MONTGOMERY INVESTMENT MANAGEMENT INC

HTTP://WWW.MIMINVEST.COM ROCKVILLE, MD Investment Advisor How do I update this listing?

Montgomery Investment Management is based out of Rockville. Montgomery Investment Management is a large advisory firm with 133 clients and discretionary assets under management (AUM) of $193,919,593 (Form ADV from 2020-06-28). Their last reported 13F filing for Q1 2020 included $153,497,000 in managed 13F securities and a top 10 holdings concentration of 48.59%. Montgomery Investment Management's largest holding is Truist Financial Corp with shares held of 531,439. Montgomery Investment Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 67 13F filings, and 1 13G filings

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03/31/2020

13F Activity

  • Market Value $153.497 Million
  • Prior Market Value $244.839 Million
  • New Purchases3 stocks
  • Additional Purchases12 stocks
  • Sold out of6 stocks
  • Reduced holdings in31 stocks
  • Top 10 Holdings % 48.59 %
  • Turnover % [1]:10.59%
  • Turnover Alt % [2]: 6.85 %
  • Time Held Top20:22.50 quarters
  • Time Held Top10:24.20 quarters
  • Time Held All:35.68 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 33.57%
Performance Last 4 Quarters: -10.56%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
KOONCE CALVIN SCOTT

View Last Form Adv Compilation Report on Record

MONTGOMERY INVESTMENT MANAGEMENT INC
6229 EXECUTIVE BLVD
ROCKVILLE MD    20852
Country: United States

Business Phone: 301-897-9700
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: MD
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 133
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.E (2)
Data above was derived from SEC filings.

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MONTGOMERY INVESTMENT MANAGEMENT INC

ownership team - last updated 2020-06-28
Name Title Start Date Direct/Indirect % Ownership
KOONCE, CALVIN, SCOTT PRESIDENT/MANAGING DIR./CEO 04/01/1987 Direct 75% or more
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC PRESIDENT/MANAGING DIR./CEO direct 1987-04-01
MONTGOMERY INVESTMENT MANAGEMENT INC PRESIDENT/MANAGING DIR. direct 1987-04-01 2005-07-08
KOONCE, FRANKLIN, SCOTT CFO/TREAS./VP/MANAGING DIR. 01/01/1998 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC CFO/TREAS./VP/MANAGING DIR. direct 1998-01-01
MONTGOMERY INVESTMENT MANAGEMENT INC TREAS./MANAGING DIR. direct 1998-01-01 2005-09-07
MONTGOMERY INVESTMENT MANAGEMENT INC CFO/TREAS./MANAGING DIR. direct 1998-01-01 2010-11-05
KOONCE, JANET, BELL VP/DIRECTOR 04/01/1987 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC VP/DIRECTOR direct 1987-04-01
MONTGOMERY INVESTMENT MANAGEMENT INC V. PRESIDENT direct 1987-04-01 2008-01-22
MURPHY, LAURA, CATHERINE VP/CCO, CHIEF LEGAL OFFICER, COO, DIR. 04/01/1987 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC VP/SEC/CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF OPER OFFICER, DIR. direct 1987-04-01
MONTGOMERY INVESTMENT MANAGEMENT INC SECRETARY direct 1987-04-01 2003-02-06
MONTGOMERY INVESTMENT MANAGEMENT INC SECRETARY/VP direct 1987-04-01 2005-07-08
MONTGOMERY INVESTMENT MANAGEMENT INC VP/SEC/CHIEF COMPLIANCE OFFICER direct 1987-04-01 2005-09-07
MONTGOMERY INVESTMENT MANAGEMENT INC VP/SEC/CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, COO direct 1987-04-01 2005-09-08
MONTGOMERY INVESTMENT MANAGEMENT INC VP/SEC/CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF OPER OFFICER direct 1987-04-01 2013-12-16
OPPENHEIMER, MARTIN, FOOTE OWNER 04/01/1987 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC OWNER direct 1987-04-01
MONTGOMERY INVESTMENT MANAGEMENT INC MANAGING DIRECTOR direct 1987-04-01 2013-02-07
CRAIG, VIRGINIA, KOONCE DIRECTOR 11/01/1987 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC DIRECTOR direct 1987-11-01
GOODIER, KATHLEEN, KOONCE DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC DIRECTOR direct 2010-01-01

MONTGOMERY INVESTMENT MANAGEMENT INC

ownership team - last updated 2020-02-12
Name Title Start Date Direct/Indirect % Ownership

MONTGOMERY INVESTMENT MANAGEMENT INC

ownership team - last updated 2019-02-11
Name Title Start Date Direct/Indirect % Ownership
KOONCE, CALVIN, SCOTT PRESIDENT/MANAGING DIR./CEO 04/01/1987 Direct 75% or more
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC PRESIDENT/MANAGING DIR./CEO direct 1987-04-01
MONTGOMERY INVESTMENT MANAGEMENT INC PRESIDENT/MANAGING DIR. direct 1987-04-01 2005-07-08
KOONCE, FRANKLIN, SCOTT CFO/TREAS./VP/MANAGING DIR. 01/01/1998 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC CFO/TREAS./VP/MANAGING DIR. direct 1998-01-01
MONTGOMERY INVESTMENT MANAGEMENT INC TREAS./MANAGING DIR. direct 1998-01-01 2005-09-07
MONTGOMERY INVESTMENT MANAGEMENT INC CFO/TREAS./MANAGING DIR. direct 1998-01-01 2010-11-05
KOONCE, JANET, BELL VP/DIRECTOR 04/01/1987 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC VP/DIRECTOR direct 1987-04-01
MONTGOMERY INVESTMENT MANAGEMENT INC V. PRESIDENT direct 1987-04-01 2008-01-22
MURPHY, LAURA, CATHERINE VP/CCO, CHIEF LEGAL OFFICER, COO, DIR. 04/01/1987 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC VP/SEC/CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF OPER OFFICER, DIR. direct 1987-04-01
MONTGOMERY INVESTMENT MANAGEMENT INC SECRETARY direct 1987-04-01 2003-02-06
MONTGOMERY INVESTMENT MANAGEMENT INC SECRETARY/VP direct 1987-04-01 2005-07-08
MONTGOMERY INVESTMENT MANAGEMENT INC VP/SEC/CHIEF COMPLIANCE OFFICER direct 1987-04-01 2005-09-07
MONTGOMERY INVESTMENT MANAGEMENT INC VP/SEC/CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, COO direct 1987-04-01 2005-09-08
MONTGOMERY INVESTMENT MANAGEMENT INC VP/SEC/CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF OPER OFFICER direct 1987-04-01 2013-12-16
OPPENHEIMER, MARTIN, FOOTE OWNER 04/01/1987 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC OWNER direct 1987-04-01
MONTGOMERY INVESTMENT MANAGEMENT INC MANAGING DIRECTOR direct 1987-04-01 2013-02-07
CRAIG, VIRGINIA, KOONCE DIRECTOR 11/01/1987 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC DIRECTOR direct 1987-11-01
GOODIER, KATHLEEN, KOONCE DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC DIRECTOR direct 2010-01-01

MONTGOMERY INVESTMENT MANAGEMENT INC

ownership team - last updated 2017-05-24
Name Title Start Date Direct/Indirect % Ownership
KOONCE, CALVIN, SCOTT PRESIDENT/MANAGING DIR./CEO 04/01/1987 Direct 75% or more
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC PRESIDENT/MANAGING DIR./CEO direct 1987-04-01
MONTGOMERY INVESTMENT MANAGEMENT INC PRESIDENT/MANAGING DIR. direct 1987-04-01 2005-07-08
KOONCE, FRANKLIN, SCOTT CFO/TREAS./VP/MANAGING DIR. 01/01/1998 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC CFO/TREAS./VP/MANAGING DIR. direct 1998-01-01
MONTGOMERY INVESTMENT MANAGEMENT INC TREAS./MANAGING DIR. direct 1998-01-01 2005-09-07
MONTGOMERY INVESTMENT MANAGEMENT INC CFO/TREAS./MANAGING DIR. direct 1998-01-01 2010-11-05
KOONCE, JANET, BELL VP/DIRECTOR 04/01/1987 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC VP/DIRECTOR direct 1987-04-01
MONTGOMERY INVESTMENT MANAGEMENT INC V. PRESIDENT direct 1987-04-01 2008-01-22
MURPHY, LAURA, CATHERINE VP/SEC/CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF OPER OFFICER, DIR. 04/01/1987 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC VP/SEC/CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF OPER OFFICER, DIR. direct 1987-04-01
MONTGOMERY INVESTMENT MANAGEMENT INC SECRETARY direct 1987-04-01 2003-02-06
MONTGOMERY INVESTMENT MANAGEMENT INC SECRETARY/VP direct 1987-04-01 2005-07-08
MONTGOMERY INVESTMENT MANAGEMENT INC VP/SEC/CHIEF COMPLIANCE OFFICER direct 1987-04-01 2005-09-07
MONTGOMERY INVESTMENT MANAGEMENT INC VP/SEC/CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, COO direct 1987-04-01 2005-09-08
MONTGOMERY INVESTMENT MANAGEMENT INC VP/SEC/CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF OPER OFFICER direct 1987-04-01 2013-12-16
OPPENHEIMER, MARTIN, FOOTE OWNER 04/01/1987 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC OWNER direct 1987-04-01
MONTGOMERY INVESTMENT MANAGEMENT INC MANAGING DIRECTOR direct 1987-04-01 2013-02-07
CRAIG, VIRGINIA, KOONCE DIRECTOR 11/01/1987 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC DIRECTOR direct 1987-11-01
GOODIER, KATHLEEN, KOONCE DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONTGOMERY INVESTMENT MANAGEMENT INC DIRECTOR direct 2010-01-01

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