MAIN MANAGEMENT ETF ADVISORS, LLC

HTTP://WWW.MAINMGTETFS.COM/ SAN FRANCISCO, CA Investment Advisor How do I update this listing?

Main Management ETF Advisors is based out of San Francisco. Main Management ETF Advisors is a large advisory firm with 1 clients and discretionary assets under management (AUM) of $361,079,551 (Form ADV from 2019-03-29). Their last reported 13F filing for Q3 2019 included $460,355,000 in managed 13F securities and a top 10 holdings concentration of 94.32%. Main Management ETF Advisors's largest holding is SPDR S&P Technology ETF with shares held of 1,330,000. Whalewisdom has at least 8 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $460.355 Million
  • Prior Market Value $434.034 Million
  • New Purchases3 stocks
  • Additional Purchases7 stocks
  • Sold out of2 stocks
  • Reduced holdings in2 stocks
  • Top 10 Holdings % 94.32 %
  • Turnover % [1]:41.67%
  • Turnover Alt % [2]: 19.25 %
  • Time Held Top20:4.17 quarters
  • Time Held Top10:3.60 quarters
  • Time Held All:4.17 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 9.15%
Performance Last 4 Quarters: 14.46%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MAIN MANAGEMENT ETF ADVISORS, LLC
601 CALIFORNIA STREET SUITE 620
SAN FRANCISCO CA    94108-2811
Country: United States

Business Phone: 415-217-5800
Fax: 415-217-5809
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 1
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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MAIN MANAGEMENT ETF ADVISORS, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
DOCKER, BLAINE, Anderson SECRETARY AND CHIEF OPERATING OFFICER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAIN MANAGEMENT, LLC CHIEF OPERATIONS OFFICER direct 2007-02-01
MAIN MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-02-01
MAIN MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER direct 2007-02-01
MAIN MANAGEMENT FUND ADVISORS, LLC SECRETARY AND CHIEF OPERATING OFFICER direct 2015-09-01
MAIN MANAGEMENT ETF ADVISORS, LLC SECRETARY AND CHIEF OPERATING OFFICER direct 2017-02-01
ESMAIL, HAFEEZ, AKBER CHIEF COMPLIANCE OFFICER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAIN MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2013-03-01
MAIN MANAGEMENT FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2015-09-01
MAIN MANAGEMENT ETF ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
ARTHUR, KIM, DAVID PRESIDENT AND CHIEF EXECUTIVE OFFICER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAIN MANAGEMENT, LLC MANAGING MEMBER, CEO AND PRESIDENT direct 2002-08-01
MAIN MANAGEMENT, LLC PRESIDENT direct 2002-08-01
MAIN MANAGEMENT, LLC MANAGING MEMBER, PRESIDENT direct 2002-08-01
MAIN MANAGEMENT FUND ADVISORS, LLC MANAGING MEMBER, CEO AND PRESIDENT indirect 2002-08-01
MAIN MANAGEMENT FUND ADVISORS, LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2015-09-01
MAIN MANAGEMENT ETF ADVISORS, LLC MANAGING MEMBER, CEO AND PRESIDENT indirect 2002-08-01
MAIN MANAGEMENT ETF ADVISORS, LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2017-02-01
MAIN MANAGEMENT, LLC MANAGING MEMBER AND SOLE OWNER 02/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
MAIN MANAGEMENT FUND ADVISORS, LLC SOLE MEMBER direct 2015-09-01
MAIN MANAGEMENT FUND ADVISORS, LLC MANAGING MEMBER direct 2015-09-01
MAIN MANAGEMENT ETF ADVISORS, LLC MANAGING MEMBER AND SOLE OWNER direct 2017-02-01
ARTHUR, KIM, DAVID MANAGING MEMBER, CEO AND PRESIDENT MAIN MANAGEMENT, LLC 08/01/2002 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAIN MANAGEMENT, LLC MANAGING MEMBER, CEO AND PRESIDENT direct 2002-08-01
MAIN MANAGEMENT, LLC PRESIDENT direct 2002-08-01
MAIN MANAGEMENT, LLC MANAGING MEMBER, PRESIDENT direct 2002-08-01
MAIN MANAGEMENT FUND ADVISORS, LLC MANAGING MEMBER, CEO AND PRESIDENT indirect 2002-08-01
MAIN MANAGEMENT FUND ADVISORS, LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2015-09-01
MAIN MANAGEMENT ETF ADVISORS, LLC MANAGING MEMBER, CEO AND PRESIDENT indirect 2002-08-01
MAIN MANAGEMENT ETF ADVISORS, LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2017-02-01

MAIN MANAGEMENT ETF ADVISORS, LLC

ownership team - last updated 2017-06-12
Name Title Start Date Direct/Indirect % Ownership
MAIN MANAGEMENT, LLC MANAGING MEMBER AND SOLE OWNER 02/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
MAIN MANAGEMENT FUND ADVISORS, LLC SOLE MEMBER direct 2015-09-01
MAIN MANAGEMENT FUND ADVISORS, LLC MANAGING MEMBER direct 2015-09-01
MAIN MANAGEMENT ETF ADVISORS, LLC MANAGING MEMBER AND SOLE OWNER direct 2017-02-01
DOCKER, BLAINE, Anderson SECRETARY AND CHIEF OPERATING OFFICER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAIN MANAGEMENT, LLC CHIEF OPERATIONS OFFICER direct 2007-02-01
MAIN MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-02-01
MAIN MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER direct 2007-02-01
MAIN MANAGEMENT FUND ADVISORS, LLC SECRETARY AND CHIEF OPERATING OFFICER direct 2015-09-01
MAIN MANAGEMENT ETF ADVISORS, LLC SECRETARY AND CHIEF OPERATING OFFICER direct 2017-02-01
ESMAIL, HAFEEZ, AKBER CHIEF COMPLIANCE OFFICER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAIN MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2013-03-01
MAIN MANAGEMENT FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2015-09-01
MAIN MANAGEMENT ETF ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
ARTHUR, KIM, DAVID PRESIDENT AND CHIEF EXECUTIVE OFFICER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAIN MANAGEMENT, LLC MANAGING MEMBER, CEO AND PRESIDENT direct 2002-08-01
MAIN MANAGEMENT, LLC PRESIDENT direct 2002-08-01
MAIN MANAGEMENT, LLC MANAGING MEMBER, PRESIDENT direct 2002-08-01
MAIN MANAGEMENT FUND ADVISORS, LLC MANAGING MEMBER, CEO AND PRESIDENT indirect 2002-08-01
MAIN MANAGEMENT FUND ADVISORS, LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2015-09-01
MAIN MANAGEMENT ETF ADVISORS, LLC MANAGING MEMBER, CEO AND PRESIDENT indirect 2002-08-01
MAIN MANAGEMENT ETF ADVISORS, LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2017-02-01
CONCIDINE, JAMES, WESLEY MANAGING MEMBER MAIN MANAGEMENT, LLC 07/01/2002 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAIN MANAGEMENT, LLC MANAGING MEMBER direct 2002-07-01
MAIN MANAGEMENT, LLC MANAGING MEMBER, CHIEF FINANCIAL OFFICER direct 2002-07-01
MAIN MANAGEMENT FUND ADVISORS, LLC MANAGING MEMBER indirect 2002-07-01
MAIN MANAGEMENT FUND ADVISORS, LLC MANAGING MEMBER, CHIEF FINANCIAL OFFICER indirect 2002-07-01
MAIN MANAGEMENT ETF ADVISORS, LLC MANAGING MEMBER indirect 2002-07-01
ARTHUR, KIM, DAVID MANAGING MEMBER, CEO AND PRESIDENT MAIN MANAGEMENT, LLC 08/01/2002 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAIN MANAGEMENT, LLC MANAGING MEMBER, CEO AND PRESIDENT direct 2002-08-01
MAIN MANAGEMENT, LLC PRESIDENT direct 2002-08-01
MAIN MANAGEMENT, LLC MANAGING MEMBER, PRESIDENT direct 2002-08-01
MAIN MANAGEMENT FUND ADVISORS, LLC MANAGING MEMBER, CEO AND PRESIDENT indirect 2002-08-01
MAIN MANAGEMENT FUND ADVISORS, LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2015-09-01
MAIN MANAGEMENT ETF ADVISORS, LLC MANAGING MEMBER, CEO AND PRESIDENT indirect 2002-08-01
MAIN MANAGEMENT ETF ADVISORS, LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2017-02-01

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