MENDON CAPITAL ADVISORS CORP

HTTP://WWW.MENDONCAPITAL.COM ROCHESTER, NY Investment Advisor How do I update this listing?

Mendon Capital Advisors Corp is based out of Rochester. Mendon Capital Advisors Corp is a large advisory firm with 2 clients and discretionary assets under management (AUM) of $904,497,940 (Form ADV from 2018-02-13). Their last reported 13F filing for Q3 2018 included $1,133,831,000 in managed 13F securities and a top 10 holdings concentration of 33.23%. Mendon Capital Advisors Corp's largest holding is FB Financial Corp with shares held of 1,973,411. Mendon Capital Advisors Corp has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 66 13F filings, and 62 13G filings

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09/30/2018

13F Sector Allocation Over Time

09/30/2018

13F Activity

  • Market Value $1.134 Billion
  • Prior Market Value $1.188 Billion
  • New Purchases10 stocks
  • Additional Purchases25 stocks
  • Sold out of9 stocks
  • Reduced holdings in37 stocks
  • Top 10 Holdings % 33.23 %
  • Turnover % [1]:17.92%
  • Turnover Alt % [2]: 12.96 %
  • Time Held Top20:4.85 quarters
  • Time Held Top10:3.20 quarters
  • Time Held All:8.57 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -14.43%
Performance Last 4 Quarters: -10.48%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted
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13F Filings Available:
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR/A (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR/A (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR/A (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR/A (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR/A (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR/A (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
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View Last Form Adv Compilation Report on Record

MENDON CAPITAL ADVISORS CORP
150 ALLENS CREEK ROAD
ROCHESTER NY    14618
Country: United States

Business Phone: 585-770-1770
Fax: 585-770-1779
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: DE
Number of employees: 1
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 2
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 09/30/2018

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ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
SCHUTZ, ANTON, VILLARS PRESIDENT 06/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
MENDON CAPITAL ADVISORS CORP PRESIDENT direct 1996-06-01
NEW GROUND CAPITAL LLC MANAGING PRINCIPAL direct 2011-11-01
TAMBURINI, LISA, MARIE CHIEF COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MENDON CAPITAL ADVISORS CORP CHIEF COMPLIANCE OFFICER direct 2016-07-01
RMB CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
ALPHAMETRIX ALTERNATIVE INVESTMENT ADVISORS, LLC CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2009-11-01
ALPHAMETRIX ALTERNATIVE INVESTMENT ADVISORS, LLC CHIEF LEGAL OFFICER direct 2009-11-01
ALPHAMETRIX, LLC CHIEF LEGAL OFFICER direct 2009-11-01
ALPHAMETRIX, LLC CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2009-11-01
RMB WEST, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01

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