MEANS INVESTMENT COMPANY ., INC.

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Means Investment Company . is based out of Bangor. Means Investment Company . is a large advisory firm with 923 clients and discretionary assets under management (AUM) of $373,591,527 (Form ADV from 2020-08-05). Their last reported 13F filing for Q1 2021 included $439,471,000 in managed 13F securities and a top 10 holdings concentration of 47.19%. Means Investment Company .'s largest holding is Apple Inc with shares held of 451,226. Whalewisdom has at least 10 13F filings

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03/31/2021

13F Activity

  • Market Value $439.471 Million
  • Prior Market Value $438.636 Million
  • New Purchases13 stocks
  • Additional Purchases106 stocks
  • Sold out of10 stocks
  • Reduced holdings in47 stocks
  • Top 10 Holdings % 47.19 %
  • Turnover % [1]:12.11%
  • Turnover Alt % [2]: 3.23 %
  • Time Held Top20:6.35 quarters
  • Time Held Top10:6.70 quarters
  • Time Held All:6.17 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-02-16

Performance for Q4 2020: 14.97%
Performance Last 4 Quarters: 18.25%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

MEANS WEALTH MANAGEMENT
802 STILLWATER AVE.
BANGOR ME    04401-3614
Country: United States

Business Phone: 1-207-947-6763
Fax: 1-207-947-8559
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: ME
Number of employees: 14
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,PROVIDE GENERAL INVESTMENT ADVICE FOR A NEGOTIATED FEE
Amount of client funds and securities: 0
Total Number of Clients: 923
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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MEANS INVESTMENT CO., INC.

ownership team - last updated 2020-08-05
Name Title Start Date Direct/Indirect % Ownership
MEANS, PAUL BANWELL PRESIDENT 10/01/1981 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. PRESIDENT direct 1981-10-01
MEANS INVESTMENT CO., INC. PRESIDENT, CFO, FINOP direct 1981-10-01
DUDLEY, JOHN, RUSSELL SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER 12/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. CHIEF COMPLIANCE OFFICER direct 2004-12-01
MEANS INVESTMENT CO., INC. SENIOR VICE PRESIDENT, CCO direct 2004-12-01
MEANS, ZACHARY PAUL CEO 06/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. VICE PRESIDENT direct 2013-10-01
MEANS INVESTMENT CO., INC. CEO direct 2016-06-01
WILLETTE, RYAN, PAUL CHIEF OPERATIONS OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. CHIEF OPERATIONS OFFICER direct 2015-05-01
barry, erin, leigh CHIEF FINANCIAL OFFICER 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. CHIEF FINANCIAL OFFICER direct 2019-05-01

MEANS INVESTMENT CO., INC.

ownership team - last updated 2020-06-24
Name Title Start Date Direct/Indirect % Ownership
MEANS, PAUL BANWELL PRESIDENT 10/01/1981 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. PRESIDENT direct 1981-10-01
MEANS INVESTMENT CO., INC. PRESIDENT, CFO, FINOP direct 1981-10-01
DUDLEY, JOHN, RUSSELL SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER 12/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. CHIEF COMPLIANCE OFFICER direct 2004-12-01
MEANS INVESTMENT CO., INC. SENIOR VICE PRESIDENT, CCO direct 2004-12-01
MEANS, ZACHARY PAUL CEO 06/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. VICE PRESIDENT direct 2013-10-01
MEANS INVESTMENT CO., INC. CEO direct 2016-06-01
WILLETTE, RYAN, PAUL CHIEF OPERATIONS OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. CHIEF OPERATIONS OFFICER direct 2015-05-01
barry, erin, leigh CHIEF FINANCIAL OFFICER 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. CHIEF FINANCIAL OFFICER direct 2019-05-01

MEANS INVESTMENT CO., INC.

ownership team - last updated 2020-03-31
Name Title Start Date Direct/Indirect % Ownership

MEANS INVESTMENT CO., INC.

ownership team - last updated 2019-06-14
Name Title Start Date Direct/Indirect % Ownership
MEANS, PAUL BANWELL PRESIDENT 10/01/1981 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. PRESIDENT direct 1981-10-01
MEANS INVESTMENT CO., INC. PRESIDENT, CFO, FINOP direct 1981-10-01
DUDLEY, JOHN, RUSSELL SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER 12/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. CHIEF COMPLIANCE OFFICER direct 2004-12-01
MEANS INVESTMENT CO., INC. SENIOR VICE PRESIDENT, CCO direct 2004-12-01
MEANS, ZACHARY PAUL CEO 06/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. VICE PRESIDENT direct 2013-10-01
MEANS INVESTMENT CO., INC. CEO direct 2016-06-01
WILLETTE, RYAN, PAUL CHIEF OPERATIONS OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. CHIEF OPERATIONS OFFICER direct 2015-05-01
barry, erin, leigh CHIEF FINANCIAL OFFICER 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. CHIEF FINANCIAL OFFICER direct 2019-05-01

MEANS INVESTMENT CO., INC.

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
MEANS, PAUL BANWELL PRESIDENT 10/01/1981 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. PRESIDENT direct 1981-10-01
MEANS INVESTMENT CO., INC. PRESIDENT, CFO, FINOP direct 1981-10-01
DUDLEY, JOHN RUSSELL SENIOR VICE PRESIDENT 12/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. CHIEF COMPLIANCE OFFICER direct 2004-12-01
MEANS INVESTMENT CO., INC. SENIOR VICE PRESIDENT, CCO direct 2004-12-01
MEANS, ZACHARY PAUL CEO 06/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. VICE PRESIDENT direct 2013-10-01
MEANS INVESTMENT CO., INC. CEO direct 2016-06-01
WOODBURY, ERIC GEORGE CCO 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
EAST HILL MANAGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2005-01-01
WINSLOW MANAGEMENT COMPANY, LLC CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER direct 2007-01-01
OLD MUTUAL GLOBAL INDEX TRACKERS (PROPRIETARY) LIMITED CHIEF LEGAL AND COMPLIANCE OFFICER(NON-DIRECTOR) direct 2009-07-01

MEANS INVESTMENT CO., INC.

ownership team - last updated 2017-03-21
Name Title Start Date Direct/Indirect % Ownership
MEANS, PAUL BANWELL PRESIDENT, CFO, FINOP 10/01/1981 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. PRESIDENT direct 1981-10-01
MEANS INVESTMENT CO., INC. PRESIDENT, CFO, FINOP direct 1981-10-01
DUDLEY, JOHN RUSSELL SENIOR VICE PRESIDENT, CCO 12/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. CHIEF COMPLIANCE OFFICER direct 2004-12-01
MEANS INVESTMENT CO., INC. SENIOR VICE PRESIDENT, CCO direct 2004-12-01
MEANS, ZACHARY PAUL CEO 06/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MEANS INVESTMENT CO., INC. VICE PRESIDENT direct 2013-10-01
MEANS INVESTMENT CO., INC. CEO direct 2016-06-01

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