MAI CAPITAL MANAGEMENT

HTTP://WWW.MAI.CAPITAL CLEVELAND, OH Investment Advisor Hedge Fund How do I update this listing?

Also known as:

  • MAI WEALTH ADVISORS
  • MCCORMACK ADVISORS INTERNATIONAL
  • INVESTMENT ADVISORS INTERNATIONAL INC/OH

MAI Capital Management is based out of Cleveland. MAI Capital Management is a large advisory firm with 1243 clients and discretionary assets under management (AUM) of $4,223,373,011 (Form ADV from 2018-06-01). Their last reported 13F filing for Q2 2019 included $2,088,894,000 in managed 13F securities and a top 10 holdings concentration of 27.47%. MAI Capital Management's largest holding is iShares Core S&P 500 ETF with shares held of 486,602. MAI Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 78 13F filings

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Equal-WT
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68

S&P 500
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Manager Weighted
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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $2.213 Billion
  • Prior Market Value $1.953 Billion
  • New Purchases94 stocks
  • Additional Purchases223 stocks
  • Sold out of25 stocks
  • Reduced holdings in137 stocks
  • Top 10 Holdings % 25.93 %
  • Turnover % [1]:22.97%
  • Turnover Alt % [2]: 11.23 %
  • Time Held Top20:14.47 quarters
  • Time Held Top10:10.33 quarters
  • Time Held All:15.91 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.42%
Performance Last 4 Quarters: -3.0%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR/A (Subscription required)
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  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
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  • 2011-06-30 - 13F-HR (Subscription required)
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  • 2006-12-31 - 13F-HR (Subscription required)
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  • 2004-12-31 - 13F-HR (Subscription required)
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  • 2003-12-31 - 13F-HR (Subscription required)
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  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MAI CAPITAL MANAGEMENT, LLC
Classified as Hedge Fund
1360 EAST 9TH STREET SUITE 1100
CLEVELAND OH    44114-1782
Country: United States

Business Phone: (216) 920-4800
Fax: (216) 588-1007
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 77
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Performance-based fees,PERCENTAGE OF NON-INVESTMENT INCOME
Amount of client funds and securities: 1,802,740,000
Total Number of Clients: 1243
Amount of client funds and securities by related persons: 273,965,000
Total Number of clients from related persons: 16
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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MAI CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
BUONCORE, RICHARD, JAMES MANAGING PARTNER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BC INVESTMENT PARTNERS LLC MEMBER AND MANAGER indirect 2005-10-01
BC INVESTMENT PARTNERS LLC MANAGING PARTNER direct 2005-11-01
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-02-01
MAI WEALTH ADVISORS LLC MANAGING PARTNER direct 2007-02-01
MCDONALD INVESTMENTS INC. SENIOR MANAGING DIRECTOR direct 2003-07-01 2004-05-17
KEY ASSET MANAGEMENT INC DIRECTOR, PRESIDENT, CEO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2005-02-04
VICTORY CAPITAL MANAGEMENT INC. DIRECTOR, CEO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2005-02-04
MAI WEALTH ADVISORS LLC OWNER indirect 2007-02-01 2011-08-12
THE BUONCORE GROUP MEMBER 02/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER direct 2007-02-01
MAI WEALTH ADVISORS LLC OWNER direct 2007-02-01
BC INVESTMENT PARTNERS LLC MEMBER AND INVESTOR indirect 2005-10-01
KACIC, JAMES, D. CHIEF FINANCIAL OFFICER 05/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2008-05-01
KEY ASSET MANAGEMENT INC CAO, CFO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2001-05-30
VICTORY CAPITAL MANAGEMENT INC. CAO, CFO, CCO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2001-06-07
VICTORY CAPITAL MANAGEMENT INC. CAO, & SENIOR MANAGING DIRECTOR direct 1997-02-01 2002-03-28
SUMMERS, MARK, HUNTER CHIEF OPERATING OFFICER 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
VICTORY CAPITAL MANAGEMENT INC. CAO direct 2002-12-01
MAI CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2010-02-01
TITCHENELL, SHIRLEY, ANN CHIEF COMPLIANCE OFFICER 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2010-10-01
MURA HOLDINGS LLC MEMBER 03/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER direct 2011-03-01
MAI CAPITAL MANAGEMENT, LLC MEMBER direct 2011-03-01
ZALLER, JOHN, DANIEL CHIEF INVESTMENT OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2015-01-01
MAI CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2016-01-01
PROJECT 216 ACQUISITION, LLC MEMBER 06/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2017-04-01
MAI CAPITAL MANAGEMENT, LLC MEMBER direct 2017-06-01
EP WEALTH ADVISORS, INC. MEMBER indirect 2017-07-01
EP WEALTH ADVISORS, INC. MEMBER direct 2017-07-01
BUONCORE, RICHARD, JAMES MEMBER THE BUONCORE GROUP 02/01/2007 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BC INVESTMENT PARTNERS LLC MEMBER AND MANAGER indirect 2005-10-01
BC INVESTMENT PARTNERS LLC MANAGING PARTNER direct 2005-11-01
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-02-01
MAI WEALTH ADVISORS LLC MANAGING PARTNER direct 2007-02-01
MCDONALD INVESTMENTS INC. SENIOR MANAGING DIRECTOR direct 2003-07-01 2004-05-17
KEY ASSET MANAGEMENT INC DIRECTOR, PRESIDENT, CEO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2005-02-04
VICTORY CAPITAL MANAGEMENT INC. DIRECTOR, CEO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2005-02-04
MAI WEALTH ADVISORS LLC OWNER indirect 2007-02-01 2011-08-12
BUONCORE, LORRAINE MEMBER THE BUONCORE GROUP 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-02-01
MAI WEALTH ADVISORS LLC OWNER indirect 2007-02-01
BC INVESTMENT PARTNERS LLC MEMBER indirect 2005-10-01
AHUJA, MONTE MEMBER - TRUST MURA HOLDINGS LLC 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER THROUGH TRUST indirect 2009-10-01
MAI CAPITAL MANAGEMENT, LLC MEMBER - TRUST indirect 2009-10-01
AHUJA, USHA MEMBER - TRUST MURA HOLDINGS LLC 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER THROUGH TRUST indirect 2009-10-01
MAI CAPITAL MANAGEMENT, LLC MEMBER - TRUST indirect 2009-10-01
AHUJA, MANISHA MEMBER - TRUST MURA HOLDINGS LLC 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER THROUGH TRUST indirect 2009-10-01
MAI CAPITAL MANAGEMENT, LLC MEMBER - TRUST indirect 2009-10-01
AHUJA, RITU MEMBER - TRUST MURA HOLDINGS LLC 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER THROUGH TRUST indirect 2009-10-01
MAI CAPITAL MANAGEMENT, LLC MEMBER - TRUST indirect 2009-10-01
WEALTH PARTNERS CAPITAL GROUP, LLC MEMBER PROJECT 216 ACQUISITION, LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2017-04-01
MAI CAPITAL MANAGEMENT, LLC MEMBER direct 2017-06-01
EP WEALTH ADVISORS, INC. MEMBER indirect 2017-07-01
EP WEALTH ADVISORS, INC. MEMBER direct 2017-07-01
76 WEST HOLDINGS, LLC MEMBER WEALTH PARTNERS CAPITAL GROUP, LLC 06/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2017-06-01
SCHWARTZ, ERIC, STUART MEMBER 76 WEST HOLDINGS, LLC 06/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL CO-HEAD, INVESTMENT MANAGEMENT DIVISION (CHIEF EXECUTIVE OFFICER) direct 2003-04-01
GOLDMAN SACHS ASSET MANAGEMENT, L.P. CO-HEAD, INVESTMENT MANAGEMENT DIVISION (CHIEF EXECUTIVE OFFICER) direct 2003-04-01
GOLDMAN SACHS PRINCETON LLC MANAGING DIRECTOR, DIRECTOR direct 2003-12-01
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-06-01
FFT WEALTH MANAGEMENT LLC MEMBER indirect 2008-06-01
LGL PARTNERS, LLC MEMBER indirect 2008-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
MAI LENDING FUND, L.P. United States 805-7839543777 Private Equity Fund 14,657,997 0
MAI DIVERSIFIED REAL ESTATE INCOME FUND II, L.P. United States 805-8882768751 Real Estate Fund 20,010,612 250,000 Fund of Funds
MAI CAPITAL INCOME AND GROWTH FUND IV, L.P. United States 805-3408557980 Real Estate Fund 34,384,751 100,000 Fund of Funds
MAI CAPITAL INCOME AND GROWTH FUND III, LP United States 805-3625538062 Real Estate Fund 36,726,487 250,000
MAI CAPITAL INCOME AND GROWTH FUND II, L.P. United States 805-5742146501 Real Estate Fund 25,994,493 100,000 Fund of Funds
MAI OPPORTUNITY FUND, LP United States 805-1420670319 Private Equity Fund 14,980,818 250,000 Fund of Funds
MAI MANAGED VOLATILITY FUND, LP United States 805-2380978685 Other Private Fund EMPLOYS OPTION STRATEGY WITH NO LEVERAGE 49,247,579 100,000
MAI WEALTH PRIVATE EQUITY FUND, L.P. United States 805-9360904657 Private Equity Fund 3,804,758 100,000 Fund of Funds
MAI DIVERSIFIED REAL ESTATE INCOME FUND, L.P. United States 805-5757635224 Real Estate Fund 58,902,372 250,000 Fund of Funds

MAI CAPITAL MANAGEMENT, LLC

ownership team - last updated 2018-11-15
Name Title Start Date Direct/Indirect % Ownership
BUONCORE, RICHARD, JAMES MANAGING PARTNER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BC INVESTMENT PARTNERS LLC MEMBER AND MANAGER indirect 2005-10-01
BC INVESTMENT PARTNERS LLC MANAGING PARTNER direct 2005-11-01
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-02-01
MAI WEALTH ADVISORS LLC MANAGING PARTNER direct 2007-02-01
MCDONALD INVESTMENTS INC. SENIOR MANAGING DIRECTOR direct 2003-07-01 2004-05-17
KEY ASSET MANAGEMENT INC DIRECTOR, PRESIDENT, CEO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2005-02-04
VICTORY CAPITAL MANAGEMENT INC. DIRECTOR, CEO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2005-02-04
MAI WEALTH ADVISORS LLC OWNER indirect 2007-02-01 2011-08-12
THE BUONCORE GROUP MEMBER 02/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER direct 2007-02-01
MAI WEALTH ADVISORS LLC OWNER direct 2007-02-01
BC INVESTMENT PARTNERS LLC MEMBER AND INVESTOR indirect 2005-10-01
KACIC, JAMES, D. CHIEF FINANCIAL OFFICER 05/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2008-05-01
KEY ASSET MANAGEMENT INC CAO, CFO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2001-05-30
VICTORY CAPITAL MANAGEMENT INC. CAO, CFO, CCO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2001-06-07
VICTORY CAPITAL MANAGEMENT INC. CAO, & SENIOR MANAGING DIRECTOR direct 1997-02-01 2002-03-28
SUMMERS, MARK, HUNTER CHIEF OPERATING OFFICER 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
VICTORY CAPITAL MANAGEMENT INC. CAO direct 2002-12-01
MAI CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2010-02-01
TITCHENELL, SHIRLEY, ANN CHIEF COMPLIANCE OFFICER 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2010-10-01
MURA HOLDINGS LLC MEMBER 03/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER direct 2011-03-01
MAI CAPITAL MANAGEMENT, LLC MEMBER direct 2011-03-01
ZALLER, JOHN, DANIEL CHIEF INVESTMENT OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2015-01-01
MAI CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2016-01-01
PROJECT 216 ACQUISITION, LLC MEMBER 06/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2017-04-01
MAI CAPITAL MANAGEMENT, LLC MEMBER direct 2017-06-01
EP WEALTH ADVISORS, INC. MEMBER indirect 2017-07-01
EP WEALTH ADVISORS, INC. MEMBER direct 2017-07-01
BUONCORE, RICHARD, JAMES MEMBER THE BUONCORE GROUP 02/01/2007 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BC INVESTMENT PARTNERS LLC MEMBER AND MANAGER indirect 2005-10-01
BC INVESTMENT PARTNERS LLC MANAGING PARTNER direct 2005-11-01
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-02-01
MAI WEALTH ADVISORS LLC MANAGING PARTNER direct 2007-02-01
MCDONALD INVESTMENTS INC. SENIOR MANAGING DIRECTOR direct 2003-07-01 2004-05-17
KEY ASSET MANAGEMENT INC DIRECTOR, PRESIDENT, CEO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2005-02-04
VICTORY CAPITAL MANAGEMENT INC. DIRECTOR, CEO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2005-02-04
MAI WEALTH ADVISORS LLC OWNER indirect 2007-02-01 2011-08-12
BUONCORE, LORRAINE MEMBER THE BUONCORE GROUP 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-02-01
MAI WEALTH ADVISORS LLC OWNER indirect 2007-02-01
BC INVESTMENT PARTNERS LLC MEMBER indirect 2005-10-01
AHUJA, MONTE MEMBER - TRUST MURA HOLDINGS LLC 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER THROUGH TRUST indirect 2009-10-01
MAI CAPITAL MANAGEMENT, LLC MEMBER - TRUST indirect 2009-10-01
AHUJA, USHA MEMBER - TRUST MURA HOLDINGS LLC 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER THROUGH TRUST indirect 2009-10-01
MAI CAPITAL MANAGEMENT, LLC MEMBER - TRUST indirect 2009-10-01
AHUJA, MANISHA MEMBER - TRUST MURA HOLDINGS LLC 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER THROUGH TRUST indirect 2009-10-01
MAI CAPITAL MANAGEMENT, LLC MEMBER - TRUST indirect 2009-10-01
AHUJA, RITU MEMBER - TRUST MURA HOLDINGS LLC 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER THROUGH TRUST indirect 2009-10-01
MAI CAPITAL MANAGEMENT, LLC MEMBER - TRUST indirect 2009-10-01
WEALTH PARTNERS CAPITAL GROUP, LLC MEMBER PROJECT 216 ACQUISITION, LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2017-04-01
MAI CAPITAL MANAGEMENT, LLC MEMBER direct 2017-06-01
EP WEALTH ADVISORS, INC. MEMBER indirect 2017-07-01
EP WEALTH ADVISORS, INC. MEMBER direct 2017-07-01
76 WEST HOLDINGS, LLC MEMBER WEALTH PARTNERS CAPITAL GROUP, LLC 06/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2017-06-01
SCHWARTZ, ERIC, STUART MEMBER 76 WEST HOLDINGS, LLC 06/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL CO-HEAD, INVESTMENT MANAGEMENT DIVISION (CHIEF EXECUTIVE OFFICER) direct 2003-04-01
GOLDMAN SACHS ASSET MANAGEMENT, L.P. CO-HEAD, INVESTMENT MANAGEMENT DIVISION (CHIEF EXECUTIVE OFFICER) direct 2003-04-01
GOLDMAN SACHS PRINCETON LLC MANAGING DIRECTOR, DIRECTOR direct 2003-12-01
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-06-01
FFT WEALTH MANAGEMENT LLC MEMBER indirect 2008-06-01
LGL PARTNERS, LLC MEMBER indirect 2008-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
MAI DIVERSIFIED REAL ESTATE INCOME FUND II, L.P. United States 805-8882768751 Real Estate Fund 4,816,624 250,000 Fund of Funds
MAI CAPITAL INCOME AND GROWTH FUND IV, L.P. United States 805-3408557980 Real Estate Fund 5,160,458 100,000 Fund of Funds
MAI CAPITAL INCOME AND GROWTH FUND III, LP United States 805-3625538062 Real Estate Fund 36,126,469 250,000
MAI CAPITAL INCOME AND GROWTH FUND II, L.P. United States 805-5742146501 Real Estate Fund 24,309,195 100,000 Fund of Funds
MAI OPPORTUNITY FUND, LP United States 805-1420670319 Private Equity Fund 15,145,801 250,000 Fund of Funds
MAI MANAGED VOLATILITY FUND, LP United States 805-2380978685 Other Private Fund EMPLOYS OPTION STRATEGY WITH NO LEVERAGE 56,187,910 100,000
MAI WEALTH PRIVATE EQUITY FUND, L.P. United States 805-9360904657 Private Equity Fund 4,647,464 100,000 Fund of Funds
MAI DIVERSIFIED REAL ESTATE INCOME FUND, L.P. United States 805-5757635224 Real Estate Fund 41,436,265 250,000 Fund of Funds

MAI CAPITAL MANAGEMENT, LLC

ownership team - last updated 2017-09-25
Name Title Start Date Direct/Indirect % Ownership
PROJECT 216 ACQUISITION, LLC MEMBER 06/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2017-04-01
MAI CAPITAL MANAGEMENT, LLC MEMBER direct 2017-06-01
EP WEALTH ADVISORS, INC. MEMBER indirect 2017-07-01
EP WEALTH ADVISORS, INC. MEMBER direct 2017-07-01
BIG RETURN, LTD MEMBER 01/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER direct 2017-01-01
ZALLER, JOHN, DANIEL CHIEF INVESTMENT OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2015-01-01
MAI CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2016-01-01
MURA HOLDINGS LLC MEMBER 03/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER direct 2011-03-01
MAI CAPITAL MANAGEMENT, LLC MEMBER direct 2011-03-01
TITCHENELL, SHIRLEY, ANN CHIEF COMPLIANCE OFFICER 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2010-10-01
SUMMERS, MARK, HUNTER CHIEF OPERATING OFFICER 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
VICTORY CAPITAL MANAGEMENT INC. CAO direct 2002-12-01
MAI CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2010-02-01
KACIC, JAMES, D. CHIEF FINANCIAL OFFICER 05/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2008-05-01
KEY ASSET MANAGEMENT INC CAO, CFO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2001-05-30
VICTORY CAPITAL MANAGEMENT INC. CAO, CFO, CCO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2001-06-07
VICTORY CAPITAL MANAGEMENT INC. CAO, & SENIOR MANAGING DIRECTOR direct 1997-02-01 2002-03-28
THE BUONCORE GROUP MEMBER 02/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER direct 2007-02-01
MAI WEALTH ADVISORS LLC OWNER direct 2007-02-01
BC INVESTMENT PARTNERS LLC MEMBER AND INVESTOR indirect 2005-10-01
BUONCORE, RICHARD, JAMES MANAGING PARTNER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BC INVESTMENT PARTNERS LLC MEMBER AND MANAGER indirect 2005-10-01
BC INVESTMENT PARTNERS LLC MANAGING PARTNER direct 2005-11-01
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-02-01
MAI WEALTH ADVISORS LLC MANAGING PARTNER direct 2007-02-01
MCDONALD INVESTMENTS INC. SENIOR MANAGING DIRECTOR direct 2003-07-01 2004-05-17
KEY ASSET MANAGEMENT INC DIRECTOR, PRESIDENT, CEO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2005-02-04
VICTORY CAPITAL MANAGEMENT INC. DIRECTOR, CEO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2005-02-04
MAI WEALTH ADVISORS LLC OWNER indirect 2007-02-01 2011-08-12
GRAY, GERALD, HOWARD MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR direct 2016-01-01
MCCORMACK ADVISORS INTERNATIONAL LLC CO-CHIEF INVESTMENT OFFICER direct 2000-10-01 2008-03-29
MCCORMACK ADVISORS INTERNATIONAL LLC CHIEF INVESTMENT OFFICER direct 2000-10-01 2014-10-13
MAI CAPITAL MANAGEMENT, LLC CO - CHIEF INVESTMENT OFFICER direct 2015-01-01 2015-06-02
SCHWARTZ, ERIC, STUART MEMBER 76 WEST HOLDINGS, LLC 06/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL CO-HEAD, INVESTMENT MANAGEMENT DIVISION (CHIEF EXECUTIVE OFFICER) direct 2003-04-01
GOLDMAN SACHS ASSET MANAGEMENT, L.P. CO-HEAD, INVESTMENT MANAGEMENT DIVISION (CHIEF EXECUTIVE OFFICER) direct 2003-04-01
GOLDMAN SACHS PRINCETON LLC MANAGING DIRECTOR, DIRECTOR direct 2003-12-01
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-06-01
FFT WEALTH MANAGEMENT LLC MEMBER indirect 2008-06-01
LGL PARTNERS, LLC MEMBER indirect 2008-06-01
76 WEST HOLDINGS, LLC MEMBER WEALTH PARTNERS CAPITAL GROUP, LLC 06/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2017-06-01
WEALTH PARTNERS CAPITAL GROUP, LLC MEMBER PROJECT 216 ACQUISITION, LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2017-04-01
MAI CAPITAL MANAGEMENT, LLC MEMBER direct 2017-06-01
EP WEALTH ADVISORS, INC. MEMBER indirect 2017-07-01
EP WEALTH ADVISORS, INC. MEMBER direct 2017-07-01
AHUJA, RITU MEMBER - TRUST MURA HOLDINGS, LLC 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER THROUGH TRUST indirect 2009-10-01
MAI CAPITAL MANAGEMENT, LLC MEMBER - TRUST indirect 2009-10-01
AHUJA, MANISHA MEMBER - TRUST MURA HOLDINGS, LLC 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER THROUGH TRUST indirect 2009-10-01
MAI CAPITAL MANAGEMENT, LLC MEMBER - TRUST indirect 2009-10-01
AHUJA, USHA MEMBER - TRUST MURA HOLDINGS, LLC 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER THROUGH TRUST indirect 2009-10-01
MAI CAPITAL MANAGEMENT, LLC MEMBER - TRUST indirect 2009-10-01
AHUJA, MONTE MEMBER - TRUST MURA HOLDINGS, LLC 10/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI WEALTH ADVISORS LLC OWNER THROUGH TRUST indirect 2009-10-01
MAI CAPITAL MANAGEMENT, LLC MEMBER - TRUST indirect 2009-10-01
BUONCORE, LORRAINE MEMBER THE BUONCORE GROUP 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-02-01
MAI WEALTH ADVISORS LLC OWNER indirect 2007-02-01
BC INVESTMENT PARTNERS LLC MEMBER indirect 2005-10-01
RAYBURN, ANDREW MEMBER - TRUST BIG RETURN, LTD 02/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MAI CAPITAL MANAGEMENT, LLC MEMBER - TRUST indirect 2007-02-01
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-02-01
MAI WEALTH ADVISORS LLC OWNER indirect 2007-02-01
MAI WEALTH ADVISORS LLC OWNER indirect 2007-02-01
BC INVESTMENT PARTNERS LLC TRUSTEE direct 2005-11-01
BUONCORE, RICHARD, JAMES MEMBER THE BUONCORE GROUP 02/01/2007 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BC INVESTMENT PARTNERS LLC MEMBER AND MANAGER indirect 2005-10-01
BC INVESTMENT PARTNERS LLC MANAGING PARTNER direct 2005-11-01
MAI CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-02-01
MAI WEALTH ADVISORS LLC MANAGING PARTNER direct 2007-02-01
MCDONALD INVESTMENTS INC. SENIOR MANAGING DIRECTOR direct 2003-07-01 2004-05-17
KEY ASSET MANAGEMENT INC DIRECTOR, PRESIDENT, CEO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2005-02-04
VICTORY CAPITAL MANAGEMENT INC. DIRECTOR, CEO & SENIOR MANAGING DIRECTOR direct 1997-02-01 2005-02-04
MAI WEALTH ADVISORS LLC OWNER indirect 2007-02-01 2011-08-12

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
MAI CAPITAL INCOME AND GROWTH FUND III, LP United States 805-3625538062 Real Estate Fund 35,363,432 0
MAI CAPITAL INCOME AND GROWTH FUND II, L.P. United States 805-5742146501 Real Estate Fund 81,438,983 0 Fund of Funds
MAI OPPORTUNITY FUND, LP United States 805-1420670319 Private Equity Fund 10,714,319 250,000 Fund of Funds
MAI MANAGED VOLATLITY FUND, LP United States 805-2380978685 Hedge Fund 53,826,107 100,000
MAI WEALTH PRIVATE EQUITY FUND, L.P. United States 805-9360904657 Private Equity Fund 5,599,993 100,000 Fund of Funds

WhaleScore history for MAI CAPITAL MANAGEMENT

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