MEANS INVESTMENT COMPANY ., INC.

HTTP://WWW.MEANSWEALTH.COM BANGOR, ME Broker-Dealer Investment Advisor How do I update this listing?

Also known as:

  • MEANS INVESTMENT CO INC /BD

Means Investment Company . is based out of Bangor. Means Investment Company . is a large advisory firm with 830 clients and discretionary assets under management (AUM) of $342,267,608 (Form ADV from 2019-03-19). Their last reported 13F filing for Q1 2019 included $227,659,000 in managed 13F securities and a top 10 holdings concentration of 39.96%. Means Investment Company .'s largest holding is Apple Inc with shares held of 118,430. Whalewisdom has at least 2 13F filings

Download 13F Summary to Excel Create Email Alert

03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $227.659 Million
  • Prior Market Value $180.646 Million
  • New Purchases13 stocks
  • Additional Purchases87 stocks
  • Sold out of8 stocks
  • Reduced holdings in31 stocks
  • Top 10 Holdings % 39.96 %
  • Turnover % [1]:15.56%
  • Turnover Alt % [2]: 11.00 %
  • Time Held Top20:0.95 quarters
  • Time Held Top10:0.80 quarters
  • Time Held All:0.90 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 2.65%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MEANS WEALTH MANAGEMENT
802 STILLWATER AVE.
BANGOR ME    04401-3614
Country: United States

Business Phone: 1-207-947-6763
Fax: 1-207-947-8559
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: ME
Number of employees: 10
Other Business Activities: broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,PROVIDE GENERAL INVESTMENT ADVICE FOR A NEGOTIATED FEE
Amount of client funds and securities: 0
Total Number of Clients: 830
Amount of client funds and securities by related persons: 2,898,590
Total Number of clients from related persons: 3
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

MEANS INVESTMENT CO., INC.

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
MEANS, PAUL BANWELL PRESIDENT 10/01/1981 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. PRESIDENT direct 1981-10-01
MEANS INVESTMENT CO., INC. PRESIDENT, CFO, FINOP direct 1981-10-01
DUDLEY, JOHN RUSSELL SENIOR VICE PRESIDENT 12/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. CHIEF COMPLIANCE OFFICER direct 2004-12-01
MEANS INVESTMENT CO., INC. SENIOR VICE PRESIDENT, CCO direct 2004-12-01
MEANS, ZACHARY PAUL CEO 06/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. VICE PRESIDENT direct 2013-10-01
MEANS INVESTMENT CO., INC. CEO direct 2016-06-01
WOODBURY, ERIC GEORGE CCO 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
EAST HILL MANAGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2005-01-01
WINSLOW MANAGEMENT COMPANY, LLC CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER direct 2007-01-01
OLD MUTUAL GLOBAL INDEX TRACKERS (PROPRIETARY) LIMITED CHIEF LEGAL AND COMPLIANCE OFFICER(NON-DIRECTOR) direct 2009-07-01

MEANS INVESTMENT CO., INC.

ownership team - last updated 2017-03-21
Name Title Start Date Direct/Indirect % Ownership
MEANS, PAUL BANWELL PRESIDENT, CFO, FINOP 10/01/1981 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. PRESIDENT direct 1981-10-01
MEANS INVESTMENT CO., INC. PRESIDENT, CFO, FINOP direct 1981-10-01
DUDLEY, JOHN RUSSELL SENIOR VICE PRESIDENT, CCO 12/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. CHIEF COMPLIANCE OFFICER direct 2004-12-01
MEANS INVESTMENT CO., INC. SENIOR VICE PRESIDENT, CCO direct 2004-12-01
MEANS, ZACHARY PAUL CEO 06/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. VICE PRESIDENT direct 2013-10-01
MEANS INVESTMENT CO., INC. CEO direct 2016-06-01

Elevate your investments