METROPOLITAN LIFE INSURANCE COMPANY

NEW YORK, NY Insurance Company Investment Advisor Hedge Fund How do I update this listing?

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Metropolitan Life Insurance Company is based out of New York. Their last reported 13F filing for Q1 2022 included $2,554,022,000 in managed 13F securities and a top 10 holdings concentration of 26.41%. Metropolitan Life Insurance Company's largest holding is Apple Inc with shares held of 924,208. Whalewisdom has at least 94 13F filings, and 1 13G filings

03/31/2022

13F Activity

  • Market Value $2.554 Billion
  • Prior Market Value $6.96 Billion
  • New Purchases43 stocks
  • Additional Purchases8 stocks
  • Sold out of550 stocks
  • Reduced holdings in2079 stocks
  • Top 10 Holdings % 26.41 %
  • Turnover % [1]:27.83%
  • Turnover Alt % [2]: 0.58 %
  • Time Held Top20:26.10 quarters
  • Time Held Top10:22.20 quarters
  • Time Held All:41.08 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-05-16

Performance for Q1 2022: -15.0%
Performance Last 4 Quarters: -10.57%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

Global (ex. US) Holdings

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Source: Refinitiv

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METLIFE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2022-03-30
Name Title Start Date Direct/Indirect % Ownership
METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC SOLE OWNER 07/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOGAN CIRCLE PARTNERS, L.P. SOLE OWNER direct 2017-09-01
POLLARO, JOSEPH, PATRICK CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
GRAFSTEIN, ISRAEL CHIEF COMPLIANCE OFFICER 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITI VENTURE SERVICES LLC ASSISTENT SECRETARY direct 2009-06-01
CITI PRIVATE MANAGEMENT LLC ASSISTENT SECRETARY direct 2009-06-01
MCCRORY, HUGH, GERARD CHIEF COUNSEL AND CORPORATE SECRETARY (CHIEF LEGAL OFFICER) 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE, INC. SOLE OWNER METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE LONG SHORT CREDIT MASTER FUND, LP United States 805-8251112827 Hedge Fund 100,333,283 1,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT II INVESTMENT FUND, LP United States 805-4246645292 Private Equity Fund 20,277,768 5,000,000 Master Fund
METLIFE LONG SHORT CREDIT FUND, LP United States 805-6713588407 Hedge Fund 100,251,504 1,000,000 Feeder Fund
MIDDLE MARKET PRIVATE DEBT FUND II, LP United States 805-8222292487 Private Equity Fund 20,187,132 5,000,000 Master Fund
METLIFE EMERGING MARKET DEBT BLEND FUND (INSURANCE RATED), LP United States 805-1556933497 Hedge Fund 136,299,527 1,000,000
METLIFE SENIOR DIRECT LENDING HOLDINGS, LP United States 805-5532614861 Private Equity Fund 136,166,241 10,000,000 Master Fund
METLIFE EMERGING MARKET DEBT, LP United States 805-7159815080 Hedge Fund 509,628,518 1,000,000
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 303,643,619 5,000,000
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 223,596,177 5,000,000
GALENE CREDIT FUND, LP Cayman Islands 805-4554755882 Private Equity Fund 32,708,373 100,000

METLIFE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2021-11-02
Name Title Start Date Direct/Indirect % Ownership
METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC SOLE OWNER 07/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOGAN CIRCLE PARTNERS, L.P. SOLE OWNER direct 2017-09-01
POLLARO, JOSEPH, PATRICK CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
GRAFSTEIN, ISRAEL CHIEF COMPLIANCE OFFICER 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITI VENTURE SERVICES LLC ASSISTENT SECRETARY direct 2009-06-01
CITI PRIVATE MANAGEMENT LLC ASSISTENT SECRETARY direct 2009-06-01
MCCRORY, HUGH, GERARD CHIEF COUNSEL AND CORPORATE SECRETARY (CHIEF LEGAL OFFICER) 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE, INC. SOLE OWNER METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE SENIOR DIRECT LENDING FUND, LP Cayman Islands 805-2712101586 Private Equity Fund 0 10,000,000 Feeder Fund
METLIFE SENIOR DIRECT LENDING FINCO, LLC United States 805-9117214357 Private Equity Fund 0 10,000,000 Master Fund Feeder Fund
METLIFE SENIOR DIRECT LENDING HOLDINGS, LP United States 805-5532614861 Private Equity Fund 0 10,000,000 Master Fund
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 357,731,145 278,189,321 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 20,252,718 5,000,000 Feeder Fund
METLIFE EMERGING MARKET DEBT, L.P. United States 805-7159815080 Hedge Fund 435,401,131 1,000,000
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 279,226,152 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 384,937,543 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 207,648,833 5,000,000

METLIFE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2021-09-30
Name Title Start Date Direct/Indirect % Ownership
METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC SOLE OWNER 07/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOGAN CIRCLE PARTNERS, L.P. SOLE OWNER direct 2017-09-01
POLLARO, JOSEPH, PATRICK CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
GRAFSTEIN, ISRAEL CHIEF COMPLIANCE OFFICER 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITI VENTURE SERVICES LLC ASSISTENT SECRETARY direct 2009-06-01
CITI PRIVATE MANAGEMENT LLC ASSISTENT SECRETARY direct 2009-06-01
MCCRORY, HUGH, GERARD CHIEF COUNSEL AND CORPORATE SECRETARY (CHIEF LEGAL OFFICER) 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE, INC. SOLE OWNER METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE SENIOR DIRECT LENDING FUND, LP Cayman Islands 805-2712101586 Private Equity Fund 0 10,000,000 Feeder Fund
METLIFE SENIOR DIRECT LENDING FINCO, LLC United States 805-9117214357 Private Equity Fund 0 10,000,000 Master Fund Feeder Fund
METLIFE SENIOR DIRECT LENDING HOLDINGS, LP United States 805-5532614861 Private Equity Fund 0 10,000,000 Master Fund
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 357,731,145 278,189,321 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 20,252,718 5,000,000 Feeder Fund
METLIFE EMERGING MARKET DEBT, L.P. United States 805-7159815080 Hedge Fund 435,401,131 1,000,000
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 279,226,152 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 384,937,543 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 207,648,833 5,000,000

METLIFE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2021-04-02
Name Title Start Date Direct/Indirect % Ownership
METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC SOLE OWNER 07/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOGAN CIRCLE PARTNERS, L.P. SOLE OWNER direct 2017-09-01
POLLARO, JOSEPH, PATRICK CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
GRAFSTEIN, ISRAEL CHIEF COMPLIANCE OFFICER 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITI VENTURE SERVICES LLC ASSISTENT SECRETARY direct 2009-06-01
CITI PRIVATE MANAGEMENT LLC ASSISTENT SECRETARY direct 2009-06-01
MCCRORY, HUGH, GERARD CHIEF COUNSEL AND CORPORATE SECRETARY (CHIEF LEGAL OFFICER) 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE, INC. SOLE OWNER METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE SENIOR DIRECT LENDING FUND, LP Cayman Islands 805-2712101586 Private Equity Fund 0 10,000,000 Feeder Fund
METLIFE SENIOR DIRECT LENDING FINCO, LLC United States 805-9117214357 Private Equity Fund 0 10,000,000 Master Fund Feeder Fund
METLIFE SENIOR DIRECT LENDING HOLDINGS, LP United States 805-5532614861 Private Equity Fund 0 10,000,000 Master Fund
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 357,731,145 278,189,321 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 20,252,718 5,000,000 Feeder Fund
METLIFE EMERGING MARKET DEBT, L.P. United States 805-7159815080 Hedge Fund 435,401,131 1,000,000
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 279,226,152 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 384,937,543 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 207,648,833 5,000,000

METLIFE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC SOLE OWNER 07/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOGAN CIRCLE PARTNERS, L.P. SOLE OWNER direct 2017-09-01
POLLARO, JOSEPH, PATRICK CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
BEDORE, ELISABETH, H CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF COMPLIANCE OFFICER direct 2017-09-01
MCCRORY, HUGH, GERARD CHIEF COUNSEL AND CORPORATE SECRETARY (CHIEF LEGAL OFFICER) 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE, INC. SOLE OWNER METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE SENIOR DIRECT LENDING HOLDINGS, LP United States 805-5532614861 Private Equity Fund 0 10,000,000 Master Fund
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 357,731,145 278,189,321 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 20,252,718 5,000,000 Feeder Fund
METLIFE EMERGING MARKET DEBT, L.P. United States 805-7159815080 Hedge Fund 435,401,131 1,000,000
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 279,226,152 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 384,937,543 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 207,648,833 5,000,000
METLIFE SENIOR DIRECT LENDING FUND, LP Cayman Islands 805-2712101586 Private Equity Fund 0 10,000,000 Feeder Fund
METLIFE SENIOR DIRECT LENDING FINCO, LLC United States 805-9117214357 Private Equity Fund 0 10,000,000 Master Fund Feeder Fund

METLIFE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2020-10-02
Name Title Start Date Direct/Indirect % Ownership
METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC SOLE OWNER 07/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOGAN CIRCLE PARTNERS, L.P. SOLE OWNER direct 2017-09-01
POLLARO, JOSEPH, PATRICK CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
BEDORE, ELISABETH, H CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF COMPLIANCE OFFICER direct 2017-09-01
MCCRORY, HUGH, GERARD CHIEF COUNSEL AND CORPORATE SECRETARY (CHIEF LEGAL OFFICER) 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE, INC. SOLE OWNER METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 357,731,145 5,000,000 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 10,211,526 5,000,000 Feeder Fund
METLIFE EMERGING MARKET DEBT, L.P. United States 805-7159815080 Hedge Fund 372,606,625 1,000,000
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 195,643,490 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 384,937,543 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 143,565,156 5,000,000

METLIFE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2020-09-29
Name Title Start Date Direct/Indirect % Ownership
METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC SOLE OWNER 07/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOGAN CIRCLE PARTNERS, L.P. SOLE OWNER direct 2017-09-01
POLLARO, JOSEPH, PATRICK CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
BEDORE, ELISABETH, H CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF COMPLIANCE OFFICER direct 2017-09-01
MCCRORY, HUGH, GERARD CHIEF COUNSEL AND CORPORATE SECRETARY (CHIEF LEGAL OFFICER) 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE, INC. SOLE OWNER METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 357,731,145 5,000,000 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 10,211,526 5,000,000 Feeder Fund
METLIFE EMERGING MARKET DEBT, L.P. United States 805-7159815080 Hedge Fund 372,606,625 1,000,000
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 195,643,490 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 384,937,543 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 143,565,156 5,000,000

METLIFE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2020-06-26
Name Title Start Date Direct/Indirect % Ownership
METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC SOLE OWNER 07/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOGAN CIRCLE PARTNERS, L.P. SOLE OWNER direct 2017-09-01
POLLARO, JOSEPH, PATRICK CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
BEDORE, ELISABETH, H CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF COMPLIANCE OFFICER direct 2017-09-01
MCCRORY, HUGH, GERARD CHIEF COUNSEL AND CORPORATE SECRETARY (CHIEF LEGAL OFFICER) 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE, INC. SOLE OWNER METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 195,643,490 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 384,937,543 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 143,565,156 5,000,000
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 357,731,145 5,000,000 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 10,211,526 5,000,000 Feeder Fund
METLIFE EMERGING MARKET DEBT, L.P. United States 805-7159815080 Hedge Fund 372,606,625 1,000,000

METLIFE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 195,643,490 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 384,937,543 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 143,565,156 5,000,000
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 357,731,145 5,000,000 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 10,211,526 5,000,000 Feeder Fund
METLIFE EMERGING MARKET DEBT, L.P. United States 805-7159815080 Hedge Fund 372,606,625 1,000,000

METLIFE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2019-07-01
Name Title Start Date Direct/Indirect % Ownership
METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC SOLE OWNER 07/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
LOGAN CIRCLE PARTNERS, L.P. SOLE OWNER direct 2017-09-01
POLLARO, JOSEPH, PATRICK CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
BEDORE, ELISABETH, H CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF COMPLIANCE OFFICER direct 2017-09-01
MCCRORY, HUGH, GERARD CHIEF COUNSEL AND CORPORATE SECRETARY (CHIEF LEGAL OFFICER) 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE, INC. SOLE OWNER METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 324,492,167 5,000,000 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 10,176,895 5,000,000 Feeder Fund
METLIFE EMERGING MARKET DEBT, L.P. United States 805-7159815080 Hedge Fund 333,134,075 1,000,000
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 107,224,393 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 334,669,062 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 78,465,381 5,000,000

METLIFE INVESTMENT ADVISORS, LLC

ownership team - last updated 2019-04-01
Name Title Start Date Direct/Indirect % Ownership
RHOADS, BRADLEY, D MANAGER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC MANAGER direct 2009-01-01
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE, INC. OWNER 11/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28
HANDAL, NANCY, MUELLER MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2015-01-01
DRISCOLL, JUDE, THADDEUS MANAGER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
DELAWARE CAPITAL MANAGEMENT INC EVP/HEAD OF FIXED INCOME direct 2000-10-01
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT/CEO / DIRECTOR direct 2003-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER direct 2007-01-01
LOGAN CIRCLE ALTERNATIVES, L.P. CHIEF INVESTMENT OFFICER direct 2008-08-01
DELAWARE MANAGEMENT BUSINESS TRUST EXECUTIVE VICE PRESIDENT HEAD OF FIXED INCOME direct 2000-07-01 2002-03-27
DELAWARE MANAGEMENT BUSINESS TRUST EXECUTIVE VICE PRESIDENT HEAD OF FIXED INCOME/INTERIM CEO direct 2000-07-01 2002-11-07
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT direct 2003-10-01 2003-10-29
DELAWARE INTERNATIONAL ADVISERS LTD CHAIRMAN/DIRECTOR direct 2003-09-01 2004-04-15
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT/CHIEF EXECUTIVE OFFICER direct 2003-01-01 2005-12-14
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT/CEO direct 2003-09-01 2005-12-14
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT/CHIEF EXECUTIVE OFFICER / DIRECTOR direct 2003-01-01 2006-03-31
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY DIRECTOR direct 2003-01-01 2006-05-17
LOGAN CIRCLE PARTNERS, L.P. CHIEF EXECUTIVE OFFICER direct 2007-01-01 2007-11-13
LOGAN CIRCLE ALTERNATIVES, LP CHIEF INVESTMENT OFFICER & FUND MANAGER direct 2008-08-01 2008-08-15
LOGAN CIRCLE ALTERNATIVES, LP MEMBER indirect 2008-08-01 2008-08-15
LOGAN CIRCLE PARTNERS, L.P. CEO/DIRECTOR direct 2007-01-01 2009-03-02
LOGAN CIRCLE PARTNERS, L.P. MEMBER indirect 2007-03-01 2010-03-31
LOGAN CIRCLE PARTNERS, L.P. CEO/CHIEF INVESTMENT OFFICER/DIRECTOR direct 2007-01-01 2010-12-23
LOGAN CIRCLE PARTNERS, L.P. CEO/CHIEF INVESTMENT OFFICER direct 2007-01-01 2014-03-31
POLLARO, JOSEPH, PATRICK MANAGER, CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
BEDORE, ELISABETH, H CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF COMPLIANCE OFFICER direct 2017-09-01
MCCRORY, HUGH, GERARD SECRETARY 10/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 107,224,393 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 334,669,062 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 78,465,381 5,000,000
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 324,492,167 5,000,000 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 10,176,895 5,000,000 Feeder Fund

METLIFE INVESTMENT ADVISORS, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
RHOADS, BRADLEY, D MANAGER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC MANAGER direct 2009-01-01
METLIFE, INC. OWNER 11/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
DRISCOLL, JUDE, THADDEUS MANAGER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
DELAWARE CAPITAL MANAGEMENT INC EVP/HEAD OF FIXED INCOME direct 2000-10-01
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT/CEO / DIRECTOR direct 2003-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER direct 2007-01-01
LOGAN CIRCLE ALTERNATIVES, L.P. CHIEF INVESTMENT OFFICER direct 2008-08-01
DELAWARE MANAGEMENT BUSINESS TRUST EXECUTIVE VICE PRESIDENT HEAD OF FIXED INCOME direct 2000-07-01 2002-03-27
DELAWARE MANAGEMENT BUSINESS TRUST EXECUTIVE VICE PRESIDENT HEAD OF FIXED INCOME/INTERIM CEO direct 2000-07-01 2002-11-07
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT direct 2003-10-01 2003-10-29
DELAWARE INTERNATIONAL ADVISERS LTD CHAIRMAN/DIRECTOR direct 2003-09-01 2004-04-15
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT/CHIEF EXECUTIVE OFFICER direct 2003-01-01 2005-12-14
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT/CEO direct 2003-09-01 2005-12-14
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT/CHIEF EXECUTIVE OFFICER / DIRECTOR direct 2003-01-01 2006-03-31
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY DIRECTOR direct 2003-01-01 2006-05-17
LOGAN CIRCLE PARTNERS, L.P. CHIEF EXECUTIVE OFFICER direct 2007-01-01 2007-11-13
LOGAN CIRCLE ALTERNATIVES, LP CHIEF INVESTMENT OFFICER & FUND MANAGER direct 2008-08-01 2008-08-15
LOGAN CIRCLE ALTERNATIVES, LP MEMBER indirect 2008-08-01 2008-08-15
LOGAN CIRCLE PARTNERS, L.P. CEO/DIRECTOR direct 2007-01-01 2009-03-02
LOGAN CIRCLE PARTNERS, L.P. MEMBER indirect 2007-03-01 2010-03-31
LOGAN CIRCLE PARTNERS, L.P. CEO/CHIEF INVESTMENT OFFICER/DIRECTOR direct 2007-01-01 2010-12-23
LOGAN CIRCLE PARTNERS, L.P. CEO/CHIEF INVESTMENT OFFICER direct 2007-01-01 2014-03-31
HANDAL, NANCY, MUELLER MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2015-01-01
POLLARO, JOSEPH, PATRICK MANAGER, CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
BEDORE, ELISABETH, H CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF COMPLIANCE OFFICER direct 2017-09-01
MCCRORY, HUGH, GERARD SECRETARY 10/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP United States 805-2640667587 Private Equity Fund 107,224,393 5,000,000
METLIFE SYNDICATED BANK LOAN FUND, SCSP Luxembourg 805-3683235163 Hedge Fund 334,669,062 5,000,000 Master Fund
METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP Cayman Islands 805-5090726949 Private Equity Fund 78,465,381 5,000,000
METLIFE BL FEEDER (CAYMAN), LP Cayman Islands 805-2007807747 Hedge Fund 324,492,167 5,000,000 Feeder Fund
METLIFE BL FEEDER, LP United States 805-4771219665 Hedge Fund 10,176,895 5,000,000 Feeder Fund

METLIFE INVESTMENT ADVISORS, LLC

ownership team - last updated 2018-05-23
Name Title Start Date Direct/Indirect % Ownership
RHOADS, BRADLEY, D MANAGER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC MANAGER direct 2009-01-01
METLIFE, INC. OWNER 11/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PORTFOLIO ADVISORS INC 100% SHAREHOLDER indirect 2000-04-01
METROPOLITAN LIFE INSURANCE COMPANY 100% SHAREHOLDER direct 2000-04-01
NEW ENGLAND SECURITIES CORPORATION 100% SHAREHOLDER indirect 2000-04-01
NATHAN & LEWIS SECURITIES, INC. 100% SHARE HOLDER indirect 2000-04-01
WALNUT STREET ADVISERS INC DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01
MET INVESTORS ADVISORY LLC SOLE STOCKHOLDER OF METLIFE INVESTORS GROUP, INC. indirect 2002-12-01
WALNUT STREET SECURITIES, INC. DIRECT OWNER direct 2003-01-01
TRAVELERS INVESTMENT ADVISER,INC. SOLE SHAREHOLDER indirect 2005-07-01
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC PARENT indirect 2005-07-01
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01
CITISTREET FINANCIAL SERVICES LLC SOLE OWNER indirect 2005-09-01
CITISTREET FUNDS MANAGEMENT LLC SOLE OWNER indirect 2005-09-01
METLIFE INVESTMENT ADVISORS COMPANY, LLC OWNER direct 2006-11-01
LOGAN CIRCLE PARTNERS, L.P. SOLE MEMBER indirect 2017-07-01
CONNING & COMPANY 100% SHAREHOLDER indirect 2000-04-01 2001-03-12
CONNING ASSET MANAGEMENT CO PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2001-05-01
NEW ENGLAND INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2003-03-31
WALNUT STREET ADVISERS INC IN-DIRECT OWNER OF WALNUT STREET ADVISERS indirect 2000-04-01 2004-03-31
SSR REALTY ADVISORS INC STOCKHOLDER indirect 2000-04-01 2004-10-14
STATE STREET RESEARCH & MANAGEMENT COMPANY DIRECT STOCKHOLDER indirect 2000-04-01 2004-12-10
METLIFE SECURITIES INC. 100% SHAREHOLDER indirect 2000-04-01 2005-04-07
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2005-07-20
METLIFE ADVISERS, LLC PARENT OF METROPOLITAN LIFE INSURANCE COMPANY indirect 2000-04-01 2009-03-27
TOWER SQUARE SECURITIES, INC. PARENT indirect 2005-07-01 2009-07-28
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, INC. indirect 1997-10-01 2014-11-18
METLIFE SECURITIES INC. DIRECT OWNER direct 2000-04-01 2016-05-31
METLIFE ADVISERS, LLC PARENT OF METLIFE INVESTORS GROUP, LLC indirect 1997-10-01 2016-06-03
METLIFE ADVISERS, LLC MEMBER direct 2016-09-01 2017-03-28
MERCK, ROBERT, RABUN MANAGER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
DRISCOLL, JUDE, THADDEUS MANAGER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
DELAWARE CAPITAL MANAGEMENT INC EVP/HEAD OF FIXED INCOME direct 2000-10-01
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT/CEO / DIRECTOR direct 2003-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER direct 2007-01-01
LOGAN CIRCLE ALTERNATIVES, L.P. CHIEF INVESTMENT OFFICER direct 2008-08-01
DELAWARE MANAGEMENT BUSINESS TRUST EXECUTIVE VICE PRESIDENT HEAD OF FIXED INCOME direct 2000-07-01 2002-03-27
DELAWARE MANAGEMENT BUSINESS TRUST EXECUTIVE VICE PRESIDENT HEAD OF FIXED INCOME/INTERIM CEO direct 2000-07-01 2002-11-07
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT direct 2003-10-01 2003-10-29
DELAWARE INTERNATIONAL ADVISERS LTD CHAIRMAN/DIRECTOR direct 2003-09-01 2004-04-15
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT/CHIEF EXECUTIVE OFFICER direct 2003-01-01 2005-12-14
RETIREMENT FINANCIAL SERVICES, INC. PRESIDENT/CEO direct 2003-09-01 2005-12-14
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT/CHIEF EXECUTIVE OFFICER / DIRECTOR direct 2003-01-01 2006-03-31
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY DIRECTOR direct 2003-01-01 2006-05-17
LOGAN CIRCLE PARTNERS, L.P. CHIEF EXECUTIVE OFFICER direct 2007-01-01 2007-11-13
LOGAN CIRCLE ALTERNATIVES, LP CHIEF INVESTMENT OFFICER & FUND MANAGER direct 2008-08-01 2008-08-15
LOGAN CIRCLE ALTERNATIVES, LP MEMBER indirect 2008-08-01 2008-08-15
LOGAN CIRCLE PARTNERS, L.P. CEO/DIRECTOR direct 2007-01-01 2009-03-02
LOGAN CIRCLE PARTNERS, L.P. MEMBER indirect 2007-03-01 2010-03-31
LOGAN CIRCLE PARTNERS, L.P. CEO/CHIEF INVESTMENT OFFICER/DIRECTOR direct 2007-01-01 2010-12-23
LOGAN CIRCLE PARTNERS, L.P. CEO/CHIEF INVESTMENT OFFICER direct 2007-01-01 2014-03-31
HANDAL, NANCY, MUELLER MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2015-01-01
POLLARO, JOSEPH, PATRICK MANAGER, CHIEF OPERATING OFFICER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT MANAGEMENT, LLC MANAGER direct 2012-10-01
METLIFE INVESTMENT ADVISORS, LLC MANAGER, CHIEF OPERATING OFFICER direct 2012-10-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF OPERATING OFFICER direct 2017-09-01
GOULART, STEVEN, JEFFREY PRESIDENT, CHIEF EXECUTIVE OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS COMPANY, LLC SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT direct 2011-01-01
METLIFE INVESTMENT ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2011-05-01
METLIFE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2011-05-01
YICK, MICHAEL, JOHN CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2009-09-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-09-01
BEDORE, ELISABETH, H CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
METLIFE INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
LOGAN CIRCLE PARTNERS, L.P. CHIEF COMPLIANCE OFFICER direct 2017-09-01
MCCRORY, HUGH, GERARD SECRETARY 10/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
METROPOLITAN LIFE INSURANCE COMPANY CHIEF COUNSEL SECURITIES INVESTMENTS direct 1996-10-01
METLIFE INVESTMENT ADVISORS, LLC SECRETARY direct 2006-10-01

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