MASON STREET ADVISORS, LLC

MILWAUKEE, WI Investment Advisor How do I update this listing?

Mason Street Advisors is based out of Milwaukee. Mason Street Advisors is a large advisory firm with 3 clients and discretionary assets under management (AUM) of $27,664,000,000 (Form ADV from 2019-10-04). Their last reported 13F filing for Q4 2019 included $5,126,736,000 in managed 13F securities and a top 10 holdings concentration of 16.92%. Mason Street Advisors's largest holding is Apple Inc with shares held of 595,915. Whalewisdom has at least 74 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $5.127 Billion
  • Prior Market Value $4.769 Billion
  • New Purchases56 stocks
  • Additional Purchases1140 stocks
  • Sold out of56 stocks
  • Reduced holdings in318 stocks
  • Top 10 Holdings % 16.92 %
  • Turnover % [1]:7.39%
  • Turnover Alt % [2]: 3.37 %
  • Time Held Top20:15.85 quarters
  • Time Held Top10:15.80 quarters
  • Time Held All:40.71 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 6.97%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

MASON STREET ADVISORS, LLC
720 EAST WISCONSIN AVENUE
MILWAUKEE WI    53202-4797
Country: United States

Business Phone: 414-665-5400
Fax: 414-625-7242
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 11
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,INTERNAL COST ALLOCATION
Amount of client funds and securities:
Total Number of Clients: 3
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (2),11.D (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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MASON STREET ADVISORS, LLC

ownership team - last updated 2019-10-04
Name Title Start Date Direct/Indirect % Ownership
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY PARENT COMPANY 05/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC SOLE MEMBER direct 1968-04-01
NORTHWESTERN MUTUAL CAPITAL, LLC SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL, LLC direct 1997-05-01
TODD SECURITIES, INC. SHAREHOLDER indirect 1997-12-01
NETWORK PLANNING ADVISORS, L.L.C. MANAGING MEMBER direct 1998-09-01
NORTHWESTERN MUTUAL TRUST COMPANY PARENT COMPANY direct 2000-08-01
MASON STREET ADVISORS, LLC PARENT COMPANY direct 2001-05-01
RUSSELL INVESTMENTS IRELAND II LIMITED CORPORATE PARENT indirect 2005-12-01
NORTHWESTERN MUTUAL CAPITAL, LLC SOLE SHAREHOLDER/PARENT, NORTHWESTERN MUTUAL CAPITAL LIMITED direct 2007-04-01
NORTHWESTERN MUTUAL CAPITAL, LLC SOLE MEMBER/PARENT, NM GP HOLDINGS, LLC indirect 2008-04-01
U.S. ONE, INC. SHAREHOLDER indirect 2011-03-01
LEARNVEST PLANNING SERVICES, LLC MEMBER indirect 2015-05-01
ROBERT W. BAIRD & CO. INCORPORATED SHAREHOLDER indirect 1982-12-01 2001-03-30
ROBERT W. BAIRD & CO. INCORPORATED SHAREHOLDER indirect 2001-05-01 2004-03-18
BAIRD CAPITAL PARTNERS MANAGEMENT COMPANY III, LLC SHAREHOLDER indirect 2001-05-01 2004-03-19
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY I, L.L.C. SHAREHOLDER indirect 2001-05-01 2004-03-19
PANTHEON VENTURES INC. CORPORATE PARENT indirect 1999-01-01 2010-03-31
RUSSELL REAL ESTATE ADVISORS INC SHAREHOLDER indirect 1999-01-01 2013-03-25
FRANK RUSSELL COMPANY SHAREHOLDER direct 1999-01-01 2013-06-20
RUSSELL INSTITUTIONAL SERVICES INC. CORPORATE PARENT indirect 1999-01-01 2013-06-27
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY SHAREHOLDER indirect 1999-01-01 2013-10-07
RUSSELL IMPLEMENTATION SERVICES INC. CORPORATE PARENT indirect 1999-01-01 2013-10-07
RUSSELL IMPLEMENTATION SERVICES INC. SHAREHOLDER indirect 2013-12-01 2014-03-25
RUSSELL REAL ESTATE ADVISORS INC SHAREHOLDER indirect 2013-12-01 2014-03-25
FRANK RUSSELL COMPANY SHAREHOLDER indirect 2013-12-01 2014-06-17
RUSSELL CAPITAL INC. SHAREHOLDER indirect 2013-12-01 2014-09-10
RUSSELL INVESTMENT MANAGEMENT COMPANY SHAREHOLDER indirect 2013-12-01 2014-09-11
NEXTCAPITAL ADVISERS, INC. MEMBER indirect 2013-12-01 2015-10-21
BAUER, CHRIS, MICHAEL INDEPENDENT DIRECTOR 11/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC INDEPENDENT DIRECTOR direct 2001-11-01
MASON STREET ADVISERS, LLC DIRECTOR direct 2001-11-01 2009-03-27
FLEMING, KATE, MARIE PRESIDENT & DIRECTOR 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC VICE PRESIDENT-OPERATIONS direct 2004-01-01
MASON STREET ADVISORS, LLC PRESIDENT direct 2004-01-01
MASON STREET ADVISORS, LLC TREASURER AND VICE PRESIDENT-OPERATIONS direct 2004-01-01
MASON STREET ADVISORS, LLC PRESIDENT & DIRECTOR direct 2004-01-01
MASON STREET ADVISORS, LLC TREASURER, VICE PRESIDENT-OPERATIONS AND DIRECTOR direct 2004-01-01
PAVLICK, RANDY, MICHAEL CHIEF COMPLIANCE OFFICER 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-03-01
HEISTAD, ANDREW, JOHN VICE PRESIDENT AND TREASURER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC VICE PRESIDENT AND TREASURER direct 2015-01-01
BENTLEY, JOHN, EMERSON CHAIRMAN OF THE BOARD 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC CHAIRMAN OF THE BOARD direct 2016-02-01

MASON STREET ADVISORS, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
PAVLICK, RANDY, MICHAEL CHIEF COMPLIANCE OFFICER 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-03-01
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY PARENT COMPANY 05/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC SOLE MEMBER direct 1968-04-01
NORTHWESTERN MUTUAL CAPITAL, LLC SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL, LLC direct 1997-05-01
TODD SECURITIES, INC. SHAREHOLDER indirect 1997-12-01
NETWORK PLANNING ADVISORS, L.L.C. MANAGING MEMBER direct 1998-09-01
NORTHWESTERN MUTUAL TRUST COMPANY PARENT COMPANY direct 2000-08-01
MASON STREET ADVISORS, LLC PARENT COMPANY direct 2001-05-01
RUSSELL INVESTMENTS IRELAND II LIMITED CORPORATE PARENT indirect 2005-12-01
NORTHWESTERN MUTUAL CAPITAL, LLC SOLE SHAREHOLDER/PARENT, NORTHWESTERN MUTUAL CAPITAL LIMITED direct 2007-04-01
NORTHWESTERN MUTUAL CAPITAL, LLC SOLE MEMBER/PARENT, NM GP HOLDINGS, LLC indirect 2008-04-01
U.S. ONE, INC. SHAREHOLDER indirect 2011-03-01
LEARNVEST PLANNING SERVICES, LLC MEMBER indirect 2015-05-01
ROBERT W. BAIRD & CO. INCORPORATED SHAREHOLDER indirect 1982-12-01 2001-03-30
ROBERT W. BAIRD & CO. INCORPORATED SHAREHOLDER indirect 2001-05-01 2004-03-18
BAIRD CAPITAL PARTNERS MANAGEMENT COMPANY III, LLC SHAREHOLDER indirect 2001-05-01 2004-03-19
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY I, L.L.C. SHAREHOLDER indirect 2001-05-01 2004-03-19
PANTHEON VENTURES INC. CORPORATE PARENT indirect 1999-01-01 2010-03-31
RUSSELL REAL ESTATE ADVISORS INC SHAREHOLDER indirect 1999-01-01 2013-03-25
FRANK RUSSELL COMPANY SHAREHOLDER direct 1999-01-01 2013-06-20
RUSSELL INSTITUTIONAL SERVICES INC. CORPORATE PARENT indirect 1999-01-01 2013-06-27
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY SHAREHOLDER indirect 1999-01-01 2013-10-07
RUSSELL IMPLEMENTATION SERVICES INC. CORPORATE PARENT indirect 1999-01-01 2013-10-07
RUSSELL IMPLEMENTATION SERVICES INC. SHAREHOLDER indirect 2013-12-01 2014-03-25
RUSSELL REAL ESTATE ADVISORS INC SHAREHOLDER indirect 2013-12-01 2014-03-25
FRANK RUSSELL COMPANY SHAREHOLDER indirect 2013-12-01 2014-06-17
RUSSELL CAPITAL INC. SHAREHOLDER indirect 2013-12-01 2014-09-10
RUSSELL INVESTMENT MANAGEMENT COMPANY SHAREHOLDER indirect 2013-12-01 2014-09-11
NEXTCAPITAL ADVISERS, INC. MEMBER indirect 2013-12-01 2015-10-21
BAUER, CHRIS, MICHAEL INDEPENDENT DIRECTOR 11/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC INDEPENDENT DIRECTOR direct 2001-11-01
MASON STREET ADVISERS, LLC DIRECTOR direct 2001-11-01 2009-03-27
FLEMING, KATE, MARIE PRESIDENT & DIRECTOR 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC VICE PRESIDENT-OPERATIONS direct 2004-01-01
MASON STREET ADVISORS, LLC PRESIDENT direct 2004-01-01
MASON STREET ADVISORS, LLC TREASURER AND VICE PRESIDENT-OPERATIONS direct 2004-01-01
MASON STREET ADVISORS, LLC PRESIDENT & DIRECTOR direct 2004-01-01
MASON STREET ADVISORS, LLC TREASURER, VICE PRESIDENT-OPERATIONS AND DIRECTOR direct 2004-01-01
HEISTAD, ANDREW, JOHN VICE PRESIDENT AND TREASURER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC VICE PRESIDENT AND TREASURER direct 2015-01-01
BENTLEY, JOHN, EMERSON CHAIRMAN OF THE BOARD 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC CHAIRMAN OF THE BOARD direct 2016-02-01

MASON STREET ADVISORS, LLC

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY PARENT COMPANY 05/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC SOLE MEMBER direct 1968-04-01
NORTHWESTERN MUTUAL CAPITAL, LLC SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL, LLC direct 1997-05-01
TODD SECURITIES, INC. SHAREHOLDER indirect 1997-12-01
NETWORK PLANNING ADVISORS, L.L.C. MANAGING MEMBER direct 1998-09-01
NORTHWESTERN MUTUAL TRUST COMPANY PARENT COMPANY direct 2000-08-01
MASON STREET ADVISORS, LLC PARENT COMPANY direct 2001-05-01
RUSSELL INVESTMENTS IRELAND II LIMITED CORPORATE PARENT indirect 2005-12-01
NORTHWESTERN MUTUAL CAPITAL, LLC SOLE SHAREHOLDER/PARENT, NORTHWESTERN MUTUAL CAPITAL LIMITED direct 2007-04-01
NORTHWESTERN MUTUAL CAPITAL, LLC SOLE MEMBER/PARENT, NM GP HOLDINGS, LLC indirect 2008-04-01
U.S. ONE, INC. SHAREHOLDER indirect 2011-03-01
LEARNVEST PLANNING SERVICES, LLC MEMBER indirect 2015-05-01
ROBERT W. BAIRD & CO. INCORPORATED SHAREHOLDER indirect 1982-12-01 2001-03-30
ROBERT W. BAIRD & CO. INCORPORATED SHAREHOLDER indirect 2001-05-01 2004-03-18
BAIRD CAPITAL PARTNERS MANAGEMENT COMPANY III, LLC SHAREHOLDER indirect 2001-05-01 2004-03-19
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY I, L.L.C. SHAREHOLDER indirect 2001-05-01 2004-03-19
PANTHEON VENTURES INC. CORPORATE PARENT indirect 1999-01-01 2010-03-31
RUSSELL REAL ESTATE ADVISORS INC SHAREHOLDER indirect 1999-01-01 2013-03-25
FRANK RUSSELL COMPANY SHAREHOLDER direct 1999-01-01 2013-06-20
RUSSELL INSTITUTIONAL SERVICES INC. CORPORATE PARENT indirect 1999-01-01 2013-06-27
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY SHAREHOLDER indirect 1999-01-01 2013-10-07
RUSSELL IMPLEMENTATION SERVICES INC. CORPORATE PARENT indirect 1999-01-01 2013-10-07
RUSSELL IMPLEMENTATION SERVICES INC. SHAREHOLDER indirect 2013-12-01 2014-03-25
RUSSELL REAL ESTATE ADVISORS INC SHAREHOLDER indirect 2013-12-01 2014-03-25
FRANK RUSSELL COMPANY SHAREHOLDER indirect 2013-12-01 2014-06-17
RUSSELL CAPITAL INC. SHAREHOLDER indirect 2013-12-01 2014-09-10
RUSSELL INVESTMENT MANAGEMENT COMPANY SHAREHOLDER indirect 2013-12-01 2014-09-11
NEXTCAPITAL ADVISERS, INC. MEMBER indirect 2013-12-01 2015-10-21
BAUER, CHRIS, MICHAEL INDEPENDENT DIRECTOR 11/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC INDEPENDENT DIRECTOR direct 2001-11-01
MASON STREET ADVISERS, LLC DIRECTOR direct 2001-11-01 2009-03-27
FLEMING, KATE, MARIE PRESIDENT & DIRECTOR 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC VICE PRESIDENT-OPERATIONS direct 2004-01-01
MASON STREET ADVISORS, LLC PRESIDENT direct 2004-01-01
MASON STREET ADVISORS, LLC TREASURER AND VICE PRESIDENT-OPERATIONS direct 2004-01-01
MASON STREET ADVISORS, LLC PRESIDENT & DIRECTOR direct 2004-01-01
MASON STREET ADVISORS, LLC TREASURER, VICE PRESIDENT-OPERATIONS AND DIRECTOR direct 2004-01-01
PAVLICK, RANDY, MICHAEL CHIEF COMPLIANCE OFFICER 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-03-01
HEISTAD, ANDREW, JOHN VICE PRESIDENT AND TREASURER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC VICE PRESIDENT AND TREASURER direct 2015-01-01
BENTLEY, JOHN, EMERSON CHAIRMAN OF THE BOARD 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASON STREET ADVISORS, LLC CHAIRMAN OF THE BOARD direct 2016-02-01

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