MUTUAL ADVISORS, LLC

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Mutual Advisors is based out of Casper. Mutual Advisors is a large advisory firm with 3610 clients and discretionary assets under management (AUM) of $1,686,347,517 (Form ADV from 2019-07-19). Their last reported 13F filing for Q2 2019 included $769,693,000 in managed 13F securities and a top 10 holdings concentration of 22.12%. Mutual Advisors's largest holding is Atlassian Corp Plc with shares held of 270,184. Whalewisdom has at least 7 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $769.693 Million
  • Prior Market Value $675.359 Million
  • New Purchases115 stocks
  • Additional Purchases303 stocks
  • Sold out of27 stocks
  • Reduced holdings in99 stocks
  • Top 10 Holdings % 22.12 %
  • Turnover % [1]:25.09%
  • Turnover Alt % [2]: 19.48 %
  • Time Held Top20:3.65 quarters
  • Time Held Top10:3.10 quarters
  • Time Held All:3.82 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 1.41%
Performance Last 4 Quarters: 3.59%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MUTUAL ADVISORS, LLC
1551 THREE CROWNS DRIVE SUITE 100
CASPER WY    82604
Country: United States

Business Phone: 307-439-6357
Fax: 307-235-0700
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: WY
Number of employees: 90
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 200,495,000
Total Number of Clients: 3610
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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MUTUAL ADVISORS, LLC

ownership team - last updated 2019-06-14
Name Title Start Date Direct/Indirect % Ownership
THE SABOL WYOMING TRUST MEMBER 04/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC MEMBER direct 2013-04-01
MUTUAL ADVISORS, LLC MUTUAL ADVISORS, LLC direct 2013-04-01
VOSS, MITCHELL, CRAIG DIRECTOR 04/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MUTUAL SECURITIES, INC. PRESIDENT / CHIEF EXECUTIVE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / ROSFP direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / CHIEF COMP OFFICER / ROSFP / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / ROSFP / RIA CHIEF COMPLIANCE OFFICER direct 2004-12-01
MUTUAL ADVISORS, LLC DIRECTOR direct 2013-04-01
MUTUAL ADVISORS, LLC CHAIRMAN direct 2013-04-01
SABOL, RYAN, STEPHEN DIRECTOR 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 2005-01-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2013-04-01
MUTUAL ADVISORS, LLC DIRECTOR direct 2013-04-01
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
HODDER, EDWIN, CLIFTON PRESIDENT 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESTMENT & RETIREMENT SOLUTIONS LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-11-01
MUTUAL ADVISORS, LLC PRESIDENT direct 2013-04-01
THE JASPER WYOMING TRUST MEMBER 03/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
MUTUAL ADVISORS, LLC MEMBER direct 2016-03-01
THE DAMIANI WYOMING TRUST MEMBER 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC MEMBER direct 2016-03-01
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
CLAUSSEN, DAWN, MARIE CHIEF COMPLIANCE OFFICER 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MANARIN INVESTMENT COUNSEL LTD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER direct 2015-07-01
MUTUAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-05-01
JASPER, AARON, T CHIEF EXECUTIVE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2017-01-01
DAMIANI, NICHOLAS, ARTHUR CHIEF OPERATIONS OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF OPERATIONS OFFICER direct 2017-01-01
THE VOSS WYOMING TRUST MEMBER 03/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC THE VOSS WYOMING TRUST direct 2013-04-01
MUTUAL ADVISORS, LLC TRUSTEE indirect 2013-04-01
MUTUAL ADVISORS, LLC TRUSTEE OF THE VOSS WYOMING TRUST direct 2013-04-01
SABOL SINGLE FAMILY PRIVATE TRUST COMPANY, LLC TRUSTEE SABOL WYOMING TRUST 04/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2013-04-01
MUTUAL ADVISORS, LLC THE SABOL WYOMING TRUST direct 2013-04-01
MUTUAL ADVISORS, LLC TRUSTEE OF THE SABOL WYOMING TRUST direct 2013-04-01
JASPER SINGLE FAMILY PRIVATE TRUST COMPANY LLC TRUSTEE THE JASPER WYOMING TRUST 03/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
DAMIANI SINGLE FAMILY PRIVATE TRUST COMPANY LLC TRUSTEE THE DAMIANI WYOMING TRUST 03/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
JASPER, AARON, T OWNER JASPER SINGLE FAMILY PRIVATE TRUST COMPANY LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2017-01-01
SABOL, RYAN, STEPHEN OWNER SABOL SINGLE FAMILY PRIVATE TRUST COMPANY, LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 2005-01-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2013-04-01
MUTUAL ADVISORS, LLC DIRECTOR direct 2013-04-01
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
DAMIANI, NICHOLAS, ARTHUR OWNER DAMIANI SINGLE FAMILY PRIVATE TRUST COMPANY LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF OPERATIONS OFFICER direct 2017-01-01
VOSS SINGLE FAMILY PRIVATE TRUST COMPANY, LLC TRUSTEE THE VOSS WYOMING TRUST 03/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC MUTUAL ADVISORS, LLC direct 2013-04-01
MUTUAL ADVISORS, LLC MEMBER direct 2013-04-01
VOSS, MITCHELL, CRAIG OWNER VOSS SINGLE FAMILY PRIVATE TRUST COMPANY, LLC 03/01/2019 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL SECURITIES, INC. PRESIDENT / CHIEF EXECUTIVE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / ROSFP direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / CHIEF COMP OFFICER / ROSFP / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / ROSFP / RIA CHIEF COMPLIANCE OFFICER direct 2004-12-01
MUTUAL ADVISORS, LLC DIRECTOR direct 2013-04-01
MUTUAL ADVISORS, LLC CHAIRMAN direct 2013-04-01

MUTUAL ADVISORS, LLC

ownership team - last updated 2019-03-22
Name Title Start Date Direct/Indirect % Ownership
THE SABOL WYOMING TRUST MEMBER 04/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC MEMBER direct 2013-04-01
MUTUAL ADVISORS, LLC MUTUAL ADVISORS, LLC direct 2013-04-01
VOSS, MITCHELL, CRAIG DIRECTOR 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL SECURITIES, INC. PRESIDENT / CHIEF EXECUTIVE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / ROSFP direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / CHIEF COMP OFFICER / ROSFP / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / ROSFP / RIA CHIEF COMPLIANCE OFFICER direct 2004-12-01
MUTUAL ADVISORS, LLC DIRECTOR direct 2013-04-01
MUTUAL ADVISORS, LLC CHAIRMAN direct 2013-04-01
SABOL, RYAN, STEPHEN DIRECTOR 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 2005-01-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2013-04-01
MUTUAL ADVISORS, LLC DIRECTOR direct 2013-04-01
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
HODDER, EDWIN, CLIFTON PRESIDENT 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESTMENT & RETIREMENT SOLUTIONS LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-11-01
MUTUAL ADVISORS, LLC PRESIDENT direct 2013-04-01
THE JASPER WYOMING TRUST MEMBER 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
MUTUAL ADVISORS, LLC MEMBER direct 2016-03-01
THE DAMIANI WYOMING TRUST MEMBER 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC MEMBER direct 2016-03-01
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
CLAUSSEN, DAWN, MARIE CHIEF COMPLIANCE OFFICER 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MANARIN INVESTMENT COUNSEL LTD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER direct 2015-07-01
MUTUAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-05-01
JASPER, AARON, T CHIEF EXECUTIVE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2017-01-01
DAMIANI, NICHOLAS, ARTHUR CHIEF OPERATIONS OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF OPERATIONS OFFICER direct 2017-01-01
SABOL SINGLE FAMILY PRIVATE TRUST COMPANY, LLC TRUSTEE SABOL WYOMING TRUST 04/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2013-04-01
MUTUAL ADVISORS, LLC THE SABOL WYOMING TRUST direct 2013-04-01
MUTUAL ADVISORS, LLC TRUSTEE OF THE SABOL WYOMING TRUST direct 2013-04-01
JASPER SINGLE FAMILY PRIVATE TRUST COMPANY LLC TRUSTEE THE JASPER WYOMING TRUST 03/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
DAMIANI SINGLE FAMILY PRIVATE TRUST COMPANY LLC TRUSTEE THE DAMIANI WYOMING TRUST 03/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
JASPER, AARON, T OWNER JASPER SINGLE FAMILY PRIVATE TRUST COMPANY LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2017-01-01
SABOL, RYAN, STEPHEN OWNER SABOL SINGLE FAMILY PRIVATE TRUST COMPANY, LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 2005-01-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2013-04-01
MUTUAL ADVISORS, LLC DIRECTOR direct 2013-04-01
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
DAMIANI, NICHOLAS, ARTHUR OWNER DAMIANI SINGLE FAMILY PRIVATE TRUST COMPANY, LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF OPERATIONS OFFICER direct 2017-01-01

MUTUAL ADVISORS, LLC

ownership team - last updated 2018-12-13
Name Title Start Date Direct/Indirect % Ownership
THE SABOL WYOMING TRUST MEMBER 04/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC MEMBER direct 2013-04-01
MUTUAL ADVISORS, LLC MUTUAL ADVISORS, LLC direct 2013-04-01
VOSS, MITCHELL, CRAIG DIRECTOR 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL SECURITIES, INC. PRESIDENT / CHIEF EXECUTIVE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / ROSFP direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / CHIEF COMP OFFICER / ROSFP / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / ROSFP / RIA CHIEF COMPLIANCE OFFICER direct 2004-12-01
MUTUAL ADVISORS, LLC DIRECTOR direct 2013-04-01
MUTUAL ADVISORS, LLC CHAIRMAN direct 2013-04-01
SABOL, RYAN, STEPHEN DIRECTOR 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 2005-01-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2013-04-01
MUTUAL ADVISORS, LLC DIRECTOR direct 2013-04-01
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
HODDER, EDWIN, CLIFTON PRESIDENT 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESTMENT & RETIREMENT SOLUTIONS LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-11-01
MUTUAL ADVISORS, LLC PRESIDENT direct 2013-04-01
THE JASPER WYOMING TRUST MEMBER 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
MUTUAL ADVISORS, LLC MEMBER direct 2016-03-01
THE DAMIANI WYOMING TRUST MEMBER 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC MEMBER direct 2016-03-01
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
CLAUSSEN, DAWN, MARIE CHIEF COMPLIANCE OFFICER 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MANARIN INVESTMENT COUNSEL LTD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER direct 2015-07-01
MUTUAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-05-01
JASPER, AARON, T CHIEF EXECUTIVE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2017-01-01
DAMIANI, NICHOLAS, ARTHUR CHIEF OPERATIONS OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF OPERATIONS OFFICER direct 2017-01-01
SABOL SINGLE FAMILY PRIVATE TRUST COMPANY, LLC TRUSTEE SABOL WYOMING TRUST 04/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2013-04-01
MUTUAL ADVISORS, LLC THE SABOL WYOMING TRUST direct 2013-04-01
MUTUAL ADVISORS, LLC TRUSTEE OF THE SABOL WYOMING TRUST direct 2013-04-01
JASPER SINGLE FAMILY PRIVATE TRUST COMPANY LLC TRUSTEE THE JASPER WYOMING TRUST 03/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
DAMIANI SINGLE FAMILY PRIVATE TRUST COMPANY LLC TRUSTEE THE DAMIANI WYOMING TRUST 03/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
JASPER, AARON, T OWNER JASPER SINGLE FAMILY PRIVATE TRUST COMPANY LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2017-01-01
SABOL, RYAN, STEPHEN OWNER SABOL SINGLE FAMILY PRIVATE TRUST COMPANY, LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 2005-01-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2013-04-01
MUTUAL ADVISORS, LLC DIRECTOR direct 2013-04-01
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
DAMIANI, NICHOLAS, ARTHUR OWNER DAMIANI SINGLE FAMILY PRIVATE TRUST COMPANY, LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF OPERATIONS OFFICER direct 2017-01-01

MUTUAL ADVISORS, LLC

ownership team - last updated 2018-06-04
Name Title Start Date Direct/Indirect % Ownership
THE SABOL WYOMING TRUST MEMBER 04/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC MEMBER direct 2013-04-01
MUTUAL ADVISORS, LLC MUTUAL ADVISORS, LLC direct 2013-04-01
VOSS, MITCHELL, CRAIG DIRECTOR 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL SECURITIES, INC. PRESIDENT / CHIEF EXECUTIVE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / ROSFP direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / CHIEF COMP OFFICER / ROSFP / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL direct 2004-12-01
MUTUAL SECURITIES INC. OF CALIFORNIA PRESIDENT / CHIEF EXEC OFFICER / ROSFP / RIA CHIEF COMPLIANCE OFFICER direct 2004-12-01
MUTUAL ADVISORS, LLC DIRECTOR direct 2013-04-01
MUTUAL ADVISORS, LLC CHAIRMAN direct 2013-04-01
SABOL, RYAN, STEPHEN DIRECTOR 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 2005-01-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2013-04-01
MUTUAL ADVISORS, LLC DIRECTOR direct 2013-04-01
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
HODDER, EDWIN, CLIFTON PRESIDENT 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESTMENT & RETIREMENT SOLUTIONS LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-11-01
MUTUAL ADVISORS, LLC PRESIDENT direct 2013-04-01
THE JASPER WYOMING TRUST MEMBER 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
MUTUAL ADVISORS, LLC MEMBER direct 2016-03-01
THE DAMIANI WYOMING TRUST MEMBER 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC MEMBER direct 2016-03-01
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
CLAUSSEN, DAWN, MARIE CHIEF COMPLIANCE OFFICER 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MANARIN INVESTMENT COUNSEL LTD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER direct 2015-07-01
MUTUAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-05-01
JASPER, AARON, T CHIEF EXECUTIVE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2017-01-01
DAMIANI, NICHOLAS, ARTHUR CHIEF OPERATIONS OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF OPERATIONS OFFICER direct 2017-01-01
SABOL SINGLE FAMILY PRIVATE TRUST COMPANY, LLC TRUSTEE SABOL WYOMING TRUST 04/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2013-04-01
MUTUAL ADVISORS, LLC THE SABOL WYOMING TRUST direct 2013-04-01
MUTUAL ADVISORS, LLC TRUSTEE OF THE SABOL WYOMING TRUST direct 2013-04-01
JASPER SINGLE FAMILY PRIVATE TRUST COMPANY LLC TRUSTEE THE JASPER WYOMING TRUST 03/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
DAMIANI SINGLE FAMILY PRIVATE TRUST COMPANY LLC TRUSTEE THE DAMIANI WYOMING TRUST 03/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC TRUSTEE indirect 2016-03-01
JASPER, AARON, T OWNER JASPER SINGLE FAMILY PRIVATE TRUST COMPANY LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2017-01-01
SABOL, RYAN, STEPHEN OWNER SABOL SINGLE FAMILY PRIVATE TRUST COMPANY, LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 2005-01-01
MUTUAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2013-04-01
MUTUAL ADVISORS, LLC DIRECTOR direct 2013-04-01
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
DAMIANI, NICHOLAS, ARTHUR OWNER DAMIANI SINGLE FAMILY PRIVATE TRUST COMPANY, LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL ADVISORS, LLC OWNER indirect 2015-12-01
MUTUAL ADVISORS, LLC CHIEF OPERATIONS OFFICER direct 2017-01-01

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