MORGENS WATERFALL VINTIADIS & COMPANY INC

NEW YORK, NY Investment Advisor Hedge Fund How do I update this listing?

Morgens Waterfall Vintiadis & Company is based out of New York. Morgens Waterfall Vintiadis & Company is a large advisory firm with 2 clients and discretionary assets under management (AUM) of $113,809,880 (Form ADV from 2019-02-27). Their last reported 13F filing for Q1 2019 included $139,732,000 in managed 13F securities and a top 10 holdings concentration of 39.95%. Morgens Waterfall Vintiadis & Company's largest holding is Microsoft Corp. with shares held of 64,425. Morgens Waterfall Vintiadis & Company has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 75 13F filings, and 27 13G filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $139.732 Million
  • Prior Market Value $112.41 Million
  • New Purchases10 stocks
  • Additional Purchases13 stocks
  • Sold out of13 stocks
  • Reduced holdings in5 stocks
  • Top 10 Holdings % 39.95 %
  • Turnover % [1]:41.07%
  • Turnover Alt % [2]: 14.50 %
  • Time Held Top20:3.50 quarters
  • Time Held Top10:3.30 quarters
  • Time Held All:4.64 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 10.1%
Performance Last 4 Quarters: 11.13%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR/A (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MORGENS, WATERFALL, VINTIADIS & COMPANY, INC.
Classified as Hedge Fund
1270 AVENUE OF THE AMERICAS, SUITE 214
NEW YORK NY    10020
Country: United States

Business Phone: 212-218-4100
Fax: 212-218-4130
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NY
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 107,257,000
Total Number of Clients: 2
Amount of client funds and securities by related persons: 82,758,000
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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MORGENS, WATERFALL, VINTIADIS & COMPANY, INC.

ownership team - last updated 2019-02-27
Name Title Start Date Direct/Indirect % Ownership
MORGENS, EDWIN, HUFFMAN CHAIRMAN /DIRECTOR 04/01/1975 Direct 75% or more
Fund Name Position direct/indirect start date end date
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. CHAIRMAN /DIRECTOR direct 1975-04-01
MORGENS WATERFALL VINTIADIS & CO INC CHAIRMAN direct 1975-04-01 2007-03-20
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. MANAGING MEMBER (MW MANAGEMENT, LLC) direct 1995-10-01 2016-03-17
MANFREDI, MICHELE, NAPOLITANO CFO/CHIEF COMPLIANCE OFFICER 11/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORGENS WATERFALL VINTIADIS & CO INC CHIEF FINANCIAL OFFICER direct 2002-11-01
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. CFO/CHIEF COMPLIANCE OFFICER direct 2002-11-01
VINTIADIS, POLYVIOS, CONSTANTINE DIRECTOR 09/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. DIRECTOR direct 2003-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PHAETON INTERNATIONAL (BVI) LIMITED British Virgin Islands 805-3236669914 Hedge Fund 24,498,494 500,000
PHOENIX PARTNERS, L.P. United States 805-9845387709 Hedge Fund 82,758,025 1,000,000

MORGENS, WATERFALL, VINTIADIS & COMPANY, INC.

ownership team - last updated 2017-07-24
Name Title Start Date Direct/Indirect % Ownership
VINTIADIS, POLYVIOS, CONSTANTINE DIRECTOR 09/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. DIRECTOR direct 2003-09-01
MANFREDI, MICHELE, NAPOLITANO CFO/CHIEF COMPLIANCE OFFICER 11/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORGENS WATERFALL VINTIADIS & CO INC CHIEF FINANCIAL OFFICER direct 2002-11-01
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. CFO/CHIEF COMPLIANCE OFFICER direct 2002-11-01
MORGENS, EDWIN, HUFFMAN CHAIRMAN /DIRECTOR 04/01/1975 Direct 75% or more
Fund Name Position direct/indirect start date end date
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. CHAIRMAN /DIRECTOR direct 1975-04-01
MORGENS WATERFALL VINTIADIS & CO INC CHAIRMAN direct 1975-04-01 2007-03-20
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. MANAGING MEMBER (MW MANAGEMENT, LLC) direct 1995-10-01 2016-03-17

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PHAETON INTERNATIONAL (BVI) LIMITED British Virgin Islands 805-3236669914 Hedge Fund 31,012,293 500,000
PHOENIX PARTNERS, L.P. United States 805-9845387709 Hedge Fund 67,518,662 1,000,000

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