MID ATLANTIC FINANCIAL MANAGEMENT INC

HTTP://WWW.EXPANDFINANCIAL.COM/EFA/ PITTSBURGH, PA Investment Advisor How do I update this listing?

Also known as:

  • MID ATLANTIC FINANCIAL MANAGEMENT INC /ADV

MID Atlantic Financial Management is based out of Pittsburgh. MID Atlantic Financial Management is a large advisory firm with 7915 clients and discretionary assets under management (AUM) of $1,396,743,052 (Form ADV from 2016-10-01). Their last reported 13F filing for Q4 2018 included $805,724,000 in managed 13F securities and a top 10 holdings concentration of 20.88%. MID Atlantic Financial Management's largest holding is SPDR S&P 500 ETF Trust with shares held of 133,325. Whalewisdom has at least 1 13F filings

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12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 1.56%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MID ATLANTIC FINANCIAL MANAGEMENT, INC.
Classified as Hedge Fund
1251 WATERFRONT PLACE SUITE 510
PITTSBURGH PA    15222-4235
Country: United States

Business Phone: 412-391-7077
Fax: 412-391-7220
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: PA
Number of employees: 106
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Commissions,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 7915
Amount of client funds and securities by related persons: 1,298,910,000
Total Number of clients from related persons: 6033
Disclosures: 11.E (4)
Data above was derived from SEC filings.

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MID ATLANTIC FINANCIAL MANAGEMENT, INC.

ownership team - last updated 2018-06-25
Name Title Start Date Direct/Indirect % Ownership
DOWN, DAVID, JOHN PRESIDENT 03/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. PRESIDENT direct 1997-03-01
BANCO, JOSEPH, FRANKLIN SECTY/TREASUER 02/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SECTY/TREASUER direct 1997-02-01
DEVINE, JEANINE, COLDITZ VICE PRESIDENT 03/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. VICE PRESIDENT direct 1997-03-01
MID ATLANTIC CAPITAL GROUP, INC. MAFM IS WHOLLY OWNED BY MACG 09/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. MAFM IS WHOLLY OWNED BY MACG direct 1993-09-01
BROWN, TIMOTHY, LEE CHIEF COMPLIANCE OFFICER/EXECUTIVE VICE PRESIDENT 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER/EXECUTIVE VICE PRESIDENT direct 2004-05-01
LONDON PACIFIC ADVISORY SERVICES INC. CFO,SECTY, TREAS direct 1996-09-01 2001-08-02
LONDON PACIFIC ADVISORY SERVICES INC. COO direct 1996-09-01 2003-09-03
MID ATLANTIC FINANCIAL MANAGEMENT, INC. EXECUTIVE VICE PRESIDENT direct 2004-05-01 2005-08-29
FONG, SARAH, F VICE PRESIDENT 05/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. VICE PRESIDENT direct 2004-05-01
SMITH, KYLE, PETER SENIOR VICE PRESIDENT 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SENIOR VICE PRESIDENT direct 2005-01-01
LONGBOAT CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2000-07-01
GUA UNIONTOWN CAPITAL CORPORATION SHAREHOLDER MID ATLANTIC CAPITAL GROUP 05/01/1993 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 1993-05-01
EDGECO BUYER, INC. SHAREHOLDER GUA UNIONTOWN CAPITAL CORPORATION 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
EDGECO HOLDINGS,INC. SHAREHOLDER EDGECO BUYER, INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
EDGECO INVESTOR HOLDING, L.P. SHAREHOLDER EDGECO HOLDINGS,INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
PARTHENON INVESTORS V, L.P. SHAREHOLDER EDGECO INVESTOR HOLDING, L.P. 06/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01
WATERFALL EDEN MASTER FUND, LTD. SHAREHOLDER EDGECO INVESTOR HOLDING, L.P. 06/01/2018 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
MID ATLANTIC FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2018-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SELECT OPPORTUNITY FUND (IN LIQUIDATION) United States 805-4875062807 Other Private Fund FUND OF HEDGE FUNDS 182,599 250,000 Fund of Funds

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