MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC

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Also known as:

  • MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP

Mutual OF America Capital Management is based out of Ny. Mutual OF America Capital Management is a large advisory firm with 21 clients and discretionary assets under management (AUM) of $17,283,565,949 (Form ADV from 2018-05-15). Their last reported 13F filing for Q4 2018 included $6,008,121,000 in managed 13F securities and a top 10 holdings concentration of 12.97%. Mutual OF America Capital Management's largest holding is iShares MSCI EAFE Index Fund with shares held of 3,094,851. Whalewisdom has at least 73 13F filings, and 2 13G filings

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12/31/2018

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $6.055 Billion
  • Prior Market Value $7.063 Billion
  • New Purchases34 stocks
  • Additional Purchases1335 stocks
  • Sold out of38 stocks
  • Reduced holdings in249 stocks
  • Top 10 Holdings % 12.87 %
  • Turnover % [1]:4.26%
  • Turnover Alt % [2]: 6.00 %
  • Time Held Top20:22.89 quarters
  • Time Held Top10:15.33 quarters
  • Time Held All:28.48 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: -1.14%
Performance Last 4 Quarters: -0.09%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC
320 PARK AVENUE
NEW YORK NY    10022-6839
Country: United States

Business Phone: 212-224-1900
Fax: 212-224-2411
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 32
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 21
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (2)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 12/31/2018

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MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC

ownership team - last updated 2018-05-15
Name Title Start Date Direct/Indirect % Ownership
BISCHOFF, THERESA, A BOARD MANAGER 11/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC BOARD MANAGER direct 2000-11-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. DIRECTOR direct 2000-11-01 2013-09-26
DAVIS, NATHANIEL, ALONZO BOARD MANAGER 02/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC BOARD MANAGER direct 1996-02-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. DIRECTOR direct 1996-02-01 2013-09-26
BOZORGMIR, MIRGHAVAMADDIN CHAIRMAN AND CHIEF EXECUTIVE OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2011-02-01
MUTUAL OF AMERICA LIFE INSURANCE COMPANY DIRECTOR direct 2016-03-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. EVP/ASST. TO PRESIDENT direct 1998-08-01 2004-10-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. EVP/COO direct 2003-10-01 2005-11-02
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. CHIEF COMPLIANCE OFFICER direct 2006-11-01 2006-11-29
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. PRESIDENT/COO direct 2006-03-01 2010-03-25
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. PRESIDENT/COO/DIRECTOR direct 2010-07-01 2010-07-28
QUINN, JAMES, EDWARD BOARD MANAGER 09/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC BOARD MANAGER direct 1998-09-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. DIRECTOR direct 1998-09-01 2013-09-26
MUTUAL OF AMERICA HOLDING COMPANY LLC MEMBER 10/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC MEMBER direct 2000-10-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. HOLDING COMPANY direct 2000-10-01 2014-03-31
SMITH, ALFRED BOARD MANAGER 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC BOARD MANAGER direct 2001-06-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. DIRECTOR direct 2001-06-01 2013-09-26
QUICK, CHRISTOPHER, CLARKSON BOARD MANAGER 10/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC BOARD MANAGER direct 2005-10-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. DIRECTOR direct 2005-10-01
ROTH, JAMES, JOSEPH SR. EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA LIFE INSURANCE COMPANY SR VP & CHIEF COMPLIANCE OFFICER direct 2007-02-01
MUTUAL OF AMERICA LIFE INSURANCE COMPANY EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2008-03-01
MUTUAL OF AMERICA LIFE INSURANCE COMPANY EXECUTIVE VICE PRESIDENT & DEPUTY GENERAL COUNSEL direct 2008-03-01
MUTUAL OF AMERICA LIFE INSURANCE COMPANY EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL direct 2009-04-01
MUTUAL OF AMERICA LIFE INSURANCE COMPANY CHIEF LEGAL OFFICER/DIRECTOR direct 2009-04-01
MUTUAL OF AMERICA LIFE INSURANCE COMPANY SR. EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL direct 2013-03-01
MUTUAL OF AMERICA LIFE INSURANCE COMPANY SR. EXECUTIVE VICE PRESIDENT/GENERAL COUNSEL/DIRECTOR direct 2016-03-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. CHIEF COMPLIANCE OFFICER direct 2007-02-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. EXECUTIVE VICE PRESIDENT/DEPUTY GENERAL COUNSEL direct 2008-03-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2008-03-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. EXECUTIVE VICE PRESIDENT/GENERAL COUNSEL direct 2009-04-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC SR. EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL direct 2013-03-01
STACK, JOHN, JAMES BOARD MANAGER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. DIRECTOR direct 2008-06-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC BOARD MANAGER direct 2008-06-01
LU, KATHRYN, ANNE EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 03/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA LIFE INSURANCE COMPANY SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2008-12-01
MUTUAL OF AMERICA LIFE INSURANCE COMPANY EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2010-03-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2008-12-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2010-03-01
CULHANE, NOREEN, MARIE BOARD MANAGER 05/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. DIRECTOR direct 2009-05-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC BOARD MANAGER direct 2009-05-01
GOLDEN, ROBERT, CHARLES BOARD MANAGER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. DIRECTOR direct 2011-02-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC BOARD MANAGER direct 2011-02-01
HAIRE, JOHN, EDWARD BOARD MANAGER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC BOARD MANAGER direct 2014-07-01
FESTOG, CHRIS, WARREN SENIOR EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA LIFE INSURANCE COMPANY EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2015-03-01
MUTUAL OF AMERICA LIFE INSURANCE COMPANY SENIOR EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2017-03-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2015-03-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC SENIOR EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2017-03-01
Glynn, Diana, Helen SENIOR VICE PRESIDENT AND INTERNAL AUDITOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA LIFE INSURANCE COMPANY SENIOR VICE PRESIDENT AND INTERNAL AUDITOR direct 2017-03-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC SENIOR VICE PRESIDENT AND INTERNAL AUDITOR direct 2017-03-01
RICH, STEPHEN PRESIDENT AND CHIEF EQUITY STRATEGIST 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC PRESIDENT AND CHIEF EQUITY STRATEGIST direct 2018-03-01
GAFFOGLIO, JOSEPH, ROBERT EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER direct 2018-03-01
Rozich, Michelle, Anne SENIOR VICE PRESIDENT AND INTERNAL AUDITOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA LIFE INSURANCE COMPANY SENIOR VICE PRESIDENT AND INTERNAL AUDITOR direct 2018-03-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC SENIOR VICE PRESIDENT AND INTERNAL AUDITOR direct 2018-03-01
MUTUAL OF AMERICA LIFE INSURANCE COMPANY MEMBER MUTUAL OF AMERICA HOLDING COMPANY LLC 10/01/2000 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC MEMBER indirect 2000-10-01
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2000-10-01 2007-07-10
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2000-10-01 2013-09-26

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