NAPLES GLOBAL ADVISORS, LLC

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Naples Global Advisors is based out of Naples. Naples Global Advisors is a large advisory firm with 167 clients and discretionary assets under management (AUM) of $584,264,414 (Form ADV from 2018-09-01). Their last reported 13F filing for Q2 2019 included $411,029,000 in managed 13F securities and a top 10 holdings concentration of 17.11%. Naples Global Advisors's largest holding is Vanguard Large-Cap ETF with shares held of 73,883. Naples Global Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 24 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $411.029 Million
  • Prior Market Value $391.161 Million
  • New Purchases17 stocks
  • Additional Purchases147 stocks
  • Sold out of7 stocks
  • Reduced holdings in92 stocks
  • Top 10 Holdings % 17.11 %
  • Turnover % [1]:7.82%
  • Turnover Alt % [2]: 5.03 %
  • Time Held Top20:11.60 quarters
  • Time Held Top10:12.40 quarters
  • Time Held All:13.63 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 2.74%
Performance Last 4 Quarters: 6.66%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

NAPLES GLOBAL ADVISORS
720 5TH AVENUE SOUTH STE. 200
NAPLES FL    34102
Country: United States

Business Phone: 239-776-7900
Fax: 239-776-7909
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: FL
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 124,105,000
Total Number of Clients: 167
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures:
Data above was derived from SEC filings.

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NAPLES GLOBAL ADVISORS LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
SUDDETH, JOHN, MIXON CHIEF INVESTMENT OFFICER, MANAGING MEMBER 06/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NAPLES CAPITAL ADVISORS, INC CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER direct 2007-03-01
NAPLES CAPITAL ADVISORS, INC CHIEF INVESTMENT OFFICER direct 2007-03-01
NAPLES GLOBAL ADVISORS LLC CHIEF INVESTMENT OFFICER, MANAGING MEMBER direct 2011-06-01
NAPLES GLOBAL ADVISORS LLC CHIEF INVESTMENT OFFICER direct 2011-06-01
NAPLES GLOBAL ADVISORS LLC CHIEF COMPLIANCE OFFICER/MANAGING MEMBER direct 2011-06-01
NAPLES GLOBAL ADVISORS LLC CIO/ CHIEF COMPLIANCE OFFICER direct 2011-06-01
MORRIS, MICHAEL, H. CEO/MANAGING MEMBER 06/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NAPLES GLOBAL ADVISORS LLC CEO/MANAGING MEMBER direct 2011-06-01
F.N.B. INVESTMENT ADVISORS INC DIRECTOR direct 2001-10-01 2003-03-31
NAPLES CAPITAL ADVISORS, INC PRESIDENT direct 2007-03-01 2011-04-26
NAPLES GLOBAL ADVISORS LLC CEO/ PRINCIPAL direct 2011-06-01 2011-08-01
GEROY, SARAH, MCGUIRE CHIEF COMPLIANCE OFFICER, FIRM PRINCIPAL 12/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NAPLES CAPITAL ADVISORS, INC CHIEF COMPLIANCE OFFICER direct 2008-12-01
NAPLES GLOBAL ADVISORS LLC CHIEF COMPLIANCE OFFICER, FIRM PRINCIPAL direct 2011-12-01
NAPLES GLOBAL ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2011-12-01
SUNDANCE FAMILY TRUST PASSIVE OWNER 04/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NAPLES GLOBAL ADVISORS LLC PASSIVE OWNER direct 2017-04-01

NAPLES GLOBAL ADVISORS LLC

ownership team - last updated 2017-08-08
Name Title Start Date Direct/Indirect % Ownership
SUNDANCE FAMILY TRUST PASSIVE OWNER 04/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NAPLES GLOBAL ADVISORS LLC PASSIVE OWNER direct 2017-04-01
GEROY, SARAH, MCGUIRE CHIEF COMPLIANCE OFFICER, FIRM PRINCIPAL 12/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NAPLES CAPITAL ADVISORS, INC CHIEF COMPLIANCE OFFICER direct 2008-12-01
NAPLES GLOBAL ADVISORS LLC CHIEF COMPLIANCE OFFICER, FIRM PRINCIPAL direct 2011-12-01
NAPLES GLOBAL ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2011-12-01
MORRIS, MICHAEL, H. CEO/MANAGING MEMBER 06/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NAPLES GLOBAL ADVISORS LLC CEO/MANAGING MEMBER direct 2011-06-01
F.N.B. INVESTMENT ADVISORS INC DIRECTOR direct 2001-10-01 2003-03-31
NAPLES CAPITAL ADVISORS, INC PRESIDENT direct 2007-03-01 2011-04-26
NAPLES GLOBAL ADVISORS LLC CEO/ PRINCIPAL direct 2011-06-01 2011-08-01
SUDDETH, JOHN, MIXON CHIEF INVESTMENT OFFICER, MANAGING MEMBER 06/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NAPLES CAPITAL ADVISORS, INC CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER direct 2007-03-01
NAPLES CAPITAL ADVISORS, INC CHIEF INVESTMENT OFFICER direct 2007-03-01
NAPLES GLOBAL ADVISORS LLC CHIEF INVESTMENT OFFICER, MANAGING MEMBER direct 2011-06-01
NAPLES GLOBAL ADVISORS LLC CHIEF INVESTMENT OFFICER direct 2011-06-01
NAPLES GLOBAL ADVISORS LLC CHIEF COMPLIANCE OFFICER/MANAGING MEMBER direct 2011-06-01
NAPLES GLOBAL ADVISORS LLC CIO/ CHIEF COMPLIANCE OFFICER direct 2011-06-01

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