |
| AP12 | United States | 805-9607973348 | Hedge Fund | 13,830,665 | 0 | |
| EO2C | United States | 805-9010809116 | Hedge Fund | 578,287,599 | 5,000,000 | |
| MSWM | Cayman Islands | 805-8928029346 | Hedge Fund | 152,130,854 | 0 | Master Fund |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 547,094 | 100,000 | |
| ECMC | United States | 805-2446409965 | Hedge Fund | 26,203,745 | 5,000,000 | |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 139,041,359 | 0 | Master Fund Fund of Funds |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LITOWITZ, ALEC | CHIEF EXECUTIVE OFFICER | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| MAGNETAR CAPITAL PARNTERS LP | SOLE MEMBER | 04/01/2005 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| TURRO, MICHAEL | CHIEF COMPLIANCE OFFICER | 06/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | PRESIDENT | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SNYDERMAN, DAVID, JAY | EXECUTIVE COMMITTEE MEMBER | 07/01/2007 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SMITH, PAUL | CHIEF LEGAL OFFICER | 03/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| PAULL, BENJAMIN, MICHAEL | CHIEF FINANCIAL OFFICER | 07/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF OPERATING OFFICER | 10/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| WACHTER, KARL, J | GENERAL COUNSEL | 04/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LITOWITZ, ALEC | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 50 - 75% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SUPERNOVA MANAGEMENT LLC | GENERAL PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | Other | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LL NOVA INVESTMENTS LLC | LIMITED PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 31,235,583 | 100,000 | Feeder Fund |
| AST1 | United States | 805-1683014803 | Hedge Fund | 2,801,513 | 0 | Fund of Funds |
| MEOC | United States | 805-9908175025 | Hedge Fund | 92,059,779 | 100,000 | Feeder Fund |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 1,294,212,261 | 100,000 | Feeder Fund |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 2,113,250,360 | 0 | Master Fund |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 10,122,200 | 100,000 | |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 1,279,076 | 0 | Fund of Funds |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 554,645,355 | 100,000 | Fund of Funds |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 182,121 | 0 | Fund of Funds |
| EKMC | United States | 805-9615914390 | Private Equity Fund | 194,365,582 | 5,000,000 | |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 75,656,185 | 100,000 | Feeder Fund Fund of Funds |
| MTPM | Cayman Islands | 805-9637324606 | Hedge Fund | 807,646,262 | 0 | Master Fund |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 259,464,708 | 5,000,000 | Fund of Funds |
| MLPC | United States | 805-1738644506 | Hedge Fund | 133,335 | 0 | Fund of Funds |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 101,265,863 | 5,000,000 | Feeder Fund Fund of Funds |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 4,926,859 | 0 | Master Fund Fund of Funds |
| AP14 | United States | 805-7315400448 | Hedge Fund | 239,471 | 0 | |
| MXHC | United States | 805-5515489962 | Hedge Fund | 638,573,247 | 100,000 | Feeder Fund |
| EF1D | Cayman Islands | 805-4588333030 | Hedge Fund | 260,155,670 | 1,000,000 | Feeder Fund |
| EDEC | United States | 805-4388721920 | Hedge Fund | 1,000,945 | 5,000,000 | |
| MT14 | United States | 805-3489498597 | Hedge Fund | 9,138,388 | 5,000,000 | |
| HFLP | United States | 805-6453254556 | Hedge Fund | 3,584,126 | 100,000 | Feeder Fund |
| AST6 | United States | 805-6449012238 | Hedge Fund | 4,686,334 | 0 | |
| TMEC | United States | 805-9534169839 | Hedge Fund | 2,158,569 | 10,000,000 | Feeder Fund |
| MLPL | United States | 805-6512797916 | Hedge Fund | 156,467 | 0 | Fund of Funds |
| EOFC | United States | 805-8374665716 | Hedge Fund | 83,174,406 | 5,000,000 | |
| AST9 | United States | 805-1184138319 | Hedge Fund | 2,838,489 | 0 | Fund of Funds |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 44,522,329 | 10,000,000 | Feeder Fund |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 18,249,814 | 0 | Master Fund |
| CN2C | United States | 805-8643337407 | Hedge Fund | 42,835,648 | 0 | Feeder Fund |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 1,931,462,141 | 100,000 | Feeder Fund |
| MLD2 | Cayman Islands | 805-3879274194 | Hedge Fund | 408,406,342 | 100,000 | Feeder Fund Fund of Funds |
| MCLP | United States | 805-6820973196 | Hedge Fund | 4,961,936 | 100,000 | |
| MPFC | United States | 805-1571291282 | Hedge Fund | 72,898,853 | 100,000 | Feeder Fund |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 27,976,167 | 100,000 | |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 3,387,238 | 100,000 | Feeder Fund |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 2,343,195,906 | 0 | Master Fund |
| MGED | Cayman Islands | 805-7926561623 | Hedge Fund | 13,027,972 | 0 | Master Fund |
| MGEC | United States | 805-3495539534 | Hedge Fund | 15,581,172 | 100,000 | Feeder Fund |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 761,259,675 | 0 | Master Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 795,754,878 | 0 | Master Fund Fund of Funds |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 92,095,021 | 0 | Master Fund |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 87,387,828 | 50,000,000 | Feeder Fund |
| CN4C | United States | 805-4880080504 | Hedge Fund | 133,759,084 | 50,000,000 | Feeder Fund |
| MASM | Cayman Islands | 805-3570186838 | Hedge Fund | 566,576,036 | 0 | Master Fund |
| AST3 | United States | 805-1486157351 | Hedge Fund | 4,240,181 | 0 | |
| AST8 | United States | 805-3727494419 | Hedge Fund | 187,256 | 0 | |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 548,943,574 | 100,000 | Feeder Fund |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 131,665,392 | 5,000,000 | |
| SOFP | United States | 805-2241874588 | Hedge Fund | 8,428,705 | 500,000 | Feeder Fund Fund of Funds |
| MT1A | United States | 805-6719678205 | Hedge Fund | 120,946,315 | 100,000 | Feeder Fund |
| MARC | United States | 805-8804633017 | Hedge Fund | 22,248,289 | 5,000,000 | Feeder Fund |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 155,496,105 | 0 | Master Fund |
| MASC | United States | 805-5937739228 | Hedge Fund | 520,611,523 | 500,000 | Feeder Fund Fund of Funds |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 778,934,790 | 0 | Master Fund |
| AP12 | United States | 805-9607973348 | Hedge Fund | 13,830,665 | 0 | |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 117,747,531 | 0 | Master Fund |
| EO2C | United States | 805-9010809116 | Hedge Fund | 578,287,599 | 5,000,000 | |
| MSWM | Cayman Islands | 805-8928029346 | Hedge Fund | 152,130,854 | 0 | Master Fund |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 547,094 | 100,000 | |
| ECMC | United States | 805-2446409965 | Hedge Fund | 26,203,745 | 5,000,000 | |
| MTLP | United States | 805-1855444745 | Hedge Fund | 819,330,198 | 100,000 | Feeder Fund Fund of Funds |
| MSCF | United States | 805-4154683170 | Hedge Fund | 526,196,922 | 100,000 | Fund of Funds |
| AP13 | United States | 805-9865972342 | Hedge Fund | 32,507,111 | 0 | |
| MTLD | Cayman Islands | 805-5437397147 | Hedge Fund | 689,138,265 | 0 | Master Fund |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 139,041,359 | 0 | Master Fund Fund of Funds |
| AP11 | United States | 805-3970598384 | Hedge Fund | 7,298,036 | 0 | |
| EO1C | United States | 805-2011671693 | Hedge Fund | 50,970,771 | 100,000 | |
| CN5D | United States | 805-4111768767 | Hedge Fund | 179,409,774 | 5,000,000 | Feeder Fund |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 346,287,405 | 0 | Master Fund |
| CPRA | United States | 805-6188558521 | Hedge Fund | 847,362,825 | 1,000,000 | |
| MSWP | Cayman Islands | 805-4817776786 | Hedge Fund | 78,989,854 | 5,000,000 | Feeder Fund |
| MASD | Cayman Islands | 805-9331842094 | Hedge Fund | 62,305,257 | 100,000 | Feeder Fund Fund of Funds |
| CNS3 | Cayman Islands | 805-8296917746 | Hedge Fund | 141,599 | 0 | Master Fund |
| CN3D | Cayman Islands | 805-6606421046 | Hedge Fund | 24 | 5,000,000 | Feeder Fund |
| CN5C | United States | 805-2686720804 | Hedge Fund | 211,908,992 | 5,000,000 | Feeder Fund |
| MPAA | United States | 805-7293724620 | Private Equity Fund | 68,509,142 | 100,000 | Fund of Funds |
| AST4 | United States | 805-8175697076 | Hedge Fund | 24,146,980 | 0 | |
| AP10 | United States | 805-5541109867 | Hedge Fund | 8,260,470 | 0 | |
| AST2 | United States | 805-6074765326 | Hedge Fund | 454,171 | 0 | Fund of Funds |
| HF2C | United States | 805-8908162527 | Hedge Fund | 6,369,198 | 0 | |
| MLHP | United States | 805-4348702047 | Hedge Fund | 39,690,465 | 0 | |
| MARD | Cayman Islands | 805-4093106970 | Hedge Fund | 3,808,831 | 5,000,000 | Feeder Fund |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LITOWITZ, ALEC | CHIEF EXECUTIVE OFFICER | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| MAGNETAR CAPITAL PARNTERS LP | SOLE MEMBER | 04/01/2005 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| TURRO, MICHAEL | CHIEF COMPLIANCE OFFICER | 06/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | PRESIDENT | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SNYDERMAN, DAVID, JAY | EXECUTIVE COMMITTEE MEMBER | 07/01/2007 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SMITH, PAUL | CHIEF LEGAL OFFICER | 03/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| PAULL, BENJAMIN, MICHAEL | CHIEF FINANCIAL OFFICER | 07/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ROGERS, ERNEST, ROLLAND | CHIEF OPERATING OFFICER | 10/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| WACHTER, KARL, D | GENERAL COUNSEL | 04/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LITOWITZ, ALEC | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 50 - 75% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SUPERNOVA MANAGEMENT LLC | GENERAL PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | Other | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LL NOVA INVESTMENTS LLC | LIMITED PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| LASER, ROSS | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| MQEM | Cayman Islands | 805-1083390931 | Hedge Fund | 116,593,149 | 0 | Master Fund |
| MQEC | United States | 805-7308946560 | Hedge Fund | 20,531,572 | 5,000,000 | Feeder Fund |
| AST1 | United States | 805-1683014803 | Hedge Fund | 3,178,919 | 0 | Fund of Funds |
| MEOC | United States | 805-9908175025 | Hedge Fund | 106,517,859 | 100,000 | Feeder Fund Fund of Funds |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 1,706,510,670 | 100,000 | Feeder Fund |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 3,378,311,952 | 0 | Master Fund |
| MSOM | Cayman Islands | 805-5640378986 | Hedge Fund | 1,779,253 | 0 | Master Fund Fund of Funds |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 11,269,709 | 100,000 | |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 1,075,582 | 0 | Fund of Funds |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 699,138,740 | 100,000 | Fund of Funds |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 165,145 | 0 | Fund of Funds |
| EKMC | United States | 805-9615914390 | Private Equity Fund | 234,801,399 | 5,000,000 | |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 252,989,736 | 100,000 | Feeder Fund Fund of Funds |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 288,128,078 | 5,000,000 | Fund of Funds |
| MLPC | United States | 805-1738644506 | Hedge Fund | 34,047 | 0 | Fund of Funds |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 107,110,027 | 5,000,000 | Feeder Fund Fund of Funds |
| MTPM | Cayman Islands | 805-9637324606 | Hedge Fund | 1,222,954,068 | 0 | Master Fund |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 299,601,358 | 0 | Master Fund Fund of Funds |
| AP14 | United States | 805-7315400448 | Hedge Fund | 1,857,276 | 0 | |
| MXHC | United States | 805-5515489962 | Hedge Fund | 587,988,927 | 100,000 | Feeder Fund |
| EF1D | Cayman Islands | 805-4588333030 | Hedge Fund | 420,767,489 | 1,000,000 | Feeder Fund |
| MTTD | Cayman Islands | 805-9274599207 | Hedge Fund | 107,398,671 | 5,000,000 | Feeder Fund |
| EDEC | United States | 805-4388721920 | Hedge Fund | 21,368,514 | 5,000,000 | |
| MFSD | Cayman Islands | 805-6924603506 | Hedge Fund | 6,225,589 | 5,000,000 | Feeder Fund |
| MT14 | United States | 805-3489498597 | Hedge Fund | 9,670,363 | 5,000,000 | |
| MFSM | Cayman Islands | 805-8434788039 | Hedge Fund | 135,874,076 | 0 | Master Fund |
| HFLP | United States | 805-6453254556 | Hedge Fund | 12,284,360 | 100,000 | Feeder Fund |
| AST6 | United States | 805-6449012238 | Hedge Fund | 5,189,820 | 0 | |
| MSOC | United States | 805-9847180327 | Hedge Fund | 453,633 | 5,000,000 | Feeder Fund |
| TMEC | United States | 805-9534169839 | Hedge Fund | 12,018,446 | 10,000,000 | Feeder Fund |
| MTTC | United States | 805-6985887774 | Hedge Fund | 33,168,003 | 5,000,000 | Feeder Fund |
| HFUC | United States | 805-3202963138 | Hedge Fund | 48,216,393 | 1,000,000 | |
| MLPL | United States | 805-6512797916 | Hedge Fund | 156,467 | 0 | Fund of Funds |
| EOFC | United States | 805-8374665716 | Hedge Fund | 141,674,486 | 5,000,000 | |
| AST9 | United States | 805-1184138319 | Hedge Fund | 26,624,503 | 0 | Fund of Funds |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 74,552,384 | 10,000,000 | Feeder Fund |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 87,991,785 | 0 | Master Fund |
| MSOD | Cayman Islands | 805-2804346381 | Hedge Fund | 2,262,309 | 5,000,000 | Feeder Fund |
| CN2C | United States | 805-8643337407 | Hedge Fund | 53,725,833 | 0 | Feeder Fund |
| MCAL | Cayman Islands | 805-2800164977 | Hedge Fund | 319,913 | 0 | Feeder Fund |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 1,415,930,762 | 100,000 | Feeder Fund |
| MLD2 | Cayman Islands | 805-3879274194 | Hedge Fund | 616,567,552 | 100,000 | Feeder Fund Fund of Funds |
| MCLP | United States | 805-6820973196 | Hedge Fund | 7,235,068 | 100,000 | |
| MPFC | United States | 805-1571291282 | Hedge Fund | 67,526,824 | 100,000 | Feeder Fund |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 44,871,155 | 100,000 | |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 80,037,354 | 100,000 | Feeder Fund |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 2,271,217,773 | 0 | Master Fund |
| MTTM | Cayman Islands | 805-8398178129 | Hedge Fund | 687,295,300 | 0 | Master Fund |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 50,012,933 | 100,000 | Feeder Fund Fund of Funds |
| MGED | Cayman Islands | 805-7926561623 | Hedge Fund | 49,303,621 | 0 | Master Fund |
| MGEC | United States | 805-3495539534 | Hedge Fund | 53,088,116 | 100,000 | Feeder Fund |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 1,280,674,006 | 0 | Master Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 733,369,152 | 0 | Master Fund Fund of Funds |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 274,503,965 | 0 | Master Fund |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 125,911,236 | 50,000,000 | Feeder Fund |
| CN4C | United States | 805-4880080504 | Hedge Fund | 213,983,497 | 50,000,000 | Feeder Fund |
| MASM | Cayman Islands | 805-3570186838 | Hedge Fund | 765,608,503 | 0 | Master Fund |
| MASC | United States | 805-5937739228 | Hedge Fund | 702,857,566 | 500,000 | Feeder Fund Fund of Funds |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 810,704,527 | 0 | Master Fund |
| AP12 | United States | 805-9607973348 | Hedge Fund | 13,093,153 | 0 | |
| EO2C | United States | 805-9010809116 | Hedge Fund | 588,056,342 | 5,000,000 | |
| AST7 | United States | 805-9769675111 | Hedge Fund | 232,084 | 0 | Fund of Funds |
| MSWM | Cayman Islands | 805-8928029346 | Hedge Fund | 383,395,259 | 0 | Master Fund |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 607,888 | 100,000 | |
| ECMC | United States | 805-2446409965 | Hedge Fund | 60,545,029 | 5,000,000 | |
| MTLP | United States | 805-1855444745 | Hedge Fund | 1,122,755,442 | 100,000 | Feeder Fund Fund of Funds |
| MSCF | United States | 805-4154683170 | Hedge Fund | 492,919,971 | 100,000 | Fund of Funds |
| AP13 | United States | 805-9865972342 | Hedge Fund | 26,995,270 | 0 | |
| MTLD | Cayman Islands | 805-5437397147 | Hedge Fund | 1,242,110,972 | 0 | Master Fund |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 225,618,659 | 0 | Master Fund Fund of Funds |
| AP11 | United States | 805-3970598384 | Hedge Fund | 8,759,575 | 0 | |
| EO1C | United States | 805-2011671693 | Hedge Fund | 69,674,682 | 100,000 | |
| CNS3 | Cayman Islands | 805-8296917746 | Hedge Fund | 326,473 | 0 | Master Fund |
| CN3D | Cayman Islands | 805-6606421046 | Hedge Fund | 364 | 5,000,000 | Feeder Fund |
| CN5C | United States | 805-2686720804 | Hedge Fund | 67,996,406 | 5,000,000 | Feeder Fund |
| MPAA | United States | 805-7293724620 | Private Equity Fund | 74,797,253 | 100,000 | Fund of Funds |
| AST4 | United States | 805-8175697076 | Hedge Fund | 17,737,065 | 0 | |
| AP10 | United States | 805-5541109867 | Hedge Fund | 6,484,572 | 0 | |
| AST2 | United States | 805-6074765326 | Hedge Fund | 7,747,415 | 0 | Fund of Funds |
| AST3 | United States | 805-1486157351 | Hedge Fund | 4,513,801 | 0 | |
| AST8 | United States | 805-3727494419 | Hedge Fund | 5,163,261 | 0 | |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 1,002,169,562 | 100,000 | Feeder Fund |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 117,582,827 | 5,000,000 | |
| SOFP | United States | 805-2241874588 | Hedge Fund | 32,959,798 | 500,000 | Feeder Fund Fund of Funds |
| MT1A | United States | 805-6719678205 | Hedge Fund | 196,119,515 | 100,000 | Feeder Fund |
| MARC | United States | 805-8804633017 | Hedge Fund | 15,959,524 | 5,000,000 | Feeder Fund |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 108,599,277 | 0 | Master Fund |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 135,544,140 | 0 | Master Fund Fund of Funds |
| CN5D | United States | 805-4111768767 | Hedge Fund | 510,747 | 5,000,000 | Feeder Fund |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 106,604,606 | 0 | Master Fund |
| CPRA | United States | 805-6188558521 | Hedge Fund | 854,344,761 | 1,000,000 | |
| MSWP | Cayman Islands | 805-4817776786 | Hedge Fund | 210,900,845 | 5,000,000 | Feeder Fund |
| MASD | Cayman Islands | 805-9331842094 | Hedge Fund | 108,415,517 | 100,000 | Feeder Fund Fund of Funds |
MAGNETAR FINANCIAL LLC
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| LITOWITZ, ALEC | CHIEF EXECUTIVE OFFICER | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| MAGNETAR CAPITAL PARNTERS LP | SOLE MEMBER | 04/01/2005 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| TURRO, MICHAEL | CHIEF COMPLIANCE OFFICER | 06/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| LASER, ROSS | PRESIDENT | 04/01/2005 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| SNYDERMAN, DAVID, JAY | EXECUTIVE COMMITTEE MEMBER | 07/01/2007 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| SMITH, PAUL | CHIEF LEGAL OFFICER | 03/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| PAULL, BENJAMIN, MICHAEL | CHIEF FINANCIAL OFFICER | 07/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| ROGERS, ERNEST, ROLLAND | CHIEF OPERATING OFFICER | 10/01/2016 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| WACHTER, KARL, D | GENERAL COUNSEL | 04/01/2010 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| LITOWITZ, ALEC | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 50 - 75% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| SUPERNOVA MANAGEMENT LLC | GENERAL PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | Other | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| LL NOVA INVESTMENTS LLC | LIMITED PARTNER MAGNETAR CAPITAL PARTNERS LP | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| LASER, ROSS | MEMBER SUPERNOVA MANAGEMENT LLC | 04/01/2006 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| MCAL | Cayman Islands | 805-2800164977 | Hedge Fund | 319,913 | 0 | Feeder Fund |
| CN1D | Cayman Islands | 805-4058659212 | Hedge Fund | 1,415,930,762 | 100,000 | Feeder Fund |
| MLD2 | Cayman Islands | 805-3879274194 | Hedge Fund | 616,567,552 | 100,000 | Feeder Fund Fund of Funds |
| MCLP | United States | 805-6820973196 | Hedge Fund | 7,235,068 | 100,000 | |
| MPFC | United States | 805-1571291282 | Hedge Fund | 67,526,824 | 100,000 | Feeder Fund |
| MLTD | Cayman Islands | 805-8165516387 | Hedge Fund | 44,871,155 | 100,000 | |
| HFLD | Cayman Islands | 805-5369462028 | Hedge Fund | 80,037,354 | 100,000 | Feeder Fund |
| CNST | Cayman Islands | 805-9871985033 | Hedge Fund | 2,271,217,773 | 0 | Master Fund |
| MTTM | Cayman Islands | 805-8398178129 | Hedge Fund | 687,295,300 | 0 | Master Fund |
| MEOD | Cayman Islands | 805-6704373344 | Hedge Fund | 50,012,933 | 100,000 | Feeder Fund Fund of Funds |
| MGED | Cayman Islands | 805-7926561623 | Hedge Fund | 49,303,621 | 0 | Master Fund |
| MGEC | United States | 805-3495539534 | Hedge Fund | 53,088,116 | 100,000 | Feeder Fund |
| CNS2 | Cayman Islands | 805-7992115947 | Hedge Fund | 1,280,674,006 | 0 | Master Fund |
| MCMF | Cayman Islands | 805-1355100464 | Hedge Fund | 733,369,152 | 0 | Master Fund Fund of Funds |
| MLP2 | United States | 805-3033922094 | Hedge Fund | 107,110,027 | 5,000,000 | Feeder Fund Fund of Funds |
| MTPM | Cayman Islands | 805-9637324606 | Hedge Fund | 1,222,954,068 | 0 | Master Fund |
| HMFL | Cayman Islands | 805-4894366953 | Hedge Fund | 299,601,358 | 0 | Master Fund Fund of Funds |
| AP14 | United States | 805-7315400448 | Hedge Fund | 1,857,276 | 0 | |
| MXHC | United States | 805-5515489962 | Hedge Fund | 587,988,927 | 100,000 | Feeder Fund |
| EF1D | Cayman Islands | 805-4588333030 | Hedge Fund | 420,767,489 | 1,000,000 | Feeder Fund |
| MTTD | Cayman Islands | 805-9274599207 | Hedge Fund | 107,398,671 | 5,000,000 | Feeder Fund |
| EDEC | United States | 805-4388721920 | Hedge Fund | 21,368,514 | 5,000,000 | |
| MFSD | Cayman Islands | 805-6924603506 | Hedge Fund | 6,225,589 | 5,000,000 | Feeder Fund |
| MT14 | United States | 805-3489498597 | Hedge Fund | 9,670,363 | 5,000,000 | |
| MFSM | Cayman Islands | 805-8434788039 | Hedge Fund | 135,874,076 | 0 | Master Fund |
| HFLP | United States | 805-6453254556 | Hedge Fund | 12,284,360 | 100,000 | Feeder Fund |
| AST6 | United States | 805-6449012238 | Hedge Fund | 5,189,820 | 0 | |
| MSOC | United States | 805-9847180327 | Hedge Fund | 453,633 | 5,000,000 | Feeder Fund |
| TMEC | United States | 805-9534169839 | Hedge Fund | 12,018,446 | 10,000,000 | Feeder Fund |
| MTTC | United States | 805-6985887774 | Hedge Fund | 33,168,003 | 5,000,000 | Feeder Fund |
| HFUC | United States | 805-3202963138 | Hedge Fund | 48,216,393 | 1,000,000 | |
| MLPL | United States | 805-6512797916 | Hedge Fund | 156,467 | 0 | Fund of Funds |
| EOFC | United States | 805-8374665716 | Hedge Fund | 141,674,486 | 5,000,000 | |
| AST9 | United States | 805-1184138319 | Hedge Fund | 26,624,503 | 0 | Fund of Funds |
| TMED | Cayman Islands | 805-6772601354 | Hedge Fund | 74,552,384 | 10,000,000 | Feeder Fund |
| TMEM | Cayman Islands | 805-8043688674 | Hedge Fund | 87,991,785 | 0 | Master Fund |
| MSOD | Cayman Islands | 805-2804346381 | Hedge Fund | 2,262,309 | 5,000,000 | Feeder Fund |
| CN2C | United States | 805-8643337407 | Hedge Fund | 53,725,833 | 0 | Feeder Fund |
| SOMF | Cayman Islands | 805-1754058798 | Hedge Fund | 274,503,965 | 0 | Master Fund |
| CN4D | Cayman Islands | 805-6210613149 | Hedge Fund | 125,911,236 | 50,000,000 | Feeder Fund |
| CN4C | United States | 805-4880080504 | Hedge Fund | 213,983,497 | 50,000,000 | Feeder Fund |
| MASM | Cayman Islands | 805-3570186838 | Hedge Fund | 765,608,503 | 0 | Master Fund |
| MASC | United States | 805-5937739228 | Hedge Fund | 702,857,566 | 500,000 | Feeder Fund Fund of Funds |
| MXMF | Cayman Islands | 805-1007242329 | Hedge Fund | 810,704,527 | 0 | Master Fund |
| AP12 | United States | 805-9607973348 | Hedge Fund | 13,093,153 | 0 | |
| ECMC | United States | 805-2446409965 | Hedge Fund | 60,545,029 | 5,000,000 | |
| MTLP | United States | 805-1855444745 | Hedge Fund | 1,122,755,442 | 100,000 | Feeder Fund Fund of Funds |
| MTLD | Cayman Islands | 805-5437397147 | Hedge Fund | 1,242,110,972 | 0 | Master Fund |
| MPAA | United States | 805-7293724620 | Private Equity Fund | 74,797,253 | 100,000 | Fund of Funds |
| AST4 | United States | 805-8175697076 | Hedge Fund | 17,737,065 | 0 | |
| AP10 | United States | 805-5541109867 | Hedge Fund | 6,484,572 | 0 | |
| AST2 | United States | 805-6074765326 | Hedge Fund | 7,747,415 | 0 | Fund of Funds |
| AST3 | United States | 805-1486157351 | Hedge Fund | 4,513,801 | 0 | |
| AST8 | United States | 805-3727494419 | Hedge Fund | 5,163,261 | 0 | |
| CN2A | Cayman Islands | 805-2459316093 | Hedge Fund | 1,002,169,562 | 100,000 | Feeder Fund |
| EO2P | Cayman Islands | 805-9761971884 | Hedge Fund | 117,582,827 | 5,000,000 | |
| SOFP | United States | 805-2241874588 | Hedge Fund | 32,959,798 | 500,000 | Feeder Fund Fund of Funds |
| MT1A | United States | 805-6719678205 | Hedge Fund | 196,119,515 | 100,000 | Feeder Fund |
| MEOM | Cayman Islands | 805-3489384029 | Hedge Fund | 135,544,140 | 0 | Master Fund Fund of Funds |
| EO2C | United States | 805-9010809116 | Hedge Fund | 588,056,342 | 5,000,000 | |
| AST7 | United States | 805-9769675111 | Hedge Fund | 232,084 | 0 | Fund of Funds |
| MSWM | Cayman Islands | 805-8928029346 | Hedge Fund | 383,395,259 | 0 | Master Fund |
| MRLU | Cayman Islands | 805-4931383748 | Private Equity Fund | 607,888 | 100,000 | |
| MSCF | United States | 805-4154683170 | Hedge Fund | 492,919,971 | 100,000 | Fund of Funds |
| AP13 | United States | 805-9865972342 | Hedge Fund | 26,995,270 | 0 | |
| CNS4 | Cayman Islands | 805-4354231967 | Hedge Fund | 225,618,659 | 0 | Master Fund Fund of Funds |
| AP11 | United States | 805-3970598384 | Hedge Fund | 8,759,575 | 0 | |
| EO1C | United States | 805-2011671693 | Hedge Fund | 69,674,682 | 100,000 | |
| CNS3 | Cayman Islands | 805-8296917746 | Hedge Fund | 326,473 | 0 | Master Fund |
| CN3D | Cayman Islands | 805-6606421046 | Hedge Fund | 364 | 5,000,000 | Feeder Fund |
| CN5C | United States | 805-2686720804 | Hedge Fund | 67,996,406 | 5,000,000 | Feeder Fund |
| MARC | United States | 805-8804633017 | Hedge Fund | 15,959,524 | 5,000,000 | Feeder Fund |
| MARM | Cayman Islands | 805-2478872658 | Hedge Fund | 108,599,277 | 0 | Master Fund |
| CN5D | United States | 805-4111768767 | Hedge Fund | 510,747 | 5,000,000 | Feeder Fund |
| CNS5 | Cayman Islands | 805-5915796761 | Hedge Fund | 106,604,606 | 0 | Master Fund |
| CPRA | United States | 805-6188558521 | Hedge Fund | 854,344,761 | 1,000,000 | |
| MSWP | Cayman Islands | 805-4817776786 | Hedge Fund | 210,900,845 | 5,000,000 | Feeder Fund |
| MASD | Cayman Islands | 805-9331842094 | Hedge Fund | 108,415,517 | 100,000 | Feeder Fund Fund of Funds |
| AST1 | United States | 805-1683014803 | Hedge Fund | 3,178,919 | 0 | Fund of Funds |
| MEOC | United States | 805-9908175025 | Hedge Fund | 106,517,859 | 100,000 | Feeder Fund Fund of Funds |
| MPFD | Cayman Islands | 805-8771176991 | Hedge Fund | 1,706,510,670 | 100,000 | Feeder Fund |
| MPMD | Cayman Islands | 805-1297006246 | Hedge Fund | 3,378,311,952 | 0 | Master Fund |
| MSOM | Cayman Islands | 805-5640378986 | Hedge Fund | 1,779,253 | 0 | Master Fund Fund of Funds |
| MRLF | Cayman Islands | 805-9138621312 | Private Equity Fund | 11,269,709 | 100,000 | |
| SCFD | Cayman Islands | 805-7062365127 | Hedge Fund | 699,138,740 | 100,000 | Fund of Funds |
| MLDC | Cayman Islands | 805-2708532378 | Hedge Fund | 165,145 | 0 | Fund of Funds |
| EKMC | United States | 805-9615914390 | Private Equity Fund | 234,801,399 | 5,000,000 | |
| SOFD | Cayman Islands | 805-2478844539 | Hedge Fund | 252,989,736 | 100,000 | Feeder Fund Fund of Funds |
| MAOD | Cayman Islands | 805-5363630836 | Hedge Fund | 288,128,078 | 5,000,000 | Fund of Funds |
| MLDL | Cayman Islands | 805-8205347943 | Hedge Fund | 1,075,582 | 0 | Fund of Funds |
| MLPC | United States | 805-1738644506 | Hedge Fund | 34,047 | 0 | Fund of Funds |
WhaleScore history for MAGNETAR FINANCIAL LLC
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**EXPERIMENTAL** Current International Short Positions
Only includes UK, France, Germany, Japan, and HKEX are presently being processed.
| Holder | Issuer | Net Short Position | Position Date | Origin |
|---|---|---|---|---|
| Magnetar Financial LLC | Frontline plc | 1.53% | 2023-01-19 | GERMANY |
| MAGNETAR FINANCIAL LLC | FRONTLINE PLC | 1.56% | 2020-01-26 | NORWAY |
