MENDON CAPITAL ADVISORS CORP

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Mendon Capital Advisors Corp is based out of Key Largo. Mendon Capital Advisors Corp is a hedge fund with 2 clients and discretionary assets under management (AUM) of $219,885,507 (Form ADV from 2021-08-06). Their last reported 13F filing for Q3 2021 included $293,494,000 in managed 13F securities and a top 10 holdings concentration of 43.14%. Mendon Capital Advisors Corp's largest holding is Live Oak Bancshares Inc with shares held of 350,000. Mendon Capital Advisors Corp has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 78 13F filings, and 62 13G filings

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09/30/2021

13F Activity

  • Market Value $293.494 Million
  • Prior Market Value $277.099 Million
  • New Purchases12 stocks
  • Additional Purchases7 stocks
  • Sold out of11 stocks
  • Reduced holdings in32 stocks
  • Top 10 Holdings % 43.14 %
  • Turnover % [1]:36.51%
  • Turnover Alt % [2]: 14.89 %
  • Time Held Top20:7.95 quarters
  • Time Held Top10:4.90 quarters
  • Time Held All:8.52 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-11-15

Performance for Q3 2021: 21.95%
Performance Last 4 Quarters: 86.72%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

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Source: Refinitiv

View Last Form Adv Compilation Report on Record

MENDON CAPITAL ADVISORS CORP
OCEAN REEF PLAZA EXECUTIVE CENTER 31 OCEAN REEF DRIVE, SUITE C101 #249
KEY LARGO FL    33037
Country: United States

Business Phone: 585-770-1770
Fax: 585-770-1779
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: DE
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 2
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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Insider Transactions in the past year

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MENDON CAPITAL ADVISORS CORP

ownership team - last updated 2021-08-06
Name Title Start Date Direct/Indirect % Ownership
SCHUTZ, ANTON, VILLARS PRESIDENT 06/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
MENDON CAPITAL ADVISORS CORP PRESIDENT direct 1996-06-01
NEW GROUND CAPITAL LLC MANAGING PRINCIPAL direct 2011-11-01
FLIPPEN, CURTIS CHIEF COMPLIANCE OFFICER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
MENDON CAPITAL ADVISORS CORP CHIEF COMPLIANCE OFFICER direct 2021-01-01
CHANNING CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2021-09-01

MENDON CAPITAL ADVISORS CORP

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
SCHUTZ, ANTON, VILLARS PRESIDENT 06/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
MENDON CAPITAL ADVISORS CORP PRESIDENT direct 1996-06-01
NEW GROUND CAPITAL LLC MANAGING PRINCIPAL direct 2011-11-01
CANNING, JOHN, JOSEPH CHIEF COMPLIANCE OFFICER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONETTA FINANCIAL SERVICES INC CHIEF COMPLIANCE OFFICER direct 2014-07-01
SMS INVESTMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2011-08-01
MERITAGE CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
THRESHOLD GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2011-07-01
EVERMORE GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-07-01
TINSLEY WEALTH ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2011-08-01
KRANE FUNDS ADVISER LLC CHIEF COMPLIANCE OFFICER direct 2011-08-01
GLENCOE LIMITED, L.L.C. CCO direct 2012-04-01
HADDINGTON VENTURES, LLC CHIEF COMPLIANCE OFFICER direct 2013-11-01
HOUSTON ENERGY ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2013-07-01
SUMMER HILL CAPITAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
CONTEXT BH CAPITAL MANAGEMENT, LP CHIEF COMPLIANCE OFFICER direct 2016-03-01
OBP CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2014-08-01
GRIFFIN CAPITAL ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
CONTEXT ADVISERS II, L.P. OPERATIONS direct 2016-03-01
CONTEXT ADVISERS II, L.P. CHIEF OPERATING OFFICER direct 2016-03-01
GRIFFIN CAPITAL BDC ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
CONTEXT ADVISERS III, LLC CHIEF OPERATING OFFICER direct 2016-03-01
CONTEXT ADVISERS III, LLC OPERATIONS direct 2016-03-01
SCHUTZ, ANTON, VILLARS PRESIDENT 06/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
MENDON CAPITAL ADVISORS CORP PRESIDENT direct 1996-06-01
NEW GROUND CAPITAL LLC MANAGING PRINCIPAL direct 2011-11-01
CANNING, JOHN, JOSEPH CHIEF COMPLIANCE OFFICER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONETTA FINANCIAL SERVICES INC CHIEF COMPLIANCE OFFICER direct 2014-07-01
SMS INVESTMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2011-08-01
MERITAGE CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
THRESHOLD GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2011-07-01
EVERMORE GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-07-01
TINSLEY WEALTH ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2011-08-01
KRANE FUNDS ADVISER LLC CHIEF COMPLIANCE OFFICER direct 2011-08-01
GLENCOE LIMITED, L.L.C. CCO direct 2012-04-01
HADDINGTON VENTURES, LLC CHIEF COMPLIANCE OFFICER direct 2013-11-01
HOUSTON ENERGY ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2013-07-01
SUMMER HILL CAPITAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
CONTEXT BH CAPITAL MANAGEMENT, LP CHIEF COMPLIANCE OFFICER direct 2016-03-01
OBP CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2014-08-01
GRIFFIN CAPITAL ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
CONTEXT ADVISERS II, L.P. OPERATIONS direct 2016-03-01
CONTEXT ADVISERS II, L.P. CHIEF OPERATING OFFICER direct 2016-03-01
GRIFFIN CAPITAL BDC ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
CONTEXT ADVISERS III, LLC CHIEF OPERATING OFFICER direct 2016-03-01
CONTEXT ADVISERS III, LLC OPERATIONS direct 2016-03-01

MENDON CAPITAL ADVISORS CORP

ownership team - last updated 2020-05-08
Name Title Start Date Direct/Indirect % Ownership
SCHUTZ, ANTON, VILLARS PRESIDENT 06/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
MENDON CAPITAL ADVISORS CORP PRESIDENT direct 1996-06-01
NEW GROUND CAPITAL LLC MANAGING PRINCIPAL direct 2011-11-01
CLARK, WALTER, HENRY CHIEF COMPLIANCE OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
RMB CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2010-05-01
RMB WEST, LLC CHIEF OPERATING OFFICER AND MANAGER indirect 2010-05-01
RMB WEST, LLC CHIEF OPERATING OFFICER direct 2011-04-01
RMB CAPITAL MANAGEMENT, LLC OWNER indirect 2011-07-01
INDOCAM INTERNATIONAL INVESTMENT SERVICES DIRECTOR direct 2000-06-01 2001-11-28
HPOP LLC MANAGER/PARTNER direct 2009-07-01 2010-07-12
HPOP LLC PARTNER direct 2009-07-01 2010-10-25
RMB WEST, LLC MANAGER indirect 2010-05-01 2015-03-27
MENDON CAPITAL ADVISORS CORP CHIEF COMPLIANCE OFFICER direct 2014-04-01 2016-07-01
RMB WEST, LLC CHIEF OPERATING OFFCER direct 2011-04-01 2017-02-15

MENDON CAPITAL ADVISORS CORP

ownership team - last updated 2020-02-21
Name Title Start Date Direct/Indirect % Ownership

MENDON CAPITAL ADVISORS CORP

ownership team - last updated 2019-03-26
Name Title Start Date Direct/Indirect % Ownership
SCHUTZ, ANTON, VILLARS PRESIDENT 06/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
MENDON CAPITAL ADVISORS CORP PRESIDENT direct 1996-06-01
NEW GROUND CAPITAL LLC MANAGING PRINCIPAL direct 2011-11-01
TAMBURINI, LISA, MARIE CHIEF COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MENDON CAPITAL ADVISORS CORP CHIEF COMPLIANCE OFFICER direct 2016-07-01
RMB CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
ALPHAMETRIX ALTERNATIVE INVESTMENT ADVISORS, LLC CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2009-11-01
ALPHAMETRIX ALTERNATIVE INVESTMENT ADVISORS, LLC CHIEF LEGAL OFFICER direct 2009-11-01
ALPHAMETRIX, LLC CHIEF LEGAL OFFICER direct 2009-11-01
ALPHAMETRIX, LLC CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2009-11-01
RMB WEST, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01

MENDON CAPITAL ADVISORS CORP

ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
SCHUTZ, ANTON, VILLARS PRESIDENT 06/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
MENDON CAPITAL ADVISORS CORP PRESIDENT direct 1996-06-01
NEW GROUND CAPITAL LLC MANAGING PRINCIPAL direct 2011-11-01
TAMBURINI, LISA, MARIE CHIEF COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MENDON CAPITAL ADVISORS CORP CHIEF COMPLIANCE OFFICER direct 2016-07-01
RMB CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
ALPHAMETRIX ALTERNATIVE INVESTMENT ADVISORS, LLC CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2009-11-01
ALPHAMETRIX ALTERNATIVE INVESTMENT ADVISORS, LLC CHIEF LEGAL OFFICER direct 2009-11-01
ALPHAMETRIX, LLC CHIEF LEGAL OFFICER direct 2009-11-01
ALPHAMETRIX, LLC CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2009-11-01
RMB WEST, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01

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