MOHICAN FINANCIAL MANAGEMENT, LLC

WILTON, CT Investment Advisor How do I update this listing?

Mohican Financial Management is based out of Wilton. Mohican Financial Management is a registered investment advisory firm with 1 clients and discretionary assets under management (AUM) of $83,075,495 (Form ADV from 2019-03-04). Their last reported 13F filing for Q3 2019 included $65,028,000 in managed 13F securities and a top 10 holdings concentration of 39.41%. Mohican Financial Management's largest holding is Q2 Holdings Inc with shares held of 2,500,000. Whalewisdom has at least 55 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $65.028 Million
  • Prior Market Value $68.419 Million
  • New Purchases5 stocks
  • Additional Purchases5 stocks
  • Sold out of6 stocks
  • Reduced holdings in9 stocks
  • Top 10 Holdings % 39.41 %
  • Turnover % [1]:25.58%
  • Turnover Alt % [2]: 22.49 %
  • Time Held Top20:1.40 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:3.93 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.


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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR/A (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR/A (Subscription required)
  • 2009-09-30 - 13F-HR/A (Subscription required)
  • 2009-06-30 - 13F-HR/A (Subscription required)
  • 2009-06-30 - 13F-HR/A (Subscription required)
  • 2009-03-31 - 13F-HR/A (Subscription required)
  • 2008-12-31 - 13F-HR/A (Subscription required)
  • 2008-09-30 - 13F-HR/A (Subscription required)
  • 2008-06-30 - 13F-HR/A (Subscription required)
  • 2008-03-31 - 13F-HR/A (Subscription required)
  • 2007-12-31 - 13F-HR/A (Subscription required)
  • 2007-09-30 - 13F-HR/A (Subscription required)
  • 2007-06-30 - 13F-HR/A (Subscription required)
  • 2007-03-31 - 13F-HR/A (Subscription required)
  • 2006-12-31 - 13F-HR/A (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MOHICAN FINANCIAL MANAGEMENT, LLC
21 RIVER ROAD, SUITE 2100
WILTON CT    06897
Country: United States

Business Phone: 203-423-8029
Fax: 203-529-3005
Professional Investment Advisor Data
SEC Registration as : Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 0
Total Number of Clients: 1
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures:
Data above was derived from SEC filings.

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MOHICAN FINANCIAL MANAGEMENT, LLC

ownership team - last updated 2019-03-04
Name Title Start Date Direct/Indirect % Ownership
HAGE, DANIEL, CHARLES CHIEF OPERATING OFFICER 10/01/2002 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MOHICAN FINANCIAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2002-10-01
HAGE, ERIC, CHARLES CHIEF EXECUTIVE OFFICER 10/01/2002 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MOHICAN FINANCIAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2002-10-01
GARDNER, REBECCA, LEE CHIEF COMPLIANCE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MOHICAN FINANCIAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01

MOHICAN FINANCIAL MANAGEMENT, LLC

ownership team - last updated 2017-09-06
Name Title Start Date Direct/Indirect % Ownership
GARDNER, REBECCA, LEE CHIEF COMPLIANCE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MOHICAN FINANCIAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
HAGE, ERIC, CHARLES CHIEF EXECUTIVE OFFICER 10/01/2002 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MOHICAN FINANCIAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2002-10-01
HAGE, DANIEL, CHARLES CHIEF OPERATING OFFICER 10/01/2002 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MOHICAN FINANCIAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2002-10-01

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