MOON CAPITAL MANAGEMENT, LLC

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Moon Capital Management is based out of Knoxville. Moon Capital Management is a large advisory firm with 170 clients and discretionary assets under management (AUM) of $186,160,530 (Form ADV from 2018-11-01). Their last reported 13F filing for Q3 2019 included $8,399,000 in managed 13F securities and a top 10 holdings concentration of 69.41%. Moon Capital Management's largest holding is Cincinnati Financial Corp. with shares held of 6,583. Whalewisdom has at least 47 13F filings The firm last filed a Form D notice of exempt offering of securities on 2013-12-11. The filing was for a pooled investment fund: other investment fund The notice included securities offered of Pooled Investment Fund Interests

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $8.399 Million
  • Prior Market Value $92.46 Million
  • New Purchases2 stocks
  • Additional Purchases13 stocks
  • Sold out of5 stocks
  • Reduced holdings in17 stocks
  • Top 10 Holdings % 69.41 %
  • Turnover % [1]:16.28%
  • Turnover Alt % [2]: 104.00 %
  • Time Held Top20:1.20 quarters
  • Time Held Top10:0.00 quarters
  • Time Held All:11.98 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 1.4%
Performance Last 4 Quarters: -0.25%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MOON CAPITAL MANAGEMENT, LLC
Classified as Hedge Fund
900 SOUTH GAY STREET SUITE 2103
KNOXVILLE TN    37902
Country: United States

Business Phone: 865-546-1234
Fax: 865-546-7474
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: TN
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 7,392,280
Total Number of Clients: 170
Amount of client funds and securities by related persons: 7,392,280
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2013-12-11 D POOLED INVESTMENT FUND: OTHER INVESTMENT FUND Pooled Investment Fund Interests INDEFINITE 15,730,088 INDEFINITE
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
WHEELER DAVID MOON subscription required
    EXECUTIVE OFFICER

MOON CAPITAL MANAGEMENT LLC

ownership team - last updated 2019-03-14
Name Title Start Date Direct/Indirect % Ownership
MOON, WHEELER, DAVID CHIEF MANAGER, CHIEF COMPLIANCE OFFICER 06/01/1995 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MOON CAPITAL MANAGEMENT LLC CHIEF MANAGER, CHIEF COMPLIANCE OFFICER direct 1995-06-01
MOON CAPITAL MANAGEMENT LLC CHIEF MANAGER direct 1995-06-01 2005-02-05
DOBBS, TRACY, W. MEMBER 06/01/1995 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MOON CAPITAL MANAGEMENT LLC MEMBER direct 1995-06-01
HASLAM, JAMES, ARTHUR MEMBER 06/01/1995 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MOON CAPITAL MANAGEMENT LLC MEMBER direct 1995-06-01
NFC INVESTMENTS, LLC MEMBER direct 2007-08-01
BAILEY, ANN, H MEMBER 06/01/1995 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MOON CAPITAL MANAGEMENT LLC MEMBER direct 1995-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
MOON VALUE FUND I (L) United States 805-2294095905 Hedge Fund 14,387,334 100,000

MOON CAPITAL MANAGEMENT LLC

ownership team - last updated 2018-06-14
Name Title Start Date Direct/Indirect % Ownership
MOON, WHEELER, DAVID CHIEF MANAGER, CHIEF COMPLIANCE OFFICER 06/01/1995 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MOON CAPITAL MANAGEMENT LLC CHIEF MANAGER, CHIEF COMPLIANCE OFFICER direct 1995-06-01
MOON CAPITAL MANAGEMENT LLC CHIEF MANAGER direct 1995-06-01 2005-02-05
DOBBS, TRACY, W. MEMBER 06/01/1995 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MOON CAPITAL MANAGEMENT LLC MEMBER direct 1995-06-01
HASLAM, JAMES, ARTHUR MEMBER 06/01/1995 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MOON CAPITAL MANAGEMENT LLC MEMBER direct 1995-06-01
NFC INVESTMENTS, LLC MEMBER direct 2007-08-01
BAILEY, ANN, H MEMBER 06/01/1995 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
MOON CAPITAL MANAGEMENT LLC MEMBER direct 1995-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
MOON VALUE FUND I (U) United States 805-5101151434 Hedge Fund 1,614,753 100,000
MOON VALUE FUND I (L) United States 805-2294095905 Hedge Fund 16,686,766 100,000

WhaleScore history for MOON CAPITAL MANAGEMENT, LLC

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