METALMARK MANAGEMENT II LLC

HTTP://WWW.METALMARKCAPITAL.COM • NEW YORK, NY • Investment Advisor • Hedge Fund
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Metalmark Management II is based out of New York. Metalmark Management II is a hedge fund with 22 clients and discretionary assets under management (AUM) of $2,524,613,000 (Form ADV from 2023-04-28). Whalewisdom has at least 15 13F filings

03/31/2023

13F Holdings Summary

03/31/2023

13F Sector Allocation Over Time

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METALMARK MANAGEMENT II LLC
Classified as Hedge Fund
1177 AVENUE OF THE AMERICAS, 40TH FLOOR
NEW YORK NY    10036
Country: United States
Business Phone: 212-823-1900
Fax: 212-823-1901
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 17
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 22
Amount of client funds and securities by related persons: 2,154,560,000
Total Number of clients from related persons: 22
Disclosures:
Data above was derived from SEC filings.

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METALMARK MANAGEMENT LLC

ownership team - last updated 2023-03-31
Name Title Start Date Direct/Indirect % Ownership
HOFFMAN, MICHAEL, CAREY PARTNER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
MSCP III LLC MEMBER direct 1998-11-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING DIRECTOR direct 2004-05-01
METALMARK MANAGEMENT LLC PARTNER / PARTNER - RELYING ADVISER direct 2004-05-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR direct 1996-03-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1999-11-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC MANAGING DIRECTOR direct 2002-12-01 2002-07-23
MORGAN STANLEY LEVERAGED EQUITY FUND II INC DIRECTOR direct 1996-03-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1998-11-01 2004-02-27
MSDW CAPITAL PARTNERS IV INC DIRECTOR direct 1999-11-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC MANAGING DIRECTOR / MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
CLIFFORD, KENNETH, FRANCIS PARTNER, CFO, AND CCO 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORGAN STANLEY VENTURE CAPITAL INC VP direct 1988-01-01
METALMARK MANAGEMENT LLC PARTNER, CFO, AND CCO / PARTNER, CFO, AND CCO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC VP, TREASURER direct 1993-03-01
MSCP III LLC MEMBER direct 1998-11-01
MORGAN STANLEY VENTURE CAPITAL II INC VP direct 1992-11-01 2002-02-28
MORGAN STANLEY VENTURE CAPITAL III INC VICE PRESIDENT direct 1996-08-01 2002-02-28
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND CFO direct 1999-09-01 2002-07-23
EARLY ADOPTER FUND MANAGER INC PRINCIPAL AND TREASURER direct 1999-02-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC MANAGING DIRECTOR, TREASURER AND CFO direct 1998-11-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, TREASURER direct 1998-08-01 2002-07-23
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND TREASURER direct 1989-09-01 2002-07-23
MSVP 2001, INC. CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MORGAN STANLEY CAPITAL PARTNERS III INC VP, TREASURER direct 1993-03-01 2003-02-28
MSDW VENTURE PARTNERS IV INC CHIEF FINANCIAL OFFICER direct 1999-09-01 2004-02-27
MSVP 2002, INC. CHIEF FINANCIAL OFFICER direct 2001-10-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHIEF FINANCIAL OFFICER AND TREASURER direct 1989-09-01 2004-02-27
EARLY ADOPTER FUND MANAGER INC CHIEF FINANCIAL OFFICER direct 1999-02-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC CHIEF FINANCIAL OFFICER direct 1998-11-01 2004-02-27
MSDW CAPITAL PARTNERS IV INC CHIEF FINANCIAL OFFICER direct 1998-08-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHIEF FINANCIAL OFFICER direct 1996-08-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER direct 1993-03-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHIEF FINANCIAL OFFICER direct 1992-11-01 2004-02-27
PE, LLC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2004-10-07
METALMARK MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2004-11-11
METALMARK MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CFO, CCO, AND MANAGING DIRECTOR / CFO, CCO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
HOFFEN, HOWARD, IRA CHAIRMAN AND CEO 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC CHAIRMAN AND CEO / CHAIRMAN AND CEO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MSCP III LLC MEMBER direct 1998-11-01
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR, CHAIRMAN AND PRESIDENT direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND DIRECTOR direct 1994-04-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR, MANAGING DIRECTOR, PRESIDENT AND CEO direct 2001-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1998-08-01 2002-07-23
MSVP 2001, INC. CHAIRMAN, DIRECTOR AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MSDW CAPITAL PARTNERS IV INC CHAIRMAN, CEO AND DIRECTOR direct 2001-02-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHAIRMAN, CEO, AND DIRECTOR direct 2001-02-01 2004-02-27
MSVP 2002, INC. CHAIRMAN AND DIRECTOR direct 2001-10-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR,CHAIRMAN AND CEO direct 2002-11-01 2004-02-27
MSDW VENTURE PARTNERS IV INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1993-03-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CEO AND MANAGING DIRECTOR / CHAIRMAN, CEO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
MYERS, GREGORY, DAVID PARTNER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
METALMARK SUBADVISOR LLC MANAGING DIRECTOR direct 2006-01-01
METALMARK MANAGEMENT LLC MANAGING DIRECTOR / MANAGING DIRECTOR - RELYING ADVISER direct 2006-01-01
METALMARK MANAGEMENT LLC MANAGING DIRECTOR direct 2006-01-01
METALMARK MANAGEMENT LLC PARTNER / PARTNER - RELYING ADVISER direct 2006-01-01
METALMARK CAPITAL II LP MANAGING MEMBER 03/01/2023 Direct 75% or more
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2013-12-01
HOFFEN, HOWARD, IRA MANAGING MEMBER METALMARK CAPITAL II LLC 12/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC CHAIRMAN AND CEO / CHAIRMAN AND CEO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MSCP III LLC MEMBER direct 1998-11-01
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR, CHAIRMAN AND PRESIDENT direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND DIRECTOR direct 1994-04-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR, MANAGING DIRECTOR, PRESIDENT AND CEO direct 2001-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1998-08-01 2002-07-23
MSVP 2001, INC. CHAIRMAN, DIRECTOR AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MSDW CAPITAL PARTNERS IV INC CHAIRMAN, CEO AND DIRECTOR direct 2001-02-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHAIRMAN, CEO, AND DIRECTOR direct 2001-02-01 2004-02-27
MSVP 2002, INC. CHAIRMAN AND DIRECTOR direct 2001-10-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR,CHAIRMAN AND CEO direct 2002-11-01 2004-02-27
MSDW VENTURE PARTNERS IV INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1993-03-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CEO AND MANAGING DIRECTOR / CHAIRMAN, CEO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
METALMARK MANAGEMENT II GP LLC GENERAL PARTNER METALMARK CAPITAL II LP 12/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC GENERAL PARTNER indirect 2013-12-01
METALMARK CAPITAL II LLC MANAGING MEMBER METALMARK MANAGEMENT II GP LLC 12/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2013-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METALMARK FIDO CONTINUATION VEHICLE, L.P. United States 805-1013964659 Private Equity Fund 450,746,000 0
METALMARK CAPITAL PARTNERS II CO-INVESTMENT, L.P. United States 805-6227831732 Private Equity Fund 132,712,000 0
MCP TE II (OUTBOUND) L.P. Cayman Islands 805-6770550030 Private Equity Fund 11,432,000 2,000,000
MCP II (CAYMAN) AIF, L.P. United States 805-8007669896 Private Equity Fund 117,949,000 2,000,000
MCP II (OUTBOUND), L.P. Cayman Islands 805-8015189549 Private Equity Fund 15,509,000 2,000,000
METALMARK CAPITAL PARTNERS CAYMAN III, L.P. Cayman Islands 805-4018019034 Private Equity Fund 9,076,000 10,000,000
METALMARK CAPITAL PARTNERS III LOWER-TIER L.P. United States 805-4277378653 Private Equity Fund 26,444,000 10,000,000
MCP III (CAYMAN) AIF, LP United States 805-2340118525 Private Equity Fund 5,248,000 10,000,000
MCP (SILO) II AIF, L.P. United States 805-6282726938 Private Equity Fund 326,383,000 0
MCP (SILO) II AIF OFFSHORE, L.P. Cayman Islands 805-7714152218 Private Equity Fund 37,260,000 0
MCP II (TE) AIF, L.P. United States 805-8851073097 Private Equity Fund 81,782,000 2,000,000
METALMARK NNE HOLDINGS LLC United States 805-1774904884 Private Equity Fund 47,709,000 0
METALMARK CAPITAL PARTNERS CAYMAN II, L.P. Cayman Islands 805-5401516505 Private Equity Fund 190,455,000 2,000,000
METALMARK CAPITAL PARTNERS II, L.P. United States 805-9732455537 Private Equity Fund 300,970,000 2,000,000
METALMARK CAPITAL PARTNERS (SILO) II, L.P. United States 805-9560496003 Private Equity Fund 401,614,000 0
METALMARK CAPITAL PARTNERS TE II, L.P. United States 805-5390682747 Private Equity Fund 123,864,000 2,000,000
METALMARK CAPITAL PARTNERS II EXECUTIVE FUND, L.P. United States 805-7001322330 Private Equity Fund 28,812,000 0
METALMARK CAPITAL PARTNERS III, LP Cayman Islands 805-1759657322 Private Equity Fund 40,464,000 10,000,000
MCP/LH INVESTMENTS, LP United States 805-7862403298 Private Equity Fund 9,113,000 0
SPH/MIC INVESTMENTS, LP Cayman Islands 805-6151429376 Private Equity Fund 86,832,000 0
METALMARK MMV HOLDINGS, LP Cayman Islands 805-7862001880 Private Equity Fund 1,295,000 0
METALMARK WF CO-INVESTMENT, L.P. United States 805-3437928805 Private Equity Fund 80,089,000 0

METALMARK MANAGEMENT LLC

ownership team - last updated 2022-03-31
Name Title Start Date Direct/Indirect % Ownership
HOFFMAN, MICHAEL, CAREY PARTNER 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MSCP III LLC MEMBER direct 1998-11-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING DIRECTOR direct 2004-05-01
METALMARK MANAGEMENT LLC PARTNER / PARTNER - RELYING ADVISER direct 2004-05-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR direct 1996-03-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1999-11-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC MANAGING DIRECTOR direct 2002-12-01 2002-07-23
MORGAN STANLEY LEVERAGED EQUITY FUND II INC DIRECTOR direct 1996-03-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1998-11-01 2004-02-27
MSDW CAPITAL PARTNERS IV INC DIRECTOR direct 1999-11-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC MANAGING DIRECTOR / MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
CLIFFORD, KENNETH, FRANCIS PARTNER, CFO, AND CCO 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORGAN STANLEY VENTURE CAPITAL INC VP direct 1988-01-01
METALMARK MANAGEMENT LLC PARTNER, CFO, AND CCO / PARTNER, CFO, AND CCO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC VP, TREASURER direct 1993-03-01
MSCP III LLC MEMBER direct 1998-11-01
MORGAN STANLEY VENTURE CAPITAL II INC VP direct 1992-11-01 2002-02-28
MORGAN STANLEY VENTURE CAPITAL III INC VICE PRESIDENT direct 1996-08-01 2002-02-28
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND CFO direct 1999-09-01 2002-07-23
EARLY ADOPTER FUND MANAGER INC PRINCIPAL AND TREASURER direct 1999-02-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC MANAGING DIRECTOR, TREASURER AND CFO direct 1998-11-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, TREASURER direct 1998-08-01 2002-07-23
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND TREASURER direct 1989-09-01 2002-07-23
MSVP 2001, INC. CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MORGAN STANLEY CAPITAL PARTNERS III INC VP, TREASURER direct 1993-03-01 2003-02-28
MSDW VENTURE PARTNERS IV INC CHIEF FINANCIAL OFFICER direct 1999-09-01 2004-02-27
MSVP 2002, INC. CHIEF FINANCIAL OFFICER direct 2001-10-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHIEF FINANCIAL OFFICER AND TREASURER direct 1989-09-01 2004-02-27
EARLY ADOPTER FUND MANAGER INC CHIEF FINANCIAL OFFICER direct 1999-02-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC CHIEF FINANCIAL OFFICER direct 1998-11-01 2004-02-27
MSDW CAPITAL PARTNERS IV INC CHIEF FINANCIAL OFFICER direct 1998-08-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHIEF FINANCIAL OFFICER direct 1996-08-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER direct 1993-03-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHIEF FINANCIAL OFFICER direct 1992-11-01 2004-02-27
PE, LLC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2004-10-07
METALMARK MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2004-11-11
METALMARK MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CFO, CCO, AND MANAGING DIRECTOR / CFO, CCO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
HOFFEN, HOWARD, IRA CHAIRMAN AND CEO 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC CHAIRMAN AND CEO / CHAIRMAN AND CEO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MSCP III LLC MEMBER direct 1998-11-01
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR, CHAIRMAN AND PRESIDENT direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND DIRECTOR direct 1994-04-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR, MANAGING DIRECTOR, PRESIDENT AND CEO direct 2001-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1998-08-01 2002-07-23
MSVP 2001, INC. CHAIRMAN, DIRECTOR AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MSDW CAPITAL PARTNERS IV INC CHAIRMAN, CEO AND DIRECTOR direct 2001-02-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHAIRMAN, CEO, AND DIRECTOR direct 2001-02-01 2004-02-27
MSVP 2002, INC. CHAIRMAN AND DIRECTOR direct 2001-10-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR,CHAIRMAN AND CEO direct 2002-11-01 2004-02-27
MSDW VENTURE PARTNERS IV INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1993-03-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CEO AND MANAGING DIRECTOR / CHAIRMAN, CEO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
METALMARK CAPITAL LLC MEMBER 05/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PE, LLC MEMBER direct 2004-05-01
METALMARK MANAGEMENT LLC MEMBER direct 2004-05-01
MYERS, GREGORY, DAVID PARTNER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
METALMARK SUBADVISOR LLC MANAGING DIRECTOR direct 2006-01-01
METALMARK MANAGEMENT LLC MANAGING DIRECTOR / MANAGING DIRECTOR - RELYING ADVISER direct 2006-01-01
METALMARK MANAGEMENT LLC MANAGING DIRECTOR direct 2006-01-01
METALMARK MANAGEMENT LLC PARTNER / PARTNER - RELYING ADVISER direct 2006-01-01
HOFFEN, HOWARD, IRA MANAGING MEMBER METALMARK CAPITAL LLC 02/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC CHAIRMAN AND CEO / CHAIRMAN AND CEO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MSCP III LLC MEMBER direct 1998-11-01
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR, CHAIRMAN AND PRESIDENT direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND DIRECTOR direct 1994-04-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR, MANAGING DIRECTOR, PRESIDENT AND CEO direct 2001-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1998-08-01 2002-07-23
MSVP 2001, INC. CHAIRMAN, DIRECTOR AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MSDW CAPITAL PARTNERS IV INC CHAIRMAN, CEO AND DIRECTOR direct 2001-02-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHAIRMAN, CEO, AND DIRECTOR direct 2001-02-01 2004-02-27
MSVP 2002, INC. CHAIRMAN AND DIRECTOR direct 2001-10-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR,CHAIRMAN AND CEO direct 2002-11-01 2004-02-27
MSDW VENTURE PARTNERS IV INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1993-03-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CEO AND MANAGING DIRECTOR / CHAIRMAN, CEO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METALMARK FIDO CONTINUATION VEHICLE, L.P. United States 805-1013964659 Private Equity Fund 489,126,000 0
METALMARK CAPITAL PARTNERS MS FUND, L.P. United States 805-2040714598 Private Equity Fund 2,072,000 2,000,000
METALMARK CAPITAL PARTNERS, L.P. United States 805-9963462271 Private Equity Fund 235,765,000 2,000,000 Master Fund
METALMARK CAPITAL PARTNERS CAYMAN FUND, L.P. Cayman Islands 805-7684737955 Private Equity Fund 93,619,000 2,000,000 Master Fund
METALMARK CAPITAL PARTNERS II CO-INVESTMENT, L.P. United States 805-6227831732 Private Equity Fund 154,094,000 0
MCP TE II (OUTBOUND) L.P. Cayman Islands 805-6770550030 Private Equity Fund 10,153,000 2,000,000
MCP II (CAYMAN) AIF, L.P. United States 805-8007669896 Private Equity Fund 64,957,000 2,000,000
MCP II (OUTBOUND), L.P. Cayman Islands 805-8015189549 Private Equity Fund 13,741,000 2,000,000
METALMARK CAPITAL PARTNERS CAYMAN III, L.P. Cayman Islands 805-4018019034 Private Equity Fund 9,593,000 10,000,000
METALMARK CAPITAL PARTNERS III LOWER-TIER L.P. United States 805-4277378653 Private Equity Fund 16,577,000 10,000,000
MCP III (CAYMAN) AIF, LP United States 805-2340118525 Private Equity Fund 3,714,000 10,000,000
MCP (SILO) II AIF, L.P. United States 805-6282726938 Private Equity Fund 573,316,000 0
MCP (SILO) II AIF OFFSHORE, L.P. Cayman Islands 805-7714152218 Private Equity Fund 33,056,000 0
MCP II (TE) AIF, L.P. United States 805-8851073097 Private Equity Fund 44,810,000 2,000,000
METALMARK CAPITAL PARTNERS EXECUTIVE FUND, L.P. United States 805-3245562054 Private Equity Fund 9,531,000 50,000
METALMARK NNE HOLDINGS LLC United States 805-1774904884 Private Equity Fund 29,076,000 0
METALMARK CAPITAL PARTNERS CAYMAN II, L.P. Cayman Islands 805-5401516505 Private Equity Fund 308,794,000 2,000,000
METALMARK CAPITAL PARTNERS II, L.P. United States 805-9732455537 Private Equity Fund 357,224,000 2,000,000
METALMARK CAPITAL PARTNERS (SILO) II, L.P. United States 805-9560496003 Private Equity Fund 287,107,000 0
METALMARK CAPITAL PARTNERS TE II, L.P. United States 805-5390682747 Private Equity Fund 205,959,000 2,000,000
METALMARK CAPITAL PARTNERS II EXECUTIVE FUND, L.P. United States 805-7001322330 Private Equity Fund 32,449,000 0
METALMARK CAPITAL PARTNERS III, LP Cayman Islands 805-1759657322 Private Equity Fund 41,980,000 10,000,000
MPL/TM INVESTMENTS, LP Cayman Islands 805-4966107489 Private Equity Fund 191,622,000 0
MCP/LH INVESTMENTS, LP United States 805-7862403298 Private Equity Fund 10,224,000 0
SPH/MIC INVESTMENTS, LP Cayman Islands 805-6151429376 Private Equity Fund 97,420,000 0
METALMARK MMV HOLDINGS, LP Cayman Islands 805-7862001880 Private Equity Fund 1,241,000 0

METALMARK MANAGEMENT LLC

ownership team - last updated 2021-03-30
Name Title Start Date Direct/Indirect % Ownership
HOFFMAN, MICHAEL, CAREY PARTNER 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MSCP III LLC MEMBER direct 1998-11-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING DIRECTOR direct 2004-05-01
METALMARK MANAGEMENT LLC PARTNER / PARTNER - RELYING ADVISER direct 2004-05-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR direct 1996-03-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1999-11-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC MANAGING DIRECTOR direct 2002-12-01 2002-07-23
MORGAN STANLEY LEVERAGED EQUITY FUND II INC DIRECTOR direct 1996-03-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1998-11-01 2004-02-27
MSDW CAPITAL PARTNERS IV INC DIRECTOR direct 1999-11-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC MANAGING DIRECTOR / MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
CLIFFORD, KENNETH, FRANCIS PARTNER, CFO, AND CCO 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORGAN STANLEY VENTURE CAPITAL INC VP direct 1988-01-01
METALMARK MANAGEMENT LLC PARTNER, CFO, AND CCO / PARTNER, CFO, AND CCO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC VP, TREASURER direct 1993-03-01
MSCP III LLC MEMBER direct 1998-11-01
MORGAN STANLEY VENTURE CAPITAL II INC VP direct 1992-11-01 2002-02-28
MORGAN STANLEY VENTURE CAPITAL III INC VICE PRESIDENT direct 1996-08-01 2002-02-28
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND CFO direct 1999-09-01 2002-07-23
EARLY ADOPTER FUND MANAGER INC PRINCIPAL AND TREASURER direct 1999-02-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC MANAGING DIRECTOR, TREASURER AND CFO direct 1998-11-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, TREASURER direct 1998-08-01 2002-07-23
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND TREASURER direct 1989-09-01 2002-07-23
MSVP 2001, INC. CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MORGAN STANLEY CAPITAL PARTNERS III INC VP, TREASURER direct 1993-03-01 2003-02-28
MSDW VENTURE PARTNERS IV INC CHIEF FINANCIAL OFFICER direct 1999-09-01 2004-02-27
MSVP 2002, INC. CHIEF FINANCIAL OFFICER direct 2001-10-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHIEF FINANCIAL OFFICER AND TREASURER direct 1989-09-01 2004-02-27
EARLY ADOPTER FUND MANAGER INC CHIEF FINANCIAL OFFICER direct 1999-02-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC CHIEF FINANCIAL OFFICER direct 1998-11-01 2004-02-27
MSDW CAPITAL PARTNERS IV INC CHIEF FINANCIAL OFFICER direct 1998-08-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHIEF FINANCIAL OFFICER direct 1996-08-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER direct 1993-03-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHIEF FINANCIAL OFFICER direct 1992-11-01 2004-02-27
PE, LLC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2004-10-07
METALMARK MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2004-11-11
METALMARK MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CFO, CCO, AND MANAGING DIRECTOR / CFO, CCO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
HOFFEN, HOWARD, IRA CHAIRMAN AND CEO 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC CHAIRMAN AND CEO / CHAIRMAN AND CEO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MSCP III LLC MEMBER direct 1998-11-01
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR, CHAIRMAN AND PRESIDENT direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND DIRECTOR direct 1994-04-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR, MANAGING DIRECTOR, PRESIDENT AND CEO direct 2001-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1998-08-01 2002-07-23
MSVP 2001, INC. CHAIRMAN, DIRECTOR AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MSDW CAPITAL PARTNERS IV INC CHAIRMAN, CEO AND DIRECTOR direct 2001-02-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHAIRMAN, CEO, AND DIRECTOR direct 2001-02-01 2004-02-27
MSVP 2002, INC. CHAIRMAN AND DIRECTOR direct 2001-10-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR,CHAIRMAN AND CEO direct 2002-11-01 2004-02-27
MSDW VENTURE PARTNERS IV INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1993-03-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CEO AND MANAGING DIRECTOR / CHAIRMAN, CEO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
METALMARK CAPITAL LLC MEMBER 05/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PE, LLC MEMBER direct 2004-05-01
METALMARK MANAGEMENT LLC MEMBER direct 2004-05-01
MYERS, GREGORY, DAVID PARTNER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
METALMARK SUBADVISOR LLC MANAGING DIRECTOR direct 2006-01-01
METALMARK MANAGEMENT LLC MANAGING DIRECTOR / MANAGING DIRECTOR - RELYING ADVISER direct 2006-01-01
METALMARK MANAGEMENT LLC MANAGING DIRECTOR direct 2006-01-01
METALMARK MANAGEMENT LLC PARTNER / PARTNER - RELYING ADVISER direct 2006-01-01
HOFFEN, HOWARD, IRA MANAGING MEMBER METALMARK CAPITAL LLC 02/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC CHAIRMAN AND CEO / CHAIRMAN AND CEO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MSCP III LLC MEMBER direct 1998-11-01
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR, CHAIRMAN AND PRESIDENT direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND DIRECTOR direct 1994-04-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR, MANAGING DIRECTOR, PRESIDENT AND CEO direct 2001-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1998-08-01 2002-07-23
MSVP 2001, INC. CHAIRMAN, DIRECTOR AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MSDW CAPITAL PARTNERS IV INC CHAIRMAN, CEO AND DIRECTOR direct 2001-02-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHAIRMAN, CEO, AND DIRECTOR direct 2001-02-01 2004-02-27
MSVP 2002, INC. CHAIRMAN AND DIRECTOR direct 2001-10-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR,CHAIRMAN AND CEO direct 2002-11-01 2004-02-27
MSDW VENTURE PARTNERS IV INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1993-03-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CEO AND MANAGING DIRECTOR / CHAIRMAN, CEO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METALMARK CAPITAL PARTNERS CAYMAN III, L.P. Cayman Islands 805-4018019034 Private Equity Fund 16,816,000 10,000,000
METALMARK CAPITAL PARTNERS III LOWER-TIER L.P. United States 805-4277378653 Private Equity Fund 14,810,000 10,000,000
MCP III (CAYMAN) AIF, LP United States 805-2340118525 Private Equity Fund 3,318,000 10,000,000
MCP (SILO) II AIF, L.P. United States 805-6282726938 Private Equity Fund 460,324,000 0
MCP (SILO) II AIF OFFSHORE, L.P. Cayman Islands 805-7714152218 Private Equity Fund 22,118,000 0
MCP II (TE) AIF, L.P. United States 805-8851073097 Private Equity Fund 27,078,000 2,000,000
METALMARK CAPITAL PARTNERS EXECUTIVE FUND, L.P. United States 805-3245562054 Private Equity Fund 9,733,000 50,000
METALMARK CAPITAL PARTNERS MS FUND, L.P. United States 805-2040714598 Private Equity Fund 2,110,000 2,000,000
METALMARK CAPITAL PARTNERS, L.P. United States 805-9963462271 Private Equity Fund 240,327,000 2,000,000 Master Fund
METALMARK CAPITAL PARTNERS CAYMAN FUND, L.P. Cayman Islands 805-7684737955 Private Equity Fund 95,311,000 2,000,000 Master Fund
METALMARK CAPITAL PARTNERS II CO-INVESTMENT, L.P. United States 805-6227831732 Private Equity Fund 125,829,000 0
MCP TE II (OUTBOUND) L.P. Cayman Islands 805-6770550030 Private Equity Fund 6,798,000 2,000,000
MCP II (CAYMAN) AIF, L.P. United States 805-8007669896 Private Equity Fund 41,156,000 2,000,000
MCP II (OUTBOUND), L.P. Cayman Islands 805-8015189549 Private Equity Fund 9,187,000 2,000,000
METALMARK NNE HOLDINGS LLC United States 805-1774904884 Private Equity Fund 13,573,000 0
METALMARK CAPITAL PARTNERS CAYMAN II, L.P. Cayman Islands 805-5401516505 Private Equity Fund 258,678,000 2,000,000
METALMARK CAPITAL PARTNERS II, L.P. United States 805-9732455537 Private Equity Fund 289,808,000 2,000,000
METALMARK CAPITAL PARTNERS (SILO) II, L.P. United States 805-9560496003 Private Equity Fund 239,844,000 0
METALMARK CAPITAL PARTNERS TE II, L.P. United States 805-5390682747 Private Equity Fund 171,715,000 2,000,000
METALMARK CAPITAL PARTNERS II EXECUTIVE FUND, L.P. United States 805-7001322330 Private Equity Fund 26,158,000 0
MCP II (CAYMAN) LOWER-TIER, L.P. Cayman Islands 805-7223494023 Private Equity Fund 0 2,000,000
METALMARK CAPITAL PARTNERS III, LP Cayman Islands 805-1759657322 Private Equity Fund 74,307,000 10,000,000
MPL/TM INVESTMENTS, LP Cayman Islands 805-4966107489 Private Equity Fund 124,954,000 0
MCP/LH INVESTMENTS, LP United States 805-7862403298 Private Equity Fund 7,193,000 0
SPH/MIC INVESTMENTS, LP Cayman Islands 805-6151429376 Private Equity Fund 68,540,000 0
METALMARK MMV HOLDINGS, LP Cayman Islands 805-7862001880 Private Equity Fund 929,000 0

METALMARK MANAGEMENT LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METALMARK CAPITAL PARTNERS CAYMAN III, L.P. Cayman Islands 805-4018019034 Private Equity Fund 8,513,000 10,000,000
METALMARK CAPITAL PARTNERS III LOWER-TIER L.P. United States 805-4277378653 Private Equity Fund 48,191,000 10,000,000
MCP III (CAYMAN) AIF, LP United States 805-2340118525 Private Equity Fund 10,588,000 10,000,000
MCP (SILO) II AIF, L.P. United States 805-6282726938 Private Equity Fund 362,847,000 0
MCP (SILO) II AIF OFFSHORE, L.P. Cayman Islands 805-7714152218 Private Equity Fund 206,071,000 0
MCP II (TE) AIF, L.P. United States 805-8851073097 Private Equity Fund 61,641,000 2,000,000
METALMARK CAPITAL PARTNERS EXECUTIVE FUND, L.P. United States 805-3245562054 Private Equity Fund 11,281,000 50,000
METALMARK CAPITAL PARTNERS MS FUND, L.P. United States 805-2040714598 Private Equity Fund 2,430,000 2,000,000
METALMARK CAPITAL PARTNERS, L.P. United States 805-9963462271 Private Equity Fund 276,400,000 2,000,000 Master Fund
METALMARK CAPITAL PARTNERS CAYMAN FUND, L.P. Cayman Islands 805-7684737955 Private Equity Fund 109,627,000 2,000,000 Master Fund
METALMARK MAXUM HOLDINGS LLC United States 805-9406081800 Private Equity Fund 17,566,000 0
METALMARK CAPITAL PARTNERS II CO-INVESTMENT, L.P. United States 805-6227831732 Private Equity Fund 151,338,000 0
MCP TE II (OUTBOUND) L.P. Cayman Islands 805-6770550030 Private Equity Fund 62,553,000 2,000,000
MCP II (CAYMAN) AIF, L.P. United States 805-8007669896 Private Equity Fund 86,449,000 2,000,000
MCP II (OUTBOUND), L.P. Cayman Islands 805-8015189549 Private Equity Fund 84,752,000 2,000,000
METALMARK NNE HOLDINGS LLC United States 805-1774904884 Private Equity Fund 13,615,000 0
METALMARK CAPITAL PARTNERS CAYMAN II, L.P. Cayman Islands 805-5401516505 Private Equity Fund 230,556,000 2,000,000
WS CO-INVESTMENT B LP United States 805-4069457052 Private Equity Fund 58,718,000 0
METALMARK CAPITAL PARTNERS II, L.P. United States 805-9732455537 Private Equity Fund 301,191,000 2,000,000
METALMARK CAPITAL PARTNERS (SILO) II, L.P. United States 805-9560496003 Private Equity Fund 361,672,000 0
METALMARK CAPITAL PARTNERS TE II, L.P. United States 805-5390682747 Private Equity Fund 145,410,000 2,000,000
METALMARK CAPITAL PARTNERS II EXECUTIVE FUND, L.P. United States 805-7001322330 Private Equity Fund 33,897,000 0
MCP II (CAYMAN) LOWER-TIER, L.P. Cayman Islands 805-7223494023 Private Equity Fund 66,481,000 2,000,000
METALMARK CAPITAL PARTNERS III, LP Cayman Islands 805-1759657322 Private Equity Fund 38,101,000 10,000,000
MPL/TM INVESTMENTS, LP Cayman Islands 805-4966107489 Private Equity Fund 57,213,000 0
MCP/LH INVESTMENTS, LP United States 805-7862403298 Private Equity Fund 6,333,000 0
SPH/MIC INVESTMENTS, LP Cayman Islands 805-6151429376 Private Equity Fund 60,892,000 0
METALMARK MMV HOLDINGS, LP Cayman Islands 805-7862001880 Private Equity Fund 17,750,000 0

METALMARK MANAGEMENT LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
HOFFMAN, MICHAEL, CAREY PARTNER 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MSCP III LLC MEMBER direct 1998-11-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING DIRECTOR direct 2004-05-01
METALMARK MANAGEMENT LLC PARTNER / PARTNER - RELYING ADVISER direct 2004-05-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR direct 1996-03-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1999-11-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC MANAGING DIRECTOR direct 2002-12-01 2002-07-23
MORGAN STANLEY LEVERAGED EQUITY FUND II INC DIRECTOR direct 1996-03-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1998-11-01 2004-02-27
MSDW CAPITAL PARTNERS IV INC DIRECTOR direct 1999-11-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC MANAGING DIRECTOR / MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
CLIFFORD, KENNETH, FRANCIS PARTNER, CFO, AND CCO 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORGAN STANLEY VENTURE CAPITAL INC VP direct 1988-01-01
METALMARK MANAGEMENT LLC PARTNER, CFO, AND CCO / PARTNER, CFO, AND CCO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC VP, TREASURER direct 1993-03-01
MSCP III LLC MEMBER direct 1998-11-01
MORGAN STANLEY VENTURE CAPITAL II INC VP direct 1992-11-01 2002-02-28
MORGAN STANLEY VENTURE CAPITAL III INC VICE PRESIDENT direct 1996-08-01 2002-02-28
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND CFO direct 1999-09-01 2002-07-23
EARLY ADOPTER FUND MANAGER INC PRINCIPAL AND TREASURER direct 1999-02-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC MANAGING DIRECTOR, TREASURER AND CFO direct 1998-11-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, TREASURER direct 1998-08-01 2002-07-23
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND TREASURER direct 1989-09-01 2002-07-23
MSVP 2001, INC. CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MORGAN STANLEY CAPITAL PARTNERS III INC VP, TREASURER direct 1993-03-01 2003-02-28
MSDW VENTURE PARTNERS IV INC CHIEF FINANCIAL OFFICER direct 1999-09-01 2004-02-27
MSVP 2002, INC. CHIEF FINANCIAL OFFICER direct 2001-10-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHIEF FINANCIAL OFFICER AND TREASURER direct 1989-09-01 2004-02-27
EARLY ADOPTER FUND MANAGER INC CHIEF FINANCIAL OFFICER direct 1999-02-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC CHIEF FINANCIAL OFFICER direct 1998-11-01 2004-02-27
MSDW CAPITAL PARTNERS IV INC CHIEF FINANCIAL OFFICER direct 1998-08-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHIEF FINANCIAL OFFICER direct 1996-08-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER direct 1993-03-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHIEF FINANCIAL OFFICER direct 1992-11-01 2004-02-27
PE, LLC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2004-10-07
METALMARK MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2004-11-11
METALMARK MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CFO, CCO, AND MANAGING DIRECTOR / CFO, CCO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
HOFFEN, HOWARD, IRA CHAIRMAN AND CEO 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC CHAIRMAN AND CEO / CHAIRMAN AND CEO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MSCP III LLC MEMBER direct 1998-11-01
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR, CHAIRMAN AND PRESIDENT direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND DIRECTOR direct 1994-04-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR, MANAGING DIRECTOR, PRESIDENT AND CEO direct 2001-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1998-08-01 2002-07-23
MSVP 2001, INC. CHAIRMAN, DIRECTOR AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MSDW CAPITAL PARTNERS IV INC CHAIRMAN, CEO AND DIRECTOR direct 2001-02-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHAIRMAN, CEO, AND DIRECTOR direct 2001-02-01 2004-02-27
MSVP 2002, INC. CHAIRMAN AND DIRECTOR direct 2001-10-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR,CHAIRMAN AND CEO direct 2002-11-01 2004-02-27
MSDW VENTURE PARTNERS IV INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1993-03-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CEO AND MANAGING DIRECTOR / CHAIRMAN, CEO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
METALMARK CAPITAL LLC MEMBER 05/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PE, LLC MEMBER direct 2004-05-01
METALMARK MANAGEMENT LLC MEMBER direct 2004-05-01
ABRAMSON, LEIGH, JONATHAN PARTNER 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MSCP III LLC MEMBER direct 1998-11-01
METALMARK SUBADVISOR LLC MANAGING DIRECTOR direct 2004-05-01
METALMARK MANAGEMENT LLC PARTNER / PARTNER - RELYING ADVISER direct 2004-05-01
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR direct 2001-12-01 2004-02-27
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR direct 2001-12-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR direct 2001-12-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC MANAGING DIRECTOR / MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
MYERS, GREGORY, DAVID PARTNER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
METALMARK SUBADVISOR LLC MANAGING DIRECTOR direct 2006-01-01
METALMARK MANAGEMENT LLC MANAGING DIRECTOR / MANAGING DIRECTOR - RELYING ADVISER direct 2006-01-01
METALMARK MANAGEMENT LLC MANAGING DIRECTOR direct 2006-01-01
METALMARK MANAGEMENT LLC PARTNER / PARTNER - RELYING ADVISER direct 2006-01-01
HOFFEN, HOWARD, IRA MANAGING MEMBER METALMARK CAPITAL LLC 02/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC CHAIRMAN AND CEO / CHAIRMAN AND CEO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MSCP III LLC MEMBER direct 1998-11-01
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR, CHAIRMAN AND PRESIDENT direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND DIRECTOR direct 1994-04-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR, MANAGING DIRECTOR, PRESIDENT AND CEO direct 2001-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1998-08-01 2002-07-23
MSVP 2001, INC. CHAIRMAN, DIRECTOR AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MSDW CAPITAL PARTNERS IV INC CHAIRMAN, CEO AND DIRECTOR direct 2001-02-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHAIRMAN, CEO, AND DIRECTOR direct 2001-02-01 2004-02-27
MSVP 2002, INC. CHAIRMAN AND DIRECTOR direct 2001-10-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR,CHAIRMAN AND CEO direct 2002-11-01 2004-02-27
MSDW VENTURE PARTNERS IV INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1993-03-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CEO AND MANAGING DIRECTOR / CHAIRMAN, CEO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METALMARK MMV HOLDINGS, LP Cayman Islands 805-7862001880 Private Equity Fund 12,739,000 0
MCP (SILO) II AIF, L.P. United States 805-6282726938 Private Equity Fund 402,740,000 0
MCP (SILO) II AIF OFFSHORE, L.P. Cayman Islands 805-7714152218 Private Equity Fund 141,069,000 0
MCP II (TE) AIF, L.P. United States 805-8851073097 Private Equity Fund 87,760,000 2,000,000
METALMARK CAPITAL PARTNERS EXECUTIVE FUND, L.P. United States 805-3245562054 Private Equity Fund 11,315,000 50,000
METALMARK CAPITAL PARTNERS MS FUND, L.P. United States 805-2040714598 Private Equity Fund 2,432,000 2,000,000
METALMARK CAPITAL PARTNERS, L.P. United States 805-9963462271 Private Equity Fund 276,620,000 2,000,000 Master Fund
METALMARK CAPITAL PARTNERS CAYMAN FUND, L.P. Cayman Islands 805-7684737955 Private Equity Fund 109,827,000 2,000,000 Master Fund
METALMARK MAXUM HOLDINGS LLC United States 805-9406081800 Private Equity Fund 17,832,000 0
METALMARK CAPITAL PARTNERS II CO-INVESTMENT, L.P. United States 805-6227831732 Private Equity Fund 168,677,000 0
MCP TE II (OUTBOUND) L.P. Cayman Islands 805-6770550030 Private Equity Fund 43,582,000 2,000,000
MCP II (CAYMAN) AIF, L.P. United States 805-8007669896 Private Equity Fund 115,437,000 2,000,000
MCP II (OUTBOUND), L.P. Cayman Islands 805-8015189549 Private Equity Fund 58,106,000 2,000,000
METALMARK NNE HOLDINGS LLC United States 805-1774904884 Private Equity Fund 25,574,000 0
WS CO-INVESTMENT B LP United States 805-4069457052 Private Equity Fund 50,968,000 0
METALMARK CAPITAL PARTNERS II, L.P. United States 805-9732455537 Private Equity Fund 365,543,000 2,000,000
METALMARK CAPITAL PARTNERS (SILO) II, L.P. United States 805-9560496003 Private Equity Fund 469,186,000 0
METALMARK CAPITAL PARTNERS CAYMAN II, L.P. Cayman Islands 805-5401516505 Private Equity Fund 267,700,000 2,000,000
METALMARK CAPITAL PARTNERS TE II, L.P. United States 805-5390682747 Private Equity Fund 169,718,000 2,000,000
METALMARK CAPITAL PARTNERS II EXECUTIVE FUND, L.P. United States 805-7001322330 Private Equity Fund 37,805,000 0
MCP II (CAYMAN) LOWER-TIER, L.P. Cayman Islands 805-7223494023 Private Equity Fund 37,277,000 2,000,000
METALMARK CAPITAL PARTNERS III, LP Cayman Islands 805-1759657322 Private Equity Fund 51,752,000 0
MPL/TM INVESTMENTS, LP Cayman Islands 805-4966107489 Private Equity Fund 52,712,000 0
MCP/LH INVESTMENTS, LP United States 805-7862403298 Private Equity Fund 5,678,000 0
SPH/MIC INVESTMENTS, LP Cayman Islands 805-6151429376 Private Equity Fund 54,106,000 0

METALMARK MANAGEMENT LLC

ownership team - last updated 2017-03-31
Name Title Start Date Direct/Indirect % Ownership
HOFFMAN, MICHAEL, CAREY PARTNER / PARTNER - RELYING ADVISER 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MSCP III LLC MEMBER direct 1998-11-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING DIRECTOR direct 2004-05-01
METALMARK MANAGEMENT LLC PARTNER / PARTNER - RELYING ADVISER direct 2004-05-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR direct 1996-03-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1999-11-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC MANAGING DIRECTOR direct 2002-12-01 2002-07-23
MORGAN STANLEY LEVERAGED EQUITY FUND II INC DIRECTOR direct 1996-03-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1998-11-01 2004-02-27
MSDW CAPITAL PARTNERS IV INC DIRECTOR direct 1999-11-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC MANAGING DIRECTOR / MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
CLIFFORD, KENNETH, FRANCIS PARTNER, CFO, AND CCO / PARTNER, CFO, AND CCO - RELYING ADVISER 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORGAN STANLEY VENTURE CAPITAL INC VP direct 1988-01-01
METALMARK MANAGEMENT LLC PARTNER, CFO, AND CCO / PARTNER, CFO, AND CCO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC VP, TREASURER direct 1993-03-01
MSCP III LLC MEMBER direct 1998-11-01
MORGAN STANLEY VENTURE CAPITAL II INC VP direct 1992-11-01 2002-02-28
MORGAN STANLEY VENTURE CAPITAL III INC VICE PRESIDENT direct 1996-08-01 2002-02-28
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND CFO direct 1999-09-01 2002-07-23
EARLY ADOPTER FUND MANAGER INC PRINCIPAL AND TREASURER direct 1999-02-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC MANAGING DIRECTOR, TREASURER AND CFO direct 1998-11-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, TREASURER direct 1998-08-01 2002-07-23
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND TREASURER direct 1989-09-01 2002-07-23
MSVP 2001, INC. CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MORGAN STANLEY CAPITAL PARTNERS III INC VP, TREASURER direct 1993-03-01 2003-02-28
MSDW VENTURE PARTNERS IV INC CHIEF FINANCIAL OFFICER direct 1999-09-01 2004-02-27
MSVP 2002, INC. CHIEF FINANCIAL OFFICER direct 2001-10-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHIEF FINANCIAL OFFICER AND TREASURER direct 1989-09-01 2004-02-27
EARLY ADOPTER FUND MANAGER INC CHIEF FINANCIAL OFFICER direct 1999-02-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC CHIEF FINANCIAL OFFICER direct 1998-11-01 2004-02-27
MSDW CAPITAL PARTNERS IV INC CHIEF FINANCIAL OFFICER direct 1998-08-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHIEF FINANCIAL OFFICER direct 1996-08-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER direct 1993-03-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHIEF FINANCIAL OFFICER direct 1992-11-01 2004-02-27
PE, LLC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2004-10-07
METALMARK MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2004-11-11
METALMARK MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CFO, CCO, AND MANAGING DIRECTOR / CFO, CCO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
HOFFEN, HOWARD, IRA CHAIRMAN AND CEO / CHAIRMAN AND CEO - RELYING ADVISER 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC CHAIRMAN AND CEO / CHAIRMAN AND CEO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MSCP III LLC MEMBER direct 1998-11-01
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR, CHAIRMAN AND PRESIDENT direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND DIRECTOR direct 1994-04-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR, MANAGING DIRECTOR, PRESIDENT AND CEO direct 2001-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1998-08-01 2002-07-23
MSVP 2001, INC. CHAIRMAN, DIRECTOR AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MSDW CAPITAL PARTNERS IV INC CHAIRMAN, CEO AND DIRECTOR direct 2001-02-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHAIRMAN, CEO, AND DIRECTOR direct 2001-02-01 2004-02-27
MSVP 2002, INC. CHAIRMAN AND DIRECTOR direct 2001-10-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR,CHAIRMAN AND CEO direct 2002-11-01 2004-02-27
MSDW VENTURE PARTNERS IV INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1993-03-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CEO AND MANAGING DIRECTOR / CHAIRMAN, CEO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
METALMARK CAPITAL LLC MEMBER 05/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PE, LLC MEMBER direct 2004-05-01
METALMARK MANAGEMENT LLC MEMBER direct 2004-05-01
ABRAMSON, LEIGH, JONATHAN PARTNER / PARTNER - RELYING ADVISER 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MSCP III LLC MEMBER direct 1998-11-01
METALMARK SUBADVISOR LLC MANAGING DIRECTOR direct 2004-05-01
METALMARK MANAGEMENT LLC PARTNER / PARTNER - RELYING ADVISER direct 2004-05-01
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR direct 2001-12-01 2004-02-27
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR direct 2001-12-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR direct 2001-12-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC MANAGING DIRECTOR / MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
MYERS, GREGORY, DAVID PARTNER / PARTNER - RELYING ADVISER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
METALMARK SUBADVISOR LLC MANAGING DIRECTOR direct 2006-01-01
METALMARK MANAGEMENT LLC MANAGING DIRECTOR / MANAGING DIRECTOR - RELYING ADVISER direct 2006-01-01
METALMARK MANAGEMENT LLC MANAGING DIRECTOR direct 2006-01-01
METALMARK MANAGEMENT LLC PARTNER / PARTNER - RELYING ADVISER direct 2006-01-01
METALMARK CAPITAL II HOLDINGS LLC MANAGING MEMBER - RELYING ADVISER 12/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC MANAGING MEMBER - RELYING ADVISER direct 2013-12-01
SIEGAL, JEFFREY, MARC PARTNER / PARTNER - RELYING ADVISER 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR direct 2003-12-01
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR direct 2003-12-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR direct 2003-12-01
METALMARK SUBADVISOR LLC MANAGING DIRECTOR direct 2004-05-01
METALMARK MANAGEMENT LLC MANAGING DIRECTOR direct 2004-05-01
METALMARK MANAGEMENT LLC PARTNER / PARTNER - RELYING ADVISER direct 2004-05-01
METALMARK MANAGEMENT LLC MANAGING DIRECTOR / MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01
HOFFEN, HOWARD, IRA MANAGING MEMBER METALMARK CAPITAL LLC / METALMARK CAPITAL II LLC 02/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC CHAIRMAN AND CEO / CHAIRMAN AND CEO - RELYING ADVISER direct 2004-05-01
METALMARK SUBADVISOR LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01
MSDW CAPITAL PARTNERS IV LLC MEMBER direct 1998-11-01
MSCP III LLC MEMBER direct 1998-11-01
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC DIRECTOR, CHAIRMAN AND PRESIDENT direct 1999-11-01
METALMARK SUBADVISOR LLC MANAGING MEMBER indirect 2004-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC MANAGING DIRECTOR AND DIRECTOR direct 1994-04-01 2002-07-23
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR, MANAGING DIRECTOR, PRESIDENT AND CEO direct 2001-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC MANAGING DIRECTOR AND DIRECTOR direct 1999-09-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC MANAGING DIRECTOR, DIRECTOR direct 1998-08-01 2002-07-23
MSVP 2001, INC. CHAIRMAN, DIRECTOR AND MANAGING DIRECTOR direct 2001-10-01 2003-02-25
MSDW CAPITAL PARTNERS IV INC CHAIRMAN, CEO AND DIRECTOR direct 2001-02-01 2004-02-27
MORGAN STANLEY LEVERAGED EQUITY FUND II INC CHAIRMAN, CEO, AND DIRECTOR direct 2001-02-01 2004-02-27
MSVP 2002, INC. CHAIRMAN AND DIRECTOR direct 2001-10-01 2004-02-27
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR,CHAIRMAN AND CEO direct 2002-11-01 2004-02-27
MSDW VENTURE PARTNERS IV INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL II INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY VENTURE CAPITAL III INC CHAIRMAN AND DIRECTOR direct 2003-02-01 2004-02-27
MORGAN STANLEY CAPITAL PARTNERS III INC MANAGING DIRECTOR, DIRECTOR direct 1993-03-01 2004-02-27
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2004-02-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR direct 2004-05-01 2013-03-28
METALMARK MANAGEMENT LLC CHAIRMAN, CEO AND MANAGING DIRECTOR / CHAIRMAN, CEO AND MANAGING DIRECTOR - RELYING ADVISER direct 2004-05-01 2016-03-24
METALMARK MANAGEMENT II GP LLC GENERAL PARTNER METALMARK CAPITAL II LP 12/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC GENERAL PARTNER indirect 2013-12-01
METALMARK CAPITAL II LP MANAGING MEMBER METALMARK CAPITAL II HOLDINGS LLC 12/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2013-12-01
METALMARK CAPITAL II LLC MANAGING MEMBER METALMARK MANAGEMENT II GP LLC 12/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METALMARK MANAGEMENT LLC MANAGING MEMBER indirect 2013-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
WS CO-INVESTMENT B LP United States 805-4069457052 Private Equity Fund 225,696,000 0
METALMARK MMV HOLDINGS, LP Cayman Islands 805-7862001880 Private Equity Fund 8,914,000 0
MCP (SILO) II AIF, L.P. United States 805-6282726938 Private Equity Fund 367,148,000 0
MCP (SILO) II AIF OFFSHORE, L.P. Cayman Islands 805-7714152218 Private Equity Fund 151,115,000 0
MCP II (TE) AIF, L.P. United States 805-8851073097 Private Equity Fund 88,638,000 2,000,000
METALMARK CAPITAL PARTNERS EXECUTIVE FUND, L.P. United States 805-3245562054 Private Equity Fund 11,062,000 50,000
METALMARK CAPITAL PARTNERS MS FUND, L.P. United States 805-2040714598 Private Equity Fund 2,375,000 2,000,000
METALMARK CAPITAL PARTNERS, L.P. United States 805-9963462271 Private Equity Fund 270,431,000 2,000,000 Master Fund
METALMARK CAPITAL PARTNERS CAYMAN FUND, L.P. Cayman Islands 805-7684737955 Private Equity Fund 107,413,000 2,000,000 Master Fund
METALMARK MAXUM HOLDINGS LLC United States 805-9406081800 Private Equity Fund 29,882,000 0
METALMARK CAPITAL PARTNERS II CO-INVESTMENT, L.P. United States 805-6227831732 Private Equity Fund 166,896,000 0
MCP TE II (OUTBOUND) L.P. Cayman Islands 805-6770550030 Private Equity Fund 45,538,000 2,000,000
MCP II (CAYMAN) AIF, L.P. United States 805-8007669896 Private Equity Fund 106,635,000 2,000,000
MCP II (OUTBOUND), L.P. Cayman Islands 805-8015189549 Private Equity Fund 60,724,000 2,000,000
METALMARK NNE HOLDINGS LLC United States 805-1774904884 Private Equity Fund 30,407,000 0
METALMARK CAPITAL PARTNERS (SILO) II, L.P. United States 805-9560496003 Private Equity Fund 467,594,000 0
METALMARK CAPITAL PARTNERS II, L.P. United States 805-9732455537 Private Equity Fund 345,991,000 2,000,000
METALMARK CAPITAL PARTNERS CAYMAN II, L.P. Cayman Islands 805-5401516505 Private Equity Fund 271,354,000 2,000,000
METALMARK CAPITAL PARTNERS TE II, L.P. United States 805-5390682747 Private Equity Fund 171,967,000 2,000,000
METALMARK CAPITAL PARTNERS II EXECUTIVE FUND, L.P. United States 805-7001322330 Private Equity Fund 36,489,000 0
MPL INVESTOR HOLDINGS 1 LP Cayman Islands 805-7749356984 Private Equity Fund 203,596,000 0

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