MORNINGSTAR INVESTMENT MANAGEMENT LLC

HTTP://CORPORATE.MORNINGSTAR.COM CHICAGO, IL Investment Advisor How do I update this listing?

Morningstar Investment Management is based out of Chicago. Morningstar Investment Management is a large advisory firm with 219426 clients and discretionary assets under management (AUM) of $33,601,764,578 (Form ADV from 2018-12-15). Their last reported 13F filing for Q4 2018 included $125,891,000 in managed 13F securities and a top 10 holdings concentration of 88.17%. Morningstar Investment Management's largest holding is iShares MSCI United Kingdom ETF with shares held of 1,061,862. Whalewisdom has at least 1 13F filings

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12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 2.69%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
ALPS ADVISORS INC
BlackRock Asset Management International Inc
ClearBridge Investments, LLC
DIAMOND HILL CAPITAL MANAGEMENT INC
First Pacific Advisors, LP
FRANKLIN ADVISERS INC
Harding Loevner LP
HARRIS ASSOCIATES L P
Lazard Asset Management LLC
Levin Capital Strategies, L.P.
LOOMIS SAYLES CO L P
MFS Institutional Advisors, Inc.
PRICE T ROWE ASSOCIATES INC /MD/
SCHAFER CULLEN CAPITAL MANAGEMENT INC
SSI INVESTMENT MANAGEMENT INC
WASATCH ADVISORS INC
WATER ISLAND CAPITAL LLC
WELLS CAPITAL MANAGEMENT INC
Western Asset Management Company, LLC
WESTWOOD MANAGEMENT CORP /TX

View Last Form Adv Compilation Report on Record

MORNINGSTAR INVESTMENT MANAGEMENT LLC
22 WEST WASHINGTON STREET
CHICAGO IL    60602
Country: United States

Business Phone: 312-696-6000
Fax: 312-696-6630
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 102
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,TECHNOLOGY LICENSING FEES
Amount of client funds and securities:
Total Number of Clients: 219426
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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MORNINGSTAR INVESTMENT MANAGEMENT LLC

ownership team - last updated 2018-12-15
Name Title Start Date Direct/Indirect % Ownership
MORNINGSTAR, INC. SOLE MEMBER 09/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
MPOWER ADVISORS, LLC MEMBER indirect 1999-09-01
MORNINGSTAR ASSOCIATES, LLC SOLE MEMBER direct 1999-09-01
IBBOTSON ASSOCIATES, INC. SHAREHOLDER direct 2006-03-01
IBBOTSON ASSOCIATES ADVISORS, LLC SHAREHOLDER indirect 2006-03-01
ELLEVEST, INC. SHAREHOLDER (COMMON, SERIES A PREFERRED) direct 2015-04-01
MORNINGSTAR INVESTMENT SERVICES LLC SOLE MEMBER indirect 2015-12-01
MORNINGSTAR RESEARCH SERVICES LLC SOLE MEMBER direct 2016-07-01
UNITED INCOME, INC. MEMBER direct 2016-10-01
MPOWER ADVISORS, LLC SHAREHOLDER indirect 2003-07-01 2003-07-01
MORNINGSTAR ASSOCIATES, LLC MEMBER direct 1999-09-01 2015-03-26
MORNINGSTAR INVESTMENT SERVICES, INC SHAREHOLDER direct 2000-12-01 2015-04-10
ELLEVATE FINANCIAL, INC. OWNER direct 2015-04-01 2017-04-28
RADGOWSKI, MATTHEW, JOSEPH MANAGING DIRECTOR 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORNINGSTAR ASSOCIATES, LLC MANAGING DIRECTOR direct 2014-07-01
IBBOTSON ASSOCIATES, INC. MANAGING DIRECTOR direct 2014-07-01
MORNINGSTAR INVESTMENT SERVICES LLC EXECUTIVE VICE PRESIDENT AND TREASURER direct 2015-04-01
NEEDHAM, DANIEL PRESIDENT 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORNINGSTAR ASSOCIATES, LLC PRESIDENT direct 2015-02-01
IBBOTSON ASSOCIATES, INC. PRESIDENT direct 2015-02-01
MORNINGSTAR INVESTMENT SERVICES LLC PRESIDENT direct 2015-04-01
LOFTUS, LORI, ANN CHIEF COMPLIANCE OFFICER & SECRETARY 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
LINCOLN CAPITAL FIXED INCOME MANAGEMENT COMPANY, LLC VICE PRESIDENT, COMPLIANCE direct 2003-01-01
LEHMAN BROTHERS ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2003-01-01
NEUBERGER BERMAN FIXED INCOME LLC SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2003-01-01
MANSUETO, JOSEPH, D. SHAREHOLDER MORNINGSTAR INC. 04/01/1984 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
MORNINGSTAR ASSOCIATES, LLC SHAREHOLDER indirect 1984-04-01
MPOWER ADVISORS, LLC SHAREHOLDER indirect 1985-06-01
ELLEVATE FINANCIAL, INC. EXECUTIVE CHAIRMAN OF THE BOARD indirect 2016-09-01
MORNINGSTAR ASSOCIATES, LLC CHAIRMAN direct 1999-10-01 2001-03-16
MORNINGSTAR INVESTMENT SERVICES, INC SHAREHOLDER indirect 1984-04-01 2001-06-29
ELLEVATE FINANCIAL, INC. CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER indirect 1984-05-01 2016-05-12
ELLEVATE FINANCIAL, INC. CHIEF EXECUTIVE OFFICER indirect 2016-09-01 2017-01-05

MORNINGSTAR INVESTMENT MANAGEMENT LLC

ownership team - last updated 2017-03-28
Name Title Start Date Direct/Indirect % Ownership
MORNINGSTAR, INC. SOLE MEMBER 09/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
MPOWER ADVISORS, LLC MEMBER indirect 1999-09-01
MORNINGSTAR ASSOCIATES, LLC SOLE MEMBER direct 1999-09-01
IBBOTSON ASSOCIATES, INC. SHAREHOLDER direct 2006-03-01
IBBOTSON ASSOCIATES ADVISORS, LLC SHAREHOLDER indirect 2006-03-01
ELLEVEST, INC. SHAREHOLDER (COMMON, SERIES A PREFERRED) direct 2015-04-01
MORNINGSTAR INVESTMENT SERVICES LLC SOLE MEMBER indirect 2015-12-01
MORNINGSTAR RESEARCH SERVICES LLC SOLE MEMBER direct 2016-07-01
UNITED INCOME, INC. MEMBER direct 2016-10-01
MPOWER ADVISORS, LLC SHAREHOLDER indirect 2003-07-01 2003-07-01
MORNINGSTAR ASSOCIATES, LLC MEMBER direct 1999-09-01 2015-03-26
MORNINGSTAR INVESTMENT SERVICES, INC SHAREHOLDER direct 2000-12-01 2015-04-10
ELLEVATE FINANCIAL, INC. OWNER direct 2015-04-01 2017-04-28
RADGOWSKI, MATTHEW, JOSEPH MANAGING DIRECTOR 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORNINGSTAR ASSOCIATES, LLC MANAGING DIRECTOR direct 2014-07-01
IBBOTSON ASSOCIATES, INC. MANAGING DIRECTOR direct 2014-07-01
MORNINGSTAR INVESTMENT SERVICES LLC EXECUTIVE VICE PRESIDENT AND TREASURER direct 2015-04-01
NEEDHAM, DANIEL PRESIDENT 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORNINGSTAR ASSOCIATES, LLC PRESIDENT direct 2015-02-01
IBBOTSON ASSOCIATES, INC. PRESIDENT direct 2015-02-01
MORNINGSTAR INVESTMENT SERVICES LLC PRESIDENT direct 2015-04-01
SCHILLING, DONALD, SCOTT CHIEF COMPLIANCE OFFICER & SECRETARY 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORNINGSTAR INVESTMENT SERVICES LLC CHIEF COMPLIANCE OFFICER/FINOP/SECRETARY direct 2000-12-01
MPOWER ADVISORS, LLC SECRETARY AND CHIEF COMPLIANCE OFFICER direct 2003-07-01
IBBOTSON ASSOCIATES ADVISORS, LLC CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2006-03-01
MORNINGSTAR ASSOCIATES, LLC CHIEF COMPLIANCE OFFICER & SECRETARY direct 2015-12-01
MORNINGSTAR RESEARCH SERVICES LLC CHIEF COMPLIANCE OFFICER AND CORPORATE SECRETARY direct 2016-07-01
MORNINGSTAR ASSOCIATES, LLC COMPLIANCE OFFICER direct 2000-01-01 2001-03-16
MORNINGSTAR INVESTMENT SERVICES, INC COMPLIANCE OFFICER direct 2000-12-01 2001-06-29
MPOWER ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2003-07-01 2003-07-01
MORNINGSTAR ASSOCIATES, LLC COMPLIANCE OFFICER & SECRETARY direct 2000-01-01 2003-07-28
MPOWER ADVISORS, LLC SECRETARY AND COMPLIANCE OFFICER direct 2003-07-01 2005-04-20
MORNINGSTAR INVESTMENT SERVICES, INC CCO/FINOP direct 2000-12-01 2006-03-08
MORNINGSTAR ASSOCIATES, LLC CHIEF COMPLIANCE OFFICER & SECRETARY direct 2000-01-01 2013-07-15
IBBOTSON ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER direct 2006-03-01 2013-07-15
MORNINGSTAR INVESTMENT SERVICES, INC CHIEF COMPLIANCE OFFICER/FINOP direct 2000-12-01 2015-03-31
MANSUETO, JOSEPH, D. SHAREHOLDER MORNINGSTAR INC. 04/01/1984 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
MORNINGSTAR ASSOCIATES, LLC SHAREHOLDER indirect 1984-04-01
MPOWER ADVISORS, LLC SHAREHOLDER indirect 1985-06-01
ELLEVATE FINANCIAL, INC. EXECUTIVE CHAIRMAN OF THE BOARD indirect 2016-09-01
MORNINGSTAR ASSOCIATES, LLC CHAIRMAN direct 1999-10-01 2001-03-16
MORNINGSTAR INVESTMENT SERVICES, INC SHAREHOLDER indirect 1984-04-01 2001-06-29
ELLEVATE FINANCIAL, INC. CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER indirect 1984-05-01 2016-05-12
ELLEVATE FINANCIAL, INC. CHIEF EXECUTIVE OFFICER indirect 2016-09-01 2017-01-05

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