MID ATLANTIC FINANCIAL MANAGEMENT INC

HTTP://WWW.MACG.COM PITTSBURGH, PA Investment Advisor How do I update this listing?

MID Atlantic Financial Management is based out of Pittsburgh. MID Atlantic Financial Management is a large advisory firm with 4732 clients and discretionary assets under management (AUM) of $1,977,263,635 (Form ADV from 2018-10-01). Their last reported 13F filing for Q3 2019 included $937,155,000 in managed 13F securities and a top 10 holdings concentration of 23.29%. MID Atlantic Financial Management's largest holding is SPDR S&P 500 ETF Trust with shares held of 130,128. Whalewisdom has at least 4 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $937.155 Million
  • Prior Market Value $960.703 Million
  • New Purchases42 stocks
  • Additional Purchases288 stocks
  • Sold out of89 stocks
  • Reduced holdings in332 stocks
  • Top 10 Holdings % 23.29 %
  • Turnover % [1]:18.74%
  • Turnover Alt % [2]: 12.23 %
  • Time Held Top20:2.25 quarters
  • Time Held Top10:2.30 quarters
  • Time Held All:2.65 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 6.22%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MID ATLANTIC FINANCIAL MANAGEMENT, INC.
Classified as Hedge Fund
1251 WATERFRONT PLACE SUITE 510
PITTSBURGH PA    15222-4235
Country: United States

Business Phone: 412-391-7077
Fax: 412-391-7220
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: PA
Number of employees: 101
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Commissions
Amount of client funds and securities:
Total Number of Clients: 4732
Amount of client funds and securities by related persons: 1,738,000,000
Total Number of clients from related persons: 8603
Disclosures: 11.E (4)
Data above was derived from SEC filings.

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MID ATLANTIC FINANCIAL MANAGEMENT, INC.

ownership team - last updated 2019-08-15
Name Title Start Date Direct/Indirect % Ownership
DOWN, DAVID, JOHN PRESIDENT 03/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. PRESIDENT direct 1997-03-01
BANCO, JOSEPH, FRANKLIN SECTY/TREASUER 02/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SECTY/TREASUER direct 1997-02-01
MID ATLANTIC CAPITAL GROUP, INC. MAFM IS WHOLLY OWNED BY MACG 09/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. MAFM IS WHOLLY OWNED BY MACG direct 1993-09-01
FONG, SARAH, F VICE PRESIDENT 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. VICE PRESIDENT direct 2004-05-01
SMITH, KYLE, PETER SENIOR VICE PRESIDENT 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SENIOR VICE PRESIDENT direct 2005-01-01
LONGBOAT CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2000-07-01
DECK, TENZING, THOMAS CHIEF COMPLIANCE OFFICER 08/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2019-08-01
GUA UNIONTOWN CAPITAL CORPORATION SHAREHOLDER MID ATLANTIC CAPITAL GROUP 05/01/1993 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 1993-05-01
EDGECO BUYER, INC. SHAREHOLDER GUA UNIONTOWN CAPITAL CORPORATION 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
EDGECO HOLDINGS,INC. SHAREHOLDER EDGECO BUYER, INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
EDGECO INVESTOR HOLDING, L.P. SHAREHOLDER EDGECO HOLDINGS,INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
PARTHENON INVESTORS V, L.P. SHAREHOLDER EDGECO INVESTOR HOLDING, L.P. 06/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
WATERFALL EDEN MASTER FUND, LTD. SHAREHOLDER EDGECO INVESTOR HOLDING, L.P. 06/01/2018 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SELECT OPPORTUNITY FUND (IN LIQUIDATION) United States 805-4875062807 Other Private Fund FUND OF HEDGE FUNDS 114,458 250,000 Fund of Funds

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
DOWN, DAVID, JOHN PRESIDENT 03/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. PRESIDENT direct 1997-03-01
BANCO, JOSEPH, FRANKLIN SECTY/TREASUER 02/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SECTY/TREASUER direct 1997-02-01
MID ATLANTIC CAPITAL GROUP, INC. MAFM IS WHOLLY OWNED BY MACG 09/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. MAFM IS WHOLLY OWNED BY MACG direct 1993-09-01
BROWN, TIMOTHY, LEE CHIEF COMPLIANCE OFFICER/EXECUTIVE VICE PRESIDENT 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER/EXECUTIVE VICE PRESIDENT direct 2004-05-01
LONDON PACIFIC ADVISORY SERVICES INC. CFO,SECTY, TREAS direct 1996-09-01 2001-08-02
LONDON PACIFIC ADVISORY SERVICES INC. COO direct 1996-09-01 2003-09-03
MID ATLANTIC FINANCIAL MANAGEMENT, INC. EXECUTIVE VICE PRESIDENT direct 2004-05-01 2005-08-29
FONG, SARAH, F VICE PRESIDENT 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. VICE PRESIDENT direct 2004-05-01
SMITH, KYLE, PETER SENIOR VICE PRESIDENT 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SENIOR VICE PRESIDENT direct 2005-01-01
LONGBOAT CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2000-07-01
GUA UNIONTOWN CAPITAL CORPORATION SHAREHOLDER MID ATLANTIC CAPITAL GROUP 05/01/1993 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 1993-05-01
EDGECO BUYER, INC. SHAREHOLDER GUA UNIONTOWN CAPITAL CORPORATION 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
EDGECO HOLDINGS,INC. SHAREHOLDER EDGECO BUYER, INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
EDGECO INVESTOR HOLDING, L.P. SHAREHOLDER EDGECO HOLDINGS,INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
PARTHENON INVESTORS V, L.P. SHAREHOLDER EDGECO INVESTOR HOLDING, L.P. 06/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
WATERFALL EDEN MASTER FUND, LTD. SHAREHOLDER EDGECO INVESTOR HOLDING, L.P. 06/01/2018 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SELECT OPPORTUNITY FUND (IN LIQUIDATION) United States 805-4875062807 Other Private Fund FUND OF HEDGE FUNDS 114,458 250,000 Fund of Funds

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

ownership team - last updated 2018-06-25
Name Title Start Date Direct/Indirect % Ownership
DOWN, DAVID, JOHN PRESIDENT 03/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. PRESIDENT direct 1997-03-01
BANCO, JOSEPH, FRANKLIN SECTY/TREASUER 02/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SECTY/TREASUER direct 1997-02-01
DEVINE, JEANINE, COLDITZ VICE PRESIDENT 03/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. VICE PRESIDENT direct 1997-03-01
MID ATLANTIC CAPITAL GROUP, INC. MAFM IS WHOLLY OWNED BY MACG 09/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. MAFM IS WHOLLY OWNED BY MACG direct 1993-09-01
BROWN, TIMOTHY, LEE CHIEF COMPLIANCE OFFICER/EXECUTIVE VICE PRESIDENT 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER/EXECUTIVE VICE PRESIDENT direct 2004-05-01
LONDON PACIFIC ADVISORY SERVICES INC. CFO,SECTY, TREAS direct 1996-09-01 2001-08-02
LONDON PACIFIC ADVISORY SERVICES INC. COO direct 1996-09-01 2003-09-03
MID ATLANTIC FINANCIAL MANAGEMENT, INC. EXECUTIVE VICE PRESIDENT direct 2004-05-01 2005-08-29
FONG, SARAH, F VICE PRESIDENT 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. VICE PRESIDENT direct 2004-05-01
SMITH, KYLE, PETER SENIOR VICE PRESIDENT 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SENIOR VICE PRESIDENT direct 2005-01-01
LONGBOAT CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2000-07-01
GUA UNIONTOWN CAPITAL CORPORATION SHAREHOLDER MID ATLANTIC CAPITAL GROUP 05/01/1993 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 1993-05-01
EDGECO BUYER, INC. SHAREHOLDER GUA UNIONTOWN CAPITAL CORPORATION 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
EDGECO HOLDINGS,INC. SHAREHOLDER EDGECO BUYER, INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
EDGECO INVESTOR HOLDING, L.P. SHAREHOLDER EDGECO HOLDINGS,INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
PARTHENON INVESTORS V, L.P. SHAREHOLDER EDGECO INVESTOR HOLDING, L.P. 06/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
WATERFALL EDEN MASTER FUND, LTD. SHAREHOLDER EDGECO INVESTOR HOLDING, L.P. 06/01/2018 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SELECT OPPORTUNITY FUND (IN LIQUIDATION) United States 805-4875062807 Other Private Fund FUND OF HEDGE FUNDS 182,599 250,000 Fund of Funds

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