OSTRUM ASSET MANAGEMENT U.S., LLC

BOSTON, MA Investment Advisor How do I update this listing?

Also known as:

  • NATIXIS ASSET MANAGEMENT US LLC

Ostrum Asset Management U.s. is based out of Boston. Ostrum Asset Management U.s. is a large advisory firm with 17 clients and discretionary assets under management (AUM) of $326,101,558 (Form ADV from 2018-04-10). Their last reported 13F filing for Q4 2018 included $678,153,000 in managed 13F securities and a top 10 holdings concentration of 54.26%. Ostrum Asset Management U.s.'s largest holding is Microsoft Corp. with shares held of 489,997. Whalewisdom has at least 1 13F filings

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12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 5.57%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

OSTRUM ASSET MANAGEMENT U.S., LLC
888 BOYLSTON STREET
BOSTON MA    02199-8197
Country: United States

Business Phone: 212-632-2800
Fax: 646-282-2363
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 46
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,FEE FOR MODEL PORTFOLIO DELIVERY (NON-DISCRETIONARY)
Amount of client funds and securities:
Total Number of Clients: 17
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.G
Data above was derived from SEC filings.

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NATIXIS ASSET MANAGEMENT U.S., LLC

ownership team - last updated 2018-04-10
Name Title Start Date Direct/Indirect % Ownership
OSTRUM ASSET MANAGEMENT SHAREHOLDER, MEMBER 01/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
NISSAY ASSET MANAGEMENT CORPORATION SHAREHOLDER direct 1995-04-01
AEW ADVISORS INC SHAREHOLDER indirect 2000-10-01
YORK ASSET MANAGEMENT INC. TRUSTEE indirect 2001-12-01
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC SHAREHOLDER indirect 2008-01-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS A ORDINARY SHAREHOLDER OF CDH IV HOLDINGS COMPANY LIMITED direct 2010-04-01
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER direct 2012-04-01
DAVY ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2014-01-01
AUBREY CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2016-12-01
AXA INVESTMENT MANAGERS NORTH AMERICA INC SHAREHOLDER indirect 1999-02-01
MISTER JIMMY INC. SHAREHOLDER direct 2004-04-01
VISION CAPITAL AMERICAS LLC TRUSTEE indirect 2005-04-01
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER direct 2008-01-01
BNP PARIBAS INVESTMENT PARTNERS UK LTD SHAREHOLDER indirect 2010-04-01
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 2012-04-01
DAVY ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2014-01-01
OPEN DOOR INVESTMENT MANAGEMENT LTD. SHAREHOLDER indirect 2017-01-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 1999-02-01
OLD MUTUAL ASSET MANAGERS UK LTD. 100% SHAREHOLDER OF OM GROUP (UK) LIMITED indirect 2004-04-01
HIGHVISTA STRATEGIES LLC PARENT indirect 2005-04-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2008-01-01
VONTOBEL SWISS WEALTH ADVISORS AG SOLE SHAREHOLDER direct 2010-05-01
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 2012-04-01
DAVY ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2014-01-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED SHAREHOLDER OF IONA INVESTMENT PTE. LTD. indirect 1995-04-01
CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LIMITED SHAREHOLDER indirect 2004-04-01
OAK CIRCLE CAPITAL PARTNERS LLC PARENT indirect 2005-04-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2008-01-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP GENERAL PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP indirect 2010-05-01
NIKKO ASSET MANAGEMENT AMERICAS, INC. SHAREHOLDER indirect 2012-04-01
DAVY ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2014-01-01
CORE AND VALUE ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LIMITED SHAREHOLDER indirect 2004-04-01
ALPHA4X ASSET MANAGEMENT LLC PARENT indirect 2005-04-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2008-01-01
PENSO ADVISORS, LLC GENERAL PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP indirect 2010-05-01
NIKKO ASSET MANAGEMENT AMERICAS, INC. SHAREHOLDER indirect 2012-04-01
DAVY ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2014-01-01
CORE AND VALUE ADVISORS, LLC MEMBER indirect 2017-01-01
LIM ADVISORS LIMITED HOLDING COMPANY direct 1995-05-01
NUMA AMERICAS CORP. OWNER indirect 2004-04-01
VISION CAPITAL AMERICAS LLC SHAREHOLDER indirect 2005-04-01
COMMONWEALTH OPPORTUNITY CAPITAL GP, LLC GENERAL PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP indirect 2010-05-01
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER indirect 2012-04-01
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 2014-01-01
CORE AND VALUE ADVISORS, LLC MEMBER indirect 2017-01-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1841-04-01
INDIA VENTURES LP GENERAL PARTNER direct 1995-06-01
ILLAC ADVISORS, INC. SHAREHOLDER indirect 1999-03-01
ADA INVESTMENT MANAGEMENT LP PARENT indirect 2005-04-01
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 2014-01-01
STOCKBRIDGE CAPITAL GROUP, LLC SHAREHOLDER indirect 2017-01-01
RICHMOND CAPITAL LLP GENERAL PARTNER direct 2004-05-01
EASTSPRING INVESTMENTS (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2005-04-01
PIONEER INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 2008-01-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP OWNER OF 100% OF SHARE CAPITAL OF BREVAN HOWARD PARTNERSHIP SERVICES LTD indirect 2012-04-01
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 2014-01-01
STOCKBRIDGE CAPITAL GROUP, LLC MEMBER indirect 2017-01-01
GML CAPITAL LLP PARENT COMPANY indirect 1995-07-01
ASIA ABSOLUTE ADVISORS LIMITED SHAREHOLDER direct 2004-05-01
AMMB CONSULTANT SDN BHD SHAREHOLDER indirect 2005-05-01
SEARCHLIGHT CAPITAL PARTNERS, L.P. PARENT OF SEARCHLIGHT CAPITAL PARTNERS CANADA LIMITED direct 2010-06-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP 100% OF SHARE CAPITAL OF BH GP LLC indirect 2012-04-01
APG ASSET MANAGEMENT US, INC INDIRECT OWNER indirect 2014-01-01
STOCKBRIDGE CAPITAL GROUP, LLC MEMBER indirect 2017-01-01
GERCHEN KELLER CAPITAL, LLC SHAREHOLDER indirect 1995-07-01
PIONEER ALTERNATIVE INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 1999-03-01
MALABAR INVESTMENTS, LLC SHAREHOLDER indirect 2004-05-01
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2008-02-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP GENERAL PARTNER OF BREVAN HOWARD (JERSEY) LP indirect 2010-06-01
THE L.T. FUNDS SA HOLDING COMPANY direct 2014-01-01
CONCENTUS PARTNERS MANAGEMENT LLC SHAREHOLDER, MEMBER indirect 2017-01-01
COLLER INVESTMENT MANAGEMENT LTD OWNER direct 1995-09-01
PALMYRA CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2000-10-01
RUBY CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2005-05-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2008-02-01
INNOCAP GLOBAL INVESTMENT MANAGEMENT LTD. OWNER OF 100% OF VOTING SHARES OF INNOCAP GLOBAL INVESTMENT MANAGEMENT LTD. direct 2010-06-01
PENSO ADVISORS, LLC OWNER OF 100% OF SHARE CAPITAL OF BREVAN HOWARD PARTNERSHIP SERVICES LTD indirect 2012-04-01
SABRETOOTH ADVISORS, LLC OWNER indirect 2014-01-01
ONCAP MANAGEMENT PARTNERS L.P. GENERAL PARTNER direct 2017-01-01
PALMYRA CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2000-10-01
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2006-11-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2008-02-01
PENSO ADVISORS, LLC GENERAL PARTNER OF BREVAN HOWARD (JERSEY) LP indirect 2010-06-01
BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD OWNER direct 2014-02-01
ONCAP MANAGEMENT PARTNERS L.P. LIMITED PARTNER direct 2017-01-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 1925-04-01
GRYPHON INTERNATIONAL INVESTMENT CORPORATION CORPORATE PARTNER; SHAREHOLDER: CLASS D COMMON, CLASS C PREFERRED (NON-VOTING) direct 1995-09-01
AMP CAPITAL REDDING INVESTORS (US) LIMITED SHAREHOLDER indirect 2005-05-01
COMMONWEALTH OPPORTUNITY CAPITAL GP, LLC GENERAL PARTNER OF BREVAN HOWARD (JERSEY) LP indirect 2010-06-01
COMMONWEALTH OPPORTUNITY CAPITAL GP, LLC OWNER 100% OF SHARE CAPITAL OF BREVAN HOWARD PARTNERSHIP SERVICES LTD indirect 2012-04-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2017-01-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2008-02-01
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2010-07-01
MISAKI CAPITAL INC. OWNER indirect 2012-04-01
ONCAP MANAGEMENT PARTNERS L.P. GENERAL PARTNER indirect 2017-01-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 1925-04-01
INNOCAP GLOBAL INVESTMENT MANAGEMENT LTD. 100% OWNER OF NATCAN GLOBAL HOLDINGS LTD indirect 1995-10-01
JURIKA & VOYLES LP SHAREHOLDER (COMMON STOCK) indirect 2000-10-01
JURIKA & VOYLES LP SHAREHOLDER indirect 2002-01-01
CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LIMITED SHAREHOLDER indirect 2005-05-01
SAVILLS INVESTMENT MANAGEMENT INC. SOLE SHAREHOLDER indirect 2008-02-01
MAN INVESTMENTS (USA) LLC SHAREHOLDER indirect 2010-07-01
INCENTIVE AS OWNER direct 2014-02-01
ONCAP MANAGEMENT PARTNERS L.P. LIMITED PARTNER indirect 2017-01-01
JURIKA & VOYLES LP SHAREHOLDER OF CDCIAM indirect 2000-10-01
JURIKA & VOYLES LP SHAREHOLDER indirect 2002-01-01
AEW ADVISORS INC SHOREHOLDER indirect 2004-06-01
EASTSPRING INVESTMENTS INCORPORATED SOLE SHAREHOLDER indirect 2005-05-01
ACCESS GLOBAL ADVISORS MANAGING MEMBER direct 2010-07-01
CVC CREDIT PARTNERS, LLC MAJORITY SHAREHOLDER indirect 2012-04-01
WINTON CAPITAL US LLC MEMBER direct 2014-02-01
NWI PARTNERS UK LLP PARTNER direct 2017-01-01
TAUBE HODSON STONEX PARTNERS LLP PARENT COMPANY indirect 1996-01-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS C ORDINARY SHAREHOLDER OF CDH CHINA GROWTH CAPITAL HOLDINGS COMPANY LIMITED direct 2005-05-01
GAVEKAL CAPITAL, LLC MEMBER direct 2010-07-01
CVC CREDIT PARTNERS, LLC MAJORITY SHAREHOLDER indirect 2012-04-01
NW1 PARTNERS US LLC MEMBER direct 2017-01-01
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER indirect 1940-04-01
LFG ADVISORS, INC. SHAREHOLDER indirect 1996-02-01
CDC IXIS ASSET MANAGEMENT SHAREHOLDER indirect 2004-06-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS B ORDINARY SHAREHOLDER OF CDH CHINA GROWTH CAPITAL HOLDINGS COMPANY LIMITED direct 2005-05-01
AIB INVESTMENT MANAGERS LTD PARENT indirect 2012-05-01
ZADIG GESTION (LUXEMBOURG) S.A. OWNER direct 2014-03-01
DAEMON INVESTMENT AND ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-02-01
I.G. INTERNATIONAL MANAGEMENT LIMITED SHAREHOLDER indirect 1940-04-01
BMO HARRIS INVESTMENT MANAGEMENT INC. SOLE SHAREHOLDER direct 1996-02-01
KAZIMIR PARTNERS LIMITED SHAREHOLDER indirect 2008-03-01
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2010-07-01
FRM AMERICAS LLC SHAREHOLDER indirect 2012-05-01
GOODHART PARTNERS LLP PARTNER direct 2014-03-01
DAEMON INVESTMENT AND ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-02-01
I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 1940-04-01
BMO HARRIS INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 1996-02-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC SHAREHOLDER indirect 2004-06-01
KAZIMIR PARTNERS LIMITED SHAREHOLDER indirect 2008-03-01
ASTER-X CAPITAL MANAGEMENT B.V. CORPORATION direct 2010-07-01
DECURA IM LLP PARTNER indirect 2012-05-01
ECM U.S. INC. GENERAL PARTNER OF GERMAN EQUITY PARTNERS IV GMBH & CO. KG direct 2014-04-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-02-01
FAIRSTREAM CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1959-12-01
BMO HARRIS INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 1996-02-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC SHAREHOLDER indirect 2004-06-01
IXIS ASSET MANAGEMENT GLOBAL ASSOCIATES, INC. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2006-11-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2010-07-01
DECURA IM LLP SHAREHOLDER indirect 2012-05-01
INTERMEDE INVESTMENT PARTNERS LIMITED SHAREHOLDER indirect 2014-04-01
KING STREET CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF ROCKFORD TOWER CAPITAL MANAGEMENT, L.L.C. direct 2017-02-01
BMO HARRIS INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 1996-02-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD SHAREHOLDER indirect 2004-06-01
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC PARTNER indirect 2008-03-01
ORE HILL PARTNERS LLC SHAREHOLDER indirect 2010-07-01
DECURA IM LLP SHAREHOLDER indirect 2012-05-01
KING STREET CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2017-02-01
AETNA LIFE INSURANCE & ANNUITY CO SHAREHOLDER indirect 1963-12-01
BMO HARRIS INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 1996-02-01
GLG INC. SHAREHOLDER indirect 2010-07-01
DECURA IM LLP TRUSTEE indirect 2012-05-01
KING STREET CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2017-02-01
DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED BANK indirect 2006-11-01
VISION CAPITAL AMERICAS LLC SHAREHOLDER indirect 2010-07-01
ATLAS INFRASTRUCTURE PARTNERS (UK) LTD OWNER direct 2017-02-01
DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED BANK indirect 2006-11-01
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC GENERAL PARTNER indirect 2008-03-01
VISION CAPITAL AMERICAS LLC MEMBER direct 2010-07-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP LIMITED PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP indirect 2012-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-02-01
SWISS RE ASSET MANAGEMENT (AMERICAS), INC. ULTIMATE PARENT indirect 1970-11-01
AKO CAPITAL LLP GENERAL PARTNER direct 2005-06-01
PERENNIAL INVESTMENT PARTNERS (U.S.) INC. OWNER direct 2006-11-01
FRM AMERICAS LLC SHAREHOLDER indirect 2010-07-01
RIVERBRIDGE PARTNERS LLC GENERAL PARTNER indirect 2012-06-01
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2017-03-01
JARDINE LLOYD THOMPSON ADVISORY (NORTH AMERICA) STOCKHOLDER indirect 1972-01-01
DNB ASSET MANAGEMENT (US), INC. SOLE S/H indirect 2002-01-01
DB ABSOLUTE RETURN STRATEGIES LIMITED DIRECT OWNER direct 2005-06-01
ABN AMRO ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2008-04-01
FRM AMERICAS LLC SHAREHOLDER indirect 2010-07-01
RIVERBRIDGE PARTNERS LLC GENERAL PARTNER indirect 2012-06-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2017-03-01
GLG ORE HILL LLC SHAREHOLDER indirect 2010-07-01
F&C MANAGEMENT LIMITED INDIRECT SHAREHOLDER indirect 2014-05-01
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES, L.P. direct 2017-03-01
INDOCAM ASIA ADVISERS LTD. STOCKHOLDER indirect 1996-07-01
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2010-07-01
PENSO ADVISORS, LLC LIMITED PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP indirect 2012-06-01
MIRELIS ADVISORS S.A. OWNER direct 2014-05-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2017-03-01
INDOCAM ASIA ADVISERS LTD. STOCKHOLDER indirect 1996-07-01
FRM INVESTMENTS (USA) LLC SHAREHOLDER indirect 2010-07-01
COMMONWEALTH OPPORTUNITY CAPITAL GP, LLC LIMITED PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP indirect 2012-06-01
MIRELIS ADVISORS S.A. SOLE SHAREHOLDER indirect 2014-05-01
ALATUS CAPITAL SA SHAREHOLDER direct 2017-03-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP OWNER indirect 2008-04-01
GLG INC. SHAREHOLDER indirect 2010-07-01
O'SHARES INVESTMENT ADVISERS, LLC STOCKHOLDER indirect 2012-06-01
FRANK RUSSELL COMPANY SHAREHOLDER indirect 2014-06-01
INTERMEDE GLOBAL PARTNERS INC PARENT COMPANY direct 2017-03-01
ASIA STRATEGIC INVESTMENT MANAGEMENT LTD OWNER indirect 1996-07-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP OWNER indirect 2008-04-01
GLG INC. SHAREHOLDER indirect 2010-07-01
INTERMEDE GLOBAL PARTNERS INC SHAREHOLDER indirect 2017-03-01
GOVETT INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 1996-09-01
GLG PARTNERS LP SHAREHOLDER indirect 2010-07-01
INTERMEDE GLOBAL PARTNERS INC SHAREHOLDER indirect 2017-03-01
GOVETT INVESTMENT MANAGEMENT LIMITED SHAREHOLDER IN AIBAMH direct 1996-09-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
WOLF ROCK CAPITAL LLP PARTNER direct 2004-06-01
SAVILLS INVESTMENT MANAGEMENT INC. SOLE SHAREHOLDER indirect 2008-04-01
RUSSELL REAL ESTATE ADVISORS INC SHAREHOLDER indirect 2014-06-01
INTERMEDE GLOBAL PARTNERS INC SHAREHOLDER indirect 2017-03-01
AETNA LIFE INSURANCE & ANNUITY CO SHAREHOLDER indirect 1977-04-01
GOVETT INVESTMENT MANAGEMENT LIMITED SHAREHOLDER IN AIBGHUK direct 1996-09-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
WOLF ROCK CAPITAL LLP SHAREHOLDER indirect 2004-06-01
AHL PARTNERS LLP SHAREHOLDER indirect 2010-07-01
ANDA INVESTMENT MANAGEMENT CO., LTD. SHAREHOLDER direct 2012-07-01
ALTPOINT CAPITAL PARTNERS LLC MAJORITY OWNER indirect 2014-06-01
INTERMEDE GLOBAL PARTNERS INC SHAREHOLDER indirect 2017-03-01
GOVETT INVESTMENT MANAGEMENT LIMITED SHAREHOLDER IN AIBHUK direct 1996-09-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
ALTIMA PARTNERS LLP CORPORATE MEMBER direct 2004-06-01
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2006-11-01
AHL PARTNERS LLP SHAREHOLDER indirect 2010-07-01
LEERINK TRANSFORMATION PARTNERS LLC MEMBER indirect 2014-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-03-01
GOVETT INVESTMENT MANAGEMENT LIMITED SHAREHOLDER IN AIB direct 1996-09-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
ALTIMA PARTNERS LLP SHAREHOLDER indirect 2004-06-01
AHL PARTNERS LLP SHAREHOLDER indirect 2010-07-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2012-07-01
LEERINK PHARMACEUTICAL INVESTMENTS LLC MEMBER indirect 2014-06-01
RAM ACTIVE INVESTMENTS S.A. SHAREHOLDER indirect 2017-03-01
AIB GOVETT, INC. SHAREHOLDER direct 1996-09-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
AHL PARTNERS LLP SHAREHOLDER indirect 2010-07-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2012-07-01
LEERINK REVELATION PARTNERS, LLC MEMBER indirect 2014-06-01
GOODHART PARTNERS LLP UNITHOLDER indirect 2017-04-01
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER indirect 1978-08-01
AIB GOVETT, INC. SHAREHOLDER IN AIBAMH direct 1996-09-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
AJB CAPITAL MANAGEMENT LP OWNER indirect 2000-10-01
DEUTSCHE ASSET MANAGEMENT (UK) LIMITED HOLDING COMPANY indirect 2006-11-01
PINE GROVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-07-01
IGNIS INVESTMENT SERVICES LIMITED 100% EQUITY OWNER indirect 2014-07-01
JANUS CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-05-01
AIB GOVETT, INC. SHAREHOLDER IN AIBGHUK direct 1996-09-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
AJB CAPITAL MANAGEMENT LP OWNER indirect 2000-10-01
ABN AMRO ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2002-02-01
PINE GROVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-07-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP OWNER OF 100% SHARE CAPITAL OF BHUS HOLDINGS LLC indirect 2012-08-01
INVESTEC MANAGEMENT NORTH AMERICA, INC. SHAREHOLDER indirect 2014-07-01
DFG INVESTMENT ADVISERS, INC. MEMBER indirect 2017-05-01
AIB GOVETT, INC. SHAREHOLDER IN AIBHUK direct 1996-09-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD SHAREHOLDER indirect 2004-06-01
747 CAPITAL, LLC SHAREHOLDER indirect 2008-05-01
PINE GROVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-07-01
INVESTEC MANAGEMENT NORTH AMERICA, INC. SHAREHOLDER indirect 2014-07-01
DFG INVESTMENT ADVISERS, INC. MEMBER indirect 2017-05-01
CREDIT AGRICOLE ASSET MANAGEMENT INVESTMENT ADVISORS USA, INC. SHAREHOLDER indirect 1978-11-01
AIB GOVETT, INC. SHAREHOLDER IN AIB direct 1996-09-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
GATEWAY INVESTMENT ADVISERS, LLC LIMITED PARTNER indirect 2000-10-01
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2002-02-01
747 CAPITAL, LLC SHAREHOLDER indirect 2008-05-01
NUMERIC INVESTORS LLC SHAREHOLDER indirect 2010-07-01
DFG INVESTMENT ADVISERS, INC. MEMBER indirect 2017-05-01
AMUNDI JAPAN LTD. PARENT OF AMUNDI ASSET MANAGEMENT indirect 1978-11-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
GATEWAY INVESTMENT ADVISERS, LLC MEMBER indirect 2000-10-01
CREDIT SUISSE INDEX CO., INC. SOLE SHAREHOLDER indirect 2004-06-01
PILLAR CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2008-05-01
NUMERIC INVESTORS LLC SHAREHOLDER indirect 2010-07-01
25 CAPITAL PARTNERS, LLC TRUSTEE OF SADLER TRUST indirect 2012-08-01
SAVILLS INVESTMENT MANAGEMENT INC. SOLE SHAREHOLDER direct 2017-05-01
PIONEER INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1978-11-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED SHAREHOLDER OF PROWELL VENTURES PTE. LTD. indirect 1996-09-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
GATEWAY INVESTMENT ADVISERS, LLC GENERAL PARTNER indirect 2000-10-01
GLG INC. SHAREHOLDER indirect 2002-02-01
SILVERMINE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2010-07-01
PENSO ADVISORS, LLC OWNER OF 100% OF SHARE CAPITAL OF BHUS HOLDINGS LLC indirect 2012-08-01
AURELIUS CAPITAL MANAGEMENT, LP MEMBER, AURELIUS CAPITAL MANAGEMENT (UK), LLP, RELYING ADVISOR direct 2014-08-01
INTECH INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-05-01
PIONEER INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1978-11-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1999-04-01
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER (COMMON STOCK) indirect 2005-06-01
AUTONOMY AMERICAS LLC PARENT OF AUTONOMY AMERICAS LLC direct 2008-06-01
SILVERMINE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2010-07-01
COMMONWEALTH OPPORTUNITY CAPITAL GP, LLC OWNER OF 100% SHARE CAPITAL OF BHUS HOLDINGS LLC indirect 2012-08-01
ATB SECURITIES INC. PARENT COMPANY direct 2014-09-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2017-06-01
INDOCAM ASIA ADVISERS LTD. STOCKHOLDER indirect 1979-06-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 1999-04-01
MD PRIVATE INVESTMENT MANAGEMENT (US) INC. SHAREHOLDER direct 2002-03-01
SILVERMINE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2010-07-01
BREVAN HOWARD US INVESTMENT MANAGEMENT LP OWNER OF 100% OF SHARE CAPITAL OF BREVAN HOWARD INVESTMENT HOLDINGS LTD indirect 2012-09-01
ATB INVESTMENT MANAGEMENT INC. PARENT COMPANY direct 2014-09-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 1999-04-01
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2006-11-01
STONE TOWER EQUITY PARTNERS LLC SHAREHOLDER indirect 2008-07-01
AALTO INVEST US INC. SHAREHOLDER indirect 2010-07-01
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2012-09-01
HADRON CAPITAL LLP CORPORATE MEMBER direct 2014-09-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER indirect 2017-07-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC SHAREHOLDER indirect 1980-12-01
DLJ CAPITAL MANAGEMENT CORP SHAREHOLDER indirect 2000-11-01
DAWNAY, DAY BROKERS LIMITED PARENT COMPANY direct 2002-03-01
CUBE CAPITAL LLP HOLDING COMPANY indirect 2004-06-01
AALTO INVEST US INC. SHAREHOLDER indirect 2010-07-01
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2012-09-01
CVC CREDIT PARTNERS, LLC SOLE MEMBER OF CVC CREDIT PARTNERS EUROPEAN INVESTMENT FUND MANAGER LIMITED direct 2014-09-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER indirect 2017-07-01
AIB INVESTMENT MANAGERS LTD DIRECT PARENT direct 1996-12-01
DLJ CAPITAL MANAGEMENT CORP SHAREHOLDER indirect 2000-11-01
CHEETAH INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 2002-03-01
SCHRODERS NEWFINANCE CAPITAL LLP DIRECT OWNER / GENERAL PARTNER direct 2004-06-01
AALTO INVEST UK LTD SHAREHOLDER indirect 2010-07-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER indirect 2017-07-01
DLJ CAPITAL MANAGEMENT CORP SHAREHOLDER indirect 2000-11-01
CONCORD INTERNATIONAL INVESTMENTS, L.P. LIMITED PARTNER direct 2008-08-01
AALTO INVEST UK LTD SHAREHOLDER indirect 2010-07-01
DECURA IM LLP PARTNER direct 2012-09-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER PROSTAR GEIF GP (RELYING ADVISER) direct 2017-07-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER-ORDINARY AND DEFERRED SHARES indirect 1996-12-01
DLJ DIVERSIFIED ASSOCIATES LP SHAREHOLDER indirect 2000-11-01
FRM AMERICAS LLC SHAREHOLDER indirect 2004-06-01
AALTO INVEST UK LTD SHAREHOLDER indirect 2010-07-01
PENSO ADVISORS, LLC OWNER OF 100% OF SHARE CAPITAL OF BREVAN HOWARD INVESTMENT HOLDINGS LTD indirect 2012-09-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER PROSTAR GEIF MANAGEMENT (RELYING ADVISER) direct 2017-07-01
DLJ DIVERSIFIED ASSOCIATES LP SHAREHOLDER indirect 2000-11-01
EAM PARTNERS LLC SHAREHOLDER indirect 2002-04-01
SECTOR OMEGA AS SHAREHOLDER CLASS B, C AND D direct 2004-06-01
E FUND MANAGEMENT (HONG KONG) CO., LIMITED SHAREHOLDER indirect 2008-08-01
AALTO INVEST UK LTD SHAREHOLDER indirect 2010-07-01
COMMONWEALTH OPPORTUNITY CAPITAL GP, LLC OWNER 100% OF SHARE CAPITAL OF BREVAN HOWARD INVESTMENT HOLDINGS LTD indirect 2012-09-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER - PROSTAR CAPITAL (AUSTRALIA) PTY. LTD. (RELYING ADVISER) direct 2017-07-01
DLJ DIVERSIFIED ASSOCIATES LP SHAREHOLDER indirect 2000-11-01
ELIJAH ASSET MANAGEMENT LLC SHAREHOLDER indirect 2002-04-01
STW FIXED INCOME MANAGEMENT LLC SHAREHOLDER indirect 2004-06-01
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER (COMMON STOCK) indirect 2005-06-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER indirect 2008-08-01
CF PARTNERS CAPITAL MANAGEMENT LLP SHAREHOLDER OF VOLAW TRUST AND CORPORATE SERVICES LIMITED indirect 2012-09-01
PROSTAR CAPITAL (US) LLC MEMBER direct 2017-07-01
STW FIXED INCOME MANAGEMENT LLC SHAREHOLDER indirect 2004-06-01
FUNDAMENTAL MANAGERS LLC OWNER indirect 2008-08-01
SEARCHLIGHT CAPITAL PARTNERS, L.P. MEMBER OF SEARCHLIGHT CAPITAL PARTNERS UK, LLP direct 2010-08-01
HILLHOUSE CAPITAL ADVISORS, LTD. SHAREHOLDER direct 2012-10-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
STANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED 100% EQUITY OWNER indirect 2017-08-01
STW FIXED INCOME MANAGEMENT LLC SHAREHOLDER indirect 1980-12-01
HADRON CAPITAL LLP PARENT UNDERTAKING OF CORPORATE MEMBER indirect 2004-06-01
DEUTSCHE ASSET MANAGEMENT (UK) LIMITED HOLDING COMPANY indirect 2005-06-01
FUNDAMENTAL MANAGERS LLC OWNER indirect 2008-08-01
AXA REAL ESTATE INVESTMENT MANAGERS US LLC MEMBER direct 2010-08-01
DOUBLE HAVEN CAPITAL (HONG KONG) LIMITED SHAREHOLDER direct 2012-10-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2017-08-01
CREDIT SUISSE GLOBAL OPPORTUNITIES ADVISORS LLC SHAREHOLDER indirect 1997-01-01
RBC PRIVATE COUNSEL (USA)CORPORATION PARENT COMPANY indirect 2002-05-01
CUBE CAPITAL INVESTMENT MANAGEMENT LIMITED HOLDING COMPANY indirect 2004-06-01
E FUND MANAGEMENT (HONG KONG) CO., LIMITED SHAREHOLDER indirect 2008-08-01
H2O AM LLP SHAREHOLDER direct 2010-08-01
CLERESTORY CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2012-10-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
SL CAPITAL PARTNERS LLP 100% EQUITY OWNER indirect 2017-08-01
RUBICON ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2004-07-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
STANDARD LIFE INVESTMENTS (USA) LIMITED 100% EQUITY OWNER indirect 2017-08-01
MIRELIS ADVISORS S.A. SHAREHOLDER indirect 1997-01-01
SANSAR CAPITAL MANAGEMENT, L.L.C. MEMBER, SANSAR CAPITAL ASIA PTE. direct 2006-11-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX ASIA IV LIMITED (RELYING ADVISER) direct 2010-08-01
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01
ULTRAADVISORS CORP. OWNER direct 2017-09-01
ROCKEFELLER GROUP INVESTMENT MANAGEMENT CORP SHAREHOLDER indirect 1997-02-01
DNB ASSET MANAGEMENT (US), INC. SOLE S/H indirect 2002-05-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-09-01
INCENTIVE AS OWNER indirect 2010-08-01
ALTPOINT CAPITAL PARTNERS LLC MAJORITY OWNER indirect 2014-10-01
CONSULTIVA INTERNACIONAL INC SHAREHOLDER COMMON SHARES indirect 2017-09-01
TA REALTY LLC SHAREHOLDER indirect 1997-02-01
DLJ MERCHANT BANKING II LLC SHAREHOLDER indirect 2000-11-01
CHINA ASSET MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER direct 2008-09-01
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED STOCKHOLDER indirect 2010-08-01
PROSTAR CAPITAL (US) LLC TRUSTEE indirect 2012-10-01
ZADIG GESTION (LUXEMBOURG) S.A. OWNER direct 2014-10-01
GERCHEN KELLER CAPITAL, LLC SHAREHOLDER indirect 1997-02-01
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 1999-04-01
DLJ MERCHANT BANKING II LLC SHAREHOLDER indirect 2000-11-01
IFM (US) INVESTMENT ADVISOR, LLC MEMBER indirect 2006-11-01
THAMES RIVER CAPITAL LLP INDIRECT SHAREHOLDER indirect 2010-09-01
PROSTAR CAPITAL (US) LLC SHAREHOLDER indirect 2012-10-01
INCENTIVE AS OWNER direct 2014-10-01
INNOVEST CAPITAL MANAGEMENT INC 100% OWNER OF IBJ WHITEHALL BANK & TRUST COMPANY direct 1997-03-01
CREDIT AGRICOLE ASSET MANAGEMENT INVESTMENT ADVISORS USA, INC. SHAREHOLDER indirect 2004-07-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX ASIA II LIMITED (RELYING ADVISER) direct 2006-11-01
THAMES RIVER CAPITAL LLP INDIRECT SHAREHOLDER indirect 2010-09-01
GENEVA CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NIKKO AM INTERNATIONAL, INC. SHAREHOLDER indirect 1984-03-01
NATIXIS ASSET MANAGEMENT U.S., LLC SHAREHOLDER indirect 2006-11-01
RITCHIE CAPITAL MANAGEMENT, L.L.C. ULTIMATE TRUSTEE indirect 2010-09-01
EIM MANAGEMENT (USA) INC. OWNER indirect 1999-04-01
FGS CAPITAL LLP PARTNER direct 2002-06-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2004-07-01
AURORA INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2005-06-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP OWNER direct 2006-12-01
BRONTE CAPITAL MANAGEMENT PTY LTD SHAREHOLDER direct 2008-10-01
RITCHIE CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 2010-09-01
GOODHART PARTNERS LLP SHAREHOLDER indirect 2014-11-01
OLYMPUS CAPITAL LLP SHAREHOLDER indirect 1997-04-01
GULF INTERNATIONAL BANK (UK) LIMITED SHAREHOLDER direct 1999-04-01
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2004-07-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP OWNER indirect 2006-12-01
BAKER TILLY INVESTMENT ADVISORS TRUSTEE indirect 2010-09-01
GOODHART PARTNERS LLP TRUSTEE OF AURORA TRUST indirect 2014-11-01
VONTOBEL USA INC SOLE SHAREHOLDER direct 1984-05-01
OLYMPUS CAPITAL LLP CORPORATE TRUSTEE indirect 1997-04-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 1999-04-01
PERENNIAL INVESTMENT PARTNERS (U.S.) INC. OWNER indirect 2002-06-01
MGPA (EUROPE) LIMITED ORDINARY SHAREHOLDER indirect 2004-07-01
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2005-06-01
DEUTSCHE ASSET MANAGEMENT (UK) LIMITED HOLDING COMPANY indirect 2006-12-01
BAKER TILLY INVESTMENT ADVISORS, L.P. TRUSTEE indirect 2010-09-01
I.G. INTERNATIONAL MANAGEMENT LIMITED SHAREHOLDER indirect 1984-11-01
PERENNIAL INVESTMENT PARTNERS (U.S.) INC. OWNER indirect 2002-06-01
MGPA (EUROPE) LIMITED REDEEMABLE PREFERENCE SHAREHOLDER indirect 2004-07-01
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2005-06-01
FORUM PARTNERS INVESTMENT MANAGEMENT LLC MEMBER: DIRECT OWNER OF FORUM PARTNERS INVESTMENT MANAGEMENT LLC direct 2014-11-01
I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 1984-11-01
SKANDIA ASSET MANAGEMENT(NEW YORK),INC. SOLE SHAREHOLDER OF APPLICANT direct 1999-06-01
METROPOLE GESTION SA SHAREHOLDER direct 2002-06-01
MGPA ADVISORY (SINGAPORE) PTE. LTD. ORDINARY SHAREHOLDER indirect 2004-07-01
AZ APICE CAPITAL MANAGEMENT LLC SHARE HOLDER indirect 2010-10-01
GINJER AM FONDS D'INVESTISSEMENT PROFESSIONEL SPECIALISE (FIPS) HOLDING SHARES OF GINJER direct 2014-12-01
MGPA ADVISORY (SINGAPORE) PTE. LTD. REDEEMABLE PREFERENCE SHAREHOLDER indirect 2004-07-01
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2005-06-01
CORIOLIS CAPITAL LIMITED SHAREHOLDER - A SHARES direct 2010-11-01
GINJER AM ENTITY HOLDING THE SHARES OF 'FIPS BNP PARIBAS CAPITAL PARTNERS PARTICIPATIONS' HOLDING SHARES OF GINJER indirect 2014-12-01
INDOCAM ASIA ADVISERS LTD. STOCKHOLDER indirect 1997-05-01
SECTOR OMEGA AS SHAREHOLDER CLASS A, C AND D direct 2004-07-01
ALPHASIMPLEX GROUP, LLC SHAREHOLDER indirect 2005-06-01
FISCHER FRANCIS TREES & WATTS UK LIMITED SHAREHOLDER indirect 2008-10-01
GINJER AM INVESTMENT MANAGER OF 'FIPS BNP PARIBAS CAPITAL PARTNERS PARTICIPATIONS' HOLDING SHARES IN GINJER direct 2014-12-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED SHAREHOLDER OF GIC (VENTURES) PTE. LTD. indirect 1985-03-01
INDOCAM ASIA ADVISERS LTD. STOCKHOLDER indirect 1997-05-01
WEBB CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2002-07-01
CVC CREDIT PARTNERS, LLC SOLE MEMBER OF CVC CREDIT PARTNERS INVESTMENT MANAGEMENT LIMITED direct 2010-11-01
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2012-11-01
INDOCAM ASIA ADVISERS LTD. STOCKHOLDER indirect 1997-05-01
DNB ASSET MANAGEMENT (US), INC. SOLE S/H indirect 1999-06-01
WEBB CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2002-07-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER direct 2004-07-01
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2005-06-01
SOUTHERN CROSS MANAGEMENT MEMBER indirect 2006-12-01
FISCHER FRANCIS TREES & WATTS SINGAPORE LIMITED DIRECT OWNER indirect 2010-12-01
KUDU INVESTMENT MANAGEMENT, LLC MEMBER indirect 2014-12-01
ANALYST EXCHANGE AND TRADING SERVICES LTD. SHAREHOLDER direct 1985-07-01
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2005-06-01
RIVERBRIDGE PARTNERS LLC GENERAL PARTNER indirect 2008-11-01
UFG ADVISORS LIMITED OWNER direct 2010-12-01
KUDU INVESTMENT MANAGEMENT, LLC MEMBER direct 2014-12-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 1999-06-01
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2005-06-01
VEGA ASSET MANAGEMENT PARTNERS LIMITED SHAREHOLDER direct 2007-01-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX PROPERTY INVESTORS (H.K.) LIMITED (RELYING ADVISER) direct 2008-11-01
GUGGENHEIM PARTNERS LATIN AMERICA, INC. SHAREHOLDER direct 2014-12-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 1999-06-01
MOUNT KENDAL LIMITED OWNER indirect 2002-07-01
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2005-06-01
VEGA ASSET MANAGEMENT PARTNERS LIMITED SHAREHOLDER indirect 2007-01-01
C BROOKE INVESTMENTS LLP MEMBER direct 2008-12-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER direct 2010-12-01
SANTANDER ASSET MANAGEMENT, LLC MEMBER direct 2014-12-01
DIMENSION CAPITAL MANAGEMENT 100% OWNER OF DCM LTD. indirect 1997-06-01
NWI PARTNERS UK LLP OWNER indirect 2002-07-01
CDC IXIS ASSET MANAGEMENT SHAREHOLDER indirect 2004-08-01
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2005-06-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2010-12-01
NATIXIS ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER direct 2015-01-01
BARR ROSENBERG RESEARCH CENTER LLC SHAREHOLDER indirect 1997-06-01
NW1 PARTNERS US LLC OWNER indirect 2002-07-01
CDC IXIS ASSET MANAGEMENT SHAREHOLDER direct 2004-08-01
NGAM MIDWAY ACQUISITION, LLC SHAREHOLDER indirect 2005-06-01
ALPINVEST PARTNERS B.V. SHAREHOLDER indirect 2010-12-01
DW PARTNERS, LP LIMITED PARTNER direct 2015-01-01
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD PARENT COMPANY direct 1997-06-01
PLUSFUNDS GROUP INC. SHAREHOLDER direct 2002-08-01
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED STOCKHOLDER indirect 2005-06-01
AUTONOMY AMERICAS LLC GENERAL PARTNER indirect 2007-01-01
ARUNVILL CAPITAL UK LIMITED SHAREHOLDER direct 2008-12-01
SPA ETF'S INC SHAREHOLDER indirect 1999-07-01
LOMBARD ODIER, INC. INDIRECT STOCKHOLDER indirect 2002-09-01
ARUNVILL CAPITAL UK LIMITED SHAREHOLDER indirect 2010-12-01
LIGHTHOUSE SWISS WEALTH ADVISORS AG TRUSTEE indirect 2015-01-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 1986-03-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1997-06-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2010-12-01
GLG ORE HILL LLC SHAREHOLDER indirect 2012-11-01
DROMEUS CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER direct 2015-02-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1986-03-01
AXA ROSENBERG INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-06-01
NEWQUANT CAPITAL INC 100% OWNER OF APPLICANT direct 1999-09-01
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED INDIRECT STOCKHOLDER indirect 2002-09-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2010-12-01
FRM INVESTMENTS (USA) LLC SHAREHOLDER indirect 2012-11-01
SMC GLOBAL USA INC. OWNER direct 2015-02-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 1986-03-01
ADELPHI CAPITAL LLP SHAREHOLDER indirect 1997-07-01
NEWQUANT CAPITAL INC 87.8% OWNER OF NEWCASTLE CAPITAL INC. indirect 1999-09-01
LOMBARD ODIER, INC. INDIRECT SHAREHOLDER indirect 2002-09-01
ZA CAPITAL LLP GENERAL PARTNER direct 2005-08-01
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER indirect 2008-12-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2010-12-01
GLG INC. SHAREHOLDER indirect 2012-11-01
WEALTHSIMPLE US, LTD. GENERAL PARTNER indirect 2015-02-01
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 1986-03-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2002-09-01
SUSA FUND MANAGEMENT LLP OWNER: LIMITED PARTNER direct 2008-12-01
WEALTHSIMPLE US, LTD. SHAREHOLDER indirect 2015-02-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 1986-03-01
HOTTINGER U.S. INC. SHAREHOLDER direct 1997-09-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2002-09-01
SUSA FUND MANAGEMENT LLP OWNER indirect 2008-12-01
ELEMENT CAPITAL MANAGEMENT LLC MEMBER OF ELEMENT CAPITAL PARTNERS LLP direct 2015-02-01
KUDU INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1997-09-01
CREDIT SUISSE ALTERNATIVE CAPITAL, INC. 100% SHAREHOLDER indirect 2000-11-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2002-09-01
IFM (US) INVESTMENT ADVISOR, LLC SHAREHOLDER indirect 2007-01-01
NEWTON CAPITAL MANAGEMENT LTD OWNER indirect 2012-11-01
BMO NESBITT BURNS SECURITIES LTD. SOLE SHAREHOLDER direct 1997-09-01
CREDIT SUISSE INDEX CO., INC. 100% SHAREHOLDER indirect 2000-11-01
IFM (US) INVESTMENT ADVISOR, LLC SHAREHOLDER indirect 2007-01-01
I.G. INTERNATIONAL MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
DLJ INVESTMENT PARTNERS, INC. SHAREHOLDER indirect 2000-11-01
INDUSTRY FUNDS MANAGEMENT PTY LTD SHAREHOLDER indirect 2007-01-01
I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2008-12-01
H2O AM LLP SHAREHOLDER indirect 2010-12-01
GLG PARTNERS LP SHAREHOLDER indirect 2012-11-01
AXA ALTERNATIVE ADVISORS, INC SHAREHOLDER indirect 1997-11-01
OPEN FIELD CAPITAL LLC LIMITED PARTNER indirect 2005-08-01
INDUSTRY FUNDS MANAGEMENT PTY LTD SHAREHOLDER indirect 2007-01-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX PROPERTY INVESTORS (TAIWAN) LIMITED TAIWAN BRANCH (RELYING ADVISER) direct 2009-01-01
H2O AM LLP SHAREHOLDER indirect 2010-12-01
AHL PARTNERS LLP SHAREHOLDER indirect 2012-11-01
KAZIMIR PARTNERS LIMITED SHAREHOLDER direct 2015-03-01
AMP CAPITAL REDDING INVESTORS (US) LIMITED SHAREHOLDER indirect 1997-11-01
DAIWA INSTITUE OF RESEARCH LTD INDIRECT SHAREHOLDER indirect 1999-09-01
DLJ INVESTMENT PARTNERS II, INC. SHAREHOLDER indirect 2000-11-01
AEW ADVISORS INC SHAREHOLDER indirect 2002-10-01
AS TRIGON ASSET MANAGEMENT SHAREHOLDER direct 2007-01-01
KING STREET CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2009-01-01
PINE GROVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2012-11-01
CLARITY DIVERSIFIED ALTERNATIVES PORTFOLIO MANAGEMENT LTD. SHAREHOLDER direct 2015-03-01
AMP CAPITAL REDDING INVESTORS (US) LIMITED SHAREHOLDER indirect 1997-11-01
JURIKA & VOYLES LP SHAREHOLDER (SERIES A) indirect 2002-10-01
VEGAPLUS CAPITAL PARTNERS LIMITED SHAREHOLDER direct 2007-02-01
DARA CAPITAL US, INC. FOREIGN ENTITY direct 2009-02-01
NUMERIC INVESTORS LLC SHAREHOLDER indirect 2012-11-01
AMP CAPITAL REDDING INVESTORS (US) LIMITED SHAREHOLDER indirect 1997-11-01
DLJ MERCHANT BANKING INC SHAREHOLDER indirect 2000-11-01
IXIS ASSET MANAGEMENT GLOBAL ASSOCIATES, INC. SHAREHOLDER indirect 2004-08-01
SOUTHERN CROSS MANAGEMENT SHAREHOLDER indirect 2005-10-01
VEGAPLUS CAPITAL PARTNERS LIMITED SHAREHOLDER indirect 2007-02-01
SILVERMINE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2012-11-01
OSMOSIS INVESTMENT MANAGEMENT US LLC MEMBER direct 2015-04-01
ARAB-MALAYSIAN CONSULTANT SDN BHD SHAREHOLDER direct 1987-03-01
IMARA ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2015-04-01
DLJ MERCHANT BANKING II, INC. SHAREHOLDER indirect 2000-11-01
ITAU USA ASSET MANAGEMENT INC. SHAREHOLDER indirect 2009-02-01
EQT PARTNERS INC. SHAREHOLDER indirect 2012-11-01
CI GLOBAL HOLDINGS INC. SOLE SHAREHOLDER indirect 1999-09-01
AALTO INVEST US INC. SHAREHOLDER indirect 2012-11-01
CABEZON INVESTMENT GROUP, LLC OWNER indirect 2015-04-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 1999-10-01
DLJ MERCHANT BANKING III INC SHAREHOLDER indirect 2000-11-01
NIBC CREDIT MANAGEMENT, INC. DIRECT OWNER direct 2002-10-01
BUCEPHALE ASSET MANAGEMENT, LTD SHAREHOLDER direct 2005-11-01
FC CAPITAL MANAGEMENT LLC SOLE TRUSTEE indirect 2007-02-01
QUANTEK ASSET MANAGEMENT, LLC MEMBER direct 2009-03-01
AALTO INVEST UK LTD SHAREHOLDER indirect 2012-11-01
REFLOW SERVICES, LLC OWNER indirect 2015-04-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 1999-10-01
RIVERBRIDGE PARTNERS LLC OWNER indirect 2012-12-01
SOFI CAPITAL ADVISORS LLC PARENT - 100% OWNER OF SOFTBANK GROUP CAPITAL LIMITED indirect 2015-04-01
DLJ DIVERSIFIED PARTNERS, INC. SHAREHOLDER indirect 2000-11-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2007-02-01
GRYPHON INTERNATIONAL INVESTMENT CORPORATION SHAREHOLDER CLASS G COMMON, CLASS C PREFERRED direct 2009-03-01
SOFI WEALTH LLC OWNER OF INDIRECT OWNER OF SOCIAL FINANCE INC. indirect 2015-04-01
NIBC CREDIT MANAGEMENT, INC. PARENT / HOLDING COMPANY indirect 2007-03-01
KILTEARN PARTNERS LLP SHAREHOLDER indirect 2011-01-01
STONE POINT CAPITAL LLC GENERAL PARTNER OF WAFRA GRANITE ASSOCIATES L.P. indirect 2012-12-01
EQT PARTNERS INC. SHAREHOLDER indirect 2015-05-01
DLJ LBO PLANS MANAGEMENT CORPORATION SHAREHOLDER indirect 2000-11-01
GOTTEX FUND MANAGEMENT SARL OWNER indirect 2005-11-01
VEGAPLUS CAPITAL PARTNERS (EUROPE) LLP SHAREHOLDER indirect 2007-03-01
ACTINVER WEALTH MANAGEMENT, INC. SHAREHOLDER indirect 2009-03-01
STONE POINT CAPITAL LLC GENERAL PARTNER OF WAFRA GH-GP L.P. indirect 2012-12-01
MISAKI CAPITAL INC. SHAREHOLDER direct 2015-05-01
OLYMPUS CAPITAL LLP PARTNER direct 2004-08-01
GOTTEX FUND MANAGEMENT SARL OWNER indirect 2005-11-01
RIVERBRIDGE PARTNERS LLC LIMITED PARTNER indirect 2011-01-01
STONE POINT CAPITAL LLC SHAREHOLDER OF WAFRA INVESTMENT ADVISORY GROUP, INC. indirect 2012-12-01
O'SHARES INVESTMENT ADVISERS, LLC STOCKHOLDER indirect 2015-05-01
DLJ MB ADVISORS, INC. SHAREHOLDER indirect 2000-11-01
KCPS PRIVATE WEALTH MANAGEMENT LTD SHAREHOLDER direct 2007-03-01
STONE POINT CAPITAL LLC SHAREHOLDER OF WAFRA INTERVEST CORPORATION indirect 2012-12-01
SCUDDER THREADNEEDLE INTERNATIONAL LIMITED INDIRECT OWNER indirect 1997-12-01
KCPS CAPITAL MANAGEMENT LTD. SOLE SHAREHOLDER direct 2007-03-01
STONE POINT CAPITAL LLC SHAREHOLDER OF WAFRA GRANITE HOLDINGS INC. indirect 2012-12-01
WEALTHSIMPLE US, LTD. SHAREHOLDER indirect 2015-05-01
ONEX PARTNERS MANAGER LP GENERAL PARTNER indirect 1999-11-01
DLJ GROWTH CAPITAL, INC. SHAREHOLDER indirect 2000-11-01
GOTTEX FUND MANAGEMENT, LTD. OWNER indirect 2005-11-01
STATE STREET GLOBAL ADVISORS IRELAND LIMITED OWNER direct 2011-01-01
STONE POINT CAPITAL LLC GENERAL PARTNER OF WAFRA GLOBAL HOLDINGS L.P. indirect 2012-12-01
SANTANDER CENTRAL HISPANO CARTERAS, S.A., S.G.C SHAREHOLDER direct 1997-12-01
ONEX PARTNERS MANAGER LP LIMITED PARTNER indirect 1999-11-01
IXIS ASSET MANAGEMENT GLOBAL ASSOCIATES, INC. SHAREHOLDER (SERIES A) indirect 2002-10-01
ZA CAPITAL LLP HOLDING COMPANY indirect 2005-12-01
KILTEARN PARTNERS LLP PARTNER direct 2011-01-01
STONE POINT CAPITAL LLC LIMITED PARTNER OF WAFRA GLOBAL HOLDINGS L.P. indirect 2012-12-01
STANFIELD CAPITAL PARTNERS LLC 100% OWNER indirect 1987-11-01
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER direct 2011-02-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2012-12-01
DGS CAPITAL MANAGEMENT PRIVATE LIMITED SHAREHOLDER direct 2015-06-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1988-03-01
INDOCAM ASIA ADVISERS LTD. SOLE STOCKHOLDER indirect 1998-01-01
WADHWANI ASSET MANAGEMENT LLP SOLE SHAREHOLDER indirect 2002-10-01
WESTLB ASSET MANAGEMENT (USA) LLC PARENT COMPANY direct 2005-12-01
MGPA (EUROPE) LIMITED SHAREHOLDER indirect 2011-02-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2012-12-01
IMARA ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2015-06-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 1988-03-01
GLOBAL RETAIL PARTNERS, INC. SHAREHOLDER indirect 2000-11-01
ONE CAPITAL MANAGEMENT PARTNERS, LLC SHAREHOLDER indirect 2005-12-01
1832 ASSET MANAGEMENT U.S. INC. OWNER indirect 2011-02-01
CAMBRIDGE ASSOCIATES, LLC TRUSTEE indirect 2012-12-01
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 1988-03-01
GLOBAL RETAIL PARTNERS, INC. SHAREHOLDER indirect 2000-11-01
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC TRUSTEE indirect 2007-04-01
PERIDIEM GLOBAL INVESTORS, LLC MEMBER direct 2011-03-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2012-12-01
ARENA INVESTORS, LP OWNER indirect 2015-06-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 1988-03-01
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC TRUSTEE indirect 2007-04-01
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2011-03-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2012-12-01
IDFC ASSET MANAGEMENT COMPANY LIMITED SHAREHOLDER direct 2015-07-01
CREDIT SUISSE PRIVATE EQUITY ADVISERS LLC SHAREHOLDER indirect 2000-11-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2005-12-01
IFM (US) INVESTMENT ADVISOR, LLC SHAREHOLDER indirect 2009-03-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2012-12-01
IDFC ASSET MANAGEMENT COMPANY LIMITED SHAREHOLDER indirect 2015-07-01
DLJ MERCHANT BANKING III INC SHAREHOLDER indirect 2000-11-01
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2004-08-01
SOUTHERN CROSS MANAGEMENT SHAREHOLDER indirect 2005-12-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2007-04-01
ACTINVER CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-03-01
SSP SERVICES LTD. CLASS A SHAREHOLDER direct 2011-03-01
E FUND MANAGEMENT (HONG KONG) CO., LIMITED SHAREHOLDER direct 2015-07-01
MACK REAL ESTATE CREDIT STRATEGIES, L.P. STOCKHOLDER indirect 1988-03-01
DLJ MERCHANT BANKING II, INC. SHAREHOLDER indirect 2000-11-01
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-08-01
ECM U.S. INC. ADMINISTRATIVE GENERAL PARTNER TO GERMAN EQUITY PARTNERS III L.P. direct 2005-12-01
KVAM INTERNATIONAL LTD. SHAREHOLDER direct 2011-03-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
MACK REAL ESTATE CREDIT STRATEGIES, L.P. STOCKHOLDER indirect 1988-03-01
DLJ MERCHANT BANKING INC SHAREHOLDER indirect 2000-11-01
TREE LINE ADVISORS (HONG KONG) LTD SHAREHOLDER direct 2006-02-01
NEW STAR ASSET MANAGEMENT LTD SHAREHOLDER indirect 2009-04-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2015-07-01
PRUDENTIAL ASIA FUND MANAGEMENT LTD SHAREHOLDER direct 1988-09-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP TRUSTEE indirect 1998-02-01
DLJ INVESTMENT PARTNERS II, INC. SHAREHOLDER indirect 2000-11-01
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2004-08-01
LEE OVERLAY PARTNERS LTD SHAREHOLDER direct 2006-02-01
NEW STAR ASSET MANAGEMENT LTD SHAREHOLDER indirect 2009-04-01
RP CAPITAL PARTNERS CAYMAN ISLANDS LIMITED SHAREHOLDER indirect 2011-03-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
CABEZON INVESTMENT GROUP, LLC OWNER indirect 2015-07-01
PRUDENTIAL ASIA FUND MANAGEMENT LTD SHAREHOLDER indirect 1988-09-01
CREDIT SUISSE GLOBAL OPPORTUNITIES ADVISORS LLC SHAREHOLDER indirect 1998-02-01
DLJ INVESTMENT PARTNERS, INC. SHAREHOLDER indirect 2000-11-01
GP INVESTIMENTOS LTDA. CONTROLLING SHAREHOLDER indirect 2006-02-01
NEW STAR ASSET MANAGEMENT LTD SHAREHOLDER indirect 2009-04-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
SAMSUNG ASSET MANAGEMENT COMPANY, LTD. SHAREHOLDER OF SAMSUNG PRIVATE EQUITY MANAGER I CO., LTD. direct 2015-07-01
LONDON AND CAPITAL INVESTMENT ADVISORS, INC. SHAREHOLDER direct 1988-10-01
DLJ LBO PLANS MANAGEMENT CORPORATION SHAREHOLDER indirect 2000-11-01
HARMONIC CAPITAL PARTNERS LLP CORPORATE PARTNER direct 2002-10-01
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2004-08-01
GP ADVISORS (BERMUDA) LTD. CONTROLLING SHAREHOLDER indirect 2006-02-01
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2011-03-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
REFLOW SERVICES, LLC OWNER indirect 2015-07-01
DLJ MB ADVISORS, INC. SHAREHOLDER indirect 2000-11-01
WADHWANI ASSET MANAGEMENT LLP SOLE SHAREHOLDER indirect 2002-10-01
RUBICON ASSET MANAGEMENT(SINGAPORE) PTE. LTD. SHAREHOLDER direct 2006-03-01
PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED SHAREHOLDER indirect 2009-04-01
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2011-03-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
SCHRODER WEALTH MANAGEMENT (US) LIMITED PARENT COMPANY indirect 2015-07-01
KOTHARI PIONEER AMC LIMITED INDIRECT OWNER indirect 2000-01-01
DLJ GROWTH CAPITAL, INC. SHAREHOLDER indirect 2000-11-01
ASIA STRATEGIC INVESTMENT MANAGEMENT LTD OWNER indirect 2002-11-01
PLATINUM INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2007-05-01
FISCHER FRANCIS TREES & WATTS UK LIMITED SHAREHOLDER indirect 2009-04-01
MGPA ADVISORY (SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2011-03-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
SOFI CAPITAL ADVISORS LLC SHAREHOLDER OF PARENT indirect 2015-07-01
AHL PARTNERS LLP SHAREHOLDER indirect 1989-01-01
MARKETGRADER CAPITAL, LLC OWNER indirect 2000-01-01
FORE INTERNATIONAL, LP GENERAL PARTNER direct 2002-11-01
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2004-08-01
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED OWNER indirect 2006-03-01
AMP CAPITAL BROOKFIELD (US) LLC SHAREHOLDER indirect 2007-05-01
OLYMPUS CAPITAL HOLDINGS ASIA SHAREHOLDER OF OLYMPUS (SHANGHAI) INVESTMENT MANAGEMENT CONSULTING CO., LTD. (RELYING ADVISER) direct 2011-03-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
SOFI WEALTH LLC PARENT COMPANY OF THE INVESTMENT ADVISER FIRM. indirect 2015-07-01
MARKETGRADER CAPITAL, LLC OWNER indirect 2000-01-01
CREDIT SUISSE GLOBAL OPPORTUNITIES ADVISORS LLC SHAREHOLDER indirect 2000-11-01
1832 ASSET MANAGEMENT U.S. INC. OWNER indirect 2002-11-01
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2004-08-01
INNOCAP INVESTMENT MANAGEMENT INC. 50% OF OWNER OF INNOCAP INVESTMENT MANAGEMENT INC. direct 2007-05-01
NORTHERN PINES HENDERSON CAPITAL, LLC SHAREHOLDER indirect 2012-12-01
ALPHACAT CAPITAL INC. CORPORATE OWNER indirect 2015-08-01
DLJ DIVERSIFIED PARTNERS, INC. SHAREHOLDER indirect 2000-11-01
PRUDENTIAL ASSET MANAGEMENT (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2004-08-01
FISCHER FRANCIS TREES & WATTS UK LIMITED SHAREHOLDER OF APPLICANT direct 2011-04-01
ALPHACAT CAPITAL INC. CORPORATE OWNER indirect 2015-08-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD DIRECT SHAREHOLDER direct 1989-05-01
CREDIT SUISSE ALTERNATIVE CAPITAL, INC. SOLE SHAREHOLDER indirect 2000-11-01
MUNICH RE CAPITAL MANAGEMENT CORPORATION INDIRECT SUBSIDIARY OF MUNICH RE indirect 2002-12-01
GAVIN MANAGEMENT GROUP SHAREHOLDER direct 2006-04-01
FORETHOUGHT INVESTMENT ADVISORS, LLC OWNER indirect 2012-12-01
ALPHACAT CAPITAL INC. CORPORATE OWNER indirect 2015-08-01
CREDIT SUISSE PRIVATE EQUITY ADVISERS LLC SHAREHOLDER indirect 2000-11-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2002-12-01
ALPHASIMPLEX GROUP, LLC SHAREHOLDER indirect 2004-08-01
WESTLB ASSET MANAGEMENT (USA) LLC PARENT COMPANY indirect 2006-04-01
INNOCAP INVESTMENT MANAGEMENT INC. 50% OWNER OF INNOCAP INVESTMENT MANAGEMENT INC. direct 2007-05-01
GOODHART PARTNERS LLP PARTNER direct 2009-04-01
ANTARES CAPITAL ADVISERS LLC SHAREHOLDER--CLASS B indirect 2015-08-01
PLUSFUNDS GROUP INC. BENEFICIAL OWNER indirect 2002-12-01
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2004-08-01
WESTLB ASSET MANAGEMENT (USA) LLC PARENT indirect 2006-04-01
INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD 50% OWNER indirect 2007-05-01
AXIUM INFRASTRUCTURE US INC. SHAREHOLDER indirect 2009-04-01
ONEX PARTNERS MANAGER LP MEMBER OF ONEX PARTNERS ADVISOR UK LLP direct 2012-12-01
CROSS OCEAN PARTNERS MANAGEMENT LP MEMBER indirect 2015-08-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 2002-12-01
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2004-08-01
PERMAL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2009-04-01
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2011-04-01
AHL PARTNERS LLP MANAGING MEMBER direct 2012-12-01
FUNDAMENTAL MANAGERS LLC SHAREHOLDER indirect 2015-09-01
MACK REAL ESTATE CREDIT STRATEGIES, L.P. STOCKHOLDER indirect 2002-12-01
AXIUM INFRASTRUCTURE INC. SHAREHOLDER direct 2009-04-01
CUBE CAPITAL LLP CORPORATE MEMBER direct 2011-04-01
METROPOLE GESTION SA SHAREHOLDER direct 2012-12-01
AZ APICE CAPITAL MANAGEMENT LLC SHARE HOLDER indirect 2015-09-01
F&C MULTI MANAGER PARTNERS, LLC DIRECT SHAREHOLDER direct 2003-01-01
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2004-08-01
WESTLB MELLON ASSET MANAGEMENT (USA) LLC PARENT indirect 2006-04-01
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2007-06-01
BNP PARIBAS INVESTMENT PARTNERS UK LTD SHAREHOLDER indirect 2009-04-01
CAPE ANN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2015-09-01
AIB INVESTMENT MANAGERS LTD PARENT indirect 2000-11-01
F&C MULTI MANAGER PARTNERS, LLC INDIRECT SHAREHOLDER indirect 2003-01-01
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2004-08-01
STANDARD LIFE INVESTMENTS (USA) LIMITED 100% EQUITY OWNER indirect 2006-04-01
FORTIS INVESTMENT MANAGEMENT UK LIMITED SHAREHOLDER indirect 2009-05-01
ARUNVILL CAPITAL UK LIMITED SHAREHOLDER indirect 2011-04-01
F&C MULTI MANAGER PARTNERS, LLC INDIRECT SHAREHOLDER indirect 2003-01-01
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2004-08-01
FORTIS INVESTMENT MANAGEMENT SINGAPORE LIMITED DIRECT OWNER indirect 2009-05-01
WALTER SCOTT & PARTNERS LIMITED OWNER direct 2013-02-01
CF PARTNERS CAPITAL MANAGEMENT LLP DESIGNATED MEMBER direct 2015-09-01
F&C MULTI MANAGER PARTNERS, LLC INDIRECT SHAREHOLDER indirect 2003-01-01
CERBERUS CAPITAL MANAGEMENT, L.P. MEMBER OF CERBERUS EUROPEAN CAPITAL ADVISORS, LLP (RELYING ADVISER) direct 2006-04-01
WALTER SCOTT & PARTNERS LIMITED OWNER indirect 2013-02-01
F&C MULTI MANAGER PARTNERS, LLC INDIRECT SHAREHOLDER indirect 2003-01-01
CERBERUS CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF CERBERUS EUROPEAN CAPITAL ADVISORS, LLP (RELYING ADVISERS) direct 2006-04-01
NIKKO ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2011-04-01
WALTER SCOTT & PARTNERS LIMITED OWNER indirect 2013-02-01
STANDARD LIFE INVESTMENTS (PRIVATE EQUITY) LIMITED 100% EQUITY OWNER direct 1998-03-01
MACKENZIE FINANCIAL CORPORATION CORPORATION direct 2003-01-01
DAVIDSON KEMPNER CAPITAL MANAGEMENT LLC DESIGNATED MEMBER OF DAVIDSON KEMPNER EUROPEAN PARTNERS, LLP (RELYING ADVISER) direct 2004-08-01
FIRST STATE INVESTMENTS (US) LLC SHAREHOLDER indirect 2006-04-01
NIKKO ASSET MANAGEMENT HONG KONG LIMITED SHAREHOLDER indirect 2011-04-01
WALTER SCOTT & PARTNERS LIMITED OWNER indirect 2013-02-01
F&C EMERGING MARKETS LIMITED INDIRECT SHAREHOLDER indirect 1989-07-01
NIKKO GLOBAL ASSET MANAGEMENT (UK) LTD SHAREHOLDER direct 1998-03-01
AMAS SECURITES, INC. OWNER direct 2000-12-01
NGAM MIDWAY ACQUISITION, LLC SHAREHOLDER indirect 2004-08-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS A ORDINARY SHAREHOLDER OF CDH CHINA GROWTH CAPITAL HOLDINGS COMPANY LIMITED direct 2011-04-01
WALTER SCOTT & PARTNERS LIMITED OWNER indirect 2013-02-01
CF PARTNERS CAPITAL MANAGEMENT LLP TRUSTEE OF THE RASSMUSON 2011 SETTLEMENT indirect 2015-09-01
F&C MANAGEMENT LIMITED INDIRECT SHAREHOLDER indirect 1989-07-01
ARBITEX ASSET MANAGEMENT, L.P. MEMBER indirect 2003-01-01
H2O AM LLP SHAREHOLDER indirect 2004-08-01
STANDARD LIFE INVESTMENTS (PRIVATE EQUITY) LIMITED 100% EQUITY OWNER indirect 2006-05-01
BNP PARIBAS INVESTMENT PARTNERS SINGAPORE LIMITED SHAREHOLDER indirect 2009-05-01
CONTOUR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-05-01
WALTER SCOTT & PARTNERS LIMITED OWNER indirect 2013-02-01
CF PARTNERS CAPITAL MANAGEMENT LLP TRUSTEE OF THE NAVON 2011 SETTLEMENT indirect 2015-09-01
LOMBARD ODIER, INC. INDIRECT STOCKHOLDER indirect 2000-12-01
EASTSPRING INVESTMENTS INCORPORATED SOLE SHAREHOLDER indirect 2004-08-01
BNP PARIBAS INVESTMENT PARTNERS SINGAPORE LIMITED SHAREHOLDER indirect 2009-05-01
VISION CAPITAL AMERICAS LLC SHAREHOLDER indirect 2013-02-01
CF PARTNERS CAPITAL MANAGEMENT LLP SHAREHOLDER OF CF PARTNERS SERVICES (UK) LIMITED indirect 2015-09-01
F&C EMERGING MARKETS LIMITED DIRECT SHAREHOLDER direct 2000-12-01
NATIXIS ASSET MANAGEMENT U.S., LLC SHAREHOLDER indirect 2004-08-01
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2007-06-01
RIVERBRIDGE PARTNERS LLC OWNER indirect 2011-05-01
CFAL SECURITIES INTERNATIONAL LTD. SHAREHOLDER direct 2013-02-01
CF PARTNERS CAPITAL MANAGEMENT LLP SHAREHOLDER OF NORTHERN LIGHT CAPITAL LIMITED indirect 2015-09-01
DEUTSCHE ASSET MANAGEMENT (HONG KONG) LIMITED INDIRECT OWNER indirect 1989-07-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2006-05-01
RIVERBRIDGE PARTNERS LLC TRUSTEE indirect 2011-05-01
BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD OWNER indirect 2013-02-01
CF PARTNERS CAPITAL MANAGEMENT LLP SHAREHOLDER OF DABRO INVESTMENTS LIMITED indirect 2015-09-01
DEUTSCHE ASSET MANAGEMENT (HONG KONG) LIMITED INDIRECT OWNER indirect 1989-07-01
L&B REALTY ADVISORS, INC. 100% SHAREHOLDER OF OM GROUP (UK) LIMITED indirect 2003-01-01
RIVERBRIDGE PARTNERS LLC OWNER indirect 2011-05-01
NEWTON CAPITAL MANAGEMENT LTD OWNER indirect 2013-02-01
ULTRAADVISORS CORP. OWNER indirect 2015-09-01
L&B REALTY ADVISORS, INC. 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC. indirect 2003-01-01
SL CAPITAL PARTNERS LLP 100% EQUITY OWNER indirect 2006-05-01
RIVERBRIDGE PARTNERS LLC TRUSTEE indirect 2011-05-01
INVESTEC MANAGEMENT NORTH AMERICA, INC. SHAREHOLDER direct 2013-02-01
CVC CREDIT PARTNERS, LLC 99% SHAREHOLDER indirect 2015-09-01
MULTINVESTMENT ADVISORS INC OWNER direct 1989-10-01
FRM AMERICAS LLC SHAREHOLDER indirect 2000-02-01
WADHWANI ASSET MANAGEMENT LLP GENERAL PARTNER direct 2003-01-01
PICTON MAHONEY ASSET MANAGEMENT LIMITED PARTNER direct 2004-08-01
RIVERBRIDGE PARTNERS LLC TRUSTEE indirect 2011-05-01
LIONGATE CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2013-02-01
FRM AMERICAS LLC SHAREHOLDER indirect 2000-02-01
PICTON MAHONEY ASSET MANAGEMENT SHAREHOLDER indirect 2004-08-01
I/ST EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-05-01
GLG PARTNERS LP SHAREHOLDER indirect 2007-06-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER (CEVIAN CAPITAL LTD) direct 2011-05-01
RHODIUM CAPITAL MANAGEMENT LLP MANAGING PARTNER direct 2015-10-01
ARTEMIS WEALTH OWNER indirect 2007-06-01
BLACK-AND-WHITE CAPITAL LP SHAREHOLDER indirect 2011-05-01
CAIGIN INTERNATIONAL LLC MEMBER direct 2015-10-01
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER indirect 1989-12-01
NATIXIS ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2004-08-01
STANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED 100% EQUITY OWNER indirect 2006-05-01
ARTEMIS WEALTH OWNER indirect 2007-06-01
THE NEWTON FOLLIS PARTNERSHIP LIMITED SHAREHOLDER direct 2011-06-01
CAIGIN INTERNATIONAL LLC MEMBER indirect 2015-10-01
I.G. INTERNATIONAL MANAGEMENT LIMITED SHAREHOLDER indirect 1989-12-01
RUBICON ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2001-01-01
CAPITAL PARTNERS CAYMAN ISLANDS LIMITED SHAREHOLDER direct 2004-09-01
SL CAPITAL PARTNERS LLP 60% MEMBER direct 2007-06-01
I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 1989-12-01
GOODREID INVESTMENT COUNSEL CORP. FAMILY TRUST direct 2000-02-01
ALCCI, LLC LIMITED PARTNER indirect 2001-01-01
WADHWANI ASSET MANAGEMENT LLP PARTNER direct 2003-01-01
CAPITAL PARTNERS CAYMAN ISLANDS LIMITED SHAREHOLDER indirect 2004-09-01
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 2007-07-01
AAG CAPITAL MARKETS LLC SHAREHOLDER indirect 2011-06-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2013-03-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2015-10-01
VERNES ASSET MANAGEMENT LLC MEMBER direct 2000-03-01
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED STOCKHOLDER indirect 2003-01-01
SQUADRON CAPITAL ADVISORS LIMITED SHAREHOLDER direct 2006-05-01
GML CAPITAL LLP MANAGING MEMBER direct 2007-07-01
EIG MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2011-06-01
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2013-03-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2015-10-01
SARASIN ASSET MANAGEMENT LIMITED MEMBER indirect 2007-07-01
EIG MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2011-06-01
THOMSON REUTERS GLOBAL MARKETS INC. SHAREHOLDER indirect 2013-03-01
PUTNAM INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2003-02-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2006-05-01
DARIUS CAPITAL PARTNERS SAS SHAREHOLDER direct 2009-06-01
PUTNAM INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
SL CAPITAL PARTNERS LLP 100% EQUITY OWNER indirect 1998-03-01
METROPOLE GESTION SA SHAREHOLDER direct 2003-02-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2006-05-01
FORTIS INVESTMENT MANAGEMENT SINGAPORE LIMITED DIRECT OWNER direct 2007-07-01
SERONE CAPITAL MANAGEMENT LLP OWNER SERONE CAPITAL MANAGEMENT LLP direct 2009-06-01
OPEN DOOR CAPITAL ADVISORS (US), LLC SHAREHOLDER indirect 2011-07-01
PHOENIX ASSET MANAGEMENT PARTNERS LIMITED OWNER direct 2013-03-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2015-10-01
ONE CAPITAL MANAGEMENT PARTNERS, LLC SHAREHOLDER indirect 1990-01-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 1998-03-01
SOLITAIRE OVERSEAS LTD. SHAREHOLDER indirect 2000-03-01
HIGHCLERE INTERNATIONAL INVESTORS LLP SHAREHOLDER indirect 2006-05-01
SERONE CAPITAL MANAGEMENT LLP OWNER SERONE CAPITAL MANAGEMENT (UK) LIMITED indirect 2009-06-01
OPEN DOOR INVESTMENT MANAGEMENT (US), LTD. SHAREHOLDER indirect 2011-07-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2013-03-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2015-10-01
ARTEMIS ADVISORS, LLC SHAREHOLDER indirect 1990-01-01
CREDIT SUISSE (BERMUDA) LIMITED SHAREHOLDER direct 1998-03-01
CRIMSON VENTURES, LTD PARENT COMPANY direct 2000-03-01
ALTPOINT CAPITAL PARTNERS LLC MAJORITY OWNER indirect 2006-05-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER (CEVIAN CAPITAL LTD) direct 2007-07-01
DARIUS CAPITAL PARTNERS SAS SHAREHOLDER direct 2011-07-01
BAKER TILLY INVESTMENT ADVISORS MEMBER indirect 2013-04-01
DFG INVESTMENT ADVISERS, INC. MEMBER indirect 2015-11-01
STANFIELD CAPITAL PARTNERS LLC 100% OWNER indirect 1990-01-01
BNP PARIBAS INVESTMENT PARTNERS UK LTD SHAREHOLDER OF APPLICANT direct 2004-09-01
CEPHEI CAPITAL MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2006-05-01
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-07-01
DARIUS CAPITAL PARTNERS SAS SHAREHOLDER indirect 2011-07-01
VIDA CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2015-11-01
STANFIELD CAPITAL PARTNERS LLC 100% OWNER indirect 1998-03-01
FIRST STATE INVESTMENTS (US) LLC SHAREHOLDER indirect 2000-03-01
JARDINE LLOYD THOMPSON ADVISORY (NORTH AMERICA) SOLE STOCKHOLDER indirect 2006-05-01
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2009-07-01
BAKER TILLY INVESTMENT ADVISORS, L.P. MEMBER indirect 2013-04-01
CREDIT SUISSE (BERMUDA) LIMITED SHAREHOLDER indirect 1998-03-01
EAM PARTNERS LLC SHAREHOLDER indirect 2000-04-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 2001-01-01
LONDON DIVERSIFIED FUND MANAGEMENT LLP PARTNER direct 2003-03-01
ADELPHI CAPITAL LLP CORPORATE PARTNER / LIMITED PARTNER direct 2004-09-01
VANDERBILT CAPITAL ADVISORS LLC OWNER indirect 2006-06-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS B ORDINARY SHAREHOLDER OF CDH III HOLDINGS COMPANY LIMITED direct 2007-07-01
AURORA INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2009-07-01
RIVERBRIDGE PARTNERS LLC LIMITED PARTNER indirect 2015-11-01
ELIJAH ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-04-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 2001-01-01
LONDON DIVERSIFIED FUND MANAGEMENT LLP SHAREHOLDER indirect 2003-03-01
CLERESTORY CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2004-09-01
VISION OPPORTUNITY CAPITAL MANAGEMENT, LLC LLC MEMBER direct 2006-06-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS A ORDINARY SHAREHOLDER OF CDH III HOLDINGS COMPANY LIMITED direct 2007-07-01
ALPINVEST PARTNERS B.V. SOLE SHAREHOLDER direct 2011-07-01
KILDARE PARTNERS US, LLC SHAREHOLDER indirect 2013-04-01
ALPHA4X ASSET MANAGEMENT LLC PARENT indirect 1990-01-01
UBS ASSET MANAGEMENT GMBH OWNER indirect 1998-04-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-01-01
VISION OPPORTUNITY CAPITAL MANAGEMENT, LLC TRUSTEE TO TUDOR ROSE TRUST direct 2006-06-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS C ORDINARY SHAREHOLDER OF CDH III HOLDINGS COMPANY LIMITED direct 2007-07-01
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2009-07-01
ALPINVEST PARTNERS B.V. SHAREHOLDER indirect 2011-07-01
ADA INVESTMENT MANAGEMENT LP PARENT indirect 1990-01-01
UBS ASSET MANAGEMENT GMBH OWNER indirect 1998-04-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 2001-01-01
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2003-03-01
PRUDENTIAL ASSET MANAGEMENT (SINGAPORE) LIMITED SOLE SHAREHOLDER direct 2006-06-01
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2009-07-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-07-01
WESTEND ADVISORS, LLC SHAREHOLDER indirect 2000-05-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 2001-01-01
QUANTMETRICS CAPITAL MANAGEMENT LLP PARTNER direct 2003-03-01
F&C MANAGEMENT LIMITED INDIRECT SHAREHOLDER indirect 2004-10-01
VIKING GLOBAL INVESTORS LP MEMBER OF VIKING GLOBAL INVESTORS EUROPE LLP (RELYING ADVISER) direct 2006-06-01
ALPHASIMPLEX GROUP, LLC SHAREHOLDER indirect 2009-07-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-07-01
1832 ASSET MANAGEMENT U.S. INC. OWNER indirect 2015-11-01
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 2001-01-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2003-03-01
EASTSPRING INVESTMENTS INCORPORATED OWNER indirect 2006-06-01
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2009-07-01
ALPINVEST PARTNERS B.V. SHAREHOLDER indirect 2011-07-01
MACK REAL ESTATE CREDIT STRATEGIES, L.P. SOLE STOCKHOLDER indirect 2015-11-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 1990-04-01
WEBB CAPITAL MANAGEMENT LLP PARTNER direct 2000-06-01
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 2001-01-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2003-05-01
F&C EMERGING MARKETS LIMITED INDIRECT SHAREHOLDER indirect 2004-10-01
RIVERBRIDGE PARTNERS LLC LIMITED PARTNER indirect 2015-11-01
NIKKO ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 1990-04-01
SCUDDER THREADNEEDLE INTERNATIONAL LIMITED DIRECT OWNER direct 1998-05-01
WEBB CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2000-06-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-01-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2003-05-01
F&C EMERGING MARKETS LIMITED INDIRECT SHAREHOLDER indirect 2004-10-01
ECM U.S. INC. MANAGING GENERAL PARTNER TO GERMAN EQUITY PARTNERS III L.P. direct 2006-06-01
NIKKO AM INTERNATIONAL, INC. SHAREHOLDER indirect 2007-08-01
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2009-07-01
ALPINVEST PARTNERS B.V. SHAREHOLDER indirect 2011-07-01
KILDARE PARTNERS US, LLC SHAREHOLDER - KILDARE PARTNERS US, LLC direct 2013-04-01
RIVERBRIDGE PARTNERS LLC GENERAL PARTNER indirect 2015-11-01
NIKKO ASSET MANAGEMENT HONG KONG LIMITED SHAREHOLDER indirect 1990-04-01
WEBB CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2000-06-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2001-01-01
AMMB CONSULTANT SDN BHD SHAREHOLDER indirect 2004-10-01
ECM U.S. INC. GP OF GEP MANAGEMENT GMBH & CO. KG indirect 2006-06-01
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2009-07-01
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 2011-07-01
KILDARE PARTNERS US, LLC SHAREHOLDER - PREFERRED indirect 2013-04-01
GOTTEX FUND MANAGEMENT, LTD. OWNER indirect 2015-11-01
INDOCAM ASIA ADVISERS LTD. PARENT direct 1990-10-01
THREADNEEDLE INTERNATIONAL LTD. DIRECT OWNER direct 1998-05-01
PERENNIAL INVESTMENT PARTNERS (U.S.) INC. OWNER indirect 2000-06-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2001-01-01
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2009-07-01
ALPINVEST PARTNERS B.V. GENERAL PARTNER indirect 2011-07-01
LOBNEK WEALTH MANAGEMENT INC. PARENT direct 2013-04-01
QUANTEK ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2000-06-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 2001-01-01
CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LIMITED SHAREHOLDER direct 2006-07-01
FAIRSTREAM CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
NATIXIS CASPIAN PRIVATE EQUITY, LLC SHAREHOLDER indirect 2009-07-01
MGPA (EUROPE) LIMITED SHAREHOLDER direct 2011-07-01
BAKER TILLY INVESTMENT ADVISORS LIMITED PARTNER indirect 2013-05-01
CAMBRIDGE ASSOCIATES, LLC TRUSTEE indirect 2000-06-01
BERKELEY CAPITAL MANAGEMENT LLC SHAREHOLDER direct 2004-11-01
AMP CAPITAL REDDING INVESTORS (US) LIMITED SHAREHOLDER direct 2006-07-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 2007-08-01
CEPHEI CAPITAL MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2009-07-01
MGPA ADVISORY (SINGAPORE) PTE. LTD. SHAREHOLDER direct 2011-07-01
BAKER TILLY INVESTMENT ADVISORS, L.P. LIMITED PARTNER indirect 2013-05-01
LLOYD GEORGE ADVISORY (HK) LIMITED SHAREHOLDER direct 2015-12-01
CAMBRIDGE ASSOCIATES, LLC SHAREHOLDER indirect 2000-06-01
GLG ORE HILL LLC SHAREHOLDER indirect 2006-07-01
NGAM MIDWAY ACQUISITION, LLC SHAREHOLDER indirect 2009-07-01
FGS CAPITAL LLP PARTNER direct 2011-07-01
FINAPORT AMERICAS INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2013-05-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SOLE MEMBER direct 2015-12-01
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2006-07-01
H2O AM LLP SHAREHOLDER indirect 2009-07-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER direct 2011-07-01
LIONGATE CAPITAL MANAGEMENT LLP PARTNER (CORPORATE) direct 2013-05-01
CATTERTON MANAGEMENT COMPANY, L.L.C. B ORDINARY SHAREHOLDER indirect 2015-12-01
FRM INVESTMENTS (USA) LLC SHAREHOLDER indirect 2006-07-01
NATIXIS ASSET MANAGEMENT U.S., LLC SHAREHOLDER indirect 2009-07-01
LIONGATE CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2013-05-01
CATTERTON MANAGEMENT COMPANY, L.L.C. CLASS B SHAREHOLDER indirect 2015-12-01
FIRST STATE INVESTMENTS (US) LLC SHAREHOLDER indirect 2000-06-01
STANDARD LIFE INVESTMENTS (USA) LIMITED 100% EQUITY OWNER direct 2001-02-01
GLG INC. SHAREHOLDER indirect 2006-07-01
EASTSPRING INVESTMENTS (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2011-07-01
PERMAL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2013-05-01
CATTERTON MANAGEMENT COMPANY, L.L.C. CLASS A SHAREHOLDER indirect 2015-12-01
RELIASTAR INVESTMENT RESEARCH INC SHAREHOLDER indirect 1991-01-01
JOHN MORRELL ADVISORY SERVICES LIMITED OWNER direct 2001-02-01
PINE GROVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2006-07-01
AXIOM ALTERNATIVE INVESTMENTS SARL SHAREHOLDER direct 2009-07-01
EASTSPRING INVESTMENTS INCORPORATED SOLE SHAREHOLDER indirect 2011-07-01
PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED SHAREHOLDER indirect 2013-06-01
GO INVESTMENT PARTNERS LLP DESIGNATED MEMBER direct 2015-12-01
RELIASTAR INVESTMENT RESEARCH INC SHAREHOLDER indirect 1991-01-01
JOHN MORRELL ADVISORY SERVICES LIMITED OWNER indirect 2001-02-01
NUMERIC INVESTORS LLC SHAREHOLDER indirect 2006-07-01
NATIXIS ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2009-07-01
WESTBRIDGE CAPITAL US ADVISORS, LLC MEMBER (WESTBRIDGE CAPITAL PARTNERS, LLC) direct 2011-07-01
PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED SHAREHOLDER indirect 2013-06-01
NEZU ASIA CAPITAL MANAGEMENT, LLC SOLE MEMBER direct 2015-12-01
JOHN MORRELL ADVISORY SERVICES LIMITED OWNER indirect 2001-02-01
SILVERMINE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2006-07-01
PICTON MAHONEY ASSET MANAGEMENT LIMITED PARTNER direct 2007-08-01
GINJER AM FAMILY TRUST HOLDING SHARES OF GINJER direct 2011-07-01
PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED SHAREHOLDER indirect 2013-06-01
CVC CREDIT PARTNERS, LLC MAJORITY SHAREHOLDER indirect 2015-12-01
AALTO INVEST US INC. SHAREHOLDER indirect 2006-07-01
KUDU INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
KV SERVICES II LIMITED CLASS A SHAREHOLDER direct 2009-08-01
ELGIN CAPITAL LLP PARTNER direct 2011-08-01
INVERLOCHY CAPITAL LLC. OWNER direct 2016-01-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2007-08-01
MD PRIVATE INVESTMENT MANAGEMENT (US) INC. SHAREHOLDER indirect 2009-08-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2011-08-01
INVERLOCHY CAPITAL LLC. OWNER indirect 2016-01-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
MD PRIVATE INVESTMENT MANAGEMENT (US) INC. SHAREHOLDER indirect 2009-08-01
ELGIN CAPITAL LLP MEMBER indirect 2011-08-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2000-07-01
PUTNAM INVESTMENTS LIMITED SHAREHOLDER indirect 2007-08-01
ZEAL ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2009-08-01
CDR HOLLANDER ASSET MANAGEMENT LLC MEMBER direct 2016-01-01
AETNA LIFE INSURANCE & ANNUITY CO SHAREHOLDER indirect 1991-03-01
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2000-07-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2003-06-01
WESTLB ASSET MANAGEMENT (US) LLC PARENT AND MANAGING MEMBER direct 2006-08-01
ARGENTIC INVESTMENT MANAGEMENT LLC SOLE SHAREHOLDER indirect 2007-08-01
LANSDOWNE PARTNERS AUSTRIA GMBH PARENT COMPANY direct 2009-08-01
BRAM US LLC MANAGING MEMBER indirect 2011-08-01
EQT PARTNERS INC. SHAREHOLDER indirect 2013-06-01
ARMOR ADVISORS, L.L.C. MEMBER OF REGISTRANT direct 2016-01-01
WESTEND ADVISORS, LLC SHAREHOLDER indirect 2003-06-01
BERKELEY CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2004-11-01
LANSDOWNE PARTNERS AUSTRIA GMBH SHAREHOLDER indirect 2009-08-01
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER direct 2011-09-01
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2013-06-01
CVC CREDIT PARTNERS, LLC MAJORITY SHAREHOLDER indirect 2016-01-01
BERKELEY CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2004-11-01
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2011-09-01
CVC CREDIT PARTNERS, LLC MAJORITY SHAREHOLDER indirect 2016-01-01
ALCCI, LLC SHAREHOLDER indirect 1998-06-01
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2000-08-01
BLUEPRINT CAPITAL MANAGEMENT LLP CORPORATE PARTNER direct 2003-07-01
BERKELEY CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2004-11-01
KVAM INTERNATIONAL II LTD. CLASS A SHAREHOLDER direct 2009-09-01
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2011-09-01
AXIOM ALTERNATIVE INVESTMENTS SARL SHAREHOLDER direct 2013-06-01
GOLDMAN SACHS ASSET MANAGEMENT AUSTRALIA PTY LTD MEMBER direct 2016-02-01
ALCCI, LLC SHAREHOLDER indirect 1998-06-01
OLYMPUS CAPITAL LLP SHARE HOLDER indirect 2003-07-01
BERKELEY CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2004-11-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2009-09-01
AURORA INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-09-01
ALCCI, LLC SHAREHOLDER indirect 1998-06-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2003-07-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2009-09-01
EGERTON CAPITAL LIMITED PARTNERSHIP CORPORATE MEMBER direct 2013-07-01
IMPAX ASSET MANAGEMENT, LTD. PARENT direct 1998-06-01
AMMB CONSULTANT SDN BHD SHAREHOLDER indirect 2001-03-01
CASPIAN PRIVATE EQUITY, LLC SHAREHOLDER indirect 2011-09-01
TRUE PARTNER CAPITAL USA HOLDING, INC. OWNER direct 2016-02-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP OWNER indirect 2003-08-01
VALUE PARTNERS LIMITED SHAREHOLDER indirect 2007-10-01
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2009-09-01
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2011-09-01
GLG INC. SHAREHOLDER indirect 2013-07-01
PANDION MINE FINANCE, LP LIMITED PARTNER direct 2016-02-01
APG ASSET MANAGEMENT US, INC INDIRECT OWNER indirect 1998-06-01
PALMYRA CAPITAL ADVISORS, LLC PARTNER indirect 2001-04-01
CEPHEI CAPITAL MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2006-08-01
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2009-09-01
NGAM ADVISORS, L.P. SHAREHOLDER indirect 2011-09-01
PANDION MINE FINANCE, LP SHAREHOLDER indirect 2016-02-01
ABN AMRO ASSET MANAGEMENT (USA) LLC 100% OWNER OF ABN AMRO BANK N.V. indirect 1991-03-01
PALMYRA CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2001-04-01
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP GENERAL PARTNER indirect 2003-08-01
FRM AMERICAS LLC SHAREHOLDER indirect 2006-08-01
VALUE PARTNERS HONG KONG LIMITED SHAREHOLDER direct 2007-10-01
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2009-09-01
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2011-09-01
INTERMEDIATE CAPITAL GROUP, INC SHAREHOLDER OF ICG FMC LIMITED indirect 2013-07-01
PANDION MINE FINANCE, LP MEMBER indirect 2016-02-01
MACKENZIE INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 2001-04-01
GF INTERNATIONAL INVESTMENT MANAGEMENT LIMITED SHARHOLDER indirect 2003-08-01
GLG ORE HILL LLC SHAREHOLDER indirect 2006-08-01
VALUE PARTNERS HONG KONG LIMITED SHAREHOLDER indirect 2007-10-01
ALPHASIMPLEX GROUP, LLC SHAREHOLDER indirect 2011-09-01
GP ADVISORS (BERMUDA) LTD. CONTROLLING SHAREHOLDER direct 2016-02-01
LANSDOWNE PARTNERS LIMITED PARENT COMPANY direct 1998-07-01
MACKENZIE INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 2001-04-01
AS TRIGON ASSET MANAGEMENT SHAREHOLDER indirect 2003-08-01
GLG PARTNERS LP SHAREHOLDER indirect 2006-08-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2009-09-01
DARIUS CAPITAL PARTNERS SHAREHOLDER indirect 2011-09-01
25 CAPITAL PARTNERS, LLC NOMINEE FOR SADLER TRUST indirect 2016-03-01
LLOYD GEORGE INVESTMENT MANAGEMENT BERMUDA LTD SHAREHOLDER direct 1991-12-01
THE NEWTON FOLLIS PARTNERSHIP LIMITED SHAREHOLDER direct 1998-07-01
DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED 100% OWNER OF DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED direct 2003-09-01
NUMERIC INVESTORS LLC SHAREHOLDER indirect 2006-08-01
VALUE PARTNERS LIMITED SHAREHOLDER indirect 2007-10-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2009-09-01
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2011-09-01
LLOYD GEORGE MANAGEMENT HONG KONG LTD SHAREHOLDER direct 1991-12-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 1998-07-01
FUNDAMENTAL MANAGERS LLC OWNER indirect 2006-08-01
DRAGONBACK CAPITAL LIMITED SHAREHOLDER direct 2007-10-01
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2009-09-01
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2011-09-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2013-07-01
LANSDOWNE PARTNERS (UK) LLP SHAREHOLDER indirect 1998-07-01
FUNDAMENTAL MANAGERS LLC OWNER indirect 2006-08-01
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC SHAREHOLDER indirect 2007-10-01
NGAM MIDWAY ACQUISITION, LLC SHAREHOLDER indirect 2011-09-01
INTERMEDIATE CAPITAL GROUP, INC SHAREHOLDER direct 2013-07-01
CAIGIN INTERNATIONAL LLC MEMBER indirect 2016-03-01
NEWTON CAPITAL MANAGEMENT LTD OWNER direct 1992-01-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 1998-07-01
CODA CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2003-09-01
AALTO INVEST US INC. SHAREHOLDER indirect 2006-08-01
BURFORD GROUP LLC OWNER - BURFORD GROUP LLC direct 2009-09-01
DOUBLE HAVEN CAPITAL (HONG KONG) LIMITED SHAREHOLDER indirect 2011-09-01
PICTET NORTH AMERICA ADVISORS SA SHAREHOLDER direct 2013-07-01
CAIGIN INTERNATIONAL LLC MEMBER indirect 2016-03-01
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED STOCKHOLDER indirect 2006-08-01
BLOOMBERGSEN INC. OWNER direct 2007-10-01
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2009-09-01
ZADIG GESTION (LUXEMBOURG) S.A. OWNER direct 2013-07-01
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2016-03-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 1998-08-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER direct 2004-11-01
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED SHAREHOLDER direct 2006-08-01
AS TRIGON ASSET MANAGEMENT MEMBER indirect 2007-10-01
KAMES CAPITAL PLC SHAREHOLDER indirect 2009-09-01
NIKKO ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER direct 2011-09-01
DFG INVESTMENT ADVISERS, INC. LIMITED PARTNER indirect 2013-07-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2016-03-01
HENDERSON NORTH AMERICAN PARTNERS SHAREHOLDER indirect 1992-01-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX ASIA LIMITED (RELYING ADVISER) direct 2004-11-01
KAMES CAPITAL PLC DIRECT PARENT direct 2009-09-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX ASIA V LIMITED (RELYING ADVISER) direct 2011-09-01
DFG INVESTMENT ADVISERS, INC. GENERAL PARTNER indirect 2013-07-01
O'SHARES INVESTMENT ADVISERS, LLC MEMBER direct 2016-03-01
ITAU USA ASSET MANAGEMENT INC. SHAREHOLDER indirect 2004-11-01
AMP CAPITAL REDDING INVESTORS (US) LIMITED SHAREHOLDER indirect 2009-10-01
NIKKO ASSET MANAGEMENT HONG KONG LIMITED SHAREHOLDER direct 2011-09-01
KILDARE PARTNERS US, LLC TRUSTEE indirect 2013-07-01
PICTON MAHONEY ASSET MANAGEMENT LIMITED PARTNER direct 2016-04-01
INNOVEST CAPITAL MANAGEMENT INC 100% OWNWER OF IBJ, LIMITED direct 2000-09-01
ARBITEX ASSET MANAGEMENT, L.P. LIMITED PARTNER indirect 2004-12-01
EIG MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2011-09-01
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2016-04-01
PORTLAND HILL CAPITAL LLP SHAREHOLDER indirect 2011-09-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2016-04-01
ALLEGIANCE INVESTMENT MANAGEMENT, LLC INDIRECT OWNER indirect 2007-11-01
PORTLAND HILL CAPITAL LLP PARTNER indirect 2011-09-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2016-04-01
NEWTON CAPITAL MANAGEMENT LTD OWNER indirect 1992-01-01
AMUNDI JAPAN LTD. SHAREHOLDER OF AMUNDI indirect 2001-04-01
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED OWNER indirect 2003-09-01
ALLEGIANCE INVESTMENT MANAGEMENT, LLC INDIRECT OWNER indirect 2007-11-01
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2009-10-01
NATIXIS ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2011-09-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2016-04-01
NEWTON INVESTMENT MANAGEMENT (NORTH AMERICA) LTD OWNER indirect 1992-01-01
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OLD MUTUAL (US) HOLDINGS INC indirect 2000-09-01
LIONGATE CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2003-09-01
ALLEGIANCE INVESTMENT MANAGEMENT, LLC INDIRECT OWNER indirect 2007-11-01
H2O AM LLP SHAREHOLDER indirect 2011-09-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC OWNER indirect 2016-04-01
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER indirect 2000-09-01
LIONGATE CAPITAL MANAGEMENT LLP PARTNER (CORPORATE) direct 2003-09-01
A T FUNDS, LLC INDIRECT OWNER indirect 2007-11-01
NIKKO ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2009-10-01
CONTOUR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-10-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC OWNER indirect 2016-04-01
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED GENERAL PARTNER OF CZI II GP HOLDINGS, L.P. indirect 2001-04-01
MT THALER INVESTMENT MANAGEMENT LLP MEMBER direct 2003-10-01
A T FUNDS, LLC INDIRECT OWNER indirect 2007-11-01
NIKKO ASSET MANAGEMENT HONG KONG LIMITED SHAREHOLDER indirect 2009-10-01
CONTOUR ASSET MANAGEMENT LLC SHAREHOLDER indirect 2011-10-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER direct 1998-09-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED GENERAL PARTNER OF CAPITAL Z EMPLOYEES II, L.P. indirect 2001-04-01
MT THALER INVESTMENT MANAGEMENT LLP OWNER indirect 2003-10-01
A T FUNDS, LLC INDIRECT OWNER indirect 2007-11-01
AMP CAPITAL BROOKFIELD (US) LLC OWNER indirect 2009-10-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED SHAREHOLDER indirect 2013-08-01
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP SHAREHOLDER direct 2016-05-01
SCUDDER THREADNEEDLE INTERNATIONAL LIMITED INDIRECT OWNER indirect 1998-09-01
IXIS ASSET MANAGEMENT GLOBAL ASSOCIATES, INC. SHAREHOLDER indirect 2004-12-01
GINJER AM HOLDING COMPANY HOLDING SHARES OF GINJER direct 2011-10-01
PERMAL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2016-05-01
SCUDDER THREADNEEDLE INTERNATIONAL LIMITED INDIRECT OWNER indirect 1998-09-01
YORK ASSET MANAGEMENT INC. OWNER indirect 2001-05-01
ONEX PARTNERS MANAGER LP GENERAL PARTNER OF ONEX PARTNERS ADVISOR LP direct 2003-11-01
SCOTIA ASSET MANAGEMENT L.P. OWNER direct 2009-11-01
GINJER AM ENTITY HOLDING SHARES IN 'NOUVELLES EXPERTISES ET TALENTS HOLDING 1' HOLDING SHARES IN GINJER indirect 2011-10-01
DAEMON INVESTMENT AND ASSET MANAGEMENT, LLC MEMBER direct 2016-05-01
AXA INVESTMENT MANAGERS GS LTD PARENT direct 1998-09-01
AXA INVESTMENT MANAGERS NORTH AMERICA INC SHAREHOLDER indirect 2001-06-01
ONEX PARTNERS MANAGER LP LIMITED PARTNER OF ONEX PARTNERS ADVISOR LP direct 2003-11-01
GINJER AM FONDS COMMUN DE PLACEMENT (FCP) HOLDING SHARES IN 'NOUVELLES EXPERTISES ET TALENTS HOLDING 1' HOLDING SHARES IN GINJER indirect 2011-10-01
GLG ORE HILL LLC SHAREHOLDER indirect 2013-08-01
DAEMON INVESTMENT AND ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2016-05-01
AXA INVESTMENT MANAGERS GS LTD PARENT indirect 1998-09-01
BERKELEY CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2003-11-01
PORTLAND HILL CAPITAL LLP SHAREHOLDER indirect 2011-10-01
FRM INVESTMENTS (USA) LLC SHAREHOLDER indirect 2013-08-01
DFG INVESTMENT ADVISERS, INC. MEMBER indirect 2016-05-01
ILLAC ADVISORS, INC. SHAREHOLDER indirect 1992-04-01
AXA MULTIMANAGER LIMITED PARENT direct 1998-09-01
ONEX PARTNERS MANAGER LP GENERAL PARTNER OF ONEX PARTNERS MANAGER LP direct 2003-11-01
LGT CAPITAL PARTNERS (USA) INC. SHAREHOLDER indirect 2004-12-01
1832 ASSET MANAGEMENT U.S. INC. GENERAL PARTNER indirect 2009-11-01
BLACK-AND-WHITE CAPITAL LP SHAREHOLDER indirect 2011-10-01
PINE GROVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2013-08-01
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 2016-05-01
BMO NESBITT BURNS SECURITIES LTD. SOLE SHAREHOLDER indirect 1992-04-01
AXA MULTIMANAGER LIMITED PARENT indirect 1998-09-01
SCHRODER WEALTH MANAGEMENT (US) LIMITED PARENT COMPANY indirect 2003-11-01
CLERESTORY CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2004-12-01
1832 ASSET MANAGEMENT U.S. INC. OWNER indirect 2009-11-01
BLACK-AND-WHITE CAPITAL LP SHAREHOLDER indirect 2011-10-01
NUMERIC INVESTORS LLC SHAREHOLDER indirect 2013-08-01
NWI PARTNERS UK LLP SOLE SHAREHOLDER indirect 2016-05-01
ARAB-MALAYSIAN CONSULTANT SDN BHD SHAREHOLDER indirect 1992-06-01
CLERESTORY CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2004-12-01
1832 ASSET MANAGEMENT U.S. INC. LIMITED PARTNER indirect 2009-11-01
SILVERMINE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2013-08-01
NW1 PARTNERS US LLC SOLE SHAREHOLDER indirect 2016-05-01
LGT CAPITAL PARTNERS (USA) INC. SHAREHOLDER indirect 2004-12-01
OLYMPUS CAPITAL HOLDINGS ASIA GENERAL PARTNER indirect 2007-11-01
ARTISAN PARTNERS UK LLP MEMBER direct 2009-12-01
AALTO INVEST US INC. SHAREHOLDER indirect 2013-08-01
PROSTAR CAPITAL (US) LLC TRUSTEE indirect 2016-05-01
WESTAM (USA) LTD. LIMITED PARTNER direct 2001-07-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 2004-12-01
GLG PARTNERS LP SHAREHOLDER indirect 2007-11-01
EASTSPRING INVESTMENTS (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2013-09-01
WEALTHSIMPLE US, LTD. SHAREHOLDER direct 2016-06-01
HENDERSON INVESTMENT MANAGEMENT LTD. SHAREHOLDER direct 1992-12-01
PALMYRA CAPITAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2003-12-01
GLG PARTNERS LP SHAREHOLDER indirect 2007-11-01
YORK ASSET MANAGEMENT INC. OWNER direct 2009-12-01
EASTSPRING INVESTMENTS INCORPORATED SOLE SHAREHOLDER indirect 2013-09-01
NN INVESTMENT PARTNERS NORTH AMERICA LLC SOLE MEMBER direct 2016-06-01
PALMYRA CAPITAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01
SOUTHERN CROSS MANAGEMENT SHAREHOLDER indirect 2000-09-01
PLATINUM INVESTMENT MANAGEMENT LIMITED HOLDING COMPANY direct 2003-12-01
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER (SERIES A PREFERRED) indirect 2006-09-01
XENON PRIVATE EQUITY LTD SHAREHOLDER direct 2011-11-01
STANDISH MELLON ASSET MANAGEMENT (SINGAPORE) PTE. LIMITED SOLE SHAREHOLDER indirect 2013-09-01
RAFIKI CAPITAL MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER direct 2016-06-01
CDC IXIS ASSET MANAGEMENT SHAREHOLDER direct 1993-03-01
SOUTHERN CROSS MANAGEMENT SHAREHOLDER indirect 2000-09-01
FULCRUM ASSET MANAGEMENT LLP SHAREHOLDER indirect 2003-12-01
OLD MUTUAL ASSET MANAGERS UK LTD. 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS UK LTD direct 2005-01-01
EXPLORA INVESTIMENTOS GESTÃO DE RECURSOS LTDA OWNER direct 2011-12-01
HIGHFIELDS CAPITAL MANAGEMENT LP PARENT indirect 2016-06-01
I.G. INTERNATIONAL MANAGEMENT LIMITED CORPORATION direct 1993-04-01
AJB CAPITAL MANAGEMENT LP OWNER indirect 1998-09-01
WESTAM (USA) LTD. SOLE OWNER OF WESTAM (USA) GENERAL PARTNER, INC. indirect 2001-07-01
INDUSTRY FUNDS MANAGEMENT PTY LTD MEMBER direct 2003-12-01
OLD MUTUAL ASSET MANAGERS UK LTD. 100% SHAREHOLDER OF OLD MUTUAL UK HOLDINGS LIMITED indirect 2005-01-01
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2009-12-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 2013-10-01
KILDARE PARTNERS US, LLC SHAREHOLDER - PREFERRED indirect 2016-06-01
I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 1993-04-01
AJB CAPITAL MANAGEMENT LP OWNER indirect 1998-09-01
GUARDIAN CAPITAL LP GENERAL PARTNER direct 2003-12-01
ARTEMIS ADVISORS, LLC SHAREHOLDER indirect 2005-01-01
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2009-12-01
HILLHOUSE CAPITAL ADVISORS, LTD. SHAREHOLDER indirect 2011-12-01
AVIVA INVESTORS NORTH AMERICA, INC. SHAREHOLDER indirect 2013-10-01
HIGHVISTA STRATEGIES LLC PARENT indirect 2016-06-01
KOTHARI PIONEER AMC LIMITED OWNER direct 1993-05-01
GUARDIAN CAPITAL ADVISORS LP GENERAL PARTNER direct 2003-12-01
ONE CAPITAL MANAGEMENT PARTNERS, LLC SHAREHOLDER indirect 2005-01-01
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2009-12-01
NN INVESTMENT PARTNERS NORTH AMERICA LLC SHAREHOLDER indirect 2016-06-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2007-11-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2009-12-01
HILLHOUSE CAPITAL MANAGEMENT, LTD SHAREHOLDER indirect 2011-12-01
OAK CIRCLE CAPITAL PARTNERS LLC PARENT indirect 2016-06-01
BMO NESBITT BURNS SECURITIES LTD. SOLE SHAREHOLDER indirect 1998-09-01
WESTAM (USA) LTD. PARENT COMPANY indirect 2001-07-01
THAMES RIVER CAPITAL LLP COMPANY direct 2005-01-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2007-11-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2009-12-01
QIEF MANAGEMENT, LLC SHAREHOLDER direct 2016-07-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 1993-10-01
BMO NESBITT BURNS SECURITIES LTD. SOLE SHAREHOLDER indirect 1998-09-01
LGT CAPITAL PARTNERS (USA) INC. BENEFICIARY indirect 2001-07-01
P. SCHOENFELD ASSET MANAGEMENT LP DESIGNATED MEMBER (OF P. SCHOENFELD ASSET MANAGEMENT LLP) direct 2005-01-01
PYRFORD INTERNATIONAL PLC SHAREHOLDER direct 2007-12-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2009-12-01
NN INVESTMENT PARTNERS NORTH AMERICA LLC SHAREHOLDER indirect 2011-12-01
GLG PARTNERS LP SHAREHOLDER indirect 2013-10-01
QUANTUM ADVISORS PRIVATE LIMITED SHAREHOLDER direct 2016-07-01
EIG MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1993-11-01
CLERESTORY CAPITAL ADVISORS, LLC SHAREHOLDER indirect 2001-07-01
PYRFORD INTERNATIONAL PLC SOLE SHAREHOLDER OF BANK OF MONTREAL HOLDINGS INC indirect 2007-12-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2009-12-01
NN INVESTMENT PARTNERS NORTH AMERICA LLC SHAREHOLDER indirect 2011-12-01
FORUM SECURITIES LIMITED DIRECT OWNER direct 2016-07-01
BNP PARIBAS INVESTMENT PARTNERS SINGAPORE LIMITED DIRECT OWNER direct 1993-12-01
CLERESTORY CAPITAL ADVISORS, LLC BENEFICIARY indirect 2001-07-01
PYRFORD INTERNATIONAL PLC SOLE SHAREHOLDER OF BANK OF MONTREAL CAPITAL MARKETS (HOLDING) LTD indirect 2007-12-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2009-12-01
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER indirect 2013-10-01
FORUM SECURITIES LIMITED INDIRECT OWNER indirect 2016-07-01
LGT CAPITAL PARTNERS (USA) INC. SHAREHOLDER indirect 2001-07-01
VR ADVISORY SERVICES LTD. SHAREHOLDER direct 2012-01-01
I.G. INTERNATIONAL MANAGEMENT LIMITED SHAREHOLDER indirect 2013-10-01
FORUM SECURITIES LIMITED INDIRECT OWNER indirect 2016-07-01
AXA REAL ESTATE INVESTMENT MANAGERS US LLC SHAREHOLDER indirect 2001-07-01
CONSTELLATION INVESTIMENTOS E PARTICIPAÇÕES LTDA OWNER direct 2004-01-01
SOURCECAP INTERNATIONAL LIMITED SHAREHOLDER direct 2006-09-01
CUBE CAPITAL LLP SHAREHOLDER indirect 2009-12-01
I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2013-10-01
SEIX CLO MANAGEMENT LLC MEMBER direct 2016-07-01
DWS INTERNATIONAL PORTFOLIO MANAGEMENT GMBH SHAREHOLDER indirect 1994-01-01
KUDU INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2004-01-01
GSA CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2005-02-01
KNOTT ASSET MANAGEMENT, LLC OWNER indirect 2012-01-01
STRENTA INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 2013-10-01
PORTLAND HILL CAPITAL LLP SHAREHOLDER direct 2016-07-01
QIEF MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
AIB INVESTMENT MANAGERS LTD PARENT indirect 1998-11-01
KUDU INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2004-01-01
GSA CAPITAL PARTNERS LLP SHAREHOLDER indirect 2005-02-01
GP INVESTIMENTOS LTDA. CONTROLLING SHAREHOLDER indirect 2016-07-01
QIEF MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
KUDU INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2004-01-01
THE CAMBRIDGE STRATEGY (ASSET MANAGEMENT) LIMITED SHARE MANAGING MEMBER direct 2006-09-01
PALISADE CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2009-12-01
QUANTUM ADVISORS PRIVATE LIMITED SHAREHOLDER indirect 1994-01-01
NORTHWATER CAPITAL MANAGEMENT INC. 100% OWNER OF NORTHWATER CAPITAL MANAGEMENT INC. direct 2001-08-01
WESTEND ADVISORS, LLC SHAREHOLDER indirect 2004-01-01
RUBICON ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2005-02-01
SOLITAIRE OVERSEAS LTD. SHAREHOLDER indirect 2006-09-01
WESTLB MELLON ASSET MANAGEMENT (USA) LLC PARENT indirect 2007-12-01
CUBE CAPITAL INVESTMENT MANAGEMENT LIMITED HOLDING COMPANY indirect 2009-12-01
1832 ASSET MANAGEMENT U.S. INC. LIMITED PARTNER indirect 2013-11-01
CROSS OCEAN PARTNERS MANAGEMENT LP LIMITED PARTNER direct 2016-08-01
QUANTUM ADVISORS PRIVATE LIMITED SHAREHOLDER indirect 1994-01-01
FOREIGN & COLONIAL EMERGING MARKETS LTD INDIRECT SHAREHOLDER indirect 1998-12-01
WESTEND ADVISORS, LLC SHAREHOLDER indirect 2004-01-01
RUBICON ASSET MANAGEMENT(SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2005-02-01
AMUNDI JAPAN LTD. PARENT OF AMUNDI JAPAN HOLDING LTD. indirect 2009-12-01
PHOENIX PROPERTY INVESTORS LIMITED SHAREHOLDER OF PHOENIX PROPERTY INVESTORS (SINGAPORE) PTE. LTD (RELYING ADVISER) direct 2013-11-01
CANYON BRIDGE MANAGEMENT CONSULTING (BEIJING) CO LTD SHAREHOLDER direct 2016-08-01
CF PARTNERS CAPITAL MANAGEMENT LLP SHAREHOLDER OF VOLAW CORPORATE TRUSTEE LIMITED indirect 1994-02-01
GUARDIAN CAPITAL LP DIRECT OWNER direct 2004-01-01
GSA CAPITAL PARTNERS (NEW YORK) LP SHAREHOLDER indirect 2005-02-01
RAM ACTIVE INVESTMENTS S.A. SHAREHOLDER direct 2006-09-01
QUANTEK ASSET MANAGEMENT, LLC TRUSTEE indirect 2007-12-01
BNP PARIBAS INVESTMENT PARTNERS UK LTD SHAREHOLDER indirect 2013-11-01
MOUNT KENDAL LIMITED SHAREHOLDER direct 2016-08-01
BARR ROSENBERG RESEARCH CENTER LLC SHAREHOLDER indirect 1998-12-01
GUARDIAN CAPITAL LP SHAREHOLDER indirect 2004-01-01
GSA CAPITAL PARTNERS (NEW YORK) LP DESIGNATED MEMBER OF GSA CAPITAL PARTNERS LLP indirect 2005-02-01
RAM ACTIVE INVESTMENTS S.A. SHAREHOLDER indirect 2006-09-01
QUANTEK ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-12-01
VR ADVISORY SERVICES LTD. SHAREHOLDER (VOTING SHARES) indirect 2012-01-01
GERCHEN KELLER CAPITAL, LLC MANAGER / MEMBER indirect 2013-11-01
NEW ENGINE ADVISORS LLC MEMBER indirect 2016-08-01
FOREIGN & COLONIAL MANAGEMENT, LTD DIRECT SHAREHOLDER direct 1998-12-01
HSBC INVESTMENTS (TAIWAN) LIMITED PARENT COMPANY OF HSBC GLOBAL ASSET MANAGEMENT (TAIWAN) LIMITED direct 2001-08-01
GUARDIAN CAPITAL LP SHAREHOLDER indirect 2004-01-01
HILLHOUSE CAPITAL MANAGEMENT, LTD SHAREHOLDER direct 2012-01-01
OLD PEAK LIMITED SHAREHOLDER direct 2016-08-01
EIG MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1994-05-01
FOREIGN & COLONIAL MANAGEMENT, LTD INDIRECT SHAREHOLDER indirect 1998-12-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2001-08-01
GUARDIAN CAPITAL LP TRUSTEE indirect 2004-01-01
LIPPER AND DIGITAL VENTURES LLC OWNER indirect 2007-12-01
SOMERSET CAPITAL ADVISERS LLC SOLE OWNER indirect 2012-01-01
SANTANDER ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2013-12-01
BETASMARTZ ADVISORY LLC MANAGING MEMBER AND PARENT ENTITY direct 2016-09-01
ELGIN CAPITAL LLP SHAREHOLDER indirect 2001-08-01
GUARDIAN CAPITAL ADVISORS LP DIRECT OWNER direct 2004-01-01
GULF INTERNATIONAL BANK (UK) LIMITED SHAREHOLDER indirect 2010-01-01
SOMERSET CAPITAL ADVISERS LLC SOLE OWNER indirect 2012-01-01
SANTANDER ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2013-12-01
BETASMARTZ ADVISORY LLC SHAREHOLDER indirect 2016-09-01
F&C EMERGING MARKETS LIMITED INDIRECT SHAREHOLDER indirect 1998-12-01
SCUDDER THREADNEEDLE INTERNATIONAL LIMITED INDIRECT OWNER indirect 2000-10-01
PS MANAGEMENT, INC. SOLE OWNER indirect 2010-02-01
AS TRIGON ASSET MANAGEMENT SHAREHOLDER indirect 2012-01-01
BETASMARTZ ADVISORY LLC TRUSTEE indirect 2016-09-01
SCUDDER THREADNEEDLE INTERNATIONAL LIMITED INDIRECT OWNER indirect 2000-10-01
MOUNT KENDAL LIMITED MEMBER indirect 2001-08-01
BRUNSWICK ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2005-03-01
EIM MANAGEMENT (USA) INC. DIRECT OWNER direct 2007-12-01
PS MANAGEMENT, INC. SOLE OWNER indirect 2010-02-01
FC CAPITAL MANAGEMENT LLC MEMBER direct 2012-02-01
GP INVESTIMENTOS LTDA. SHAREHOLDER direct 2016-10-01
DWS INTERNATIONAL PORTFOLIO MANAGEMENT GMBH SHAREHOLDER direct 1994-09-01
SYMMETRIC ADVISORS INC OWNER direct 2001-09-01
KUDU INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-03-01
FC CAPITAL MANAGEMENT LLC OWNER indirect 2012-02-01
ALLARIA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2016-11-01
BMO NESBITT BURNS SECURITIES LTD. SOLE SHAREHOLDER indirect 1994-10-01
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1998-12-01
HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED PASSIVE SHAREHOLDER direct 2001-09-01
AMBER PARTNERS LTD. SHAREHOLDER direct 2005-03-01
OLYMPUS CAPITAL HOLDINGS ASIA LIMITED PARTNER indirect 2007-12-01
FORTIS INVESTMENT MANAGEMENT UK LIMITED SHAREHOLDER indirect 2010-04-01
NUMA AMERICAS CORP. OWNER direct 2012-02-01
LM ADVISORS LLC MANAGING MEMBER indirect 2016-11-01
KOTHARI PIONEER AMC LIMITED INDIRECT OWNER indirect 2001-10-01
DAIWA INSTITUE OF RESEARCH LTD SHAREHOLDER direct 2004-03-01
PLUSFUNDS GROUP INC. MEMBER indirect 2005-03-01
EIM MANAGEMENT (USA) INC. TRUSTEE indirect 2007-12-01
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 1998-12-01
KOTHARI PIONEER AMC LIMITED INDIRECT OWNER indirect 2001-10-01
DENEB ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2004-03-01
KAZIMIR PARTNERS (UK) LIMITED SHAREHOLDER direct 2005-03-01
1832 ASSET MANAGEMENT U.S. INC. OWNER indirect 2012-02-01
LGT CAPITAL PARTNERS (USA) INC. SHAREHOLDER indirect 2016-12-01
ARGENTIC INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 1994-11-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 1998-12-01
HARCOURT ALTERNATIVE INVESTMENTS (US) LLC OWNER direct 2004-03-01
THOMSON REUTERS GLOBAL MARKETS INC. SHAREHOLDER indirect 2007-12-01
GERCHEN KELLER CAPITAL, LLC SHAREHOLDER indirect 2012-02-01
LGT VESTRA US LIMITED SHAREHOLDER indirect 2016-12-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1994-11-01
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 1998-12-01
THORNTON CAPITAL ADVISORS, INC. SHAREHOLDER - COMMON direct 2001-10-01
NIKKO AM INTERNATIONAL, INC. SHAREHOLDER indirect 2004-03-01
ALCHEMY INVESTMENT MANAGEMENT PTE. LTD. SHAREHOLDER direct 2007-12-01
GP INVESTIMENTOS LTDA. CONTROLLING SHAREHOLDER indirect 2012-02-01
ITAU USA ASSET MANAGEMENT INC. SHAREHOLDER direct 2016-12-01
LOMBARD ODIER (ASIA) LIMITED INDIRECT STOCKHOLDER indirect 1994-12-01
NIKKO AM INTERNATIONAL, INC. SHAREHOLDER indirect 2004-03-01
TAUBE HODSON STONEX PARTNERS LLP CORPORATE MEMBER direct 2007-12-01
GP ADVISORS (BERMUDA) LTD. CONTROLLING SHAREHOLDER indirect 2012-02-01
LOMBARD ODIER (ASIA) LIMITED INDIRECT STOCKHOLDER indirect 1994-12-01
FAIRSTREAM CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2004-03-01
OLDFIELD PARTNERS LLP DESIGNATED MEMBER / OWNER direct 2005-03-01
KAZIMIR PARTNERS LIMITED SHAREHOLDER indirect 2007-12-01
CVC CREDIT PARTNERS, LLC GENERAL PARTNER indirect 2012-02-01
STONE POINT CAPITAL LLC OWNER OF CLASS B COMMON UNITS OF STONE POINT CAPITAL LLC direct 2013-12-01
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2016-12-01
AXA REAL ESTATE INVESTMENT MANAGERS US LLC SHAREHOLDER indirect 1994-12-01
BUCEPHALE ASSET MANAGEMENT, LTD SHAREHOLDER direct 2001-10-01
FAIRSTREAM CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2004-03-01
CREDIT AGRICOLE ASSET MANAGEMENT INVESTMENT ADVISORS USA, INC. SHAREHOLDER indirect 2008-01-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER indirect 2012-03-01
NATIXIS ASSET MANAGEMENT U.S., LLC SHAREHOLDER indirect 2013-12-01
LGT CAPITAL PARTNERS (USA) INC. SHAREHOLDER indirect 2016-12-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 1994-12-01
AXA ROSENBERG INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1998-12-01
BUCEPHALE ASSET MANAGEMENT, LTD SHAREHOLDER indirect 2001-10-01
FORTIS INVESTMENT MANAGEMENT SINGAPORE LIMITED DIRECT OWNER indirect 2010-04-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER indirect 2012-03-01
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2016-12-01
CATTERTON MANAGEMENT COMPANY, L.L.C. SHAREHOLDER indirect 1998-12-01
BUCEPHALE ASSET MANAGEMENT, LTD SHAREHOLDER indirect 2001-10-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER indirect 2012-03-01
WINTON CAPITAL MANAGEMENT LTD. HOLDING COMPANY direct 2014-01-01
NATIXIS ASSET MANAGEMENT U.S., LLC SHAREHOLDER/MEMBER direct 2016-12-01
MACK REAL ESTATE CREDIT STRATEGIES, L.P. SOLE STOCKHOLDER indirect 1995-01-01
UBS ASSET MANAGEMENT GMBH OWNER direct 1999-01-01
LIGHTHOUSE INVESTMENT PARTNERS, LLC SHAREHOLDER indirect 2008-01-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER indirect 2012-03-01
FAMA INVESTIMENTOS LTDA PARTNER direct 2014-01-01
CIDEL ASSET MANAGEMENT INC OWNER direct 2016-12-01
ASIA STRATEGIC INVESTMENT MANAGEMENT LTD OWNER indirect 1995-02-01
STANFIELD CAPITAL PARTNERS LLC 100% OWNER indirect 2005-04-01
SOUTHERN CROSS MANAGEMENT SHAREHOLDER direct 2006-10-01
MGH ASSET MANAGEMENT LTD TRUSTEES indirect 2008-01-01
CLIMATE CHANGE CAPITAL LIMITED SHAREHOLDER indirect 2012-03-01
APG ASSET MANAGEMENT US, INC DIRECT OWNER direct 2014-01-01
CIDEL ASSET MANAGEMENT INC OWNER indirect 2016-12-01
LLOYD GEORGE MANAGEMENT (EUROPE) LIMITED SHAREHOLDER direct 1995-02-01
KEY ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER direct 2001-11-01
HIGHFIELDS CAPITAL MANAGEMENT LP PARENT indirect 2005-04-01
CHINA ASSET MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2006-10-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2012-03-01
ONCAP MANAGEMENT PARTNERS L.P. SHAREHOLDER indirect 2016-12-01
COLLER CAPITAL INC OWNER indirect 1995-02-01
DNB ASSET MANAGEMENT (US), INC. SOLE S/H indirect 1999-01-01
KEY ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2001-11-01
VISION CAPITAL AMERICAS LLC GENERAL PARTNER indirect 2005-04-01
MGH ASSET MANAGEMENT LTD TRUSTEE SHAREHOLDER direct 2008-01-01
GP INVESTIMENTOS LTDA. CONTROLLING SHAREHOLDER indirect 2012-03-01
HPS INVESTMENT PARTNERS, LLC SHAREHOLDER indirect 2016-12-01
ASIA STRATEGIC INVESTMENT MANAGEMENT LTD OWNER direct 1995-03-01
THAMES RIVER CAPITAL LLP INDIRECT SHAREHOLDER indirect 1999-01-01
CREDIT AGRICOLE ASSET MANAGEMENT INVESTMENT ADVISORS USA, INC. SHAREHOLDER indirect 2001-11-01
VISION CAPITAL AMERICAS LLC LIMITED PARTNER indirect 2005-04-01
CVC CREDIT PARTNERS, LLC SOLE MEMBER OF CVC CREDIT PARTNERS LIMITED direct 2006-10-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2008-01-01
ALCHEMY INVESTMENT MANAGEMENT PTE. LTD. SHAREHOLDER indirect 2010-04-01
AVIVA INVESTORS AMERICAS LLC SHAREHOLDER indirect 2012-04-01
NATIXIS ASSET MANAGEMENT U.S., LLC SHAREHOLDER, MEMBER direct 2014-01-01
HERITAGE AND PARTNERS S.A. SHAREHOLDER direct 2016-12-01
PIONEER INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 2001-11-01
VISION CAPITAL AMERICAS LLC GENERAL PARTNER indirect 2005-04-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2008-01-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS B ORDINARY SHAREHOLDER OF CDH IV HOLDINGS COMPANY LIMITED direct 2010-04-01
AVIVA INVESTORS AMERICAS LLC SHAREHOLDER indirect 2012-04-01
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP SHAREHOLDER indirect 2014-01-01
INTERMEDE INVESTMENT PARTNERS LIMITED PARENT COMPANY direct 2016-12-01
AEW ADVISORS INC SHAREHOLDER indirect 2000-10-01
PIONEER ALTERNATIVE INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2001-12-01
ARGYLE STREET MANAGEMENT LIMITED SHAREHOLDER direct 2004-03-01
VISION CAPITAL AMERICAS LLC LIMITED PARTNER indirect 2005-04-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2008-01-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS C ORDINARY SHAREHOLDER OF CDH IV HOLDINGS COMPANY LIMITED direct 2010-04-01
AVIVA INVESTORS AMERICAS LLC SHAREHOLDER indirect 2012-04-01
DAVY ASSET MANAGEMENT LIMITED DIRECT ENTITY direct 2014-01-01
INTERMEDE INVESTMENT PARTNERS LIMITED SHAREHOLDER indirect 2016-12-01
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT direct 2000-09-01 2001-01-30
LOCKWOOD ADVISORS INC LFG SHAREHOLDER direct 1996-04-01 2001-01-31
PRIME ADVISORS INC SHAREHOLDER indirect 1999-06-01 2001-01-31
EMERGING MARKETS MANAGEMENT, L.L.C. SHAREHOLDER indirect 1987-09-01 2001-01-31
BRINSON PARTNERS, INC PARENT COMPANY direct 1998-06-01 2001-01-31
UBS ASSET MANAGEMENT (NEW YORK) INC PARENT COMPANY direct 1998-06-01 2001-01-31
EMERGING MARKETS MANAGEMENT, L.L.C. SHAREHOLDER indirect 1999-02-01 2001-01-31
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2001-02-02
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT direct 2000-09-01 2001-02-05
FIDUCIARY MANAGEMENT ASSOCIATES INC. 8.71% SHAREHOLDER OF OLD MUTUAL PLC direct 2000-09-01 2001-02-05
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF OLD MUTUAL LIFE ASSURANCE (SOUTH AFRICA) LIMITED direct 2000-09-01 2001-02-05
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LIMITED direct 2000-09-01 2001-02-05
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF OLD MUTUAL (SOUTH AFRICA) LTD. direct 2000-09-01 2001-02-05
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF OLD MUTUAL (NETHERLANDS) B.V. direct 2000-09-01 2001-02-05
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF OM GROUP (UK) LIMITED direct 2000-09-01 2001-02-05
AEW ADVISORS INC SUPERVISOR indirect 2000-10-01 2001-02-06
AEW ADVISORS INC SHAREHOLDER indirect 2000-10-01 2001-02-06
AEW ADVISORS INC SHAREHOLDER indirect 2000-10-01 2001-02-06
VAUGHAN NELSON SCARBOROUGH & MCCULLOUGH LP SUPERVISOR indirect 2000-10-01 2001-02-26
VAUGHAN NELSON SCARBOROUGH & MCCULLOUGH LP SHAREHOLDER indirect 2000-10-01 2001-02-26
VAUGHAN NELSON SCARBOROUGH & MCCULLOUGH LP SHAREHOLDER indirect 2000-10-01 2001-02-26
AEW MANAGEMENT & ADVISORS LP SUPERVISOR indirect 2000-10-01 2001-02-28
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2000-10-01 2001-02-28
AEW CAPITAL MANAGEMENT LP SUPERVISOR indirect 2000-10-01 2001-02-28
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2001-02-28
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2001-02-28
SOVEREIGN FINANCIAL SERVICES, INC. 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT CORPORATION indirect 2000-09-01 2001-03-26
WESTLB ASSET MANAGEMENT (USA) LLC MEMBER direct 2000-11-01 2001-03-30
CRITERION INVESTMENT MANAGEMENT LLC MEMBER direct 1999-07-01 2001-03-30
SNYDER CAPITAL MANAGEMENT LP SUPERVISOR indirect 2000-10-01 2001-03-30
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2001-03-30
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2001-03-30
NVEST ASSOCIATES INC SUPERVISOR indirect 2000-10-01 2001-03-30
NVEST ASSOCIATES INC SHAREHOLDER indirect 2000-10-01 2001-03-30
NVEST ASSOCIATES INC SHAREHOLDER indirect 2000-10-01 2001-03-30
ZIRKIN CUTLER INVESTMENTS INC SOLE STOCKHOLDER OF ALLFIRST FINANCIAL INC direct 1996-04-01 2001-04-02
ZIRKIN CUTLER INVESTMENTS INC SHAREHOLDER OF AIB direct 1996-04-01 2001-04-02
KOTHARI PIONEER AMC LIMITED INDIRECT OWNER indirect 2000-12-01 2001-04-23
KOTHARI PIONEER AMC LIMITED INDIRECT OWNER indirect 2000-10-01 2001-04-23
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD INDIRECT indirect 1997-06-01 2001-04-30
JOHN MORRELL ADVISORY SERVICES LIMITED 45.87% OWNER OF REGISTRANT direct 1997-12-01 2001-04-30
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD INDIRECT indirect 1993-09-01 2001-04-30
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD INDIRECT indirect 1998-12-01 2001-04-30
QUANTLAB CAPITAL MANAGEMENT, LTD. TRUSTEE OF THE AFRICAN TUDOR TRUST indirect 1996-01-01 2001-05-21
QUANTLAB CAPITAL MANAGEMENT, LTD. SHAREHOLDER OF CAPITAL TECHNOLOGIES, INC. indirect 1974-01-01 2001-05-21
FOREIGN & COLONIAL MANAGEMENT, LTD INDIRECT SHAREHOLDER indirect 2001-03-01 2001-05-23
FOREIGN & COLONIAL EMERGING MARKETS LTD INDIRECT SHAREHOLDER indirect 2001-03-01 2001-05-30
FOREIGN & COLONIAL EMERGING MARKETS LTD INDIRECT SHAREHOLDER indirect 2001-03-01 2001-05-30
RICE HALL JAMES & ASSOCIATES 8.71% SHAREHOLDER OF OLD MUTUAL PLC direct 2000-09-01 2001-05-31
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF OLD MUTUAL LIFE ASSURANCE CO (SOUTH AFRICA) LTD direct 2000-09-01 2001-05-31
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LTD direct 2000-09-01 2001-05-31
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF OLD MUTUAL (SOUTH AFRICA) LTD direct 2000-09-01 2001-05-31
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF OLD MUTUAL (NETHERLANDS) B.V. direct 2000-09-01 2001-05-31
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF OM GROUP (UK) LTD direct 2000-09-01 2001-05-31
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OLD MUTUAL (US) HOLDING INC direct 2000-09-01 2001-05-31
AXA INVESTMENT MANAGERS NEW YORK, INC. PARENT indirect 1999-02-01 2001-07-03
AXA INVESTMENT MANAGERS NEW YORK, INC. PARENT direct 1999-02-01 2001-07-03
ADVISED ASSETS GROUP INC INDIRECT OWNER indirect 2000-02-01 2001-07-23
ADVISED ASSETS GROUP INC INDIRECT OWNER indirect 2000-02-01 2001-07-23
ADVISED ASSETS GROUP INC INDIRECT OWNER indirect 2000-02-01 2001-07-23
ADVISED ASSETS GROUP INC INDIRECT OWNER indirect 2000-02-01 2001-07-23
ADVISED ASSETS GROUP INC INDIRECT OWNER indirect 2000-02-01 2001-07-23
ADVISED ASSETS GROUP INC INDIRECT OWNER indirect 2000-02-01 2001-07-23
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
ORCHARD CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01 2001-07-30
WESTLB ASSET MANAGEMENT (USA) LLC PARENT COMPANY indirect 2001-07-01 2001-08-14
NORTHWATER CAPITAL MANAGEMENT INC. 100% OWNER OF NORTHWATER CAPITAL INC. direct 2001-08-01 2001-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2001-08-28
LOOMIS, SAYLES & COMPANY, L.P. SUPERVISOR indirect 2000-10-01 2001-08-28
CHINA SECURITIES INVESTMENT TRUST CORP PARENT COMPANY OF CSITC direct 2001-08-01 2001-08-31
GULFSTREAM GLOBAL INVESTORS, LTD. LIMITED PARTNER direct 2001-01-01 2001-09-04
WESTAM (USA) LTD. SOLE OWNER OF TULL, DOUD, MARSH AND TRILTSCH, INC. direct 2001-07-01 2001-09-05
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2000-12-01 2001-09-13
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 1992-01-01 2001-09-13
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 1992-04-01 2001-09-13
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2001-07-01 2001-09-13
CLARKE LANZEN SKALLA INVESTMENT FIRM INC 100% SHAREHOLDER OF CML indirect 1986-06-01 2001-09-21
HENDERSON INVESTORS NORTH AMERICAN INC 100% SHAREHOLDER indirect 1999-04-01 2001-10-05
HENDERSON INVESTORS NORTH AMERICAN INC 100% SHAREHOLDER indirect 1999-04-01 2001-10-05
HENDERSON INVESTORS NORTH AMERICAN INC 100% SHAREHOLDER indirect 1999-04-01 2001-10-05
HENDERSON INVESTORS NORTH AMERICAN INC 100% OWNER indirect 1999-04-01 2001-10-05
HENDERSON INVESTORS NORTH AMERICAN INC 100% OWNER indirect 1999-04-01 2001-10-05
HENDERSON INVESTORS NORTH AMERICAN INC 100% OWNER indirect 1999-04-01 2001-10-05
PIONEER INVESTMENT MANAGEMANT INC. OWNER indirect 2000-12-01 2001-10-31
PIONEER INVESTMENT MANAGEMANT INC. OWNER indirect 2000-10-01 2001-10-31
HENDERSON INVESTMENT MANAGEMENT LTD. 100% SHAREHOLDER OF HENDERSON PLC direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 100% OWNER OF AMP INVEST PLC direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 100% OWNER OF PEARL ASSURANCE PLC direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 100% OWNER OF PEARL ASSURANCE GROUP HOLDINGS LIMITED direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 95.8% OWNER OF PEARL GROUP LIMITED direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 20% OWNER OF AMP (UK) PLC direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 80% OWNER OF AMP (UK) PLC, 100% OWNER OF AMP LIFE LTD, 4.2% OWNER OF PEARL GROUP LIMITED direct 1998-03-01 2001-11-09
HENDERSON INVESTMENT MANAGEMENT LTD. 100% OWNER OF AMP FINANCIAL SERVICES HOLDINGS LIMITED direct 1998-03-01 2001-11-09
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2000-10-01 2001-11-16
HARRIS ASSOCIATES LP SUPERVISOR indirect 2000-10-01 2001-11-16
HENDERSON NORTH AMERICAN PARTNERS 100% SHAREHOLDER indirect 1998-03-01 2001-11-20
HENDERSON NORTH AMERICAN PARTNERS 100% SHARHOLDER indirect 1998-03-01 2001-11-20
HENDERSON NORTH AMERICAN PARTNERS 100% SHAREHOLDER indirect 1998-03-01 2001-11-20
HENDERSON NORTH AMERICAN PARTNERS 100% OWNER indirect 1998-03-01 2001-11-20
HENDERSON NORTH AMERICAN PARTNERS 100% OWNER indirect 1998-03-01 2001-11-20
HENDERSON NORTH AMERICAN PARTNERS 95.8% OWNER OF PEARL GROUP LIMITED indirect 1998-03-01 2001-11-20
HENDERSON NORTH AMERICAN PARTNERS 100% SHAREHOLDER OF HII AND HIGNA indirect 1992-01-01 2001-11-20
WESTAM (USA) LTD. SOLE OWNER OF TULL, DOUD, MARSH AND TRILTSCH, INC. indirect 2001-07-01 2001-11-20
NORTHWATER CAPITAL MANAGEMENT INC. 87.8% OWNER OF NORTHWATER CAPITAL INC. indirect 1999-09-01 2001-12-10
WHITEHALL ASSET MANAGMENT, INC. 100% OWNER OF IBJ WHITEHALL BANK & TRUST COMPANY direct 1998-04-01 2002-01-22
ABN AMRO ASSET MANAGEMENT (USA) LLC SHAREHOLDER indirect 1991-03-01 2002-01-22
WHITEHALL ASSET MANAGMENT, INC. 100% OWNER OF IBJ LIMITED direct 2000-09-01 2002-01-22
REICH & TANG ASSET MANAGEMENT LP SUPERVISOR indirect 2000-10-01 2002-01-28
LOCKWOOD ADVISORS INC SHAREHOLDER indirect 1996-04-01 2002-01-29
GW CAPITAL MANAGEMENT LLC INDIRECT OWNER indirect 1994-06-01 2002-02-01
CRITERION INVESTMENT MANAGEMENT LLC PARENT COMPANY indirect 2001-07-01 2002-03-08
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2002-03-18
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2002-03-18
NEWTON CAPITAL MANAGEMENT LTD OWNER NEWTON MANAGEMENT LIMITED indirect 2000-08-01 2002-03-19
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2002-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2002-03-25
MUNICH RE CAPITAL MANAGEMENT CORPORATION SOLE SHAREHOLDER direct 1994-04-01 2002-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2002-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2002-03-25
OPPENHEIMER CATALYST MANAGEMENT LP 83% SHAREHOLDER indirect 1998-04-01 2002-03-26
PYRFORD INTERNATIONAL PLC SHAREHOLDER indirect 1990-02-01 2002-03-27
PYRFORD INTERNATIONAL PLC TRUSTEE indirect 1991-01-01 2002-03-27
AUDA ADVISOR ASSOCIATES LLC HOLDING COMPANY indirect 1995-04-01 2002-03-27
CDC IXIS ASSET MANAGEMENT ASSOCIATES, INC. SHAREHOLDER indirect 2000-10-01 2002-03-28
JURIKA & VOYLES LP SHAREHOLDER indirect 2000-10-01 2002-03-28
JURIKA & VOYLES LP SHAREHOLDER indirect 2000-10-01 2002-03-28
HENDERSON INVESTORS NORTH AMERICAN INC 100% SHAREHOLDER direct 1999-04-01 2002-03-28
RELIASTAR INVESTMENT RESEARCH INC SHAREHOLDER indirect 1991-01-01 2002-03-28
RELIASTAR INVESTMENT RESEARCH INC SHAREHOLDER indirect 1991-01-01 2002-03-28
RELIASTAR INVESTMENT RESEARCH INC SHAREHOLDER indirect 1991-01-01 2002-03-28
MERCHANT CAPITAL INC 100% SHAREHOLDER indirect 1998-02-01 2002-04-01
MERCHANT CAPITAL INC 43% VOTING SHAREHOLDER indirect 1998-02-01 2002-04-01
RATING & INVESTMENT INFORMATION, INC. SHAREHOLDER direct 1998-04-01 2002-04-01
MERCHANT CAPITAL INC 57% VOTING; 100% NON-VOTING SHAREHOLDER indirect 1994-01-01 2002-04-01
CDC IXIS ASSET MANAGEMENT SHAREHOLDER OF CDCIAM direct 2000-10-01 2002-04-01
WESTAM (USA) LTD. PARENT COMPANY indirect 2001-07-01 2002-04-02
WHITEHALL ASSET MANAGEMENT, INC. 100% OWNER OF WHITEHALL ASSET MANAGEMENT, INC. direct 2002-03-01 2002-04-11
WHITEHALL ASSET MANAGEMENT, INC. 100% OWNER OF INDUSTRIAL BANK OF JAPAN TRUST COMPANY indirect 2002-04-01 2002-04-11
WHITEHALL ASSET MANAGEMENT, INC. 100% OWNER OF MIZUHO CORPORATE BANK LTD. indirect 2002-04-01 2002-04-11
SKANDIA ASSET MANAGEMENT(NEW YORK),INC. SOLE SHAREHOLDER OF SKA direct 1999-03-01 2002-04-23
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2000-10-01 2002-05-02
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2002-05-15
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2002-05-15
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2002-05-15
BRUNSWICK CAPITAL MANAGEMENT (CAYMAN) LIMITED SHAREHOLDER indirect 1999-12-01 2002-06-05
ARAB-MALAYSIAN CONSULTANT SDN BHD SHAREHOLDER indirect 1992-01-01 2002-06-17
SKANDIA ASSET MANAGEMENT(NEW YORK),INC. SOLE SHAREHOLDER OF DKHA direct 2002-01-01 2002-06-28
SKANDIA ASSET MANAGEMENT(NEW YORK),INC. SOLE SHAREHOLDER OF DNB-FH direct 2002-05-01 2002-06-28
SKANDIA ASSET MANAGEMENT(NEW YORK),INC. SOLE SHAREHOLDER OF DAM-AB direct 1999-06-01 2002-06-28
SKANDIA ASSET MANAGEMENT(NEW YORK),INC. SOLE SHAREHOLDER OF DNBH direct 1999-01-01 2002-06-28
CLARKE LANZEN SKALLA INVESTMENT FIRM INC SHAREHOLDER OF OFSG indirect 1997-10-01 2002-07-30
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2000-10-01 2002-08-28
MARTINGALE ASSET MANAGEMENT LP MEMBER indirect 1998-12-01 2002-09-06
ASIA STRATEGIC INVESTMENT MANAGEMENT LTD OWNER indirect 1996-07-01 2002-09-17
IVY ACQUISITION CORPORATION SHAREHOLDER indirect 2001-04-01 2002-10-02
IVY ACQUISITION CORPORATION SHAREHOLDER indirect 2001-04-01 2002-10-02
IVY ACQUISITION CORPORATION SHAREHOLDER indirect 2001-04-01 2002-10-02
IVY ACQUISITION CORPORATION SHAREHOLDER indirect 2001-04-01 2002-10-02
IVY ACQUISITION CORPORATION SHAREHOLDER indirect 2001-04-01 2002-10-02
LOMBARD ODIER, INC. INDIRECT STOCKHOLDER indirect 1972-07-01 2002-10-04
IVY MANAGEMENT INC SHAREHOLDER indirect 2001-04-01 2002-10-04
IVY MANAGEMENT INC SHAREHOLDER indirect 2001-04-01 2002-10-04
FOREIGN & COLONIAL EMERGING MARKETS LTD INDIRECT SHAREHOLDER indirect 2001-03-01 2002-10-07
F&C EMERGING MARKETS LIMITED INDIRECT SHAREHOLDER indirect 2001-03-01 2002-10-07
FOREIGN & COLONIAL EMERGING MARKETS LTD INDIRECT SHAREHOLDER indirect 1998-12-01 2002-10-07
CREDIT SUISSE ASSET MANAGEMENT LIMITED DIRECTOR direct 2002-02-01 2002-10-16
LEE OVERLAY PARTNERS LTD EQUITY OWNER direct 1999-07-01 2002-10-31
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER, DIRECTOR indirect 1968-05-01 2002-11-12
MACKENZIE FINANCIAL CORPORATION CORPORATION indirect 1978-08-01 2002-11-12
MACKENZIE FINANCIAL CORPORATION CORPORATION direct 1986-06-01 2002-11-12
LOMBARD ODIER, INC. INDIRECT SHAREHOLDER indirect 2002-09-01 2002-11-15
LOMBARD ODIER, INC. INDIRECT STOCKHOLDER indirect 2000-12-01 2002-11-15
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2002-11-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2002-11-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2002-11-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2002-11-20
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 1999-09-01 2003-01-07
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 1992-01-01 2003-01-07
ZIRKIN CUTLER INVESTMENTS INC SOLE STOCKHOLDER OF ALLFIRST FINANCIAL INC indirect 1996-04-01 2003-03-24
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED INVESTMENT HOLDINGS COMPANY indirect 1985-08-01 2003-03-28
NORTHWATER CAPITAL MANAGEMENT INC. 87.2% OWNER OF NORTHWATER CAPITAL INC. indirect 1999-09-01 2003-03-28
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED 100% OWNER OF DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED direct 1987-05-01 2003-03-28
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED INVESTMENT HOLDINGS COMPANY indirect 1987-11-01 2003-03-28
ALLIED INVESTMENT ADVISORS INC SOLE STOCKHOLDER OF ALLFIRST FINANCIAL INC direct 1989-03-01 2003-03-28
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED HOLDING COMPANY indirect 1989-07-01 2003-03-28
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED BANK indirect 1989-07-01 2003-03-28
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 1998-03-01 2003-03-28
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 1998-03-01 2003-03-28
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 1998-03-01 2003-03-28
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 1998-03-01 2003-03-28
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 1998-03-01 2003-03-28
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 1998-03-01 2003-03-28
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 1998-03-01 2003-03-28
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 1998-03-01 2003-03-28
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 1992-01-01 2003-03-28
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 1992-03-01 2003-03-28
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 1992-04-01 2003-03-28
ALLIED INVESTMENT ADVISORS INC SHAREHOLDER OF AIB direct 1995-01-01 2003-03-28
AEW ADVISORS INC SHOREHOLDER indirect 2002-01-01 2003-03-31
AEW ADVISORS INC SHAREHOLDER indirect 2002-01-01 2003-03-31
CREDIT SUISSE FIRST BOSTON INDEX CO., INC. STOCKHOLDER indirect 1997-01-01 2003-03-31
PRIME ADVISORS INC SHAREHOLDER indirect 1999-06-01 2003-03-31
CREDIT SUISSE FIRST BOSTON INDEX CO., INC. SHAREHOLDER indirect 1998-02-01 2003-03-31
DRAKE OPERATING MANAGEMENT LLC SHAREHOLDER indirect 2001-05-01 2003-03-31
OPPENHEIMER CATALYST MANAGEMENT LP 62% SHAREHOLDER indirect 1998-04-01 2003-04-01
OPPENHEIMER CATALYST MANAGEMENT LP 100% SHAREHOLDER indirect 2000-09-01 2003-04-01
ALLIED INVESTMENT ADVISORS INC SHAREHOLDER OF AIB direct 1989-03-01 2003-04-07
TYLER WEALTH COUNSELORS, INC. SOLE SHAREHOLDER indirect 1988-12-01 2003-04-11
BRUNSWICK CAPITAL MANAGEMENT (CAYMAN) LIMITED SHAREHOLDER indirect 1999-12-01 2003-05-01
BRUNSWICK CAPITAL MANAGEMENT (CAYMAN) LIMITED SHAREHOLDER indirect 1999-12-01 2003-05-01
PIONEER INVESTMENT MANAGEMANT INC. OWNER indirect 2001-10-01 2003-05-30
BERKELEY CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2000-09-01 2003-06-05
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2003-06-25
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2003-06-25
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2003-06-25
ASSETMARK INVESTMENT SERVICES INC SOLE SHAREHOLDER OF PUTNAM LOVELL GROUP, INC. indirect 2002-06-01 2003-07-14
ASSETMARK INVESTMENT SERVICES INC SHAREHOLDER indirect 2000-09-01 2003-07-14
TORTOISE CAPITAL ADVISORS, L.L.C. SOLE SHAREHOLDER indirect 2003-06-01 2003-07-18
DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED 100% OWNER OF DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED direct 1985-07-01 2003-07-22
DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED INVESTMENT HOLDINGS COMPANY indirect 1985-08-01 2003-07-22
DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED INVESTMENT HOLDINGS COMPANY indirect 1987-11-01 2003-07-22
DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED HOLDING COMPANY indirect 1989-07-01 2003-07-22
DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED BANK indirect 1989-07-01 2003-07-22
NORTHWATER CAPITAL MANAGEMENT INC. 89.5% OWNER OF NORTHWATER CAPITAL INC. indirect 1999-09-01 2003-07-28
NIKKO GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER indirect 1984-03-01 2003-08-07
ATLANTIC ASSET MANAGEMENT, L.L.C. SOLE SHAREHOLDER indirect 2003-06-01 2003-09-13
HENDERSON INVESTORS NORTH AMERICAN INC 100% OWNER indirect 1999-04-01 2003-11-10
HENDERSON INVESTORS NORTH AMERICAN INC 100% OWNER indirect 1999-04-01 2003-11-10
HENDERSON INVESTORS NORTH AMERICAN INC 100% OWNER indirect 1999-04-01 2003-11-10
HENDERSON INVESTORS NORTH AMERICAN INC 89.3% OWNER indirect 1999-04-01 2003-11-10
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. 100% SHAREHOLDER indirect 1999-04-01 2003-11-10
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. 100% SHAREHOLDER indirect 1999-04-01 2003-11-10
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. 100% SHAREHOLDER indirect 1999-04-01 2003-11-10
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. 100% OWNER indirect 1999-04-01 2003-11-10
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. 100% OWNER indirect 1999-04-01 2003-11-10
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 1999-04-01 2003-11-10
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 1999-04-01 2003-11-10
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. 100% SHAREHOLDER indirect 2002-12-01 2003-11-10
ARTISAN PARTNERS LIMITED PARTNERSHIP SHAREHOLDER OF 152245 CANADA INC. indirect 1986-10-01 2003-11-18
BRUNSWICK CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1999-12-01 2003-11-26
BRUNSWICK CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1999-12-01 2003-11-26
SWISS RE INVESTORS INC. ULTIMATE PARENT direct 1970-11-01 2003-12-08
HOTTINGER V.S. INC. SHAREHOLDER OF APPLICANT direct 1997-09-01 2004-01-08
MACKENZIE FINANCIAL CORPORATION CORPORATION indirect 1978-08-01 2004-01-09
HARRIS ALTERNATIVES L.L.C.(FORMERLY HARRIS PARTNERS L.L.C. SOLE SHAREHOLDER indirect 2000-10-01 2004-01-13
HARRIS ALTERNATIVES L.L.C.(FORMERLY HARRIS PARTNERS L.L.C. SHAREHOLDER indirect 2000-10-01 2004-01-13
HARRIS ALTERNATIVES L.L.C.(FORMERLY HARRIS PARTNERS L.L.C. SHAREHOLDER indirect 2000-10-01 2004-01-13
HARRIS ALTERNATIVES L.L.C.(FORMERLY HARRIS PARTNERS L.L.C. SHAREHOLDER indirect 2002-01-01 2004-01-13
GLENWOOD CAPITAL INVESTMENT, LLC. SHAREHOLDER indirect 2000-02-01 2004-01-23
BRUNSWICK ASSET MANAGEMENT (CAYMAN) LIMITED SHAREHOLDER indirect 2004-01-01 2004-02-11
BRUNSWICK ASSET MANAGEMENT (CAYMAN) LIMITED SHAREHOLDER indirect 2004-01-01 2004-02-11
BRUNSWICK ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2004-01-01 2004-02-11
BRUNSWICK ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2004-01-01 2004-02-11
MONTAG & CALDWELL INC HOLDS 99.9% OF VOTING PREFERENCE SHARES - ABN AMRO HOLDING COMPANY NV indirect 1992-02-01 2004-02-20
PRICOA PROPERTY INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 1999-11-01 2004-03-22
PRS LATAM LLC OWNER indirect 1999-11-01 2004-03-26
VAUGHAN NELSON SCARBOROUGH & MCCULLOUGH LP SHAREHOLDER indirect 2002-01-01 2004-03-29
VAUGHAN NELSON SCARBOROUGH & MCCULLOUGH LP SHAREHOLDER indirect 2002-01-01 2004-03-29
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2002-01-01 2004-03-30
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2002-01-01 2004-03-30
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2002-01-01 2004-03-30
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2002-01-01 2004-03-30
CDC IXIS ASSET MANAGEMENT SHAREHOLDER indirect 2002-01-01 2004-03-30
CDC IXIS ASSET MANAGEMENT SHAREHOLDER indirect 2002-01-01 2004-03-30
CDC IXIS ASSET MANAGEMENT ASSOCIATES, INC. SHAREHOLDER indirect 2002-01-01 2004-03-30
CDC IXIS ASSET MANAGEMENT ASSOCIATES, INC. SHAREHOLDER indirect 2002-01-01 2004-03-30
MACKENZIE FINANCIAL CORPORATION CORPORATION indirect 1940-04-01 2004-03-30
DNB ASSET MANAGEMENT (US), INC. SOLE S/H indirect 2002-01-01 2004-03-30
DLJ LBO PLANS MANAGEMENT CORP SHAREHOLDER indirect 2000-11-01 2004-03-30
DLJ LBO PLANS MANAGEMENT CORP SHAREHOLDER indirect 2000-11-01 2004-03-30
DLJ LBO PLANS MANAGEMENT CORP SHAREHOLDER indirect 2000-11-01 2004-03-30
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD SHAREHOLDER indirect 1980-12-01 2004-03-30
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD SHAREHOLDER indirect 1980-12-01 2004-03-30
DLJ DIVERSIFIED PARTNERS INC SHAREHOLDER indirect 2000-11-01 2004-03-30
DLJ DIVERSIFIED PARTNERS INC SHAREHOLDER indirect 2000-11-01 2004-03-30
DLJ DIVERSIFIED PARTNERS INC SHAREHOLDER indirect 2000-11-01 2004-03-30
DLJ INVESTMENT PARTNERS INC SHAREHOLDER indirect 2000-11-01 2004-03-30
DLJ INVESTMENT PARTNERS INC SHAREHOLDER indirect 2000-11-01 2004-03-30
DNB ASSET MANAGEMENT (US), INC. SOLE S/H indirect 2002-05-01 2004-03-30
DLJ INVESTMENT PARTNERS INC SHAREHOLDER indirect 2000-11-01 2004-03-30
GLOBAL RETAIL PARTNERS INC. SHAREHOLDER indirect 2000-11-01 2004-03-30
GLOBAL RETAIL PARTNERS INC. SHAREHOLDER indirect 2000-11-01 2004-03-30
GLOBAL RETAIL PARTNERS INC. SHAREHOLDER indirect 2000-11-01 2004-03-30
DLJ REAL ESTATE CAPITAL PARTNERS INC SHAREHOLDER indirect 2000-11-01 2004-03-30
DLJ REAL ESTATE CAPITAL PARTNERS INC SHAREHOLDER indirect 2000-11-01 2004-03-30
DLJ REAL ESTATE CAPITAL PARTNERS INC SHAREHOLDER indirect 2000-11-01 2004-03-30
CREDIT SUISSE BOSTON ADVISORY PARTNERS LLC 100% SHAREHOLDER indirect 1997-05-01 2004-03-30
DLJ MERCHANT BANKING II INC SHAREHOLDER indirect 2000-11-01 2004-03-30
CREDIT SUISSE BOSTON ADVISORY PARTNERS LLC 100% SHAREHOLDER indirect 1997-05-01 2004-03-30
DLJ MERCHANT BANKING II INC SHAREHOLDER indirect 2000-11-01 2004-03-30
DLJ MERCHANT BANKING II INC SHAREHOLDER indirect 2000-11-01 2004-03-30
DNB ASSET MANAGEMENT (US), INC. SOLE S/H indirect 1999-06-01 2004-03-30
DLJ MERCHANT BANKING INC SHAREHOLDER indirect 2000-11-01 2004-03-30
DLJ MERCHANT BANKING INC SHAREHOLDER indirect 2000-11-01 2004-03-30
DLJ MERCHANT BANKING INC SHAREHOLDER indirect 2000-11-01 2004-03-30
NORTHWATER CAPITAL MANAGEMENT INC. 91.7% OWNER OF NORTHWATER CAPITAL INC. indirect 1999-09-01 2004-03-30
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2002-10-01 2004-03-30
CREDIT SUISSE FIRST BOSTON BERMUDA LTD 100% SHAREHOLDER indirect 1998-03-01 2004-03-30
FOREIGN & COLONIAL EMERGING MARKETS LTD INDIRECT SHAREHOLDER indirect 1989-07-01 2004-03-30
FOREIGN & COLONIAL MANAGEMENT, LTD INDIRECT SHAREHOLDER indirect 1989-07-01 2004-03-30
F&C EMERGING MARKETS LIMITED INDIRECT SHAREHOLDER indirect 2003-02-01 2004-03-30
FOUNTAIN CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2003-06-01 2004-03-30
FOUNTAIN CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2003-06-01 2004-03-30
FOUNTAIN CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2003-06-01 2004-03-30
F&C EMERGING MARKETS LIMITED INDIRECT SHAREHOLDER indirect 2001-03-01 2004-03-30
F&C MANAGEMENT LIMITED INDIRECT SHAREHOLDER indirect 2001-03-01 2004-03-30
F&C EMERGING MARKETS LIMITED INDIRECT SHAREHOLDER indirect 2001-03-01 2004-03-30
L&B REALTY ADVISORS, INC. 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC. indirect 2000-09-01 2004-03-30
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2000-10-01 2004-03-30
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2000-10-01 2004-03-30
DNB ASSET MANAGEMENT (US), INC. SOLE S/H indirect 1999-01-01 2004-03-30
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2002-01-01 2004-04-05
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2002-01-01 2004-04-05
ALTRINSIC GLOBAL ADVISORS, LLC SHAREHOLDER indirect 2000-07-01 2004-04-28
ALTRINSIC GLOBAL ADVISORS, LLC SHAREHOLDER indirect 2000-07-01 2004-04-28
BLUECREST NORTH AMERICA L.P. SOLE OWNER indirect 1999-03-01 2004-05-18
BLUECREST NORTH AMERICA L.P. SOLE OWNER indirect 2000-02-01 2004-05-18
BLUECREST NORTH AMERICA L.P. SOLE OWNER indirect 2000-02-01 2004-05-18
BLUECREST NORTH AMERICA L.P. SOLE OWNER indirect 2000-02-01 2004-05-18
BLUECREST NORTH AMERICA L.P. SOLE OWNER indirect 2000-02-01 2004-05-18
BLUECREST NORTH AMERICA L.P. SOLE MEMBER indirect 2003-07-01 2004-05-18
NIKKO GLOBAL ASSET MANAGEMENT (UK) LTD SHAREHOLDER indirect 1984-03-01 2004-05-26
UBS REALTY INVESTORS LLC PARENT COMPANY indirect 1998-06-01 2004-05-27
UBS AGRIVEST LLC PARENT COMPANY indirect 1998-06-01 2004-05-27
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC SHAREHOLDER indirect 1980-12-01 2004-06-02
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC SHAREHOLDER indirect 1980-12-01 2004-06-02
ARAB-MALAYSIAN CONSULTANT SDN BHD SHAREHOLDER indirect 1992-01-01 2004-06-28
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2002-10-01 2004-07-08
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2004-07-08
HARRIS ASSOCIATES LP SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-07-12
HARRIS ASSOCIATES LP SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-07-12
CDC IXIS ASSET MANAGEMENT SHAREHOLDER OF CDCIAM direct 2000-04-01 2004-07-12
GFG CAPITAL, LLC OWNER indirect 2003-08-01 2004-07-12
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2000-10-01 2004-07-12
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2002-01-01 2004-07-13
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2000-10-01 2004-07-13
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2000-10-01 2004-07-13
DAIWA SB INVESTMENTS LTD DIRECT OWNER direct 2003-03-01 2004-08-02
BERKELEY CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2000-09-01 2004-08-02
CREDIT SUISSE FIRST BOSTON INDEX CO., INC. STOCKHOLDER indirect 2000-11-01 2004-08-03
CREDIT SUISSE FIRST BOSTON INDEX CO., INC. SHAREHOLDER indirect 2000-11-01 2004-08-03
ARBITEX ASSET MANAGEMENT, L.P. LIMITED PARTNER indirect 2003-01-01 2004-08-20
ARBITEX ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2003-01-01 2004-08-20
ARBITEX ASSET MANAGEMENT, L.P. LIMITED PARTNER indirect 2003-01-01 2004-08-20
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-09-24
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2000-10-01 2004-09-24
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER (SERIES A) indirect 2000-10-01 2004-09-24
VAUGHAN NELSON SCARBOROUGH & MCCULLOUGH LP SHAREHOLDER indirect 2000-10-01 2004-09-27
VAUGHAN NELSON SCARBOROUGH & MCCULLOUGH LP SHAREHOLDER indirect 2000-10-01 2004-09-27
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2004-06-01 2004-09-27
VAUGHAN NELSON SCARBOROUGH & MCCULLOUGH LP SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-09-27
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-09-29
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2000-10-01 2004-09-29
GRYPHON INTERNATIONAL INVESTMENT CORPORATION CORPORATE PARTNER direct 1995-07-01 2004-10-04
CDC IXIS ASSET MANAGEMENT ASSOCIATES, INC. SHAREHOLDER indirect 2000-10-01 2004-10-12
CDC IXIS ASSET MANAGEMENT ASSOCIATES, INC. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-10-12
CDC IXIS ASSET MANAGEMENT ASSOCIATES, INC. SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-10-12
PARETO PARTNERS SHAREHOLDER indirect 2004-10-01 2004-10-15
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2004-11-01
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2004-11-01
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2004-06-01 2004-11-01
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER (SERIES A) indirect 2000-10-01 2004-11-01
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-06-01 2004-11-01
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-08-01 2004-11-01
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-11-01
F&C EMERGING MARKETS LIMITED INDIRECT indirect 2004-10-01 2004-11-02
NORTHWATER CAPITAL MANAGEMENT INC. 92.3% OWNER OF NORTHWATER CAPITAL INC. indirect 1999-09-01 2004-11-05
FRONTPOINT UNIVERSAL GP, LLC SH indirect 1996-10-01 2004-11-10
FRONTPOINT UNIVERSAL GP, LLC SH indirect 1997-04-01 2004-11-10
FRONTPOINT UNIVERSAL GP, LLC SH indirect 1987-11-01 2004-11-10
FRONTPOINT UNIVERSAL GP, LLC SH indirect 1998-03-01 2004-11-10
FRONTPOINT UNIVERSAL GP, LLC SH indirect 1990-01-01 2004-11-10
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER (SERIES A) indirect 2000-10-01 2004-11-11
CDC IXIS ASSET MANAGEMENT ASSOCIATES, INC. SHAREHOLDER indirect 2004-06-01 2004-11-15
CDC IXIS ASSET MANAGEMENT ASSOCIATES, INC. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-11-15
CDC IXIS ASSET MANAGEMENT ASSOCIATES, INC. SHAREHOLDER indirect 2004-08-01 2004-11-15
CDC IXIS ASSET MANAGEMENT ASSOCIATES, INC. SHAREHOLDER indirect 2004-08-01 2004-11-15
CDC IXIS ASSET MANAGEMENT ASSOCIATES, INC. SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-11-15
CSFB GLOBAL OPPORTUNITIES PARTNERS, LLC SHAREHOLDER indirect 1998-02-01 2004-11-16
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2004-06-01 2004-12-02
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2004-08-01 2004-12-02
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2004-06-01 2004-12-09
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2004-06-01 2004-12-09
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER (SERIES A) indirect 2000-10-01 2004-12-09
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2004-08-01 2004-12-09
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2004-08-01 2004-12-09
HARRIS ASSOCIATES LP SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-12-09
ATLANTIC ASSET MANAGEMENT, L.L.C. LIMITED PARTNER indirect 2003-06-01 2005-01-03
ATLANTIC ASSET MANAGEMENT, L.L.C. SHARHOLDER indirect 2003-06-01 2005-01-03
ATLANTIC ASSET MANAGEMENT, L.L.C. SHAREHOLDER indirect 2003-06-01 2005-01-03
NIKKO GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER indirect 1999-04-01 2005-01-04
BRUNSWICK ASSET MANAGEMENT (CAYMAN) LIMITED SHAREHOLDER indirect 2002-07-01 2005-01-04
BRUNSWICK ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2002-07-01 2005-01-04
BRUNSWICK ASSET MANAGEMENT (CAYMAN) LIMITED SHAREHOLDER indirect 1999-12-01 2005-01-04
BRUNSWICK ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1999-12-01 2005-01-04
NIKKO GLOBAL ASSET MANAGEMENT USA INC PARENT COMPANY direct 1998-03-01 2005-01-04
NIKKO GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER indirect 1998-03-01 2005-01-04
BRUNSWICK ASSET MANAGEMENT (CAYMAN) LIMITED SHAREHOLDER indirect 2004-01-01 2005-01-04
BRUNSWICK ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2004-01-01 2005-01-04
NIKKO GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER indirect 2004-03-01 2005-01-04
ABN AMRO ASSET MANAGEMENT LTD SHAREHOLDER OF APPLICANT direct 1999-12-01 2005-01-21
ABN AMRO ASSET MANAGEMENT LTD SHAREHOLDER indirect 1999-12-01 2005-01-21
ABN AMRO ASSET MANAGEMENT LTD SHAREHOLDER indirect 1991-03-01 2005-01-21
ABN AMRO ASSET MANAGEMENT LTD SHAREHOLDER indirect 1991-03-01 2005-01-21
ABN AMRO ASSET MANAGEMENT LTD SHAREHOLDER indirect 1994-09-01 2005-01-21
ABN AMRO ASSET MANAGEMENT LTD SHAREHOLDER indirect 1994-09-01 2005-01-21
ABN AMRO ASSET MANAGEMENT (USA) LLC OWNS 99.9% VOTING PREFERENCE SHARES OF ABN AMRO HOLDING N.V. indirect 1991-03-01 2005-02-03
ABN AMRO ASSET MANAGEMENT (USA) LLC OWNS PRIORITY SHARE IN ABN AMRO HOLDING N.V. indirect 1991-03-01 2005-02-03
CORE ASSET MANAGEMENT CO BENEFICIAL OWNER indirect 2000-06-01 2005-02-28
BERKELEY CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2005-03-08
BERKELEY CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2000-09-01 2005-03-08
CREDIT SUISSE ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1982-03-01 2005-03-15
FOREIGN & COLONIAL EMERGING MARKETS LTD PARENT direct 2000-12-01 2005-03-16
TORTOISE CAPITAL ADVISORS, L.L.C. LIMITED PARTNER indirect 2003-06-01 2005-03-18
TORTOISE CAPITAL ADVISORS, L.L.C. SHAREHOLDER indirect 2003-06-01 2005-03-18
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED INDIRECT OWNER indirect 1989-07-01 2005-03-23
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2005-03-29
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2005-03-29
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2005-03-29
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-08-01 2005-03-29
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2004-08-01 2005-03-29
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2004-08-01 2005-03-29
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2004-12-01 2005-03-29
CREDIT SUISSE BOSTON ADVISORY PARTNERS LLC SHAREHOLDER indirect 1997-05-01 2005-03-30
NORTHWATER CAPITAL MANAGEMENT INC. 92.8% OWNER OF NORTHWATER CAPITAL INC. indirect 1999-09-01 2005-03-30
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2005-03-31
AIB INVESTMENT MANAGERS LTD INDIRECT PARENT direct 1996-12-01 2005-03-31
AIB INVESTMENT MANAGERS LTD PARENT direct 1987-06-01 2005-03-31
STANFIELD CAPITAL PARTNERS LLC 100% OWNER indirect 1987-11-01 2005-03-31
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2003-12-01 2005-03-31
PLUSFUNDS GROUP INC. SHAREHOLDER direct 2005-03-01 2005-03-31
BRUNSWICK CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 1998-07-01 2005-04-19
BRUNSWICK ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2005-03-01 2005-04-19
T I S GROUP INC SHAREHOLDER direct 1995-05-01 2005-04-27
NIBC CREDIT MANAGEMENT, INC. PARENT / HOLDING COMPANY indirect 2002-10-01 2005-04-27
PIONEER INVESTMENT MANAGEMENT, INC. OWNER indirect 2001-10-01 2005-05-02
BRUNSWICK CAPITAL MANAGEMENT (CAYMAN) LIMITED SHAREHOLDER direct 1998-07-01 2005-05-03
BRUNSWICK ASSET MANAGEMENT (CAYMAN) LIMITED SHAREHOLDER indirect 2005-03-01 2005-05-03
ABN AMRO ASSET MANAGEMENT (USA) LLC SHAREHOLDER indirect 1991-03-01 2005-05-10
DUFF & PHELPS LLC LIMITED PARTNER indirect 2004-11-01 2005-06-01
DUFF & PHELPS LLC GENERAL PARTNER indirect 2004-11-01 2005-06-01
DUFF & PHELPS LLC LIMITED PARTNER indirect 2004-11-01 2005-06-01
DUFF & PHELPS LLC SHAREHOLDER indirect 2004-11-01 2005-06-01
DUFF & PHELPS LLC SHAREHOLDER indirect 2000-09-01 2005-06-01
HARRIS ASSOCIATES LP SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2005-06-09
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2004-08-01 2005-06-09
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2002-01-01 2005-06-28
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2000-10-01 2005-06-28
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2004-08-01 2005-06-28
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2004-08-01 2005-06-28
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2002-10-01 2005-06-28
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2005-06-28
IXIS ASSET MANAGEMENT GLOBAL ASSOCIATES, INC. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2005-07-05
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2005-07-08
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2004-08-01 2005-07-08
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2005-07-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-08-01 2005-07-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-10-01 2005-07-25
HARRIS ASSOCIATES LP SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2005-08-05
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2002-10-01 2005-08-05
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2004-08-01 2005-08-09
4SIGHT ADVISORS LLC OWNER direct 2005-08-01 2005-08-12
4SIGHT ADVISORS LLC OWNER indirect 2005-08-01 2005-08-12
AKO CAPITAL LLP PARTNER direct 2005-06-01 2005-08-15
PLACEMARK INVESTMENTS, INC. SHAREHOLDER (PREFERRED B) indirect 2005-04-01 2005-09-09
EIM MANAGEMENT USA INC DIRECT OWNER indirect 1999-04-01 2005-09-13
WESTLB ASSET MANAGEMENT (USA) LLC MEMBER direct 2000-07-01 2005-09-19
WESTLB ASSET MANAGEMENT (USA) LLC PARENT COMPANY indirect 2001-07-01 2005-09-19
U.S. GLOBAL INVESTORS, INC. SHAREHOLDER -- CLASS C STOCK direct 1989-10-01 2005-09-26
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 1999-09-01 2005-09-30
KEMPEN CAPITAL MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2001-07-01 2005-09-30
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED 100% OWNER OF DEAMIS direct 1985-08-01 2005-10-17
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED INVESTMENT HOLDING COMPANY indirect 1985-08-01 2005-10-17
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED HOLDING COMPANY indirect 1989-07-01 2005-10-17
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED BANK indirect 1989-07-01 2005-10-17
TORTOISE CAPITAL ADVISORS, L.L.C. SHAREHOLDER indirect 2003-06-01 2005-10-28
ALCENTRA, INC. SHAREHOLDER indirect 2003-03-01 2005-11-02
CSFB GLOBAL OPPORTUNITIES PARTNERS, LLC SHAREHOLDER indirect 1997-01-01 2005-11-23
CSFB PRIVATE EQUITY ADVISERS LLC SHAREHOLDER indirect 2000-11-01 2005-11-23
CSFB PRIVATE EQUITY ADVISERS, LLC 100% SHAREHOLDER indirect 2000-11-01 2005-11-23
CSFB GLOBAL OPPORTUNITIES PARTNERS, LLC SHAREHOLDER indirect 1998-02-01 2005-11-23
CREDIT SUISSE FIRST BOSTON BERMUDA LTD SHAREHOLDER indirect 1998-03-01 2005-11-23
RUBICON ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2005-02-01 2005-12-08
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2005-06-01 2005-12-13
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2002-10-01 2005-12-13
CAPULA INVESTMENT MANAGEMENT LLP MEMBER direct 2005-08-01 2005-12-14
ONE CAPITAL MANAGEMENT PARTNERS, LLC SHAREHOLDER indirect 1987-11-01 2005-12-14
ONE CAPITAL MANAGEMENT PARTNERS, LLC SHAREHOLDER indirect 1998-05-01 2005-12-14
JK INVESTMENT MANAGEMENT LLP PARTNER direct 2003-09-01 2005-12-15
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2006-01-03
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2002-10-01 2006-01-03
ARAB-MALAYSIAN CONSULTANT SDN BHD SHAREHOLDER indirect 2001-03-01 2006-01-04
RUBY CAPITAL PARTNERS LLP MEMBER direct 2005-05-01 2006-01-24
CREDIT SUISSE FIRST BOSTON INDEX CO., INC. SOLE SHAREHOLDER indirect 2004-06-01 2006-02-09
CSFB ALTERNATIVE CAPITAL, INC. SOLE SHAREHOLDER indirect 2000-11-01 2006-02-09
CREDIT SUISSE FIRST BOSTON INDEX CO., INC. 100% SHAREHOLDER indirect 2000-11-01 2006-02-09
CSFB ALTERNATIVE CAPITAL, INC. 100% SHAREHOLDER indirect 2000-11-01 2006-02-09
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 1998-03-01 2006-02-09
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2003-12-01 2006-02-09
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2006-02-16
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-10-01 2006-02-16
ALCENTRA, INC. SHAREHOLDER indirect 2003-03-01 2006-03-01
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2002-10-01 2006-03-09
UBS AGRIVEST LLC PARENT COMPANY indirect 1999-12-01 2006-03-15
UBS REALTY INVESTORS LLC PARENT COMPANY indirect 1999-12-01 2006-03-15
STANDARD LIFE INVESTMENTS (PRIVATE EQUITY) LIMITED 100% EQUITY OWNER indirect 1998-11-01 2006-03-20
ARTEMIS ADVISORS, LLC SHAREHOLDER indirect 1987-11-01 2006-03-21
ARTEMIS ADVISORS, LLC SHAREHOLDER indirect 1990-01-01 2006-03-21
STANDARD LIFE INVESTMENTS (USA) LIMITED 100% EQUITY OWNER indirect 1998-11-01 2006-03-22
SARASIN ASSET MANAGEMENT LIMITED CORPORATION direct 1983-08-01 2006-03-24
WESTLB ASSET MANAGEMENT (USA) LLC PARENT COMPANY indirect 2005-12-01 2006-03-27
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2002-10-01 2006-03-27
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2004-12-01 2006-03-27
ILLINGTON FUND MANAGEMENT LLC MEMBER direct 2003-01-01 2006-03-28
4SIGHT ADVISORS LLC SHAREHOLDER indirect 2005-08-01 2006-03-30
IXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2004-08-01 2006-03-30
4SIGHT ADVISORS LLC SHAREHOLDER direct 2005-08-01 2006-03-30
NORTHWATER CAPITAL MANAGEMENT INC. 96.1% OWNER OF NORTHWATER CAPITAL INC. indirect 1999-09-01 2006-03-30
IXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2002-10-01 2006-03-30
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-10-01 2006-03-30
PYRFORD INTERNATIONAL PLC TRUSTEE indirect 1991-01-01 2006-03-30
ASSETMARK INVESTMENT SERVICES INC LIMITED PARTNER OF LOVELL MINNICK EQUITY PARTNERS LP indirect 2004-11-01 2006-03-30
ASSETMARK INVESTMENT SERVICES INC GENERAL PARTNER OF BOWMAN PARTNERS LP indirect 2004-11-01 2006-03-30
ASSETMARK INVESTMENT SERVICES INC SHAREHOLDER OF BOWMAN PARTNERS GP CO indirect 2004-11-01 2006-03-30
ASSETMARK INVESTMENT SERVICES INC LIMITED PARTNER OF BOWMAN PARTNERS LP indirect 2004-11-01 2006-03-30
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-12-01 2006-03-30
ASSETMARK INVESTMENT SERVICES INC SHAREHOLDER OF AEGON USA, INC. indirect 2000-09-01 2006-03-30
FRONTPOINT UNIVERSAL GP, LLC SH indirect 1996-10-01 2006-03-31
FRONTPOINT UNIVERSAL GP, LLC SH indirect 1997-04-01 2006-03-31
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2004-08-01 2006-03-31
FRONTPOINT UNIVERSAL GP, LLC SH indirect 1987-11-01 2006-03-31
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2002-10-01 2006-03-31
FRONTPOINT UNIVERSAL GP, LLC SH indirect 1998-03-01 2006-03-31
FRONTPOINT UNIVERSAL GP, LLC SH indirect 1990-01-01 2006-03-31
STANFIELD CAPITAL PARTNERS LLC 100% OWNER indirect 1998-05-01 2006-03-31
MONTAG & CALDWELL INC HOLDS PRIORITY SHARE ABN AMRO HOLDING NV GIVING IT CONTROL indirect 1992-02-01 2006-03-31
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2004-12-01 2006-03-31
MONTAG & CALDWELL INC HOLDS 99.9% OF VOTING PREFERENCE SHARES - ABN AMRO HOLDING NV indirect 1992-02-01 2006-03-31
NEWTON CAPITAL MANAGEMENT LTD OWNER NEWTON MANAGEMENT LIMITED indirect 2001-08-01 2006-03-31
FRONTPOINT UNIVERSAL GP, LLC SH indirect 2001-11-01 2006-03-31
HILLVIEW CAPITAL ADVISORS, LLC SHAREHOLDER direct 2005-03-01 2006-04-03
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2002-10-01 2006-04-04
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2004-12-01 2006-04-04
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2002-01-01 2006-04-18
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2005-06-01 2006-04-18
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2002-10-01 2006-04-18
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2004-12-01 2006-04-18
GARTMORE RIVERVIEW LLC SHAREHOLDER indirect 2003-06-01 2006-06-09
GARTMORE SEPARATE ACCOUNTS LLC SHAREHOLDER indirect 2003-09-01 2006-06-09
NORTHPOINTE CAPITAL LLC PARENT CORPORATION indirect 2003-09-01 2006-06-09
GARTMORE MORLEY CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2003-09-01 2006-06-09
PLACEMARK INVESTMENTS, INC. SHAREHOLDER (PREFERRED B, C) indirect 2005-04-01 2006-06-12
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 1999-03-01 2006-06-28
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 1994-11-01 2006-06-28
GLENWOOD CAPITAL INVESTMENT, LLC. SHAREHOLDER indirect 1999-03-01 2006-06-29
4SIGHT ADVISORS LLC MEMBER direct 2005-08-01 2006-06-29
OPEN FIELD CAPITAL LLC SHAREHOLDER indirect 2005-08-01 2006-06-29
RUBICON ASSET MANAGEMENT(SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2005-02-01 2006-06-29
GLENWOOD CAPITAL INVESTMENT, LLC. SHAREHOLDER indirect 1994-11-01 2006-06-29
GARTMORE SA CAPITAL TRUST SHAREHOLDER indirect 2003-09-01 2006-07-12
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER-ORDINARY SHARES indirect 1841-04-01 2006-08-09
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER-ORDINARY SHARES indirect 1975-12-01 2006-08-09
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER-B SHARES indirect 2002-06-01 2006-08-09
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER-A SHARES indirect 1987-03-01 2006-08-09
NIBC CREDIT MANAGEMENT, INC. PARENT / HOLDING COMPANY indirect 2002-10-01 2006-09-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-10-01 2006-09-19
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2004-12-01 2006-09-19
GARTMORE MUTUAL FUND CAPITAL TRUST SHAREHOLDER indirect 2003-09-01 2006-10-03
CREDIT SUISSE BOSTON ADVISORY PARTNERS LLC MEMBER direct 1997-05-01 2006-10-24
CREDIT SUISSE FIRST BOSTON ADVISORY PARTNERS, LLC SHAREHOLDER indirect 1997-05-01 2006-10-24
ARTEMIS ADVISORS, LLC SHAREHOLDER indirect 1998-05-01 2006-10-26
GARTMORE SEPARATE ACCOUNTS, LLC SHAREHOLDER indirect 2006-10-01 2006-10-31
NORTHPOINTE CAPITAL LLC PARENT CORPORATION indirect 2006-10-01 2006-10-31
GARTMORE MORLEY CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2006-10-01 2006-10-31
GARTMORE MUTUAL FUND CAPITAL TRUST SHAREHOLDER indirect 2006-10-01 2006-11-02
GARTMORE SA CAPITAL TRUST SHAREHOLDER indirect 2006-10-01 2006-11-02
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2004-12-01 2006-11-20
WESTPEAK GLOBAL ADVISORS, L.P. SHARHOLDER indirect 2006-11-01 2006-12-04
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2006-12-04
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2006-12-05
HSBC ASSET MANAGEMENT (TAIWAN) LIMITED PARENT COMPANY OF HSBC AMTW direct 2001-08-01 2006-12-05
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2002-01-01 2006-12-06
DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED BANK indirect 1989-07-01 2006-12-07
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2006-12-13
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2002-01-01 2006-12-13
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2002-01-01 2006-12-14
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2002-01-01 2006-12-14
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2002-01-01 2006-12-15
CRITERION INVESTMENT MANAGEMENT LLC MEMBER direct 2001-07-01 2007-01-09
CRITERION INVESTMENT MANAGEMENT LLC PARENT COMPANY indirect 2001-07-01 2007-01-09
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2002-01-01 2007-01-16
SECTOR ASSET MANAGEMENT ASA SHAREHOLDER CLASS A AND CLASS C direct 2004-06-01 2007-01-24
SECTOR ASSET MANAGEMENT ASA SHAREHOLDER CLASS A AND CLASS C direct 2004-07-01 2007-01-24
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2002-01-01 2007-01-31
DB ABSOLUTE RETURN STRATEGIES LIMITED INVESTMENT HOLDING COMPANY indirect 1985-08-01 2007-02-05
DB ABSOLUTE RETURN STRATEGIES LIMITED HOLDING COMPANY indirect 1989-07-01 2007-02-05
HILLVIEW CAPITAL ADVISORS, LLC MEMBER direct 2005-03-01 2007-03-16
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER-ORDINARY AND BEARER SHARES indirect 1841-04-01 2007-03-20
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER-ORDINARY AND DEFERRED SHARES indirect 1975-12-01 2007-03-20
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1999-04-01 2007-03-20
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER - B SHARES indirect 2002-06-01 2007-03-20
SARASIN ASSET MANAGEMENT LIMITED CORPORATION direct 2006-07-01 2007-03-20
RICE HALL JAMES & ASSOCIATES LLC LIMITED PARTNER indirect 2001-01-01 2007-03-23
RICE HALL JAMES & ASSOCIATES LLC SHAREHOLDER indirect 1998-06-01 2007-03-23
RICE HALL JAMES & ASSOCIATES LLC SHAREHOLDER indirect 1998-06-01 2007-03-23
RICE HALL JAMES & ASSOCIATES LLC SHAREHOLDER indirect 1998-06-01 2007-03-23
AUDA ADVISOR ASSOCIATES LLC HOLDING COMPANY indirect 1995-04-01 2007-03-23
AUDA PRIVATE EQUITY LLC HOLDING COMPANY indirect 1995-04-01 2007-03-28
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2006-11-01 2007-03-29
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2006-11-01 2007-03-29
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2006-11-01 2007-03-29
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2006-11-01 2007-03-29
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2006-11-01 2007-03-29
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2006-11-01 2007-03-29
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2007-03-29
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2007-03-29
HARRIS ASSOCIATES LP SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2007-03-29
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2007-03-29
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2007-03-29
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2007-03-29
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2004-08-01 2007-03-29
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2004-08-01 2007-03-29
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2004-08-01 2007-03-29
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-08-01 2007-03-29
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2004-08-01 2007-03-29
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER indirect 2004-08-01 2007-03-29
HARRIS ASSOCIATES LP SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2007-03-29
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2007-03-29
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2007-03-29
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2007-03-29
AEW MANAGEMENT & ADVISORS LP SHAREHOLDER (SERIES A PREFERRED) indirect 2006-09-01 2007-03-29
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2007-03-29
GARTMORE MUTUAL FUND CAPITAL TRUST SHAREHOLDER indirect 2006-10-01 2007-03-29
KAZIMIR PARTNERS LIMITED SHAREHOLDER direct 2005-03-01 2007-03-29
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2006-11-01 2007-03-30
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2006-11-01 2007-03-30
VAUGHAN NELSON TRUST COMPANY SHARHOLDER (COMMON STOCK) indirect 2005-06-01 2007-03-30
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2007-03-30
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD SHAREHOLDER indirect 1980-12-01 2007-03-30
NORTHWATER CAPITAL MANAGEMENT INC. 96.2% OWNER OF NORTHWATER CAPITAL INC. indirect 1999-09-01 2007-03-30
PYRFORD INTERNATIONAL PLC SHAREHOLDER direct 1999-11-01 2007-03-30
PRS LATAM LLC OWNER indirect 1999-11-01 2007-03-30
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2004-08-01 2007-03-30
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2004-08-01 2007-03-30
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2004-08-01 2007-03-30
FOUNTAIN CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2004-11-01 2007-03-30
PYRFORD INTERNATIONAL PLC TRUSTEE indirect 1991-01-01 2007-03-30
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2007-03-30
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2007-03-30
MCLEAN BUDDEN LIMITED. SHAREHOLDER direct 2005-01-01 2007-03-30
PYRFORD INTERNATIONAL PLC SHAREHOLDER indirect 1994-01-01 2007-03-30
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2006-11-01 2007-04-12
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2005-06-01 2007-04-12
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2004-08-01 2007-04-12
AEW CAPITAL MANAGEMENT LP SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2007-04-12
NIKKO GLOBAL ASSET MANAGEMENT USA INC ULTIMATE CORPORATE PARENT indirect 1999-04-01 2007-04-17
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2006-11-01 2007-05-01
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2006-11-01 2007-05-01
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2007-05-01
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2004-08-01 2007-05-01
ABN AMRO ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2000-03-01 2007-05-01
ABN AMRO ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1991-03-01 2007-05-01
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2007-05-01
ABN AMRO ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2005-01-01 2007-05-01
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2007-05-07
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2002-10-01 2007-05-07
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-08-01 2007-05-07
ALCENTRA, INC. SHAREHOLDER direct 2003-03-01 2007-05-08
NIKKO AM INTERNATIONAL, INC. CONTROLLING SHAREHOLDER indirect 1999-04-01 2007-05-09
NIKKO AM INTERNATIONAL, INC. CONTROLLING SHAREHOLDER indirect 2007-01-01 2007-05-09
NIKKO AM INTERNATIONAL, INC. CONTROLLING SHAREHOLDER indirect 2007-01-01 2007-05-09
NIKKO AM INTERNATIONAL, INC. CONTROLLING SHAREHOLDER indirect 2007-05-01 2007-05-09
NIKKO AM INTERNATIONAL, INC. SHAREHOLDER indirect 2007-05-01 2007-05-11
GARTMORE SA CAPITAL TRUST SHAREHOLDER indirect 2006-10-01 2007-05-14
GARTMORE SEPARATE ACCOUNTS, LLC SHAREHOLDER indirect 2006-10-01 2007-05-15
NORTHPOINTE CAPITAL LLC PARENT CORPORATION indirect 2006-10-01 2007-05-15
GARTMORE MORLEY CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2006-10-01 2007-05-15
NIKKO ASSET MANAGEMENT CO LTD DIRECT OWNER direct 1999-04-01 2007-05-24
SANTANDER ASSET MANAGEMENT SA SGIIC SHAREHOLDER indirect 1997-11-01 2007-05-29
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 1997-12-01 2007-05-30
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2004-10-01 2007-05-30
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2001-03-01 2007-05-30
CEVIAN CAPITAL II GP LIMITED PARTNER indirect 2001-04-01 2007-05-30
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 1998-09-01 2007-05-30
IXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2004-08-01 2007-06-06
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER direct 2004-03-01 2007-06-20
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2004-03-01 2007-06-20
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER indirect 2004-03-01 2007-06-20
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 2007-05-01 2007-06-25
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 2002-07-01 2007-06-27
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 2002-07-01 2007-06-27
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2007-06-27
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2007-06-27
INVESTEC ASSET MANAGEMENT US LTD. SHAREHOLDER indirect 1998-09-01 2007-06-27
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2007-05-01 2007-07-02
EIM MANAGEMENT USA INC INDIRECT OWNER indirect 1999-04-01 2007-07-13
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC SHAREHOLDER indirect 1980-12-01 2007-07-19
MACKENZIE FINANCIAL CORPORATION CORPORATION indirect 1925-04-01 2007-07-27
WESTLB ASSET MANAGEMENT (USA) LLC PARENT indirect 2006-04-01 2007-08-01
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2007-08-02
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 1959-12-01 2007-08-16
NIKKO AM INTERNATIONAL, INC. SHAREHOLDER indirect 1999-04-01 2007-08-16
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 1999-04-01 2007-08-16
NIKKO AM INTERNATIONAL, INC. SHAREHOLDER indirect 2007-02-01 2007-08-16
FAIRSTREAM CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-05-01 2007-08-16
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2004-03-01 2007-08-16
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2007-05-01 2007-08-20
DEUTSCHE ASSET MANAGEMENT (UK) LIMITED HOLDING COMPANY indirect 1985-08-01 2007-08-31
DB ABSOLUTE RETURN STRATEGIES LIMITED BANK indirect 1989-07-01 2007-08-31
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-01-01 2007-08-31
GRYPHON INTERNATIONAL INVESTMENT CORPORATION CORPORATE PARTNER; SHAREHOLDER: COMMON, CLASS A & CLASS B NON-VOTING direct 1995-09-01 2007-09-26
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 2007-04-01 2007-10-02
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 2001-01-01 2007-10-02
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 2001-01-01 2007-10-02
BLUECREST NORTH AMERICA L.P. SOLE MEMBER indirect 2005-02-01 2007-11-08
IXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2007-11-09
IXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2007-11-09
IXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2004-08-01 2007-11-09
IXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2006-11-01 2007-11-09
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2007-04-01 2007-11-23
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 2007-04-01 2007-11-23
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-04-01 2007-11-23
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2001-01-01 2007-11-23
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2001-01-01 2007-11-23
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 2001-01-01 2007-11-23
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 2001-01-01 2007-11-23
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-01-01 2007-11-23
TORTOISE CAPITAL ADVISORS, L.L.C. SHAREHOLDER indirect 2004-11-01 2008-01-04
VEREDUS ASSET MANAGEMENT LLC 100% OWNER ABN AMRO HOLDING N.V. indirect 2007-10-01 2008-01-31
VEREDUS ASSET MANAGEMENT LLC 38.3% OWNER RFS HOLDINGS B.V. indirect 2007-10-01 2008-01-31
VEREDUS ASSET MANAGEMENT LLC 33.8% OWNER RFS HOLDINGS B.V. indirect 2007-10-01 2008-01-31
VEREDUS ASSET MANAGEMENT LLC 27.9% OWNER RFS HOLDINGS B.V. indirect 2007-10-01 2008-01-31
VEREDUS ASSET MANAGEMENT LLC 100% OWNERSHIP ABN AMRO BANK NV indirect 1991-03-01 2008-01-31
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER indirect 1999-04-01 2008-02-15
NIKKO GLOBAL ASSET MANAGEMENT (UK) LTD SHAREHOLDER indirect 1984-03-01 2008-02-15
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 1984-03-01 2008-02-15
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 2007-08-01 2008-02-15
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER indirect 2007-08-01 2008-02-15
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2007-08-01 2008-02-15
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD SHAREHOLDER indirect 1993-09-01 2008-02-27
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1841-04-01 2008-03-04
SOURCECAP INTERNATIONAL LLP CORPORATE PARTNER direct 2005-06-01 2008-03-04
STANDARD LIFE INVESTMENTS (USA) LIMITED 100% EQUITY OWNER indirect 2006-05-01 2008-03-10
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2006-11-01 2008-03-11
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2006-11-01 2008-03-26
CHAMPLAIN INVESTMENT PARTNERS, LLC LIMITED PARTNER indirect 2001-01-01 2008-03-26
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2006-11-01 2008-03-27
ALPHASIMPLEX GROUP, LLC SHAREHOLDER indirect 2006-11-01 2008-03-27
I/ST EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-05-01 2008-03-27
I/ST EQUITY PARTNERS LLC SHAREHOLDER indirect 1998-05-01 2008-03-27
CITIZENS INVESTMENT ADVISORS SHAREHOLDER indirect 1998-09-01 2008-03-27
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2006-11-01 2008-03-28
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2006-11-01 2008-03-28
ALLEGIANCE INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2001-01-01 2008-03-28
A T FUNDS, LLC LIMITED PARTNER indirect 2001-01-01 2008-03-28
ALLEGIANCE INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1998-06-01 2008-03-28
ALLEGIANCE INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1998-06-01 2008-03-28
ALLEGIANCE INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1998-06-01 2008-03-28
A T FUNDS, LLC SHAREHOLDERS indirect 1998-06-01 2008-03-28
A T FUNDS, LLC SHAREHOLDER indirect 1998-06-01 2008-03-28
A T FUNDS, LLC SHAREHOLDER indirect 1998-06-01 2008-03-28
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2008-03-28
HSBC INVESTMENTS (TAIWAN) LIMITED PARENT COMPANY OF HSBC INVESTMENTS (TAIWAN) LIMITED direct 2001-08-01 2008-03-28
RIVER ROAD ASSET MANAGEMENT, LLC 45% OWNER, RIVER ROAD ASSET MANAGEMENT, LLC direct 2008-03-01 2008-03-31
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 2007-04-01 2008-03-31
MONTAG & CALDWELL INC 100% OWNERSHIP indirect 1991-03-01 2008-03-31
MONTAG & CALDWELL INC 100% OWNERSHIP indirect 2005-02-01 2008-03-31
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2008-04-03
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2004-08-01 2008-04-03
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2008-04-03
ABN AMRO ASSET MANAGEMENT LIMITED SHAREHOLDER OF APPLICANT direct 2000-03-01 2008-04-04
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 1984-03-01 2008-04-22
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2004-09-01 2008-04-22
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2007-08-01 2008-04-22
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2004-03-01 2008-04-22
GARTMORE RIVERVIEW LLC SHAREHOLDER indirect 2003-06-01 2008-04-24
GARTMORE RIVERVIEW LLC SHAREHOLDER indirect 2006-10-01 2008-04-24
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2006-11-01 2008-04-29
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2007-06-01 2008-04-29
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2008-04-29
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2006-11-01 2008-05-19
AXA ROSENBERG INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-06-01 2008-05-23
TORTOISE CAPITAL ADVISORS, L.L.C. LIMITED PARTNER indirect 2004-11-01 2008-05-27
BRUNSWICK ASSET MANAGEMENT (CAYMAN) LIMITED SHAREHOLDER indirect 2005-03-01 2008-06-02
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2006-11-01 2008-07-10
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2006-11-01 2008-07-10
CASPIAN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2006-11-01 2008-07-15
VAUGHAN NELSON TRUST COMPANY SHARHOLDER (COMMON STOCK) indirect 2005-06-01 2008-07-18
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2004-08-01 2008-07-18
ABN AMRO ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-03-01 2008-07-22
ABN AMRO ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-03-01 2008-07-22
MACKENZIE FINANCIAL CORPORATION CORPORATION indirect 1925-04-01 2008-07-31
MACKENZIE FINANCIAL CORPORATION CORPORATION indirect 1992-02-01 2008-07-31
FORTIS INVESTMENT MANAGEMENT USA, INC. 100% OWNER OF FORTIS INVESTMENT MANAGEMENT BELGIUM indirect 1999-03-01 2008-08-14
HARBOR CAPITAL MANAGEMENT CO INC 100% SHAREHOLDER direct 2002-04-01 2008-08-14
CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LIMITED SHAREHOLDER indirect 2005-05-01 2008-09-30
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 1925-04-01 2008-10-13
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 1998-12-01 2008-10-13
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 1998-12-01 2008-10-13
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2006-05-01 2008-10-29
NEW FINANCE CAPITAL LLP SHAREHOLDER indirect 2006-05-01 2008-10-29
VEREDUS ASSET MANAGEMENT LLC 50% OWNER OF VEREDUS ASSET MANAGEMENT LLC direct 2008-04-01 2008-10-31
WALTER SCOTT & PARTNERS LIMITED OWNER indirect 2006-10-01 2009-01-20
GLOBAL PLUS+ INVESTMENT MANAGEMENT, LLC. MEMBER direct 2008-01-01 2009-01-22
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2005-11-01 2009-01-27
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2005-11-01 2009-01-27
CARTICA MANAGEMENT, LLC MEMBER direct 2007-12-01 2009-02-03
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD SHAREHOLDER indirect 2004-06-01 2009-02-05
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD SHAREHOLDER indirect 2004-06-01 2009-02-05
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC SHAREHOLDER indirect 2004-06-01 2009-02-05
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 1925-04-01 2009-02-06
MD PRIVATE INVESTMENT MANAGEMENT (US) INC. SHAREHOLDER indirect 1986-06-01 2009-02-10
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1925-04-01 2009-03-03
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 1925-04-01 2009-03-03
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 1998-12-01 2009-03-03
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2006-11-01 2009-03-09
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED 100% OWNER indirect 2005-10-01 2009-03-16
PLACEMARK INVESTMENTS, INC. GENERAL PARTNER indirect 2004-06-01 2009-03-19
PLACEMARK INVESTMENTS, INC. GENERAL PARTNER indirect 2004-06-01 2009-03-19
PLACEMARK INVESTMENTS, INC. SHAREHOLDER (PREFERRED A-1) indirect 2004-06-01 2009-03-19
PLACEMARK INVESTMENTS, INC. SHAREHOLDER (PREFERRED B, C, D) indirect 2005-04-01 2009-03-19
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-03-24
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-03-24
ALPHASIMPLEX GROUP, LLC SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-03-25
CSFB PRIVATE EQUITY ADVISERS, LLC SHAREHOLDER indirect 2000-11-01 2009-03-26
CSFB PRIVATE EQUITY ADVISERS, LLC 100% SHAREHOLDER indirect 2000-11-01 2009-03-26
CREDIT SUISSE FIRST BOSTON BERMUDA LTD 100% SHAREHOLDER direct 1998-03-01 2009-03-26
CREDIT SUISSE FIRST BOSTON (BERMUDA) LIMITED SHAREHOLDER indirect 1998-03-01 2009-03-26
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2004-07-01 2009-03-27
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2000-07-01 2009-03-27
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2003-06-01 2009-03-27
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-03-27
ABSOLUTE ASIA ASSET MANAGEMENT LIMITED (F/K/A IXIS AM ASIA LTD) SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-03-27
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-03-27
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2007-12-01 2009-03-27
QUANTEK ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-12-01 2009-03-27
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2008-01-01 2009-03-27
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2008-01-01 2009-03-27
CREDIT AGRICOLE ASSET MANAGEMENT INVESTMENT ADVISORS USA, INC. SHAREHOLDER indirect 1978-11-01 2009-03-30
AEW CAPITAL MANAGEMENT LP SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2009-03-30
CSFB GLOBAL OPPORTUNITIES ADVISERS, LLC SHAREHOLDER indirect 1997-01-01 2009-03-30
CREDIT AGRICOLE ASSET MANAGEMENT INVESTMENT ADVISORS USA, INC. SHAREHOLDER indirect 2004-07-01 2009-03-30
CSFB GLOBAL OPPORTUNITIES ADVISERS, LLC SHAREHOLDER indirect 1998-02-01 2009-03-30
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2004-08-01 2009-03-30
TORTOISE CAPITAL ADVISORS, L.L.C. GENERAL PARTNER indirect 2004-11-01 2009-03-30
TORTOISE CAPITAL ADVISORS, L.L.C. LIMITED PARTNER indirect 2004-11-01 2009-03-30
TORTOISE CAPITAL ADVISORS, L.L.C. SHAREHOLDER indirect 2004-11-01 2009-03-30
TORTOISE CAPITAL ADVISORS, L.L.C. LIMITED PARTNER indirect 2004-11-01 2009-03-30
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-03-30
HARRIS ASSOCIATES LP SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-03-30
AEW CAPITAL MANAGEMENT LP SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-03-30
TORTOISE CAPITAL ADVISORS, L.L.C. SHAREHOLDER indirect 2000-09-01 2009-03-30
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-03-30
SNYDER CAPITAL MANAGEMENT LP SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-03-30
AMP CAPITAL REDDING INVESTORS (US) LIMITED SHAREHOLDER indirect 2006-03-01 2009-03-31
F&C MANAGEMENT LIMITED INDIRECT SHAREHOLDER indirect 2004-10-01 2009-03-31
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-03-31
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-03-31
SOURCECAP INTERNATIONAL LLP SHAREHOLDER direct 2005-06-01 2009-04-06
CONNING ASSET MANAGEMENT CO OWNER indirect 2001-07-01 2009-04-07
THE NEWTON FOLLIS PARTNERSHIP LIMITED SHAREHOLDER direct 2001-11-01 2009-04-08
CAMBRIDGE PLACE INVESTMENT MANAGEMENT LLP OWNER indirect 2003-08-01 2009-04-20
PARETO INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2006-10-01 2009-04-30
STATE STREET GLOBAL ADVISORS UNITED KINGDOM LTD OWNER direct 1998-10-01 2009-05-05
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER (SERIES A PREFERRED STOCK) indirect 2006-09-01 2009-05-06
CADOGAN MANAGEMENT, L.L.C. SHAREHOLDER indirect 2008-04-01 2009-05-22
CADOGAN MANAGEMENT, L.L.C. SHAREHOLDER indirect 2008-10-01 2009-05-22
NIKKO ASSET MANAGEMENT AMERICAS, INC. SHAREHOLDER indirect 2008-05-01 2009-06-05
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 2008-05-01 2009-06-05
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2008-05-01 2009-06-05
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER indirect 2008-05-01 2009-06-05
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2004-09-01 2009-06-05
NIKKO GLOBAL ASSET MANAGEMENT (UK) LTD SHAREHOLDER indirect 2004-03-01 2009-06-05
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2004-03-01 2009-06-05
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER indirect 2004-03-01 2009-06-05
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2006-11-01 2009-06-18
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2006-11-01 2009-06-19
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2006-11-01 2009-06-19
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2006-11-01 2009-06-22
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2006-11-01 2009-06-22
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2006-11-01 2009-06-23
NIKKO GLOBAL ASSET MANAGEMENT (UK) LTD SHAREHOLDER indirect 1999-04-01 2009-06-23
CREDIT SUISSE ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1982-03-01 2009-06-23
CREDIT SUISSE ASSET MANAGEMENT LIMITED SHAREHOLDER direct 1986-10-01 2009-06-23
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER indirect 2009-06-01 2009-06-23
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2009-06-01 2009-06-23
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 2009-06-01 2009-06-23
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2006-11-01 2009-06-24
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2006-11-01 2009-06-24
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2006-11-01 2009-06-24
ALPHASIMPLEX GROUP, LLC SHAREHOLDER indirect 2006-11-01 2009-06-25
PERMAL CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2005-11-01 2009-06-29
RP CAPITAL PARTNERS CAYMAN ISLANDS LIMITED SHAREHOLDER indirect 2007-02-01 2009-06-30
PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED SHAREHOLDER indirect 2005-11-01 2009-06-30
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2006-11-01 2009-07-02
IXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2006-11-01 2009-07-02
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2009-08-10
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2009-08-10
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2004-08-01 2009-08-10
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2007-06-01 2009-08-10
NIKKO ASSET MANAGEMENT AMERICAS, INC. SHAREHOLDER indirect 2009-06-01 2009-09-14
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER direct 1999-04-01 2009-09-16
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER direct 2009-06-01 2009-09-16
NIKKO ASSET MANAGEMENT AMERICAS, INC. SHAREHOLDER indirect 2009-06-01 2009-09-16
NIKKO ASSET MANAGEMENT AMERICAS, INC. SHAREHOLDER indirect 2009-06-01 2009-09-16
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER indirect 2009-06-01 2009-09-16
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2004-03-01 2009-09-16
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 1999-04-01 2009-09-17
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2009-06-01 2009-09-18
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2009-06-01 2009-09-18
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2004-03-01 2009-09-18
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2003-12-01 2009-09-29
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 2009-06-01 2009-09-30
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 2009-06-01 2009-09-30
NIKKO GLOBAL ASSET MANAGEMENT (UK) LTD SHAREHOLDER indirect 2004-03-01 2009-09-30
STANFIELD CAPITAL PARTNERS LLC 100% OWNER indirect 1990-01-01 2009-10-07
STANFIELD CAPITAL PARTNERS LLC SHAREHOLDER indirect 2005-04-01 2009-10-07
SCOTIA CASSELS U.S. INVESTMENT COUNSEL INC. OWNER direct 2002-03-01 2009-11-02
SCOTIA CASSELS U.S. INVESTMENT COUNSEL INC. OWNER indirect 1998-08-01 2009-11-02
NEWTON CAPITAL MANAGEMENT LTD OWNER indirect 2006-09-01 2009-12-03
CREDIT SUISSE INDEX CO., INC. SOLE SHAREHOLDER indirect 2004-06-01 2010-01-04
CREDIT SUISSE GLOBAL OPPORTUNITIES ADVISORS LLC SHAREHOLDER indirect 1997-01-01 2010-01-04
CREDIT SUISSE ALTERNATIVE CAPITAL, INC. SOLE SHAREHOLDER indirect 2000-11-01 2010-01-04
DLJ INVESTMENT PARTNERS, INC. SHAREHOLDER indirect 2000-11-01 2010-01-04
DLJ INVESTMENT PARTNERS II, INC. SHAREHOLDER indirect 2000-11-01 2010-01-04
DLJ MERCHANT BANKING INC SHAREHOLDER indirect 2000-11-01 2010-01-04
DLJ MERCHANT BANKING II, INC. SHAREHOLDER indirect 2000-11-01 2010-01-04
DLJ MERCHANT BANKING III INC SHAREHOLDER indirect 2000-11-01 2010-01-04
DLJ DIVERSIFIED PARTNERS, INC. SHAREHOLDER indirect 2000-11-01 2010-01-04
DLJ LBO PLANS MANAGEMENT CORPORATION SHAREHOLDER indirect 2000-11-01 2010-01-04
DLJ MB ADVISORS, INC. SHAREHOLDER indirect 2000-11-01 2010-01-04
DLJ GROWTH CAPITAL, INC. SHAREHOLDER indirect 2000-11-01 2010-01-04
DLJ REAL ESTATE CAPITAL PARTNERS, INC. SHAREHOLDER indirect 2000-11-01 2010-01-04
CREDIT SUISSE PRIVATE EQUITY ADVISERS LLC SHAREHOLDER indirect 2000-11-01 2010-01-04
CREDIT SUISSE (BERMUDA) LIMITED SHAREHOLDER indirect 1998-03-01 2010-01-04
BTG ASSET MANAGEMENT CORP. SHAREHOLDER indirect 2008-10-01 2010-01-08
BTG ASSET MANAGEMENT CORP. SHAREHOLDER indirect 2008-12-01 2010-01-12
SARASIN ASSET MANAGEMENT LIMITED SOLE PROPRIETOR direct 2008-02-01 2010-01-19
GAVEKAL CAPITAL, LLC MEMBER direct 2008-07-01 2010-02-26
GAVEKAL CAPITAL, LLC OWNER indirect 2007-11-01 2010-02-26
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2010-03-11
NATIXIS CASPIAN PRIVATE EQUITY, LLC SHAREHOLDER indirect 2006-11-01 2010-03-22
NATIXIS CASPIAN PRIVATE EQUITY, LLC SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2010-03-22
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2010-03-26
ALPHASIMPLEX GROUP, LLC SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2010-03-26
VAUGHAN NELSON TRUST COMPANY SHARHOLDER (COMMON STOCK) indirect 2005-06-01 2010-03-26
ASTER-X CAPITAL MANAGEMENT B.V. CORPORATION direct 2010-01-01 2010-03-26
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2010-03-29
SSP SERVICES LTD. CLASS A SHAREHOLDER direct 2007-08-01 2010-03-29
KVAM INTERNATIONAL LTD. SHAREHOLDER direct 2007-08-01 2010-03-29
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2010-03-30
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2010-03-31
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2010-03-31
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2005-11-01 2010-03-31
HENDERSON INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2009-09-01 2010-03-31
AEW CAPITAL MANAGEMENT LP SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2010-04-01
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2005-06-01 2010-04-01
FORTIS INVESTMENT MANAGEMENT USA, INC. SHAREHOLDER direct 2002-04-01 2010-04-12
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2010-04-20
HARRIS ASSOCIATES LP SHAREHOLDER (COMMON STOCK) indirect 2005-06-01 2010-06-07
LIONGATE CAPITAL MANAGEMENT LLP PARTNER direct 2003-09-01 2010-06-07
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 1999-04-01 2010-06-08
LIONGATE CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2003-09-01 2010-06-21
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2004-10-01 2010-06-28
CAPITAL PARTNERS CAYMAN ISLANDS LIMITED SOLE TRUSTEE indirect 2004-08-01 2010-06-30
CAPITAL PARTNERS CAYMAN ISLANDS LIMITED SHAREHOLDER indirect 2004-09-01 2010-06-30
CAPITAL PARTNERS CAYMAN ISLANDS LIMITED BENEFICIAL OWNER indirect 2004-09-01 2010-06-30
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2006-11-01 2010-07-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2005-06-01 2010-07-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-08-01 2010-07-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2007-06-01 2010-07-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2009-07-01 2010-07-07
VAUGHAN NELSON TRUST COMPANY SHARHOLDER indirect 2005-06-01 2010-07-08
EIM MANAGEMENT USA INC INDIRECT OWNER indirect 1999-04-01 2010-07-09
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2004-07-01 2010-07-09
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2000-07-01 2010-07-09
GLENWOOD CAPITAL INVESTMENTS, L.L.C. SHAREHOLDER indirect 2006-08-01 2010-07-09
MONTAG & CALDWELL INC SHAREHOLDER OF MONTAG & CALDWELL, INC. direct 2008-04-01 2010-07-20
MONTAG & CALDWELL INC SHAREHOLDER indirect 2008-10-01 2010-07-20
MONTAG & CALDWELL INC SHAREHOLDER indirect 1999-06-01 2010-07-20
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER direct 2009-03-01 2010-07-27
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2009-03-01 2010-07-27
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 2002-05-01 2010-08-03
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 1992-12-01 2010-08-03
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 1998-11-01 2010-08-03
FORTIS INVESTMENT MANAGEMENT USA, INC. SHAREHOLDER indirect 2008-04-01 2010-08-16
FORTIS INVESTMENT MANAGEMENT SINGAPORE LIMITED DIRECT OWNER indirect 2010-04-01 2010-08-31
FORTIS INVESTMENT MANAGEMENT UK LIMITED SHAREHOLDER indirect 2010-04-01 2010-10-01
FORTIS INVESTMENT MANAGEMENT UK LIMITED SHAREHOLDER indirect 2010-04-01 2010-10-01
FORTIS INVESTMENT MANAGEMENT SINGAPORE LIMITED DIRECT OWNER indirect 2010-04-01 2010-10-12
FORTIS INVESTMENT MANAGEMENT SINGAPORE LIMITED DIRECT OWNER indirect 2010-04-01 2010-10-12
FORTIS INVESTMENT MANAGEMENT SINGAPORE LIMITED DIRECT OWNER indirect 2010-04-01 2010-10-12
REPUBLIC INVESTMENT MANAGEMENT PTE. LTD. SHAREHOLDER indirect 2000-03-01 2010-10-19
REPUBLIC INVESTMENT MANAGEMENT PTE. LTD. SHAREHOLDER direct 2003-10-01 2010-10-19
GLG INC. SHAREHOLDER indirect 2010-10-01 2010-11-09
OLDFIELD PARTNERS LLP OWNER direct 2005-03-01 2010-11-30
LIONGATE CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2003-09-01 2010-12-02
SOCIETE GENERALE ASSET MANAGEMENT (JAPAN) CO., LTD. PARENT OF SOCIETE GENERALE ASSET MANAGEMENT (NORTH PACIFIC) LTD. indirect 2009-12-01 2011-01-18
NATIXIS CASPIAN PRIVATE EQUITY, LLC SHAREHOLDER indirect 2004-08-01 2011-02-17
THE CAMBRIDGE STRATEGY (ASSET MANAGEMENT) LIMITED SHARE direct 2006-09-01 2011-03-17
UFG ADVISORS LIMITED OWNER direct 2000-05-01 2011-03-22
BHR CAPITAL LLC MEMBER direct 2009-10-01 2011-03-24
EMERGING MARKETS MANAGEMENT, L.L.C. SHAREHOLDER indirect 2001-04-01 2011-03-29
EMERGING MARKETS MANAGEMENT, L.L.C. SHAREHOLDER indirect 2001-04-01 2011-03-29
SANTANDER ASSET MANAGEMENT SA SGIIC SHAREHOLDER indirect 1994-03-01 2011-03-29
ALPHASIMPLEX GROUP, LLC SHAREHOLDER indirect 2006-11-01 2011-03-30
ALPHASIMPLEX GROUP, LLC SHAREHOLDER indirect 2007-06-01 2011-03-30
ATLANTIC ASSET MANAGEMENT, L.L.C. LIMITED PARTNER indirect 2004-11-01 2011-03-30
ATLANTIC ASSET MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2004-11-01 2011-03-30
ATLANTIC ASSET MANAGEMENT, L.L.C. SHAREHOLDER indirect 2004-11-01 2011-03-30
ATLANTIC ASSET MANAGEMENT, L.L.C. LIMITED PARTNER indirect 2004-11-01 2011-03-30
ATLANTIC ASSET MANAGEMENT, L.L.C. SHAREHOLDER indirect 2000-09-01 2011-03-30
SECTOR ASSET MANAGEMENT ASA SHAREHOLDER CLASS B direct 2004-06-01 2011-03-31
SECTOR OMEGA ASA SHAREHOLDER CLASS A direct 2004-06-01 2011-03-31
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2006-11-01 2011-03-31
ABN AMRO ASSET MANAGEMENT LIMITED SHAREHOLDER OF APPLICANT direct 2008-07-01 2011-03-31
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2006-11-01 2011-03-31
GLG INC. SHAREHOLDER indirect 2011-01-01 2011-03-31
GLG INC. SHAREHOLDER indirect 2011-01-01 2011-03-31
GLG INC. SHAREHOLDER indirect 2011-01-01 2011-03-31
GLG INC. SHAREHOLDER indirect 2011-01-01 2011-03-31
GLG INC. SHAREHOLDER indirect 2011-01-01 2011-03-31
GLG INC. SHAREHOLDER indirect 2011-01-01 2011-03-31
GLG INC. SHAREHOLDER indirect 2011-01-01 2011-03-31
ACTINVER WEALTH MANAGEMENT, INC. OWNER indirect 2009-03-01 2011-03-31
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER direct 2005-12-01 2011-03-31
NEW STAR INSTITUTIONAL MANAGERS LIMITED SHAREHOLDER indirect 2009-04-01 2011-03-31
HARRIS ASSOCIATES LP SHAREHOLDER indirect 2007-06-01 2011-03-31
AEW CAPITAL MANAGEMENT LP SHAREHOLDER indirect 2007-06-01 2011-03-31
ING INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1991-01-01 2011-03-31
FOUNTAIN CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2004-11-01 2011-03-31
FOUNTAIN CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2004-11-01 2011-03-31
FOUNTAIN CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2004-11-01 2011-03-31
ORE HILL PARTNERS LLC SHAREHOLDER indirect 2006-08-01 2011-03-31
FOUNTAIN CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2004-11-01 2011-03-31
MCLEAN BUDDEN LIMITED. SHAREHOLDER direct 2007-11-01 2011-03-31
MCLEAN BUDDEN LIMITED. SOLE SHAREHOLDER indirect 2007-11-01 2011-03-31
FOUNTAIN CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2011-03-31
FORTIS INVESTMENT MANAGEMENT UK LIMITED SHAREHOLDER indirect 2010-04-01 2011-03-31
BLACKFRIARS ASSET MANAGEMENT LIMITED PARENT indirect 2006-09-01 2011-04-01
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2010-12-01 2011-04-15
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER direct 2006-05-01 2011-04-15
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2007-07-01 2011-04-15
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2006-11-01 2011-04-18
GATEWAY INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2007-06-01 2011-04-18
ITAU USA ASSET MANAGEMENT INC. SHAREHOLDER direct 2009-02-01 2011-05-13
ITAU USA ASSET MANAGEMENT INC. SHAREHOLDER indirect 2009-02-01 2011-05-13
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC SHAREHOLDER indirect 2007-10-01 2011-05-23
FORTIS INVESTMENT MANAGEMENT USA, INC. SHAREHOLDER indirect 2008-04-01 2011-05-26
FORTIS INVESTMENT MANAGEMENT USA, INC. SHAREHOLDER indirect 2008-10-01 2011-05-26
FORTIS INVESTMENT MANAGEMENT USA, INC. SHAREHOLDER direct 2010-04-01 2011-05-26
FORTIS INVESTMENT MANAGEMENT USA, INC. SHAREHOLDER indirect 2010-04-01 2011-05-26
WALTER SCOTT & PARTNERS LIMITED OWNER indirect 2006-10-01 2011-05-27
THE NEWTON FOLLIS PARTNERSHIP LIMITED SHAREHOLDER direct 2009-03-01 2011-05-31
THAMES RIVER CAPITAL LLP MEMBER direct 2005-01-01 2011-06-09
CREDIT AGRICOLE ASSET MANAGEMENT INVESTMENT ADVISORS USA, INC. SHAREHOLDER direct 2007-11-01 2011-06-16
BANK OF IRELAND ASSET MANAGEMENT (U.S.) LTD. SHAREHOLDER indirect 2009-03-01 2011-06-21
VALUE PARTNERS LIMITED SHAREHOLDER direct 2007-10-01 2011-07-06
AURORA INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2006-11-01 2011-07-20
HARRIS ALTERNATIVES L.L.C. SHAREHOLDER indirect 2007-06-01 2011-07-20
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2006-11-01 2011-07-22
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2007-06-01 2011-07-22
CASPIAN PRIVATE EQUITY, LLC SHAREHOLDER indirect 2008-03-01 2011-08-25
CASPIAN PRIVATE EQUITY, LLC SHAREHOLDER indirect 2004-08-01 2011-08-25
BTG ASSET MANAGEMENT CORP. SHAREHOLDER direct 2008-09-01 2011-09-14
BTG ASSET MANAGEMENT CORP. GENERAL PARTNER indirect 2008-10-01 2011-09-14
BTG ASSET MANAGEMENT CORP. SHAREHOLDER indirect 2008-10-01 2011-09-14
DARIUS CAPITAL PARTNERS SAS SHAREHOLDER indirect 2011-07-01 2011-10-20
DARIUS CAPITAL PARTNERS SAS SHAREHOLDER indirect 2011-07-01 2011-10-20
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2006-08-01 2011-10-21
ALPINVEST PARTNERS B.V. PARTNER indirect 2000-12-01 2011-11-11
ALPINVEST PARTNERS B.V. PARTNER indirect 2011-07-01 2011-11-11
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
NATIXIS CASPIAN PRIVATE EQUITY, LLC SHAREHOLDER indirect 2006-11-01 2011-11-18
NATIXIS CASPIAN PRIVATE EQUITY, LLC SHAREHOLDER indirect 2007-06-01 2011-11-18
NEW FINANCE CAPITAL LLP DIRECT OWNER direct 2004-06-01 2011-11-23
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2006-11-01 2011-12-20
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2006-11-01 2011-12-20
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-06-01 2011-12-20
VAUGHAN NELSON TRUST COMPANY SHAREHOLDER indirect 2007-06-01 2011-12-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2006-11-01 2011-12-23
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2007-06-01 2011-12-23
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2006-11-01 2012-01-20
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. SHAREHOLDER indirect 2007-06-01 2012-01-20
EQT PARTNERS INC. SHAREHOLDER - A SHARES indirect 2010-06-01 2012-02-08
EQT PARTNERS INC. SHAREHOLDER - A AND B SHARES indirect 2010-06-01 2012-02-08
EQT PARTNERS INC. SHAREHOLDER indirect 2010-08-01 2012-02-08
EQT PARTNERS INC. SHAREHOLDER - A AND B SHARES indirect 2009-02-01 2012-02-08
EQT PARTNERS INC. SHAREHOLDER indirect 2007-03-01 2012-02-08
EQT PARTNERS INC. SHAREHOLDER indirect 1999-12-01 2012-02-08
EQT PARTNERS INC. SHAREHOLDER - A AND C SHARES indirect 2009-12-01 2012-02-08
EQT PARTNERS INC. SHAREHOLDER - B AND D SHARES indirect 2009-12-01 2012-02-08
NIKKO ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2011-04-01 2012-02-22
25 CAPITAL PARTNERS, LLC TRUSTEE indirect 2008-09-01 2012-02-29
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2012-02-29
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2012-02-29
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2006-12-01 2012-03-15
PROGRESS ADVISORS, LLC MEMBER indirect 2006-04-01 2012-03-26
NIKKO ASSET MANAGEMENT AMERICAS, INC. SHAREHOLDER indirect 2011-04-01 2012-03-27
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 2011-04-01 2012-03-27
NIKKO ASSET MANAGEMENT AMERICAS, INC. SHAREHOLDER indirect 2009-10-01 2012-03-27
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER direct 2009-10-01 2012-03-27
NIKKO ASSET MANAGEMENT EUROPE LTD SHAREHOLDER indirect 2009-10-01 2012-03-27
SECTOR OMEGA AS SHAREHOLDER CLASS B AND C direct 2004-06-01 2012-03-29
SECTOR OMEGA ASA SHAREHOLDER CLASS A direct 2004-07-01 2012-03-29
ALPINVEST PARTNERS B.V. SHAREHOLDER indirect 2010-12-01 2012-03-29
ALPINVEST PARTNERS B.V. GENERAL PARTNER indirect 2000-12-01 2012-03-29
NEWTON CAPITAL MANAGEMENT LTD OWNER indirect 2006-09-01 2012-03-29
NEWTON CAPITAL MANAGEMENT LTD OWNER indirect 2001-08-01 2012-03-29
ALPINVEST PARTNERS B.V. GENERAL PARTNER indirect 1998-12-01 2012-03-29
PLATINUM MANAGEMENT (NY) LLC GENERAL PARTNER - PLATINUM CREDIT MANAGEMENT L.P. direct 2005-09-01 2012-03-30
DLJ REAL ESTATE CAPITAL PARTNERS, INC. SHAREHOLDER indirect 2000-11-01 2012-03-30
DLJ REAL ESTATE CAPITAL PARTNERS, INC. SHAREHOLDER indirect 2000-11-01 2012-03-30
CANDLEWOOD INVESTMENT GROUP, LP 100% SHAREHOLDER indirect 2000-11-01 2012-03-30
CANDLEWOOD INVESTMENT GROUP, LP SOLE SHAREHOLDER indirect 2000-11-01 2012-03-30
VR ADVISORY SERVICES LTD. SHAREHOLDER indirect 2012-01-01 2012-03-30
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 2002-05-01 2012-04-03
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER, CLASS B direct 2006-12-01 2012-04-03
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 2011-01-01 2012-04-03
DFG INVESTMENT ADVISERS, INC. SHAREHOLDER indirect 2011-03-01 2012-04-03
NIKKO ASSET MANAGEMENT CO LTD SHAREHOLDER indirect 2011-04-01 2012-04-17
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER direct 2011-04-01 2012-04-17
CEPHEI CAPITAL MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2006-11-01 2012-05-16
CEPHEI CAPITAL MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 2007-12-01 2012-05-16
FRM AMERICAS LLC SHAREHOLDER indirect 1996-10-01 2012-05-25
FRM AMERICAS LLC TRUSTEE indirect 1996-10-01 2012-05-25
ADELPHI CAPITAL LLP CORPORATE PARTNER direct 2004-09-01 2012-06-08
VISION CAPITAL AMERICAS LLC SHAREHOLDER indirect 2005-10-01 2012-06-22
FORTIS INVESTMENT MANAGEMENT USA, INC. DIRECT OWNER direct 2011-07-01 2012-06-22
TREE LINE ADVISORS (HONG KONG) LTD TREE LINE ADVISORS (SINGAPORE) PTE LIMITED, SHAREHOLDER direct 2006-03-01 2012-07-12
FRANCK GALLAND US ADVISORS S.A. ULTIMATE OWNER indirect 1972-12-01 2012-07-17
FRANCK GALLAND US ADVISORS S.A. SHAREHOLDER indirect 1982-01-01 2012-07-17
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2012-07-01 2012-08-06
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01 2012-08-06
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1987-03-01 2012-08-06
LGT CAPITAL PARTNERS (USA) INC. SHAREHOLDER direct 2004-03-01 2012-08-21
WALTER SCOTT & PARTNERS LIMITED OWNER direct 2006-10-01 2012-08-23
WALTER SCOTT & PARTNERS LIMITED OWNER indirect 2006-10-01 2012-08-23
FRM AMERICAS LLC SHAREHOLDER indirect 2012-07-01 2012-09-12
FRM AMERICAS LLC SHAREHOLDER indirect 2001-04-01 2012-09-12
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2007-01-01 2012-09-14
ONEX PARTNERS MANAGER LP SHAERHOLDER indirect 2009-03-01 2012-09-14
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2009-12-01 2012-10-10
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2009-12-01 2012-10-10
BREVAN HOWARD US INVESTMENT MANAGEMENT LP LP OF BREVAN HOWARD US INVESTMENT MANAGEMENT LP direct 2012-04-01 2012-10-22
ING INVESTMENT MANAGEMENT INTERNATIONAL LLC SHAREHOLDER indirect 2009-04-01 2012-10-26
SQUADRON CAPITAL ADVISORS LIMITED SHAREHOLDER indirect 2006-05-01 2012-10-29
SQUADRON CAPITAL ADVISORS LIMITED SHAREHOLDER indirect 2004-12-01 2012-10-29
SQUADRON CAPITAL ADVISORS LIMITED TRUSTEE indirect 2004-12-01 2012-10-29
HILLHOUSE CAPITAL ADVISORS, LTD. SHAREHOLDER indirect 2012-01-01 2012-11-07
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 2009-09-01 2012-11-14
BNP PARIBAS INVESTMENT PARTNERS SINGAPORE LIMITED SHAREHOLDER indirect 2008-10-01 2012-11-15
GLG PARTNERS INTERNATIONAL LIMITED SHAREHOLDER indirect 2012-11-01 2012-11-19
MACKENZIE FINANCIAL CORPORATION CORPORATION indirect 1940-04-01 2013-01-02
MACKENZIE FINANCIAL CORPORATION CORPORATION indirect 1978-08-01 2013-01-02
MACKENZIE FINANCIAL CORPORATION CORPORATION indirect 2008-12-01 2013-01-02
MACKENZIE FINANCIAL CORPORATION CORPORATION indirect 1989-12-01 2013-01-02
HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED SHAREHOLDER indirect 2009-09-01 2013-01-02
EIM MANAGEMENT (USA) INC. INDIRECT OWNER indirect 1999-04-01 2013-01-24
EIM MANAGEMENT (USA) INC. DIRECT OWNER indirect 2007-12-01 2013-01-24
ASHFIELD CAPITAL PARTNERS, LLC 100% SHAREHOLDER indirect 2003-01-01 2013-01-28
ASHFIELD CAPITAL PARTNERS, LLC 100% SHAREHOLDER indirect 2003-01-01 2013-01-28
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2012-11-01 2013-01-31
GLG ORE HILL LLC SHAREHOLDER indirect 2012-11-01 2013-01-31
FRM INVESTMENTS (USA) LLC SHAREHOLDER indirect 2012-11-01 2013-01-31
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2011-11-01 2013-02-06
CFAL SECURITIES INTERNATIONAL LTD. HOLDING COMPANY direct 1992-08-01 2013-02-21
AUTONOMY AMERICAS LLC PARENT OF AUTONOMY CAPITAL (JERSEY) LP direct 2007-01-01 2013-02-28
IFM (US) INVESTMENT ADVISOR, LLC MEMBER indirect 2009-03-01 2013-02-28
BRAM US LLC OWNER/SHAREHOLDER indirect 2011-08-01 2013-02-28
GLG INC. SHAREHOLDER indirect 2012-11-01 2013-03-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2012-07-01 2013-03-08
MIRELIS ADVISORS S.A. SHAREHOLDER indirect 1998-01-01 2013-03-21
GLENWOOD CAPITAL INVESTMENTS, L.L.C. SHAREHOLDER indirect 2004-06-01 2013-03-27
ORE HILL PARTNERS LLC SHAREHOLDER indirect 2004-06-01 2013-03-27
ORE HILL PARTNERS LLC SHAREHOLDER indirect 2004-06-01 2013-03-27
FRM INVESTMENTS (USA) LLC SHAREHOLDER indirect 2012-11-01 2013-03-27
GLG ORE HILL LLC SHAREHOLDER indirect 2012-11-01 2013-03-27
GLENWOOD CAPITAL INVESTMENT, LLC. SHAREHOLDER indirect 2000-02-01 2013-03-27
GLENWOOD CAPITAL INVESTMENT, LLC. SHAREHOLDER indirect 2000-02-01 2013-03-27
STANDARD LIFE INVESTMENTS (USA) LIMITED 100% EQUITY OWNER direct 2006-04-01 2013-03-27
ORE HILL PARTNERS LLC SHAREHOLDER indirect 2000-02-01 2013-03-27
ORE HILL PARTNERS LLC SHAREHOLDER indirect 2000-02-01 2013-03-27
GLENWOOD CAPITAL INVESTMENTS, L.L.C. SHAREHOLDER indirect 2006-08-01 2013-03-27
MAN INVESTMENTS (USA) LLC SHAREHOLDER indirect 2006-08-01 2013-03-27
ORE HILL PARTNERS LLC SHAREHOLDER indirect 2006-08-01 2013-03-27
ORE HILL PARTNERS LLC SHAREHOLDER indirect 2006-08-01 2013-03-27
ORE HILL PARTNERS LLC SHAREHOLDER indirect 2007-11-01 2013-03-27
PULSE CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2011-11-01 2013-03-27
GLG INC. SHAREHOLDER indirect 2004-06-01 2013-03-28
GLG INC. SHAREHOLDER indirect 2004-06-01 2013-03-28
SPENCER CAPITAL MANAGEMENT, LLC CLASS C PREFERRED VOTING SHAREHOLDER indirect 2006-12-01 2013-03-28
THOMSON REUTERS GLOBAL MARKETS INC. SHAREHOLDER indirect 2004-07-01 2013-03-28
GLG INC. SHAREHOLDER indirect 2012-11-01 2013-03-28
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2005-12-01 2013-03-28
GLG INC. SHAREHOLDER indirect 2000-02-01 2013-03-28
APG ASSET MANAGEMENT US, INC DIRECT OWNER direct 1989-09-01 2013-03-28
GLG INC. SHAREHOLDER indirect 2000-02-01 2013-03-28
GLG INC. SHAREHOLDER indirect 2006-08-01 2013-03-28
GLG INC. SHAREHOLDER indirect 2006-08-01 2013-03-28
APG ASSET MANAGEMENT US, INC INDIRECT OWNER indirect 1998-06-01 2013-03-28
GLG INC. SHAREHOLDER indirect 2007-11-01 2013-03-28
EQT PARTNERS INC. SHAREHOLDER indirect 2012-01-01 2013-03-28
EQT PARTNERS INC. SHAREHOLDER indirect 2012-01-01 2013-03-28
EQT PARTNERS INC. SHAREHOLDER indirect 2012-01-01 2013-03-28
EQT PARTNERS INC. SHAREHOLDER indirect 2012-01-01 2013-03-28
SPENCER CAPITAL MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2010-01-01 2013-03-28
SOUTHERN CROSS MANAGEMENT MEMBER indirect 2006-12-01 2013-04-01
STONE POINT CAPITAL LLC OWNER OF CLASS B UNITS OF SPC MANAGEMENT HOLDINGS LLC direct 2012-12-01 2013-04-01
PLATINUM MANAGEMENT (NY) LLC OWNER OF SOLLERTIS LLC indirect 2011-05-01 2013-04-03
PRUDENTIAL ASSET MANAGEMENT (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2004-08-01 2013-04-09
ONEX PARTNERS MANAGER LP LIMITED PARTNER indirect 2006-11-01 2013-04-17
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2012-11-01 2013-04-17
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2012-11-01 2013-04-17
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2012-11-01 2013-04-17
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2012-11-01 2013-04-17
ONEX PARTNERS MANAGER LP GENERAL PARTNER OF ONEX PARTNERS MANAGER LP direct 2003-03-01 2013-04-17
ONEX PARTNERS MANAGER LP GENERAL PARTNER indirect 2007-09-01 2013-04-17
AREA MANAGEMENT HOLDINGS, LLC MEMBER direct 2011-03-01 2013-04-25
EGERTON CAPITAL LIMITED PARTNERSHIP GENERAL PARTNER direct 1995-10-01 2013-05-29
CFAL SECURITIES INTERNATIONAL LTD. SHAREHOLDER direct 1992-08-01 2013-05-30
SANTANDER ASSET MANAGEMENT SA SGIIC SHAREHOLDER indirect 1997-11-01 2013-05-31
SANTANDER ASSET MANAGEMENT SA SGIIC SHAREHOLDER direct 1999-11-01 2013-05-31
ING INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1991-01-01 2013-06-12
ING INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1991-01-01 2013-06-12
FOUR CORNERS CAPITAL MANAGEMENT, LLC OWNER indirect 2007-11-01 2013-06-24
FOUR CORNERS CAPITAL MANAGEMENT, LLC OWNER indirect 2007-11-01 2013-06-24
FOUR CORNERS CAPITAL MANAGEMENT, LLC OWNER indirect 2007-11-01 2013-06-24
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER (CEVIAN CAPITAL (UK) LLP) direct 2008-05-01 2013-07-05
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER indirect 2011-07-01 2013-07-05
CEVIAN CAPITAL II GP LIMITED SHAREHOLDER (CEVIAN CAPITAL LTD) direct 2007-12-01 2013-07-05
GW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1986-03-01 2013-07-09
GW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1988-03-01 2013-07-09
GW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1988-12-01 2013-07-09
GW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2001-01-01 2013-07-09
GW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2001-01-01 2013-07-09
GW CAPITAL MANAGEMENT LLC SHAREHOLDR indirect 2007-08-01 2013-07-09
PARETO INVESTMENT MANAGEMENT LIMITED SHAREHOLDER indirect 2006-10-01 2013-07-09
GLG ORE HILL LLC SHAREHOLDER indirect 2002-02-01 2013-07-11
GLG ORE HILL LLC SHAREHOLDER indirect 2013-06-01 2013-07-11
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 1999-03-01 2013-07-16
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2004-06-01 2013-07-16
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2004-06-01 2013-07-16
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2000-02-01 2013-07-16
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2000-02-01 2013-07-16
MAN INVESTMENTS (USA) CORP. SHAREHOLDER indirect 2006-08-01 2013-07-16
FRM INVESTMENTS (USA) LLC SHAREHOLDER indirect 2002-02-01 2013-08-06
FRM INVESTMENTS (USA) LLC SHAREHOLDER indirect 2013-07-01 2013-08-06
ADVISED ASSETS GROUP, LLC SHAREHOLDER indirect 1986-03-01 2013-08-16
ADVISED ASSETS GROUP, LLC SHAREHOLDER indirect 1988-03-01 2013-08-16
KILDARE PARTNERS US, LLC SHAREHOLDER OF KILDARE HOLDINGS, LTD. direct 2013-04-01 2013-08-16
KILDARE PARTNERS US, LLC TRUSTEE OF THE KILDARE HOLDINGS TRUST, LTD. direct 2013-04-01 2013-08-16
KILDARE PARTNERS US, LLC TRUSTEE indirect 2013-04-01 2013-08-16
KILDARE PARTNERS US, LLC GENERAL PARTNER OF KILDARE GENPAR I, LP direct 2013-04-01 2013-08-16
ADVISED ASSETS GROUP, LLC SHAREHOLDER indirect 2001-01-01 2013-08-16
ADVISED ASSETS GROUP, LLC SHAREHOLDER indirect 2001-01-01 2013-08-16
ADVISED ASSETS GROUP, LLC SHAREHOLDER indirect 2007-08-01 2013-08-16
ADVISED ASSETS GROUP, LLC SHAREHOLDER indirect 1998-12-01 2013-08-16
IFM (US) INVESTMENT ADVISOR, LLC MEMBER indirect 2006-11-01 2013-09-27
IFM (US) INVESTMENT ADVISOR, LLC SHAREHOLDER indirect 2009-03-01 2013-09-27
XULU INC SHAREHOLDER direct 2012-08-01 2013-09-30
SCOTIA ASSET MANAGEMENT U.S. INC. GENERAL PARTNER indirect 2009-11-01 2013-10-11
NEWTON CAPITAL MANAGEMENT LTD OWNER indirect 2006-09-01 2013-11-11
NEWTON CAPITAL MANAGEMENT LTD OWNER indirect 2001-08-01 2013-11-11
ING INVESTMENT MANAGEMENT INTERNATIONAL LLC SHAREHOLDER indirect 2009-04-01 2013-11-20
ING INVESTMENT MANAGEMENT INTERNATIONAL LLC SHAREHOLDER indirect 1991-01-01 2013-11-20
ING INVESTMENT MANAGEMENT INTERNATIONAL LLC SHAREHOLDER indirect 1991-01-01 2013-11-20
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP SHAREHOLDER indirect 2007-10-01 2013-11-20
ING INVESTMENT MANAGEMENT INTERNATIONAL LLC SHAREHOLDER indirect 2011-12-01 2013-11-20
WINTON CAPITAL MANAGEMENT LTD. OWNER indirect 2007-01-01 2013-12-03
WINTON CAPITAL MANAGEMENT LTD. OWNER indirect 2007-01-01 2013-12-03
WINTON CAPITAL MANAGEMENT LTD. TRUSTEE indirect 2007-01-01 2013-12-03
WINTON CAPITAL MANAGEMENT LTD. SHAREHOLDER (A CLASS SHARES) direct 2007-02-01 2013-12-03
WINTON CAPITAL MANAGEMENT LTD. SHAREHOLDER (B CLASS SHARES) direct 2007-07-01 2013-12-03
BNP PARIBAS INVESTMENT PARTNERS SINGAPORE LIMITED SHAREHOLDER indirect 2008-10-01 2013-12-11
BNP PARIBAS INVESTMENT PARTNERS SINGAPORE LIMITED SHAREHOLDER indirect 2009-05-01 2013-12-11
GLG PARTNERS LP SHAREHOLDER indirect 2012-11-01 2013-12-18
GLG PARTNERS INTERNATIONAL LIMITED SHAREHOLDER indirect 2012-11-01 2013-12-20
AXA ROSENBERG INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1998-12-01 2014-01-08
SANTANDER ASSET MANAGEMENT SA SGIIC SHAREHOLDER indirect 1997-11-01 2014-01-16
SANTANDER ASSET MANAGEMENT SA SGIIC SHAREHOLDER indirect 2013-12-01 2014-01-17
RHODIUM CAPITAL MANAGEMENT LLP MANAGING MEMBER direct 2013-07-01 2014-01-21
SCOTIA ASSET MANAGEMENT L.P. OWNER indirect 2009-11-01 2014-02-03
SANTANDER ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2013-12-01 2014-02-07
SANTANDER ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2013-12-01 2014-02-07
SANTANDER ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2013-12-01 2014-02-07
SANTANDER ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2013-12-01 2014-02-07
SANTANDER ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2013-12-01 2014-02-07
SANTANDER ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2013-12-01 2014-02-07
SANTANDER ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2013-12-01 2014-02-07
VISION CAPITAL AMERICAS LLC SHAREHOLDER indirect 2005-04-01 2014-02-28
S.A.C. CAPITAL ADVISORS, L.P. SHAREHOLDER indirect 2008-01-01 2014-03-03
MIRELIS ADVISORS S.A. OWNER direct 2011-03-01 2014-03-20
THE CAMPBELL GROUP, LLC 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC. indirect 2003-01-01 2014-03-25
THE CAMPBELL GROUP, LLC 100% SHAREHOLDER OF OM GROUP (UK) LIMITED indirect 2003-01-01 2014-03-25
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2009-03-01 2014-03-27
ALTPOINT CAPITAL PARTNERS LLC MAJORITY OWNER indirect 2008-07-01 2014-03-28
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2012-11-01 2014-03-28
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2012-11-01 2014-03-28
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2009-03-01 2014-03-28
EIM MANAGEMENT USA INC INDIRECT OWNER indirect 2007-12-01 2014-03-28
THOMSON GLOBAL MARKETS INC SHAREHOLDER indirect 2007-12-01 2014-03-28
SANTANDER ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2013-12-01 2014-03-31
AHL PARTNERS LLP SHAREHOLDER indirect 2012-11-01 2014-04-01
CREDIT VALUE PARTNERS, LP SOLE SHAREHOLDER indirect 2000-11-01 2014-04-02
CREDIT VALUE PARTNERS, LP 100% SHAREHOLDER indirect 2000-11-01 2014-04-02
NIKKO ASSET MANAGEMENT HONG KONG LIMITED SHAREHOLDER direct 1999-08-01 2014-04-22
NIKKO ASSET MANAGEMENT HONG KONG LIMITED SHAREHOLDER indirect 2011-04-01 2014-04-22
NIKKO ASSET MANAGEMENT HONG KONG LIMITED SHAREHOLDER indirect 2011-09-01 2014-04-22
CASPIAN PRIVATE EQUITY, LLC MEMBER direct 2008-03-01 2014-05-05
NATIXIS ASSET MANAGEMENT U.S., LLC SHAREHOLDER direct 2014-01-01 2014-05-19
AMERICAN CAPITAL MANAGEMENT INC SHAREHOLDER direct 1980-01-01 2014-05-28
KILTEARN PARTNERS LLP SHAREHOLDER direct 2011-01-01 2014-06-17
IDFC INVESTMENT ADVISORS LIMITED SHAREHOLDER indirect 2000-03-01 2014-06-20
IDFC INVESTMENT ADVISORS LIMITED SHAREHOLDER direct 2009-08-01 2014-06-20
IDFC INVESTMENT ADVISORS LIMITED SHAREHOLDER indirect 2011-11-01 2014-06-20
OAK RIDGE INVESTMENTS, LLC OWNER indirect 2001-10-01 2014-07-08
IMPAX ASSET MANAGEMENT, LTD. SHAREHOLDER indirect 2008-10-01 2014-07-29
IMPAX ASSET MANAGEMENT, LTD. SHAREHOLDER indirect 2009-04-01 2014-07-29
IMPAX ASSET MANAGEMENT, LTD. SHAREHOLDER indirect 2009-05-01 2014-07-29
IMPAX ASSET MANAGEMENT, LTD. SHAREHOLDER indirect 2007-12-01 2014-07-29
IMPAX ASSET MANAGEMENT, LTD. SHAREHOLDER indirect 2010-04-01 2014-07-29
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2005-06-01 2014-07-31
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2004-08-01 2014-07-31
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2009-07-01 2014-07-31
HANSBERGER GLOBAL INVESTORS, INC. SHAREHOLDER indirect 2011-09-01 2014-07-31
EIM MANAGEMENT (USA) INC. OWNER indirect 1999-04-01 2014-09-03
INTERMEDIATE CAPITAL GROUP, INC MANAGING MEMBER direct 2013-07-01 2014-10-07
THOMSON REUTERS GLOBAL MARKETS INC. SHAREHOLDER indirect 2013-03-01 2014-10-30
THOMSON REUTERS GLOBAL MARKETS INC. SHAREHOLDER indirect 2000-07-01 2014-10-30
HUMMINGBIRD PARTNERS, LLC SHAREHOLDER direct 2014-10-01 2014-11-06
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP SHAREHOLDER indirect 2010-01-01 2014-11-21
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP SHAREHOLDER indirect 2014-01-01 2014-11-21
CAPRI CAPITAL PARTNERS, LLC MEMBER, CAPRI GLOBAL CAPITAL, LTD. "RELYING ADVISER" direct 2006-06-01 2014-12-02
PICTON MAHONEY ASSET MANAGEMENT PARTNER direct 2004-08-01 2014-12-15
PICTON MAHONEY ASSET MANAGEMENT OWNER indirect 2004-08-01 2014-12-15
PICTON MAHONEY ASSET MANAGEMENT OWNER indirect 2004-08-01 2014-12-15
PICTON MAHONEY ASSET MANAGEMENT PARTNER direct 2007-08-01 2014-12-15
KAZIMIR PARTNERS LIMITED SHAREHOLDER direct 2007-12-01 2015-01-03
ADVANCE INVESTMENT MANAGERS LIMITED DIRECT ENTITY direct 2014-05-01 2015-01-12
ADVANCE INVESTMENT MANAGERS LIMITED SHAREHOLDER indirect 2014-05-01 2015-01-12
ADVANCE INVESTMENT MANAGERS LIMITED SHAREHOLDER indirect 2014-05-01 2015-01-12
ADVANCE INVESTMENT MANAGERS LIMITED SHAREHOLDER indirect 2014-05-01 2015-01-12
ADVANCE INVESTMENT MANAGERS LIMITED SHAREHOLDER indirect 2014-05-01 2015-01-12
ADVANCE INVESTMENT MANAGERS LIMITED SHAREHOLDER indirect 2014-05-01 2015-01-12
HARMONIC CAPITAL PARTNERS LLP CORPORATE PARTNER direct 2012-06-01 2015-01-23
HARMONIC CAPITAL PARTNERS LLP SHAREHOLDER indirect 2012-08-01 2015-01-23
HARMONIC CAPITAL PARTNERS LLP TRUSTEE indirect 2012-08-01 2015-01-23
RBC INVESTMENT ADVISORS SA ULTIMATE OWNER indirect 1972-12-01 2015-01-26
RBC INVESTMENT ADVISORS SA SHAREHOLDER indirect 2012-11-01 2015-01-26
FRANCK GALLAND US ADVISORS S.A. SHAREHOLDER indirect 2000-08-01 2015-01-26
PICTET NORTH AMERICA ADVISORS SA SH direct 2013-07-01 2015-01-26
FRANCK GALLAND US ADVISORS S.A. SHAREHOLDER direct 2011-10-01 2015-01-26
MIRELIS ADVISORS S.A. SHAREHOLDER indirect 1997-01-01 2015-02-25
RHODIUM CAPITAL MANAGEMENT LLP OWNER indirect 2013-07-01 2015-03-09
RHODIUM CAPITAL MANAGEMENT LLP MANAGING PARTNER direct 2013-07-01 2015-03-09
E FUND MANAGEMENT (HONG KONG) CO., LIMITED SHAREHOLDER direct 2008-08-01 2015-03-24
25 CAPITAL PARTNERS, LLC NOMINEE FOR SADLER TRUST indirect 2012-09-01 2015-03-26
JEMSTEP, INC. SHAREHOLDER direct 2014-02-01 2015-03-27
JEMSTEP, INC. SHAREHOLDER direct 2008-03-01 2015-03-27
EQT PARTNERS INC. SHAREHOLDER indirect 2012-04-01 2015-03-30
EQT PARTNERS INC. SHAREHOLDER indirect 2012-11-01 2015-03-30
EQT PARTNERS INC. SHAREHOLDER - A SHARES indirect 1985-01-01 2015-03-30
EQT PARTNERS INC. SHAREHOLDER indirect 2011-11-01 2015-03-30
EQT PARTNERS INC. SHAREHOLDER indirect 1998-10-01 2015-03-30
APG ASSET MANAGEMENT US, INC INDIRECT OWNER indirect 2014-01-01 2015-03-30
AURELIUS CAPITAL MANAGEMENT, LP MEMBER, AURELIUS CAPITAL MANAGEMENT (UK), LLP direct 2014-08-01 2015-03-31
AURELIUS CAPITAL MANAGEMENT, LP MEMBER, AURELIUS CAPITAL MANAGEMENT (UK), LLP indirect 2014-08-01 2015-03-31
VTL ASSOCIATES, LLC MEMBER direct 2013-04-01 2015-03-31
KILDARE PARTNERS US, LLC TRUSTEE indirect 2013-04-01 2015-03-31
KILDARE PARTNERS US, LLC GENERAL PARTNER - KILDARE GENPAR I, L.P. direct 2013-04-01 2015-03-31
ITAU USA ASSET MANAGEMENT INC. SHAREHOLDER indirect 2003-05-01 2015-03-31
KILDARE PARTNERS US, LLC SHAREHOLDER - CURZON ADVISERS, LTD. direct 2013-08-01 2015-03-31
KILDARE PARTNERS US, LLC SHAREHOLDER indirect 2013-08-01 2015-03-31
KILDARE PARTNERS US, LLC SHAREHOLDER - KILDARE ACQUISITIONS IRELAND, LTD. direct 2013-10-01 2015-03-31
ITAU USA ASSET MANAGEMENT INC. SHAREHOLDER direct 2012-01-01 2015-03-31
KILDARE PARTNERS US, LLC SHAREHOLDER - KILDARE PARTNERS UK, LLP direct 2013-11-01 2015-03-31
KILDARE PARTNERS US, LLC SHAREHOLDER indirect 2013-11-01 2015-03-31
ING INVESTMENT MANAGEMENT INTERNATIONAL LLC SHAREHOLDER indirect 2014-03-01 2015-05-27
KILTEARN PARTNERS LLP LIMITED PARTNER direct 2011-01-01 2015-06-11
IDFC INVESTMENT ADVISORS LIMITED SHAREHOLDER direct 2008-05-01 2015-06-25
SOCIETE GENERALE ASSET MANAGEMENT (JAPAN) CO., LTD. PARENT OF AMUNDI S.A. indirect 1978-11-01 2015-06-29
PERMAL CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-04-01 2015-06-29
PERMAL CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2013-06-01 2015-06-29
PERMAL CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2013-06-01 2015-06-29
PERMAL CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2013-06-01 2015-06-29
SOCIETE GENERALE ASSET MANAGEMENT (JAPAN) CO., LTD. SHAREHOLDER OF AMUNDI GROUP S.A. indirect 2001-04-01 2015-06-29
AMUNDI JAPAN LTD. PARENT OFAMUNDI JAPAN HOLDING LTD. indirect 2009-12-01 2015-06-29
QUONA CAPITAL, LLC SOLE SHAREHOLDER direct 2015-06-01 2015-07-01
GOVERNANCE FOR OWNERS LLP DESIGNATED MEMBER direct 2004-11-01 2015-07-06
EDGBASTON INVESTMENT PARTNERS LIMITED SHAREHOLDER direct 2008-05-01 2015-07-07
UBS REALTY INVESTORS LLC PARENT COMPANY indirect 1999-12-01 2015-07-28
UBS AGRIVEST LLC PARENT COMPANY indirect 2000-07-01 2015-07-28
AALTO INVEST UK LTD PARENT COMPANY direct 2015-04-01 2015-07-30
BNP PARIBAS INVESTMENT PARTNERS UK LTD SHAREHOLDER indirect 2008-10-01 2015-08-07
BNP PARIBAS INVESTMENT PARTNERS UK LTD SHAREHOLDER indirect 2009-05-01 2015-08-07
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2007-11-01 2015-08-11
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2007-11-01 2015-08-11
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2007-11-01 2015-08-11
RIVERBRIDGE PARTNERS LLC LIMITED PARTNER indirect 2011-01-01 2015-08-13
PERMAL ASSET MANAGEMENT INC. SHAREHOLDER indirect 2013-03-01 2015-09-16
PERMAL ASSET MANAGEMENT INC. SHAREHOLDER indirect 2013-03-01 2015-09-16
PERMAL ASSET MANAGEMENT INC. SHAREHOLDER indirect 2013-03-01 2015-09-16
PERMAL ASSET MANAGEMENT INC. SHAREHOLDER indirect 2005-01-01 2015-09-16
XULU INC GENERAL PARTNER indirect 2010-04-01 2015-09-29
EQT PARTNERS INC. SHAREHOLDER indirect 2012-11-01 2015-10-06
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2012-10-01 2015-11-24
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER OF CENTERBRIDGE ASSOCIATES III, L.P. direct 2015-03-01 2015-11-24
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2015-03-01 2015-11-24
FORT, L.P. OWNER indirect 2008-01-01 2015-12-11
FORT, L.P. OWNER indirect 2000-02-01 2015-12-11
FORT, L.P. OWNER indirect 2000-02-01 2015-12-11
FORT, L.P. OWNER indirect 2000-02-01 2015-12-11
AXIOM ALTERNATIVE INVESTMENTS OWNER direct 2009-07-01 2015-12-11
AXIOM ALTERNATIVE INVESTMENTS OWNER direct 2013-06-01 2015-12-11
GOTTEX FUND MANAGEMENT, LTD. OWNER indirect 2005-11-01 2016-01-08
CAMBRIDGE ASSOCIATES LTD LLC TRUSTEE indirect 2012-12-01 2016-01-13
CAMBRIDGE ASSOCIATES LTD LLC TRUSTEE indirect 2000-06-01 2016-01-13
CAMBRIDGE ASSOCIATES LTD LLC SHAREHOLDER indirect 2000-06-01 2016-01-13
BMO NESBITT BURNS SECURITIES LTD. SOLE SHAREHOLDER indirect 1998-09-01 2016-01-13
PICTON MAHONEY ASSET MANAGEMENT SHAREHOLDER indirect 2004-08-01 2016-01-28
PORTLAND HILL CAPITAL LLP PARTNER direct 2012-04-01 2016-02-29
PANDION MINE FINANCE, LP LIMITED PARTNER (PANDION MINE FINANCE, LP) direct 2016-02-01 2016-03-11
TREE LINE ADVISORS (HONG KONG) LTD TREE LINE ADVISORS (SINGAPORE) PTE LIMITED (RELYING ADVISER), SHAREHOLDER direct 2006-03-01 2016-03-22
RUSSELL INVESTMENT MANAGEMENT COMPANY SHAREHOLDER indirect 2014-06-01 2016-03-29
RUSSELL CAPITAL INC. SHAREHOLDER indirect 2014-06-01 2016-03-29
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2009-03-01 2016-03-29
ONEX CREDIT PARTNERS, LLC SHAREHOLDER indirect 2013-01-01 2016-03-29
HIGHFIELDS CAPITAL MANAGEMENT LP PARENT indirect 1990-01-01 2016-03-29
PUTNAM INVESTMENTS LIMITED (U.K.) SHAREHOLDER indirect 2007-08-01 2016-03-29
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01 2016-03-29
PUTNAM INVESTMENTS LIMITED SHAREHOLDER indirect 2013-10-01 2016-03-29
H2O AM LLP SHAREHOLDER indirect 2010-08-01 2016-03-30
H2O AM LLP SHAREHOLDER indirect 2006-12-01 2016-03-30
FORUM PARTNERS INVESTMENT MANAGEMENT LLC DIRECT OWENER OF FORUM PARTNERS EUROPE (UK) LLP direct 2006-12-01 2016-03-30
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2007-01-01 2016-03-30
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2015-03-01 2016-03-30
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2009-03-01 2016-03-30
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2013-01-01 2016-03-30
LGT CAPITAL PARTNERS (USA) INC. SHAREHOLDER indirect 2004-09-01 2016-03-30
OAK CIRCLE CAPITAL PARTNERS LLC PARENT indirect 1990-01-01 2016-03-30
GUGGENHEIM PARTNERS LATIN AMERICA, INC. SHAREHOLDER direct 2015-12-01 2016-03-30
ARMOR ADVISORS, L.L.C. OWNER direct 2016-01-01 2016-03-30
ONEX PARTNERS MANAGER LP SHAREHOLDER indirect 2013-12-01 2016-03-30
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP SHAREHOLDER indirect 2010-01-01 2016-04-06
1832 ASSET MANAGEMENT U.S. INC. OWNER indirect 2010-07-01 2016-04-07
1832 ASSET MANAGEMENT U.S. INC. OWNER indirect 2012-02-01 2016-04-07
KAZIMIR PARTNERS LIMITED SHAREHOLDER indirect 2007-12-01 2016-04-13
GAVEKAL CAPITAL, LLC OWNER indirect 2010-07-01 2016-04-22
RIVERBRIDGE PARTNERS LLC LIMITED PARTNER indirect 2015-11-01 2016-04-26
RIVERBRIDGE PARTNERS LLC GENERAL PARTNER indirect 2015-11-01 2016-04-26
CAPRI CAPITAL PARTNERS, LLC MEMBER indirect 1977-03-01 2016-04-27
INNOCAP INVESTMENT MANAGEMENT INC. 50% OWNER OF INNOCAP GLOBAL INVESTMENT MANAGEMENT LTD. direct 2007-05-01 2016-04-27
HIGHVISTA STRATEGIES LLC PARENT indirect 1990-01-01 2016-04-28
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2007-08-01 2016-04-28
PDT PARTNERS, LLC MEMBER OF PDT PARTNERS UK, LLP direct 2012-05-01 2016-04-29
EDEX RECOVERY SOLUTIONS, LLC OWNER indirect 2005-11-01 2016-05-10
ERG ASSET MANAGEMENT LLC FOREIGN ENTITY indirect 2015-11-01 2016-05-10
WADHWANI ASSET MANAGEMENT LLP PARTNER direct 2012-10-01 2016-05-23
PERMAL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2013-03-01 2016-06-01
AALTO INVEST UK LTD PARENT COMPANY direct 2015-10-01 2016-06-10
AHL PARTNERS LLP GENERAL PARTNER direct 2012-12-01 2016-06-17
IDFC INVESTMENT ADVISORS LIMITED SHAREHOLDER indirect 2010-12-01 2016-06-28
IDFC INVESTMENT ADVISORS LIMITED SHAREHOLDER indirect 2010-12-01 2016-06-28
IDFC INVESTMENT ADVISORS LIMITED SHAREHOLDER indirect 2010-12-01 2016-06-28
IDFC INVESTMENT ADVISORS LIMITED SHAREHOLDER indirect 2010-12-01 2016-06-28
3I DEBT MANAGEMENT US LLC SHAREHOLDER, COMMON STOCK indirect 1999-11-01 2016-06-28
HIGHVISTA STRATEGIES LLC PARENT indirect 1990-01-01 2016-06-28
3I DEBT MANAGEMENT US LLC SHAREHOLDER, COMMON STOCK indirect 1991-03-01 2016-06-28
IDFC INVESTMENT ADVISORS LIMITED SHAREHOLDER direct 2011-12-01 2016-06-28
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2008-02-01 2016-06-30
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2007-02-01 2016-06-30
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2007-04-01 2016-06-30
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2015-07-01 2016-06-30
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2007-11-01 2016-06-30
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2007-11-01 2016-06-30
ING INVESTMENT MANAGEMENT INTERNATIONAL LLC SOLE MEMBER direct 2011-06-01 2016-07-08
ING INVESTMENT MANAGEMENT INTERNATIONAL LLC SHAREHOLDER indirect 2011-12-01 2016-07-08
RUSNANO USA, INC SHAREHOLDER indirect 2011-03-01 2016-07-19
AALTO INVEST US INC. PARENT COMPANY direct 2015-10-01 2016-07-19
IMARA ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1999-02-01 2016-07-29
IMARA ASSET MANAGEMENT LIMITED TRUSTEE indirect 2008-12-01 2016-07-29
IMARA ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2015-04-01 2016-07-29
IMARA ASSET MANAGEMENT LIMITED TRUSTEE indirect 2015-06-01 2016-07-29
PANDION MINE FINANCE, LP SHAREHOLDER (MKS PRIVATE EQUITY BV) indirect 2016-02-01 2016-08-04
NEWTON CAPITAL MANAGEMENT LTD OWNER indirect 2007-07-01 2016-08-17
GOODHART PARTNERS LLP UNITHOLDER indirect 2014-11-01 2016-08-30
SANTANDER ASSET MANAGEMENT, LLC OWNER direct 2014-12-01 2016-08-31
GLG PARTNERS INTERNATIONAL LIMITED SHAREHOLDER indirect 2012-11-01 2016-09-19
GLG PARTNERS INTERNATIONAL LIMITED SHAREHOLDER indirect 2011-01-01 2016-09-19
LONDON AND CAPITAL INTERNATIONS\LIMITED SHAREHOLDER direct 2004-05-01 2016-09-27
LONDON AND CAPITAL INTERNATIONS\LIMITED SHAREHOLDER indirect 1999-07-01 2016-09-27
ARENA INVESTORS, LP OWNER indirect 2015-06-01 2016-10-19
ITAU USA ASSET MANAGEMENT INC. ITAÚ UNIBANCO S.A. direct 2015-12-01 2016-11-01
CDH INVESTMENT ADVISORY PRIVATE LIMITED SHAREHOLDER OF CDH CHINA MANAGEMENT COMPANY LIMITED direct 2005-07-01 2016-11-03
CDH INVESTMENT ADVISORY PRIVATE LIMITED SHAREHOLDER OF CDH CHINA MANAGEMENT COMPANY LIMITED direct 2007-05-01 2016-11-03
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS C ORDINARY SHAREHOLDER OF CDH III HOLDINGS COMPANY LIMITED direct 2007-07-01 2016-11-03
CDH INVESTMENT ADVISORY PRIVATE LIMITED CLASS A ORDINARY SHAREHOLDER OF CDH IV HOLDINGS COMPANY LIMITED direct 2009-07-01 2016-11-03
O'SHARES INVESTMENT ADVISERS, LLC MEMBER indirect 2015-05-01 2016-11-18
O'SHARES INVESTMENT ADVISERS, LLC REGISTRANT direct 2016-03-01 2016-11-18
O'SHARES INVESTMENT ADVISERS, LLC MEMBER indirect 2016-03-01 2016-11-18
THE PUTNAM ADVISORY COMPANY, LLC SHAREHOLDER indirect 2013-10-01 2016-11-21
PUTNAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2013-10-01 2016-11-21
CDH INVESTMENT ADVISORY PRIVATE LIMITED SHAREHOLDER indirect 1995-04-01 2016-12-02
CDH INVESTMENT ADVISORY PRIVATE LIMITED SHAREHOLDER indirect 1996-09-01 2016-12-02
CDH INVESTMENT ADVISORY PRIVATE LIMITED SHAREHOLDER indirect 1985-03-01 2016-12-02
CDH INVESTMENT ADVISORY PRIVATE LIMITED GENERAL PARTNER indirect 2001-04-01 2016-12-02
CDH INVESTMENT ADVISORY PRIVATE LIMITED GENERAL PARTNER indirect 2001-04-01 2016-12-02
AUBREY CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2009-10-01 2016-12-02
PERMAL CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2016-05-01 2016-12-09
AXIUM INFRASTRUCTURE US INC. SOLE STOCKHOLDER direct 2012-10-01 2017-01-03
NEWTON CAPITAL MANAGEMENT LTD OWNER indirect 1992-01-01 2017-01-18
PRUDENTIAL ASSET MANAGEMENT (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2005-05-01 2017-01-20
SERONE CAPITAL MANAGEMENT LLP OWNER SERONE CAPITAL MANAGEMENT GP LTD indirect 2009-06-01 2017-01-27
SERONE CAPITAL MANAGEMENT LLP OWNER SERONE CAPITAL MANAGEMENT GP LTD direct 2013-07-01 2017-01-27
LGT CAPITAL PARTNERS (USA) INC. SHAREHOLDER indirect 2016-12-01 2017-02-06
ITAU USA ASSET MANAGEMENT INC. SHAREHOLDER indirect 2016-12-01 2017-02-16
CONCENTUS PARTNERS MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01 2017-03-14
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. SHAREHOLDER indirect 1999-04-01 2017-03-17
BNP PARIBAS INVESTMENT PARTNERS UK LTD SHAREHOLDER indirect 2009-04-01 2017-03-29
STANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED 100% EQUITY OWNER indirect 2006-05-01 2017-03-29
BNP PARIBAS INVESTMENT PARTNERS UK LTD SHAREHOLDER indirect 2010-04-01 2017-03-29
PIONEER INVESTMENT MANAGEMENT, INC. OWNER indirect 2000-10-01 2017-03-30
PERRY CORP PARTNER OF PERRY CAPITAL UK LLP (RELYING ADVISER) direct 2004-09-01 2017-03-30
LA FRANCAISE FORUM SECURITIES LIMITED DIRECT OWNER direct 2013-09-01 2017-03-30
FORUM PARTNERS INVESTMENT MANAGEMENT LLC DIRECT OWNER OF FORUM PARTNERS INVESTMENT MANAGEMENT LLC direct 2014-11-01 2017-03-31
FORETHOUGHT INVESTMENT ADVISORS, LLC OWNER indirect 2012-12-01 2017-03-31
SL CAPITAL PARTNERS LLP 100% EQUITY OWNER indirect 2006-05-01 2017-03-31
BNP PARIBAS INVESTMENT PARTNERS SINGAPORE LIMITED SHAREHOLDER indirect 2009-05-01 2017-04-05
GOTTEX FUND MANAGEMENT, LTD. OWNER indirect 2015-11-01 2017-04-05
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2012-07-01 2017-04-12
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01 2017-04-12
GENEVA CAPITAL MANAGEMENT LTD SHAREHOLDER indirect 2014-10-01 2017-04-27
CF PARTNERS CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2015-09-01 2017-05-11
CF PARTNERS CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2015-09-01 2017-05-11
CF PARTNERS CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2015-09-01 2017-05-11
CVC CREDIT PARTNERS, LLC 76% OWNER indirect 2012-04-01 2017-05-12
CVC CREDIT PARTNERS, LLC SOLE SHAREHOLDER indirect 2010-11-01 2017-05-12
CVC CREDIT PARTNERS, LLC 99% HOLDER indirect 2015-09-01 2017-05-12
CVC CREDIT PARTNERS, LLC SOLE SHAREHOLDER indirect 2006-10-01 2017-05-12
OCTOGONE NA INC. OWNER indirect 2004-07-01 2017-05-23
OCTOGONE NA INC. OWNER direct 2016-08-01 2017-05-23
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC SHAREHOLDER indirect 2007-10-01 2017-05-31
STANDARD LIFE INVESTMENTS (USA) LIMITED 100% EQUITY OWNER indirect 2006-05-01 2017-06-08
LIGHTHOUSE SWISS WEALTH ADVISORS AG TRUSTEE indirect 2015-01-01 2017-06-15
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2017-07-01 2017-07-12
WINTON CAPITAL US LLC HOLDING COMPANY direct 2014-02-01 2017-08-24
BABU, FRÉDÉRIC JOSEPH CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CIO SEEYOND DIVISION 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
TYREE, DAVID W. PRESIDENT direct 1991-04-01
INVESTEC PMG CAPITAL MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER direct 1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P. MANAGING MEMBER indirect 1995-10-01
WHITEGATE INVESTMENT COUNSELORS INC SHAREHOLDER direct 1998-07-01
JGE CAPITAL MANAGEMENT, LLC TRUST indirect 1995-10-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. SHAREHOLDER indirect 1998-07-01
PENSION PORTFOLIO ADVISORS INC. N/A direct 1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP. SHAREHOLDER direct 1995-11-01
BONNIE WUSZ & ASSOCIATES, INC. OWNER direct 1991-06-01
CORNERSTONE ADVISORS, LLC OWNER indirect 1982-08-01
MOSBY LINCOLN LC MEMBER MANAGER direct 1995-12-01
CAROL GRANT DESMOND OWNER direct 1982-12-01
HHH INVESTMENT INC PRESIDENT direct 1995-12-01
VAN BERKOM AND ASSOCIATES INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER indirect 1991-07-01
SIFE DIRECTOR/OWNER direct 1995-12-01
AMERVEST COMPANY, INC. CCO / MANAGING DIRECTOR direct 1983-01-01
KAUFMAN BROS., L.P. LP direct 1995-12-01
SIRIUS PARTNERS, L.P. SHAREHOLDER indirect 1983-01-01
OVERLOOK INVESTMENTS L.P. GENERAL PARTNER direct 1995-12-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1983-02-01
RIGGS SECURITIES INC. SHAREHOLDER indirect 1991-09-01
P. R. HERZIG & CO. INC. BOARD OF DIRECTORS direct 1995-12-01
P. R. HERZIG & CO. INC. SHAREHOLDER direct 1995-12-01
GREENLEAF ASSET MANAGEMENT INC PRESIDENT direct 1991-10-01
P. R. HERZIG & CO. INC. TRUSTEE OF 2 TRUSTS indirect 1995-12-01
OWNERSHIP ADVISORS, INC. PRESIDENT direct 1998-09-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
RANSON CAPITAL CORPORATION VP SEC. direct 1996-01-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1998-09-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1998-09-01
SOMERS ASSET MANAGEMENT INCORPORATED PRESIDENT direct 1991-11-01
OLYMPUS ADVISORS, LLC MEMBER direct 1996-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1996-02-01
ACCESS FINANCIAL GROUP, INC. OWNER direct 1996-02-01
MCELWAIN ROBERT JOHN PRESIDENT direct 1983-10-01
CAVALRY BANKING TRUST OFFICER/ SVP direct 1992-01-01
MIDWEST CAPITAL MANAGEMENT, INC. PRESIDENT direct 1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED CORPORATE SECRETARY direct 1996-03-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE indirect 1998-10-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE direct 1998-10-01
JGE CAPITAL MANAGEMENT, LLC MEMBER direct 1996-04-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED TRUSTEE indirect 1984-05-01
RYDER STILWELL INVESTMENT ADVISORS INC MAJORITY OWNER indirect 1992-04-01
CITY SECURITIES CORPORATION DIRECTOR direct 1998-11-01
FINANCIAL ADVISORY SERVICE INC JAMES G. DUSSOLD, TRUSTEE direct 1996-05-01
LM ADVISORS INC PRESIDENT direct 1984-07-01
DAWSON RUSSELL INC. PRESIDENT direct 1992-05-01
THE JENTNER CORPORATION OWNER direct 1984-10-01
CAVALRY BANKING TRUST OFFICER direct 1992-05-01
SANDER CAPITAL ADVISORS DIRECTOR, VICE PRESIDENT AND SECRETARY direct 1985-01-01
THE BAKER GROUP, LP CHAIRMAN AND PRESIDENT direct 1992-05-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1992-05-01
NORTHWEST FINANCIAL PLANNING CORP SHAREHOLDER direct 1992-07-01
WEXFORD CLEARING SERVICES CORPORATION SENIOR VICE PRESIDENT- CROP direct 1996-07-01
AMERICAN SUPERIOR CO TRUST direct 1996-07-01
ROOSEVELT INVESTMENT GROUP INC CHAIRMAN direct 1992-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1996-07-01
EIDELMAN FINGER HARRIS & CO PRESIDENT direct 1985-06-01
ROOSEVELT INVESTMENT GROUP INC SEC-TREASURER MANAGING DIR direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC VP INVESTMENTS direct 1992-07-01
DRV GROUP INC PRESIDENT direct 1996-08-01
ROOSEVELT INVESTMENT GROUP INC CEO direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC PRESIDENT direct 1992-07-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1996-08-01
RONALD OLSON, INC. STOCK HOLDER direct 1992-07-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD PRESIDENT/CIO direct 1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC SHAREHOLDER indirect 1985-12-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
CAPITAL BUILDERS ADVISORY SERVICES INC SHAREHOLDER direct 1986-01-01
STANFORD ADVISORY GROUP, LLC CEO/CIO direct 1992-10-01
UNIVERSAL FINANCIAL SERVICES INC. DIRECTOR direct 1986-02-01
UNIVERSAL FINANCIAL SERVICES INC. CEO indirect 1986-02-01
HOLBEIN ASSOCIATES, INC. SECRETARY direct 1986-03-01
HOOPER R B & CO INC PRESIDENT direct 1992-11-01
CHARLES FISH INVESTMENTS, INC. SHAREHOLDER direct 1996-10-01
HOOPER R B & CO INC VICE PRESIDENT direct 1992-11-01
ORION FINANCIAL SERVICES, LLC SHAREHOLDER indirect 1996-11-01
HERRMANN & COOKE, INC. DIRECT OWNER direct 1986-03-01
MACEY-HOLLAND & CO., LLC MANAGING MEMBER direct 1996-12-01
GREIG ASSOCIATES INC SENIOR VICE PRESIDENT direct 1986-04-01
GREIG ASSOCIATES INC SECRETARY direct 1986-04-01
ALEXANDER & MUCKERMANN PARTNER direct 1986-04-01
HONISS ROBIN OWNER direct 1993-01-01
BAY ISLE FINANCIAL CORP PRESIDENT direct 1986-06-01
KINGSTON INVESTMENT COUNSEL INC VICE PRESIDENT & SECRETARY direct 1993-01-01
BATCHELDER & PARTNERS, INC. OWNER direct 1997-01-01
BAY ISLE FINANCIAL CORP CHIEF INVESTMENT OFFICER direct 1986-06-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. SHAREHOLDER direct 1993-01-01
NEUMEIER INVESTMENT COUNSEL LLC MEMBER direct 1997-01-01
INTEGRATED FINANCIAL PLANNING SERVICES PRESIDENT direct 1986-06-01
MANAGED ACCOUNT SERVICES INC SHAREHOLDER direct 1993-01-01
FINANCIAL ADVISORY SERVICE INC MAX W. GREER, JR., TRUSTEE direct 1986-08-01
MCCORMICK CAPITAL MANAGEMENT PRESIDENT direct 1986-09-01
HAROLD W. DANCE INC. S-CORP SHAREHOLDER, 16% direct 1993-04-01
ROSEMOUNT CAPITAL LIMITED TRUSTEE indirect 1997-01-01
FREMONT REALTY CAPITAL, L.P. SHAREHOLDER indirect 1997-02-01
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-04-01
JUNDT ASSOCIATES INC TRUSTEE direct 1997-03-01
PREMIERETRADE SECURITIES, INC. TRUSTEE OF DICKS FAMILY TRUST direct 1993-05-01
FIDELITY FINANCIAL GROUP, INC. DIRECTOR direct 1987-02-01
SENA WELLER ROHS WILLIAMS INC. SENIOR VP direct 1993-06-01
SENA WELLER ROHS WILLIAMS INC. EXECUTIVE VP direct 1993-06-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1987-02-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
OSTERWEIS CAPITAL MANAGEMENT LLC MEMBER direct 1997-03-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
JOHN MOORE & ASSOCIATES INC SHAREHOLDER direct 1997-03-01
CHURCHILL MANAGEMENT CORP SHAREHOLDER direct 1987-07-01
THE PORTOLA GROUP INC SHAREHOLDER direct 1987-08-01
MAHLER & EMERSON INC. SHAREHOLDER direct 1993-07-01
FFR ADVISORY LLC TRUSTEE indirect 1997-03-01
ARGOS INVESTMENT ADVISORS, LLC MEMBER indirect 1993-07-01
S.A.I. CAPITAL MANAGEMENT, LLC TRUSTEE indirect 1997-03-01
SOCHET & COMPANY, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1987-08-01
ARNERICH MASSENA, INC. SHAREHOLDER direct 1993-07-01
THE PORTOLA GROUP INC SHAREHOLDER indirect 1987-08-01
BACK BAY ADVISORS GENERAL PARTNER direct 1993-09-01
SENTINEL ADVISORS LLC MEMBER direct 1997-04-01
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR direct 1987-09-01
VAN DEVENTER & HOCH VDH SHAREHOLDER direct 1993-10-01
LEE KRASNER GROUP LTD PRESIDENT/TREASURER direct 1993-10-01
REGISTER & AKERS INVESTMENTS, INC. PRINCIPAL direct 1997-04-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-10-01
TAYLOR STEPHENS INC GENERAL PARTNER indirect 1993-12-01
WAYZATA CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 1997-05-01
SOUND FINANCIAL STRATEGIES GROUP, INC. FOUNDING PARTNER/CFO/CCO direct 1993-12-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-11-01
STEVEN A. NOROIAN & ASSOCIATES, INC. OWNER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER indirect 1997-05-01
OSTERWEIS CAPITAL MANAGEMENT INC SHAREHOLDER direct 1994-01-01
WELTON FUND ADVISORS LLC SOLE SHAREHOLDER indirect 1997-05-01
WELTON INVESTMENT PARTNERS LLC SOLE SHAREHOLDER indirect 1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC. NO TITLE direct 1997-06-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC PRESIDENT direct 1988-01-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1994-01-01
POPULAR SECURITIES, INC. DIRECTOR direct 1997-07-01
MARSDEN JOHN RICHARD JR OWNER direct 1994-01-01
KLOSTERMAN CAPITAL CORP TRUST direct 1997-07-01
MORGAN JESS S & CO INC TRUST direct 1997-07-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD PARTNERSHIP direct 1994-02-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 1997-07-01
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1988-01-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER direct 1994-03-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER indirect 1994-03-01
JONES COMMODITIES, INC. SHAREHOLDER direct 1997-08-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. PRESIDENT direct 1988-03-01
ADVISORS PENSION SERVICES AGENCY INC PRESIDENT direct 1988-04-01
CATHOLIC FINANCIAL SERVICES CORP VICE PRESIDENT, DIRECTOR direct 1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1994-06-01
KLAFF REALTY, LP OWNER indirect 1988-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP SHAREHOLDER indirect 1994-07-01
H&F INVESTORS III SHAREHOLDER indirect 1994-07-01
FIRST WESTERN ADVISORS PRESIDENT / DIRECTOR direct 1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC. 90% SHAREHOLDER direct 1997-11-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & PRESIDENT direct 1988-08-01
SOUTH OCEAN MANAGEMENT LIMITED SHAREHOLDER direct 1994-09-01
JONES VILLALTA ASSET MANAGEMENT, LLC 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. indirect 1997-11-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1994-09-01
GLOBALVEST MANAGEMENT CO LP ESTABLISHED direct 1994-10-01
TRIGRAN INVESTMENTS, INC. TRUSTEE indirect 1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC NAMED FIDUCIARY indirect 1988-11-01
IHP CAPITAL PARTNERS SHAREHOLDER direct 1997-12-01
MCCORMICK CAPITAL MANAGEMENT SECRETARY, TREASURER direct 1988-12-01
KAPLAN & CO. SECURITIES INC. CEO direct 1994-10-01
EAST PACIFIC INVESTMENT CO INC PRESIDENT direct 1989-01-01
LARIMER CAPITAL CORP SECRETARY direct 1989-01-01
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1998-01-01
KIT COLE INVESTMENT ADVISORY SERVICES SHAREHOLDER direct 1989-03-01
LOVELL INCORPORATED CORPORATE SECRETARY direct 1989-03-01
SAGE, RUTTY & CO., INC. DIRECTOR direct 1998-01-01
KURIYAMA & CO LLC MEMBER direct 1998-01-01
NEWPORT INVESTMENT ADVISORS INC CEO direct 1989-04-01
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 1994-12-01
SUMMIT PARTNERS V, L.P. LIMITED PARTNER direct 1998-01-01
TIFFANY CAPITAL ADVISORS INC PRESIDENT direct 1989-05-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER direct 1998-01-01
THE BAUPOST GROUP, L.L.C. MEMBER direct 1998-01-01
BOBERSKI & CO PRESIDENT direct 1966-01-01
H&F ADMINISTRATION III LLC SHAREHOLDER indirect 1994-12-01
IWAMOTO, KONG & CO., INC. SHAREHOLDER direct 1998-01-01
HOLDEN TOLBERT & CO INC PRESIDENT direct 1967-05-01
H & F ADMINISTRATION IV LLC SHAREHOLDER indirect 1994-12-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER / MANAGING MEMBER direct 1998-01-01
HOLDEN TOLBERT & CO INC SECRETARY, TREASURER direct 1967-05-01
BUSINESS SERVICES, INC. OWNER direct 1989-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC MEMBER indirect 1968-06-01
FINANCIAL ADVISORY SERVICE INC DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES direct 1998-01-01
PINNACLE ASSET MANAGEMENT, L.P. MEMBER indirect 1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1994-12-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT SHAREHOLDER indirect 1989-06-01
SANDPOINTE, LLC MEMBER indirect 1994-12-01
CAMBRIDGE EQUITY ADVISORS INC CHIEF EXECUTIVE OFFICER direct 1989-06-01
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01
HANSSET GLOBAL ADVISORS CO., LTD. SHAREHOLDER direct 1989-08-01
TRIAD INVESTMENT ADVISORS CORP PRESIDENT direct 1972-10-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN direct 1973-10-01
VALU TRAC INVESTMENT MANAGEMENT LTD PARENT COMPANY direct 1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD PRESIDENT direct 1989-12-01
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER A CLASS direct 1998-03-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN indirect 1989-12-01
MYERSON VAN DEN BERG & CO TRUST OWNS ALL THE STOCK direct 1975-01-01
DE PRINCE, RACE & ZOLLO, INC. SHAREHOLDER direct 1998-03-01
STANLEY D J & CO INC PRESIDENT & CEO, CFO, COO, CLO,CCO direct 1976-05-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-05-01
SPECTRUM ASSET MANAGEMENT INC SHAREHOLDER direct 1990-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. TREASURER direct 1977-06-01
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1998-05-01
NOVARE CAPITAL MANAGEMENT MEMBER indirect 1995-05-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. TREASURER, FINOP direct 1978-08-01
BNY ASSOCIATES INCORPORATED DIRECTOR direct 1998-05-01
SAVINGS GROWERS, INC. PRESIDENT direct 1990-08-01
MOORS & CABOT INVESTOR SERVICES INC PARENT indirect 1978-08-01
SOUND CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1995-06-01
FULLER & THALER ASSET MANAGEMENT INC SHAREHOLDER direct 1998-05-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. VICE CHAIRMAN, DIRECTOR direct 1978-11-01
STAMPS, WOODSUM & CO. IV LIMITED PARTNER direct 1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION SHAREHOLDER direct 1995-06-01
VALUE PARTNERS LTD SHAREHOLDER direct 1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED OWNER direct 1998-06-01
CORRELL CO. INVESTMENT SERVICES CORP. SECRETARY direct 1995-07-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC. VICE PRESIDENT direct 1998-06-01
BERKELEY CAPITAL ADVISERS, LLC TRUSTEE indirect 1991-01-01
GREIG ASSOCIATES INC VICE PRESIDENT direct 1998-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1995-07-01
RWT INVESTMENT ADVISERS, INC. 100% SHAREHOLDER direct 1998-07-01
NOBLE PARTNERS, L.P. SHAREHOLDER indirect 1991-03-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-08-01
KELLNER, DILEO & CO., L.P. LIMITED PARTNER direct 1998-07-01
W R MAHOOD ASSET MANAGEMENT, INC. PRESIDENT direct 1991-04-01
NBC SECURITIES, INC. VICE PRESIDENT direct 1995-08-01
BURNEY CO CHAIRMAN direct 1981-04-01
FARALDI & PORRO INC PRESIDENT direct 1981-06-01
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1988-08-01 2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1995-03-01 2000-11-09
FSC SECURITIES CORPORATION DIRECTOR/CHAIRMAN direct 1997-10-01 2000-12-15
J. BUSH & CO., INCORPORATED DIRECTOR direct 1970-09-01 2001-01-29
J. BUSH & CO., INCORPORATED EXECUTIVE VICE PRESIDENT direct 1998-03-01 2001-01-29
CHASE INVESTMENT SERVICES CORP. DIRECTOR direct 1998-09-01 2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD TREAURER direct 1992-02-01 2001-01-30
MACK INVESTMENT SECURITIES, INC. TRUSTEE IS PRESIDENT direct 1986-01-01 2001-01-30
FORUM SECURITIES, INC. SHAREHOLDER indirect 1990-07-01 2001-01-30
FORUM SECURITIES, INC. VICE PRESIDENT/CFO direct 1991-03-01 2001-01-30
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1998-08-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1992-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO PRESIDENT/DIRECTOR direct 1992-02-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1984-04-01 2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP MARKETING direct 1996-10-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1992-12-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-02-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1994-01-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1997-11-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR CHAIRMAN OF BOARD direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO CH.BD./DIR/CEO direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1990-01-01 2001-01-31
JULIUS BAER SECURITIES INC. CHAIRMAN direct 1998-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SHAREHOLDER indirect 1980-05-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1998-07-01 2001-01-31
CENTURION CAPITAL MANAGEMENT CORP BENEFICIAL OWNER OF CCGI, COMMON indirect 1997-12-01 2001-02-01
ESSEX LLC SECRETARY direct 1933-01-01 2001-02-23
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR direct 1996-12-01 2001-02-28
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1997-02-01 2001-02-28
LINDNER ASSET MANAGEMENT INC SHAREHOLDER direct 1997-03-01 2001-02-28
MBIA CAPITAL MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 1998-02-01 2001-02-28
COMMONWEALTH ADVISORS INC SECRETARY direct 1991-04-01 2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2001-03-01
MONTICELLO ASSOCIATES INC PRESIDENT direct 1992-07-01 2001-03-01
MONTICELLO ASSOCIATES INC TREASURER direct 1992-07-01 2001-03-01
WCM INVESTMENT MANAGEMENT VP direct 1995-06-01 2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC SENIOR MANAGING DIRECTOR AND DIRECTOR direct 1998-05-01 2001-03-13
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1998-10-01 2001-03-15
PRINCOR FINANCIAL SERVICES CORPORATION SENIOR VICE PRESIDENT direct 1998-01-01 2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER direct 1992-10-01 2001-03-16
BERGER & ASSOCIATES LLC MANAGER & 50% OWNER direct 1997-04-01 2001-03-16
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1991-06-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1996-07-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. CHAIRMAN direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. SECRETARY direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1994-10-01 2001-03-20
TREECE INVESTMENT ADVISORY CORP PRESIDENT, DIRECTOR, SECT, TREASURER direct 1979-08-01 2001-03-23
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-06-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1977-03-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. MANAGING DIRECTOR direct 1977-09-01 2001-03-26
AMERVEST CO INC MANAGING DIRECTOR direct 1993-01-01 2001-03-27
VESTRUST SECURITIES L.P. SHAREHOLDER direct 1997-01-01 2001-03-29
PMG CAPITAL CORP. PRESIDENT direct 1986-12-01 2001-03-29
FIRST WESTERN ADVISORS VICE PRESIDENT/SECRETARY direct 1997-10-01 2001-03-29
FIRST WESTERN ADVISORS DIRECTOR direct 1997-10-01 2001-03-29
PMG CAPITAL CORP. VICE PRESIDENT ADMIN. direct 1995-04-01 2001-03-29
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1995-10-01 2001-03-29
PROEQUITIES INC DIRECTOR direct 1997-01-01 2001-03-30
KAHN BROTHERS & CO. INC. STOCKHOLDER, DIRECTOR direct 1978-07-01 2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY VICE PRESIDENT AND SECRETARY direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR direct 1995-10-01 2001-04-02
RICHARD O. JONES PRESIDENT/CEO indirect 1993-07-01 2001-04-06
RICHARD O. JONES SHAREHOLDER direct 1993-12-01 2001-04-06
CENTURION TRUST COMPANY SHAREHOLDER indirect 1997-12-01 2001-04-12
TOWER SQUARE SECURITIES, INC. VICE PRESIDENT direct 1998-09-01 2001-04-19
ORION FINANCIAL SERVICES, LLC MEMB ER OF LLC direct 1997-08-01 2001-04-20
THE ADVISORS GROUP, INC. CHAIRMAN OF BOARD OF DIRECTORS direct 1988-08-01 2001-04-26
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1991-08-01 2001-04-27
TIMING STRATEGIES CORP PRESIDENT direct 1982-05-01 2001-04-30
CANTERBURY CAPITAL SERVICES, INC. SECRETARY direct 1995-11-01 2001-04-30
MILLAR ROBERT PETER WHARTON COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
CMS INVESTMENT RESOURCES, INC. VICE PRESIDENT, GENERAL COUNSEL direct 1986-06-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD NON-EXECUTIVE DIRECTOR direct 1994-10-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD CHIEF EXECUTIVE direct 1989-10-01 2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION CROP direct 1990-07-01 2001-05-03
TITAN INVESTMENT ADVISORS LLC PARTNER direct 1996-05-01 2001-05-15
SOVEREIGN HOLDINGS LLC PRESIDENT direct 1997-01-01 2001-05-16
SOVEREIGN HOLDINGS LLC ADMINISTRATIVE PARTNER direct 1997-01-01 2001-05-16
ROBOTTI & COMPANY, INCORPORATED DIRECTOR & STOCKHOLDER direct 1983-08-01 2001-05-24
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED direct 1996-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED STOCKHOLDER direct 1987-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1997-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1994-05-01 2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-05-01 2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 1997-05-01 2001-06-20
SPELMAN & CO., INC. DIRECTOR direct 1998-04-01 2001-06-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-06-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1997-06-01 2001-06-26
COORDINATED ASSET PLANNING CO INC CHEIF OPERATIONS OFFICER direct 1989-05-01 2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1995-06-01 2001-07-30
KEENE & ASSOCIATES, INC. PRESIDENT direct 1994-09-01 2001-08-09
WILLIAMS C R INC MANAGING DIRECTOR direct 1994-06-01 2001-08-15
WILLIAMS C R INC PRESIDENT direct 1994-08-01 2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG direct 1987-08-01 2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC. SHAREHOLDER direct 1994-03-01 2001-08-28
MEMORIAL INVESTMENT ADVISORS INC VP AND CIO direct 1998-09-01 2001-09-25
SYMMETRIC INVESTMENTS, INC. 5% + SHAREHOLDER direct 1992-12-01 2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC. PRESIDENT indirect 1987-07-01 2001-09-27
PMG CAPITAL CORP. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1986-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1987-06-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1993-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR AND TREASURER direct 1995-10-01 2001-10-01
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1998-08-01 2001-10-22
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1995-06-01 2001-10-22
SALOMON SMITH BARNEY INC. CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC. direct 1995-07-01 2001-10-24
CSFBDIRECT, INC. DIRECTOR/CCO/CROP/SROP direct 1996-08-01 2001-10-26
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1990-12-01 2001-10-31
STEPHENS INC. SHAREHOLDER COMMON A indirect 1990-12-01 2001-10-31
CBNY INVESTMENT SERVICES CORP. SHAREHOLDER indirect 1988-03-01 2001-11-01
FINARC LLC SPOUSE direct 1996-10-01 2001-11-29
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-11-30
CJ CAPITAL MANAGEMENT LLC PRESIDENT direct 1998-08-01 2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC. CO-CHAIRMAN OF THE BOARD direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT, SECRETARY & DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT AND DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT , SROP/CROP direct 1994-04-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. STOCKHOLDER direct 1946-07-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1978-06-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT, TREASURER & DIRECTOR direct 1990-11-01 2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER direct 1988-03-01 2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, PRESIDENT direct 1988-03-01 2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC STOCKHOLDER direct 1995-04-01 2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY VP INFO SYSTEMS direct 1996-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CORPORATE CONTROLLER direct 1997-03-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP COMMUNICATIONS & HUMAN RESOURCES direct 1989-10-01 2001-12-20
THURLOW CAPITAL MANAGEMENT, INC. PRESIDENT direct 1997-04-01 2002-01-03
THURLOW CAPITAL MANAGEMENT, INC. VICE-PRESIDENT direct 1997-04-01 2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP SHAREHOLDER OF CENTURION CAPITAL GROUP INC. indirect 1997-12-01 2002-01-17
NORTHERN TRUST SECURITIES, INC. DIRECTOR direct 1997-01-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP CHAIRMAN, DIRECTOR direct 1994-06-01 2002-01-23
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CSFBDIRECT, INC. DIRECTOR OF COMPLIANCE/CCO/CROP/SROP direct 1996-08-01 2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION DIRECTOR direct 1998-01-01 2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD VICE PRESIDENT direct 1996-06-01 2002-02-05
COORDINATED ASSET PLANNING CO INC PRESIDENT direct 1984-01-01 2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC PRESIDENT direct 1988-06-01 2002-02-13
COORDINATED ASSET PLANNING CO INC CHIEF OPERATIONS OFFICER direct 1989-05-01 2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-03-11
AMERICAN INVESTMENT SERVICES INC TREASURER & SECRETARY direct 1988-12-01 2002-03-15
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HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1985-03-01 2002-03-19
PARNASSUS INVESTMENTS DIRECTOR direct 1984-06-01 2002-03-22
AMR INVESTMENT SERVICES, INC SECRETARY direct 1988-01-01 2002-03-25
MCCORMICK CAPITAL MANAGEMENT V.P. OPERATIONS direct 1996-04-01 2002-03-26
MCCORMICK CAPITAL MANAGEMENT V.P. FIXED INCOME direct 1993-03-01 2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD SHAREHOLDER direct 1995-01-01 2002-03-26
CITISTREET ADVISORS LLC VICE PRESIDENT, TREASURER, FINOP direct 1991-05-01 2002-03-27
LORD ANDREW CHARLES SOLE PROPRIETOR direct 1984-01-01 2002-03-27
GLEN RAUCH SECURITIES, INC. SECRETARY/DIRECTOR direct 1986-02-01 2002-03-27
NATIONWIDE ADVISORY SERVICES, INC. DIRECTOR direct 1998-04-01 2002-03-27
GUARDIAN CAPITAL ADVISORS INC V.P., COMPLIANCE & SECRETARY direct 1998-11-01 2002-03-28
INSTITUTIONAL SECURITIES CORPORATION SECRETARY direct 1996-05-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1985-11-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1992-08-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1988-02-01 2002-03-28
FORUM SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 1989-01-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1989-02-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1994-11-01 2002-03-28
FORUM SECURITIES, INC. SECRETARY direct 1989-06-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1995-04-01 2002-03-28
VALUE PARTNERS LTD NON-EXECUTIVE DIRECTOR direct 1998-06-01 2002-03-28
FORUM SECURITIES, INC. PRESIDENT/TREASURER/DIRECTOR/SROP/CROP direct 1991-02-01 2002-03-28
FORUM SECURITIES, INC. SENIOR VICE PRESIDENT/CFO direct 1991-03-01 2002-03-28
EPG INC SENIOR VICE PRESIDENT direct 1998-01-01 2002-04-01
JMG CAPITAL MANAGEMENT, LLC N/A indirect 1998-04-01 2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED SHAREHOLDER direct 1996-06-01 2002-04-02
WARNER GROUP, INC. VICE PRESIDENT, DIRECTOR, SHAREHOLDER direct 1996-05-01 2002-04-03
TACTICAL ALLOCATION SERVICES LLC TRUST direct 1996-04-01 2002-04-04
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01 2002-04-17
MUHLENKAMP & CO INC SHAREHOLDER direct 1983-02-01 2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR & PRESIDENT direct 1992-10-01 2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC 52% SHAREHOLDER indirect 1997-03-01 2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC SECRETARY direct 1994-01-01 2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC PRESIDENT direct 1997-12-01 2002-05-03
ARISTA INVESTMENT ADVISORS, LTD. VICE-PRESIDENT direct 1996-04-01 2002-05-06
PINNACLE FUND MANAGEMENT LLC NONE direct 1997-03-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. PRESIDENT direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. SECRETARY direct 1988-11-01 2002-05-06
SUCCESSFUL MONEY STRATEGIES INC CHIEF INVESTMENT OFFICER direct 1993-03-01 2002-05-07
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-09-01 2002-05-14
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PLANNERS FINANCIAL SERVICES, INC. BOARD MEMBER direct 1984-03-01 2002-05-24
PACIFIC CAPITAL PLANNING COMPANY OWNER direct 1997-09-01 2002-05-24
A. G. EDWARDS & SONS, INC. DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY direct 1998-03-01 2002-05-31
R.V. KUHNS & ASSOCIATES, INC. TREASURER indirect 1986-01-01 2002-06-25
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 1994-10-01 2002-07-22
TRUSTED SECURITIES ADVISORS CORP. CHAIRMAN AND DIRECTOR direct 1998-08-01 2002-07-24
AMERICAN GENERAL FINANCIAL ADVISORS, INC. ASSISTANT TREASURER direct 1998-08-01 2002-08-29
EQUITY ANALYSTS INC. SHAREHOLDER direct 1998-09-01 2002-09-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2002-09-23
1717 CAPITAL MANAGEMENT COMPANY DIRECTOR direct 1998-11-01 2002-09-26
KILLIAN ASSET MANAGEMENT CORP PRESIDENT direct 1987-04-01 2002-10-11
ABSOLUTE RETURN ADVISORS, LTD. CROP/SROP/VP direct 1996-12-01 2002-10-14
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-10-16
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1983-02-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-03-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-11-01 2002-10-21
ARTHURS, LESTRANGE & COMPANY INCORPORATED OUTSIDE SHAREHOLDER direct 1986-03-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDER direct 1997-12-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDERS direct 1997-12-01 2002-10-31
BERGER & ASSOCIATES LLC MANAGER & 100% OWNER direct 1997-04-01 2002-12-04
MUHLENKAMP & CO INC SHAREHOLDER indirect 1983-02-01 2002-12-18
THE DANFORTH ASSOCIATES, INC VICE PRESIDENT & DIRECTOR direct 1994-09-01 2002-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP FINANCE & TREASURER direct 1998-11-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY GENERAL COUNSEL & SECRETARY direct 1996-08-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP & CHIEF FINANCIAL OFFICER direct 1996-10-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY CHAIRMAN OF THE BOARD & DIRECTOR direct 1994-10-01 2003-01-02
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1992-01-01 2003-01-10
MEMORIAL INVESTMENT ADVISORS INC PRESIDENT AND CEO direct 1998-10-01 2003-01-14
MEMORIAL INVESTMENT ADVISORS INC VP AND CFO direct 1998-10-01 2003-01-14
LAUREL MANAGEMENT CO LLC MEMBER direct 1995-07-01 2003-01-15
CLARK FINANCIAL SERVICES GROUP INC PRESIDENT direct 1987-01-01 2003-01-24
ROLF ADLER GROUP INC PRESIDENT direct 1987-12-01 2003-01-25
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1984-01-01 2003-02-05
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) DIRECTOR OF COMPLIANCE direct 1997-03-01 2003-02-07
THE DANFORTH ASSOCIATES, INC DIRECTOR direct 1994-09-01 2003-02-14
GURUN, INC. PRESIDENT direct 1986-03-01 2003-02-27
WILLINGHAM ASSET MANAGEMENT INC PRESIDENT direct 1995-11-01 2003-03-03
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1992-07-01 2003-03-03
JULIUS BAER SECURITIES INC. DIRECTOR direct 1996-05-01 2003-03-14
JULIUS BAER SECURITIES INC. SENIOR VICE PRESIDENT direct 1994-12-01 2003-03-14
THE DE BURLO GROUP,INC. SENIOR VICE PRESIDENT direct 1996-03-01 2003-03-18
THE DE BURLO GROUP,INC. PRESIDENT direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. SECRETARY direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. DIRECTOR direct 1987-10-01 2003-03-18
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KEENE & ASSOCIATES, INC. PRESIDENT, DIRECTOR direct 1994-09-01 2003-03-26
CJ CAPITAL MANAGEMENT LLC MEMBER, PRESIDENT direct 1998-08-01 2003-03-27
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A & B SHARES direct 1985-03-01 2003-03-27
NVEST FUNDS MANAGEMENT LP GENERAL PARTNER direct 1995-01-01 2003-03-27
BUCKINGHAM CAPITAL MANAGEMENT INC DIRECTOR direct 1985-05-01 2003-03-28
ATLANTIC CAPITAL MANAGEMENT LTD CORPORATE SECRETARY direct 1992-04-01 2003-03-31
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1972-05-01 2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD VICE PRESIDENT direct 1990-08-01 2003-03-31
FIRST WESTERN ADVISORS PRESIDENT direct 1997-10-01 2003-04-02
J. BUSH & CO., INCORPORATED PRESIDENT / DIRECTOR direct 1998-03-01 2003-04-03
HORNOR, TOWNSEND & KENT, INC. DIRECTOR direct 1998-05-01 2003-04-08
BERGER & ASSOCIATES LLC MANAGING DIRECTOR direct 1997-04-01 2003-04-16
PENSION CONSULTING ALLIANCE INC PRINCIPAL direct 1995-10-01 2003-05-02
TWEEDY, BROWNE COMPANY LLC MANAGING DIRECTOR direct 1997-10-01 2003-05-07
JULIUS BAER SECURITIES INC. SHAREHOLDER direct 1962-11-01 2003-05-20
HARBOUR INVESTMENTS, INC. VICE PRESIDENT, SECRETARY direct 1992-04-01 2003-06-13
HARBOUR INVESTMENTS, INC. VICE PRESIDENT direct 1997-03-01 2003-06-13
HARBOUR INVESTMENTS, INC. CCO direct 1994-05-01 2003-06-13
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SIGNATOR INVESTORS, INC. VICE PRESIDENT direct 1998-09-01 2003-07-03
MECHTENBERG FINANCIAL GROUP INC SHAREHOLDER direct 1980-01-01 2003-07-14
DEVON ADVISORS INC PRESIDENT direct 1998-07-01 2003-07-30
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1991-01-01 2003-08-06
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1996-01-01 2003-08-28
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1993-01-01 2003-08-28
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1989-10-01 2003-08-28
CHARLES SCHWAB & CO., INC. SENIOR VICE PRESIDENT - GENERAL COUNSEL direct 1997-07-01 2003-09-11
METROPOLITAN LIFE INSURANCE COMPANY SENIOR VICE PRESIDENT direct 1998-03-01 2003-09-17
THE DANFORTH ASSOCIATES, INC PRESIDENT & DIRECTOR direct 1994-08-01 2003-09-25
THE DANFORTH ASSOCIATES, INC CHAIRMAN & DIRECTOR direct 1949-01-01 2003-09-25
MONEY CONCEPTS CAPITAL CORP CHAIRMAN direct 1982-06-01 2003-10-27
MONEY CONCEPTS CAPITAL CORP SHAREHOLDER indirect 1982-06-01 2003-10-27
UBOC INVESTMENT SERVICES, INC. DIRECTOR direct 1993-02-01 2003-10-27
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1991-07-01 2003-11-18
ROGGE GLOBAL PARTNERS PLC 100% OWNER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED indirect 1996-09-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP LIMITED PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1998-01-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1998-01-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1995-01-01 2003-11-18
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER direct 1992-12-01 2003-12-17
CITIGROUP GLOBAL MARKETS INC. CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT direct 1997-09-01 2003-12-18
CAPITAL MANAGEMENT CONSULTING, LLC CO-PRESIDENT direct 1996-07-01 2004-01-02
SUCCESSFUL MONEY STRATEGIES INC PRESIDENT direct 1993-03-01 2004-01-07
WARFIELD ASSOCIATES, INC. CORPORATE SECRETARY direct 1988-11-01 2004-01-13
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER direct 1998-03-01 2004-01-15
TRF INVESTMENTS INC PRESIDENT direct 1992-03-01 2004-01-20
PPS & V ASSET MANAGEMENT CONSULTANTS INC PRESIDENT direct 1991-09-01 2004-01-22
AMERISTOCK CORP SHAREHOLDER direct 1995-06-01 2004-02-03
MADISON PORTFOLIO CONSULTANTS INC. PRESIDENT, DIRECTOR direct 1990-12-01 2004-02-26
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LORD ANDREW CHARLES MEMBER direct 1984-01-01 2004-03-09
TOWER EQUITIES, INC. TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST direct 1992-12-01 2004-03-25
FRANK RUSSELL CAPITAL INC. GENERAL COUNSEL, SECRETARY, DIRECTOR direct 1994-11-01 2004-03-25
FISHMAN JAY A LTD PRESIDENT direct 1983-09-01 2004-03-26
SPRING CREEK INVESTMENT ADVISORS, INC. PRESIDENT direct 1994-10-01 2004-03-26
BAXTER FINANCIAL CORPORATION SECRETARY direct 1989-04-01 2004-03-26
ORION CAPITAL MANAGEMENT INC PRESIDENT direct 1991-05-01 2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR direct 1996-07-01 2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER direct 1996-07-01 2004-03-29
ORION CAPITAL MANAGEMENT INC SECRETARY/TREASURER direct 1997-01-01 2004-03-29
WALL STREET ASSOCIATES SHAREHOLDER direct 1991-12-01 2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD. PRESIDENT direct 1993-04-01 2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD. DIRECTOR direct 1993-04-01 2004-03-30
LAFAYETTE INVESTMENTS, INC. SECRETARY direct 1988-05-01 2004-03-30
LAFAYETTE INVESTMENTS, INC. DIRECTOR direct 1998-05-01 2004-03-30
COMMERCE CAPITAL MARKETS, INC. CFO/SECRETARY/FINOP direct 1998-09-01 2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-11-01 2004-03-31
AMERICAN INVESTMENT SERVICES INC BOARD CHAIRMAN & DIRECTOR direct 1998-10-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. COMPLIANCE OFFICER direct 1998-11-01 2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-PFD, & DIRECTOR direct 1994-02-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. PRESIDENT/CEO/DIRECTOR direct 1971-10-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. SENIOR VP/DIRECTOR direct 1998-03-01 2004-03-31
COOPER LARRY CLARK SOLE PROPRIETOR direct 1983-10-01 2004-04-02
C.E. UNTERBERG, TOWBIN LLC PRESIDENT indirect 1989-05-01 2004-04-22
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR direct 1992-05-01 2004-04-29
PENSION CONSULTING ALLIANCE INC PRINCIPAL direct 1992-08-01 2004-05-13
WILLIAM MANN CO INC PRESIDENT direct 1989-05-01 2004-06-22
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR/PRESIDENT direct 1977-01-01 2004-06-29
SUCCESSFUL MONEY STRATEGIES INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-03-01 2004-07-06
POPULAR SECURITIES, INC. CFO direct 1997-09-01 2004-07-19
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1985-05-01 2004-07-26
LEGACY FINANCIAL GROUP, INC. PRESIDENT AND DIRECTOR direct 1998-11-01 2004-08-03
SAFECO INVESTMENT SERVICES, INC. ASSISTANT SECRETARY direct 1998-02-01 2004-08-05
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1998-06-01 2004-08-05
FINDELL & CO INC PRESIDENT direct 1987-01-01 2004-08-24
MOODY INVESTMENT ADVISORS, INC. PRESIDENT direct 1995-01-01 2004-08-27
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1994-12-01 2004-09-02
THE WEIL COMPANY TRUSTEE OF THE WEIL FAMILY TRUST OF 1980 direct 1980-09-01 2004-09-09
DANDA FINANCIAL SERVICES, INC. PRESIDENT direct 1992-01-01 2004-09-15
CARDINAL CAPITAL MANAGEMENT INC CHEIF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER direct 1992-01-01 2004-10-06
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/COMPLIANCE OFFICER direct 1992-05-01 2004-10-07
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR & PRINCIPAL direct 1996-12-01 2004-10-07
PRIMECAP MANAGEMENT CO CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO VICE CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO PRESIDENT direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO EXECUTIVE VICE PRESIDENT direct 1986-07-01 2004-10-26
CAPITAL MANAGEMENT ASSOCIATES INC PRESIDENT direct 1996-04-01 2004-11-02
CAPITAL MANAGEMENT ASSOCIATES INC SECRETARY/TREASURER direct 1996-04-01 2004-11-02
HORNOR, TOWNSEND & KENT, INC. COUNSEL direct 1998-11-01 2004-11-23
THE PROGRAM WORKS, INC. CHAIRMAN direct 1990-11-01 2004-11-29
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C.E. UNTERBERG, TOWBIN LLC MANAGING DIRECTOR indirect 1989-05-01 2004-12-07
FINANCIAL ADVISORY SERVICE INC PRESIDENT, DIRECTOR SHAREHOLDER direct 1983-02-01 2004-12-15
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT, SECRETARY direct 1981-03-01 2004-12-16
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED LIMITED PARTNERSHIP indirect 1984-05-01 2005-01-04
D.J. ST. GERMAIN CO., INC. VICE PRESIDENT direct 1987-06-01 2005-01-07
D.J. ST. GERMAIN CO., INC. DIRECTOR direct 1988-03-01 2005-01-07
WILEN MANAGEMENT CO INC CORPORATION indirect 1984-07-01 2005-01-21
ANDREW J. SOTER OWNER direct 1988-09-01 2005-01-25
METROPOLITAN LIFE INSURANCE COMPANY SENIOR EXECUTIVE VICE PRESIDENT & CAO direct 1998-03-01 2005-02-01
DFC FINANCIAL GROUP INC PRESIDENT direct 1983-01-01 2005-02-03
WILEN MANAGEMENT CO INC PRESIDENT direct 1984-07-01 2005-02-03
WILEN MANAGEMENT CO INC SECRETARY/TREASURER direct 1984-07-01 2005-02-03
WILEN MANAGEMENT CO INC CHIEF COMPLIANCE OFFICER direct 1984-07-01 2005-02-03
MORSE WILLIAMS & CO. INC. PRESIDENT/CEO direct 1984-05-01 2005-02-11
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/PRINCIPAL/COMPLIANCE OFFICER direct 1992-05-01 2005-02-11
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MORSE WILLIAMS & CO. INC. PORTFOLIO STRATEGIST direct 1986-05-01 2005-02-11
DARTMOUTH CAPITAL ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 1995-12-01 2005-02-17
FINCH JAMES AUSTIN III PRINCIPAL direct 1994-12-01 2005-02-22
ARTISAN PARTNERS LIMITED PARTNERSHIP LIMITED PARTNER direct 1994-11-01 2005-03-01
AMR INVESTMENT SERVICES, INC VICE PRESIDENT & COMPLIANCE OFFICER direct 1995-07-01 2005-03-01
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-03-01 2005-03-03
ASSET MANAGEMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 1996-03-01 2005-03-10
AMERICAN INVESTMENT SERVICES INC DIRECTOR direct 1989-07-01 2005-03-11
BAXTER FINANCIAL CORPORATION SECRETARY AND CCO direct 1989-04-01 2005-03-17
BOXER LAURA JUDITH OWNER direct 1986-01-01 2005-03-21
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ADVISORY ONE, INC. PRESIDENT direct 1993-08-01 2005-03-23
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) CHIEF FINANCIAL OFFICER direct 1998-07-01 2005-03-23
KETTLER JAMES ROBERT OWNER direct 1992-10-01 2005-03-25
HAMILTON ADVISORS INC PRESIDENT direct 1981-01-01 2005-03-25
CARDINAL CAPITAL MANAGEMENT INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1992-01-01 2005-03-28
SPECTRUM CAPITAL MANAGEMENT GENERAL PARTNER direct 1987-01-01 2005-03-28
FAGAN ASSOCIATES INC PRESIDENT direct 1989-08-01 2005-03-28
DOWSE SECURITIES MANAGEMENT CORP PRESIDENT direct 1978-04-01 2005-03-28
BUCKINGHAM CAPITAL MANAGEMENT INC PRESIDENT, CHIEF INVESTMENT OFFICER; DIRECTOR direct 1985-05-01 2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC PRESIDENT; CHAIRMAN; DIRECTOR AND SHAREHOLDER indirect 1985-05-01 2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC CHAIRMAN direct 1988-08-01 2005-03-30
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OCCAM CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 1998-07-01 2005-03-31
REAL ESTATE RESEARCH CORP CEO direct 1996-12-01 2005-04-08
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1988-01-01 2005-05-02
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SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT direct 1993-04-01 2005-06-29
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THE PEACH CORPORATION PRESIDENT direct 1996-01-01 2005-07-21
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JONAS BRITTAIN GLENN INC. PRESIDENT direct 1998-08-01 2005-08-15
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HART ADVISERS INC PRESIDENT AND COO direct 1987-12-01 2005-08-16
HART ADVISERS INC EXECUTIVE VICE PRESIDENT direct 1987-12-01 2005-08-16
BILLEAUD CAPITAL MANAGEMENT INC PRESIDENT direct 1991-10-01 2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1991-10-01 2005-09-06
KARK M Z & ASSOCIATES INC 97.5% SHAREHOLDER direct 1989-07-01 2005-09-06
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER direct 1998-05-01 2005-09-07
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR, CCO FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY direct 1990-01-01 2005-09-12
CHECK CAPITAL MANAGEMENT INC PRESIDENT direct 1990-01-01 2005-09-15
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1986-12-01 2005-09-16
STEPHENS INC. SHAREHOLDER COMMON A indirect 1988-01-01 2005-09-16
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR direct 1977-01-01 2005-09-20
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR/CCO/PRESIDENT direct 1977-01-01 2005-09-20
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC. OWNER direct 1986-02-01 2005-09-21
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1992-07-01 2005-09-30
FRANK RUSSELL CAPITAL INC. GENERAL COUNSEL, SECRETARY direct 1994-11-01 2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER indirect 1995-05-01 2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS SOLE TRUSTEE indirect 1995-05-01 2005-10-14
REDSTONE CONSULTING LLC LIMITED PARTNER indirect 1998-08-01 2005-10-31
LINSCO/PRIVATE LEDGER CORP. DIRECTOR direct 1989-04-01 2005-11-29
PPS & V ASSET MANAGEMENT CONSULTANTS INC CHIEF COMPLIANCE OFFICER direct 1991-09-01 2005-12-05
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CCO direct 1978-08-01 2005-12-07
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY indirect 1998-09-01 2005-12-08
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY direct 1998-09-01 2005-12-08
MUHLENKAMP & CO INC DIRECTOR/PRESIDENT direct 1981-08-01 2005-12-20
MUHLENKAMP & CO INC DIRECTOR direct 1982-07-01 2005-12-20
GREAT LAKES ADVISORS, INC. DIRECTOR direct 1996-10-01 2006-01-05
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD direct 1990-05-01 2006-01-05
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JONAS BRITTAIN GLENN INC. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 1998-08-01 2006-01-19
LANCZ ALAN B & ASSOCIATES INC CHIEF COMPLIANCE OFFICER direct 1985-03-01 2006-01-19
LATEEF MANAGEMENT ASSOCIATES GENERAL/LIMITED PARTNER direct 1994-01-01 2006-01-23
LATEEF MANAGEMENT ASSOCIATES GENERAL PARTNER direct 1974-01-01 2006-01-23
MOODY ALDRICH & SULLIVAN LLC MEMBER direct 1992-12-01 2006-01-27
MOODY ALDRICH & SULLIVAN LLC MEMBER direct 1988-06-01 2006-01-27
HARRELL ROBERT INCORPORATED CHIEF EXECUTIVE OFFICER direct 1991-07-01 2006-02-01
HARRELL ROBERT INCORPORATED VICE PRESIDENT, SECRETARY, TREASURER direct 1991-07-01 2006-02-01
AMERICAN INVESTMENT SERVICES INC VICE PRESIDENT direct 1984-03-01 2006-02-01
TREGER & ASSOCIATES LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 1992-08-01 2006-02-01
TREGER & ASSOCIATES LLC PRINCIPAL direct 1992-08-01 2006-02-01
NVNG INVESTMENTS INC CHIEF COMPLIANCE OFFICER direct 1994-01-01 2006-02-02
REAL ESTATE RESEARCH CORP CEO/CCO direct 1996-12-01 2006-02-08
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & CEO direct 1988-08-01 2006-02-10
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. PRESIDENT & COO direct 1990-12-01 2006-02-10
WHITEGATE INVESTMENT COUNSELORS INC SOLE SHAREHOLDER direct 1998-07-01 2006-02-10
PZENA INVESTMENT MANAGEMENT LLC NON-VOTING MEMBER direct 1996-12-01 2006-02-13
RANDALL PAUL MARTIN SOLE PROP direct 1992-12-01 2006-02-17
GALOVICH FINANCIAL PLANNING SERVICES INC CHIEF COMPLIANCE OFFICER direct 1985-06-01 2006-02-21
FINCH JAMES AUSTIN III PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 1994-12-01 2006-02-21
ADVISORY ONE, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-08-01 2006-03-01
LEE KRASNER GROUP LTD PRESIDENT/TREASURER, CHIEF COMPLIANCE OFFICER direct 1993-10-01 2006-03-20
MOODY INVESTMENT ADVISORS, INC. PRESIDENT AND COMPLIANCE OFFICER direct 1995-01-01 2006-03-20
DOWSE SECURITIES MANAGEMENT CORP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1978-04-01 2006-03-20
RUNDE $ CO INCORPORATED VICE PRESIDENT direct 1992-11-01 2006-03-21
RUNDE & CO. LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1992-11-01 2006-03-21
VARIABLE ANNUITY LIFE INSURANCE CO PARENT COMPANY indirect 1969-01-01 2006-03-24
SPRING CREEK INVESTMENT ADVISORS, INC. PRESIDENT; CHIEF COMPLIANCE OFFICER direct 1994-10-01 2006-03-27
DFC FINANCIAL GROUP INC PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1983-01-01 2006-03-28
SPECTRUM CAPITAL MANAGEMENT GENERAL PARTNER/CHIEF COMPLIANCE OFFICER direct 1987-01-01 2006-03-28
HAMILTON ADVISORS INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1981-01-01 2006-03-28
OCCAM CAPITAL MANAGEMENT, LLC CEO/CCO/CFO/CLO direct 1998-07-01 2006-03-29
POPULAR SECURITIES, INC. PRESIDENT & CEO direct 1995-05-01 2006-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP CONSULTANT direct 1998-05-01 2006-03-30
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A & B SHARES direct 1983-03-01 2006-03-31
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A SHARES direct 1985-03-01 2006-03-31
BOXER LAURA JUDITH OWNER/CHIEF COMPLIANCE OFFICER direct 1986-01-01 2006-03-31
AMR INVESTMENT SERVICES, INC PRESIDENT & DIRECTOR direct 1986-11-01 2006-03-31
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CCO direct 1993-04-01 2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC. TREASURER direct 1994-06-01 2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC. PRESIDENT direct 1994-06-01 2006-03-31
AMR INVESTMENT SERVICES, INC VICE PRESIDENT direct 1988-08-01 2006-03-31
FAGAN ASSOCIATES INC PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1989-08-01 2006-03-31
AMR INVESTMENT SERVICES, INC VICE PRESIDENT direct 1995-05-01 2006-03-31
AMR INVESTMENT SERVICES, INC TREASURER direct 1995-05-01 2006-03-31
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR, VICE PRESIDENT direct 1994-06-01 2006-04-22
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2006-05-15
PRIMEVEST FINANCIAL SERVICES, INC. ASST. SECRETARY direct 1998-04-01 2006-06-21
STEPHENS INC. TRUSTEE indirect 1985-01-01 2006-07-21
STEPHENS INC. SHAREHOLDER COMMON A indirect 1997-01-01 2006-07-21
STEPHENS INC. TRUSTEE indirect 1995-03-01 2006-07-21
STRAND, ATKINSON, WILLIAMS & YORK, INC. PRESIDENT AND CEO, UMPQUA HOLDINGS CORP. direct 1994-06-01 2006-10-02
STRAND, ATKINSON, WILLIAMS & YORK, INC. EVP AND CHIEF FINANCIAL OFFICER, UMPQUA HOLDINGS CORP direct 1997-11-01 2006-10-02
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2006-10-05
UVEST FINANCIAL SERVICES GROUP, INC. DIRECTOR direct 1996-03-01 2006-10-16
AMP CAPITAL REDDING INVESTORS (US) LIMITED MEMBER indirect 1998-11-01 2006-11-15
THE MILLER FINANCIAL GROUP, INC. TRUSTEE indirect 1992-04-01 2006-12-19
ORLEANS CAPITAL MANAGEMENT CORP DIRECT OWNER-COMMON direct 1991-11-01 2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR direct 1994-02-01 2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP DIRECT OWNER-PREFERRED direct 1997-08-01 2007-02-02
ORGANIC CAPITAL MANAGEMENT INC PRESIDENT direct 1998-01-01 2007-02-08
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR/SECRETARY direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. SHAREHOLDER/CHAIRMAN EMERITUS direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. DIRECTOR direct 1991-04-01 2007-02-09
A. G. EDWARDS & SONS, INC. CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT direct 1980-06-01 2007-02-16
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1994-01-01 2007-02-27
MAXWELL NOLL INC DIRECTOR direct 1988-07-01 2007-03-01
HART REALTY ADVISERS, INC. MANAGING PARTNER--INVESTMENT TRANSACTIONS direct 1987-12-01 2007-03-02
THE MILLER FINANCIAL GROUP, INC. TRUSTEE indirect 1992-04-01 2007-03-09
ORGANIC CAPITAL MANAGEMENT INC PRESIDENT direct 1998-02-01 2007-03-23
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1987-05-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1997-04-01 2007-03-28
THE PORTOLA GROUP INC SHAREHOLDER direct 1997-06-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1994-09-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY PRESIDENT, INDIVIDUAL BUSINESS direct 1998-03-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1975-07-01 2007-03-28
WALL STREET ASSOCIATES SHAREHOLDER direct 1991-05-01 2007-03-30
GARNER ASSET MANAGEMENT COMPANY, LP PRESIDENT direct 1994-07-01 2007-04-02
THE VARIABLE ANNUITY LIFE INSURANCE CO SHAREHOLDER indirect 1969-01-01 2007-04-02
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1983-08-01 2007-04-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1993-06-01 2007-04-25
WIDMANN, SIFF & CO., INC. SHAREHOLDER direct 1970-09-01 2007-05-10
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND HEAD TRADER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND PORTFOLIO MANAGER direct 1997-03-01 2007-06-01
GARRISON ASSET MANAGEMENT, LLC MINORITY OWNER direct 1994-07-01 2007-06-01
DW HEALTHCARE MANAGEMENT II, LLC. MEMBER indirect 1998-04-01 2007-06-07
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-06-22
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-07-03
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-07-03
MAXWELL NOLL INC SHAREHOLDER direct 1988-07-01 2007-08-22
PZENA INVESTMENT MANAGEMENT LLC NON-VOTING MEMBER direct 1995-12-01 2007-11-06
THCP MANAGEMENT II, L.P. MEMBER indirect 1998-10-01 2008-01-04
D.J. ST. GERMAIN CO., INC. 5% OWNER direct 1982-01-01 2008-01-17
AMERVEST CO INC MANAGING DIRECTOR direct 1983-01-01 2008-02-08
POPULAR SECURITIES, INC. MANAGING DIRECTOR direct 1995-05-01 2008-02-27
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL direct 1993-07-01 2008-03-04
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1992-01-01 2008-03-27
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1996-09-01 2008-04-03
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1994-10-01 2008-04-03
DELESSERT FINANCIAL SERVICES INC PRESIDENT, TREASURER AND CLERK direct 1994-04-01 2008-04-17
DUNCAN-WILLIAMS, INC. 100% indirect 1993-06-01 2008-06-02
COMMONWEALTH ADVISORS INC PRESIDENT direct 1991-04-01 2008-06-02
COMMONWEALTH ADVISORS INC CONTROLLING SHAREHOLDER direct 1991-04-01 2008-06-02
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT & CHAIRMAN, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR direct 1991-11-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON & PREFERRED, DIRECTOR direct 1994-02-01 2008-06-18
CLARK FINANCIAL ADVISORS DIRECTOR direct 1983-11-01 2008-07-29
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER direct 1995-12-01 2008-11-10
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD. LIMITED PARTNER indirect 1996-01-01 2009-02-09
DUPREE & COMPANY, INC. SHAREHOLDER, DIRECTOR direct 1991-01-01 2009-02-11
LAFAYETTE INVESTMENTS, INC. SECRETARY/ DIRECTOR direct 1988-05-01 2009-03-17
CALTON & ASSOCIATES, INC. SECRETARY indirect 1989-03-01 2009-03-24
BUSH POLEN & ASSOCIATES INC PRESIDENT direct 1985-06-01 2009-03-26
BRIAUD FINANCIAL PLANNING INC PRESIDENT direct 1992-01-01 2009-03-27
CANTERBURY CONSULTING INCORPORATED ASSISTANT VICE PRESIDENT direct 1995-11-01 2009-05-12
CANTERBURY CONSULTING INCORPORATED VP/ DIRECTOR OF MANAGER SEARCH direct 1996-10-01 2009-05-12
COMMERCE BROKERAGE SERVICES, INC. SECRETARY direct 1996-02-01 2009-06-09
MAHLER & EMERSON INC. DIRECTOR/EXECUTIVE VICE PRESIDENT direct 1996-10-01 2009-06-10
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1993-07-01 2009-06-10
MAHLER & EMERSON INC. DIRECTOR direct 1998-02-01 2009-06-10
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER direct 1998-09-01 2009-07-01
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER indirect 1998-09-01 2009-07-01
BANCORPSOUTH INVESTMENT SERVICES, INC. CORPORATE SECRETARY/REPRESENTATIVE direct 1998-08-01 2009-08-04
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER AND MEMBER WITH CLASS B UNITS direct 1995-12-01 2009-09-08
CERTIFIED PLANNERS INC SHAREHOLDER direct 1994-04-01 2009-12-10
D.J. ST. GERMAIN CO., INC. FIVE PERCENT PLUS OWNER direct 1982-01-01 2010-01-05
R.V. KUHNS & ASSOCIATES, INC. TREASURER direct 1986-01-01 2010-03-05
WEALTH MANAGEMENT INTERNATIONAL, LTD. CORPORATE SECRETARY direct 1997-09-01 2010-03-11
MISSOURI VALLEY PARTNERS, INC. SHAREHOLDER OF CLASS A CONV. ADJ. RATE PFD. AND CLASS B NON-CONV. ADJ. RATE PFD. indirect 1985-10-01 2010-03-25
KARK M Z & ASSOCIATES INC 99% SHAREHOLDER indirect 1993-09-01 2010-03-25
KARK M Z & ASSOCIATES INC 1% SHAREHOLDER indirect 1993-09-01 2010-03-25
KARK M Z & ASSOCIATES INC 92.3% SHAREHOLDER direct 1989-07-01 2010-03-25
INVESTMENT SCIENCES INC SHAREHOLDER direct 1969-12-01 2010-03-26
FFR ADVISORY LLC MEMBER direct 1997-01-01 2010-03-31
HORSLEY BRIDGE PARTNERS LLC MEMBER direct 1997-03-01 2010-03-31
WHITNELL & CO SHAREHOLDER direct 1990-05-01 2010-03-31
STANFORD ADVISORY GROUP, LLC MANAGING MEMBER direct 1992-10-01 2010-05-11
INVESTMENT PROFESSIONALS, INC. DIRECT OWNER direct 1995-05-01 2010-06-18
BAILARD BIEHL & KAISER INC SHAREHOLDER indirect 1972-03-01 2010-06-29
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY direct 1990-01-01 2010-07-27
ALEX. BROWN REALTY, INC. SHAREHOLDER indirect 1992-03-01 2010-08-27
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1988-01-01 2010-09-30
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER direct 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS OWNER indirect 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS SOLE TRUSTEE indirect 1995-05-01 2010-10-22
JHS CAPITAL ADVISORS, INC. OWNER indirect 1997-05-01 2011-02-01
SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP GENERAL PARTNER indirect 1997-08-01 2011-03-23
PARNASSUS INVESTMENTS OWNER direct 1998-04-01 2011-03-31
FINANCIAL SYNERGIES ASSET MANAGEMENT INC PRESIDENT direct 1997-04-01 2011-04-06
WS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 1997-01-01 2011-04-13
CLARK FINANCIAL SERVICES GROUP INC CHAIRMAN OF THE BOARD direct 1987-01-01 2011-05-02
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER / DIRECTOR direct 1988-05-01 2011-05-06
VAN BERKOM AND ASSOCIATES INC. HOLDING COMPANY direct 1991-07-01 2011-06-29
CS CAPITAL MANAGEMENT INC PRESIDENT direct 1993-12-01 2011-07-18
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR direct 1990-01-01 2011-07-29
VAN BERKOM AND ASSOCIATES INC. SECRETARY direct 1991-07-01 2011-08-02
UNITED AMERICAN SECURITIES, INC. SECRETARY direct 1987-10-01 2011-09-30
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. PRESIDENT direct 1990-05-01 2012-01-06
CALTIUS CAPITAL MANAGEMENT, LP LIMITED PARTNER, CALTIUS CAPITAL MANAGEMENT, LP direct 1997-06-01 2012-02-14
CALLAHAN CAPITAL MANAGEMENT INC PRESIDENT direct 1995-08-01 2012-03-12
KMH WEALTH MANAGEMENT, LLC OWNER direct 1998-02-01 2012-03-21
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2012-03-28
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER direct 1988-05-01 2012-03-28
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02 direct 1981-03-01 2012-06-18
MOLUMPHY CAPITAL MANAGEMENT PRESIDENT direct 1988-09-01 2012-06-22
GURUN, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1986-03-01 2012-08-29
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PALADIN REALTY PARTNERS, LLC GENERAL PARTNER indirect 1998-02-01 2013-04-01
HALL CAPITAL PARTNERS LLC MEMBER CLASS B direct 1995-07-01 2013-04-26
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-08-01 2013-05-23
FTA PARTNERS, LLC MANAGER (COMMON UNITS) indirect 1997-09-01 2013-09-10
FTA PARTNERS, LLC TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS) indirect 1994-12-01 2013-09-10
WALL STREET ASSOCIATES SHAREHOLDER indirect 1991-05-01 2013-09-24
BOULDER INVESTMENT ADVISERS LLC TRUSTEE indirect 1994-11-01 2013-10-01
ROXBURY CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1998-07-01 2013-12-18
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1974-01-01 2014-03-12
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1995-04-01 2014-03-27
HMS ADVISER LP SHAREHOLDER indirect 1989-12-01 2014-03-31
GENEVA CAPITAL MANAGEMENT LTD WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES direct 1998-04-01 2014-04-16
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1996-10-01 2014-05-13
INGENIOUS ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-06-01 2014-06-27
HART REALTY ADVISERS, INC. SENIOR MANAGING PARTNER direct 1987-12-01 2014-09-05
ROXBURY CAPITAL MANAGEMENT LLC COMMON SHAREHOLDER direct 1998-07-01 2014-12-01
WHITEGATE INVESTMENT COUNSELORS INC MAJORITY SHAREHOLDER direct 1998-07-01 2015-02-20
TRIUMPH ALTERNATIVES LLC CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST indirect 1993-01-01 2015-03-26
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED LIMITED PARTNER indirect 1984-05-01 2015-03-31
HART REALTY ADVISERS, INC. CHAIRMAN direct 1987-12-01 2015-03-31
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED SHAREHOLDER direct 1975-06-01 2015-03-31
UNITED AMERICAN SECURITIES, INC. DIRECTOR direct 1987-10-01 2015-04-28
CALTON & ASSOCIATES, INC. SHAREHOLDER direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST direct 1987-09-01 2016-02-29
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RAHN DAVID R & ASSOCIATES INC SHAREHOLDER direct 1993-02-01 2016-03-08
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER indirect 1997-03-01 2016-03-30
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER direct 1997-04-01 2016-03-30
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT direct 1981-03-01 2016-05-24
PCCP, LLC MEMBER indirect 1998-05-01 2016-06-16
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. SHAREHOLDER indirect 1982-11-01 2016-12-01
SUMMIT GLOBAL MANAGEMENT INC. LIVING TRUST direct 1994-11-01 2017-01-18
J.J.B. HILLIARD, W.L. LYONS, LLC TRUSTEE indirect 1988-11-01 2017-02-21
PPS & V ASSET MANAGEMENT CONSULTANTS INC OFFICER direct 1992-01-01 2017-02-27
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1998-01-01 2017-05-17
WALLACE R. WEITZ & COMPANY DIRECTOR direct 1983-03-01 2017-07-31
FIRST FINANCIAL EQUITY CORPORATION DIRECTOR OF TELECOMMUNICATIONS direct 1996-02-01 2017-08-01
BAKER, AMBER DAWN CHIEF COMPLIANCE OFFICER 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
TYREE, DAVID W. PRESIDENT direct 1991-04-01
INVESTEC PMG CAPITAL MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER direct 1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P. MANAGING MEMBER indirect 1995-10-01
WHITEGATE INVESTMENT COUNSELORS INC SHAREHOLDER direct 1998-07-01
JGE CAPITAL MANAGEMENT, LLC TRUST indirect 1995-10-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. SHAREHOLDER indirect 1998-07-01
PENSION PORTFOLIO ADVISORS INC. N/A direct 1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP. SHAREHOLDER direct 1995-11-01
BONNIE WUSZ & ASSOCIATES, INC. OWNER direct 1991-06-01
CORNERSTONE ADVISORS, LLC OWNER indirect 1982-08-01
MOSBY LINCOLN LC MEMBER MANAGER direct 1995-12-01
CAROL GRANT DESMOND OWNER direct 1982-12-01
HHH INVESTMENT INC PRESIDENT direct 1995-12-01
VAN BERKOM AND ASSOCIATES INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER indirect 1991-07-01
SIFE DIRECTOR/OWNER direct 1995-12-01
AMERVEST COMPANY, INC. CCO / MANAGING DIRECTOR direct 1983-01-01
KAUFMAN BROS., L.P. LP direct 1995-12-01
SIRIUS PARTNERS, L.P. SHAREHOLDER indirect 1983-01-01
OVERLOOK INVESTMENTS L.P. GENERAL PARTNER direct 1995-12-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1983-02-01
RIGGS SECURITIES INC. SHAREHOLDER indirect 1991-09-01
P. R. HERZIG & CO. INC. BOARD OF DIRECTORS direct 1995-12-01
P. R. HERZIG & CO. INC. SHAREHOLDER direct 1995-12-01
GREENLEAF ASSET MANAGEMENT INC PRESIDENT direct 1991-10-01
P. R. HERZIG & CO. INC. TRUSTEE OF 2 TRUSTS indirect 1995-12-01
OWNERSHIP ADVISORS, INC. PRESIDENT direct 1998-09-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
RANSON CAPITAL CORPORATION VP SEC. direct 1996-01-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1998-09-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1998-09-01
SOMERS ASSET MANAGEMENT INCORPORATED PRESIDENT direct 1991-11-01
OLYMPUS ADVISORS, LLC MEMBER direct 1996-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1996-02-01
ACCESS FINANCIAL GROUP, INC. OWNER direct 1996-02-01
MCELWAIN ROBERT JOHN PRESIDENT direct 1983-10-01
CAVALRY BANKING TRUST OFFICER/ SVP direct 1992-01-01
MIDWEST CAPITAL MANAGEMENT, INC. PRESIDENT direct 1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED CORPORATE SECRETARY direct 1996-03-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE indirect 1998-10-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE direct 1998-10-01
JGE CAPITAL MANAGEMENT, LLC MEMBER direct 1996-04-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED TRUSTEE indirect 1984-05-01
RYDER STILWELL INVESTMENT ADVISORS INC MAJORITY OWNER indirect 1992-04-01
CITY SECURITIES CORPORATION DIRECTOR direct 1998-11-01
FINANCIAL ADVISORY SERVICE INC JAMES G. DUSSOLD, TRUSTEE direct 1996-05-01
LM ADVISORS INC PRESIDENT direct 1984-07-01
DAWSON RUSSELL INC. PRESIDENT direct 1992-05-01
THE JENTNER CORPORATION OWNER direct 1984-10-01
CAVALRY BANKING TRUST OFFICER direct 1992-05-01
SANDER CAPITAL ADVISORS DIRECTOR, VICE PRESIDENT AND SECRETARY direct 1985-01-01
THE BAKER GROUP, LP CHAIRMAN AND PRESIDENT direct 1992-05-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1992-05-01
NORTHWEST FINANCIAL PLANNING CORP SHAREHOLDER direct 1992-07-01
WEXFORD CLEARING SERVICES CORPORATION SENIOR VICE PRESIDENT- CROP direct 1996-07-01
AMERICAN SUPERIOR CO TRUST direct 1996-07-01
ROOSEVELT INVESTMENT GROUP INC CHAIRMAN direct 1992-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1996-07-01
EIDELMAN FINGER HARRIS & CO PRESIDENT direct 1985-06-01
ROOSEVELT INVESTMENT GROUP INC SEC-TREASURER MANAGING DIR direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC VP INVESTMENTS direct 1992-07-01
DRV GROUP INC PRESIDENT direct 1996-08-01
ROOSEVELT INVESTMENT GROUP INC CEO direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC PRESIDENT direct 1992-07-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1996-08-01
RONALD OLSON, INC. STOCK HOLDER direct 1992-07-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD PRESIDENT/CIO direct 1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC SHAREHOLDER indirect 1985-12-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
CAPITAL BUILDERS ADVISORY SERVICES INC SHAREHOLDER direct 1986-01-01
STANFORD ADVISORY GROUP, LLC CEO/CIO direct 1992-10-01
UNIVERSAL FINANCIAL SERVICES INC. DIRECTOR direct 1986-02-01
UNIVERSAL FINANCIAL SERVICES INC. CEO indirect 1986-02-01
HOLBEIN ASSOCIATES, INC. SECRETARY direct 1986-03-01
HOOPER R B & CO INC PRESIDENT direct 1992-11-01
CHARLES FISH INVESTMENTS, INC. SHAREHOLDER direct 1996-10-01
HOOPER R B & CO INC VICE PRESIDENT direct 1992-11-01
ORION FINANCIAL SERVICES, LLC SHAREHOLDER indirect 1996-11-01
HERRMANN & COOKE, INC. DIRECT OWNER direct 1986-03-01
MACEY-HOLLAND & CO., LLC MANAGING MEMBER direct 1996-12-01
GREIG ASSOCIATES INC SENIOR VICE PRESIDENT direct 1986-04-01
GREIG ASSOCIATES INC SECRETARY direct 1986-04-01
ALEXANDER & MUCKERMANN PARTNER direct 1986-04-01
HONISS ROBIN OWNER direct 1993-01-01
BAY ISLE FINANCIAL CORP PRESIDENT direct 1986-06-01
KINGSTON INVESTMENT COUNSEL INC VICE PRESIDENT & SECRETARY direct 1993-01-01
BATCHELDER & PARTNERS, INC. OWNER direct 1997-01-01
BAY ISLE FINANCIAL CORP CHIEF INVESTMENT OFFICER direct 1986-06-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. SHAREHOLDER direct 1993-01-01
NEUMEIER INVESTMENT COUNSEL LLC MEMBER direct 1997-01-01
INTEGRATED FINANCIAL PLANNING SERVICES PRESIDENT direct 1986-06-01
MANAGED ACCOUNT SERVICES INC SHAREHOLDER direct 1993-01-01
FINANCIAL ADVISORY SERVICE INC MAX W. GREER, JR., TRUSTEE direct 1986-08-01
MCCORMICK CAPITAL MANAGEMENT PRESIDENT direct 1986-09-01
HAROLD W. DANCE INC. S-CORP SHAREHOLDER, 16% direct 1993-04-01
ROSEMOUNT CAPITAL LIMITED TRUSTEE indirect 1997-01-01
FREMONT REALTY CAPITAL, L.P. SHAREHOLDER indirect 1997-02-01
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-04-01
JUNDT ASSOCIATES INC TRUSTEE direct 1997-03-01
PREMIERETRADE SECURITIES, INC. TRUSTEE OF DICKS FAMILY TRUST direct 1993-05-01
FIDELITY FINANCIAL GROUP, INC. DIRECTOR direct 1987-02-01
SENA WELLER ROHS WILLIAMS INC. SENIOR VP direct 1993-06-01
SENA WELLER ROHS WILLIAMS INC. EXECUTIVE VP direct 1993-06-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1987-02-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
OSTERWEIS CAPITAL MANAGEMENT LLC MEMBER direct 1997-03-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
JOHN MOORE & ASSOCIATES INC SHAREHOLDER direct 1997-03-01
CHURCHILL MANAGEMENT CORP SHAREHOLDER direct 1987-07-01
THE PORTOLA GROUP INC SHAREHOLDER direct 1987-08-01
MAHLER & EMERSON INC. SHAREHOLDER direct 1993-07-01
FFR ADVISORY LLC TRUSTEE indirect 1997-03-01
ARGOS INVESTMENT ADVISORS, LLC MEMBER indirect 1993-07-01
S.A.I. CAPITAL MANAGEMENT, LLC TRUSTEE indirect 1997-03-01
SOCHET & COMPANY, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1987-08-01
ARNERICH MASSENA, INC. SHAREHOLDER direct 1993-07-01
THE PORTOLA GROUP INC SHAREHOLDER indirect 1987-08-01
BACK BAY ADVISORS GENERAL PARTNER direct 1993-09-01
SENTINEL ADVISORS LLC MEMBER direct 1997-04-01
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR direct 1987-09-01
VAN DEVENTER & HOCH VDH SHAREHOLDER direct 1993-10-01
LEE KRASNER GROUP LTD PRESIDENT/TREASURER direct 1993-10-01
REGISTER & AKERS INVESTMENTS, INC. PRINCIPAL direct 1997-04-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-10-01
TAYLOR STEPHENS INC GENERAL PARTNER indirect 1993-12-01
WAYZATA CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 1997-05-01
SOUND FINANCIAL STRATEGIES GROUP, INC. FOUNDING PARTNER/CFO/CCO direct 1993-12-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-11-01
STEVEN A. NOROIAN & ASSOCIATES, INC. OWNER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER indirect 1997-05-01
OSTERWEIS CAPITAL MANAGEMENT INC SHAREHOLDER direct 1994-01-01
WELTON FUND ADVISORS LLC SOLE SHAREHOLDER indirect 1997-05-01
WELTON INVESTMENT PARTNERS LLC SOLE SHAREHOLDER indirect 1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC. NO TITLE direct 1997-06-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC PRESIDENT direct 1988-01-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1994-01-01
POPULAR SECURITIES, INC. DIRECTOR direct 1997-07-01
MARSDEN JOHN RICHARD JR OWNER direct 1994-01-01
KLOSTERMAN CAPITAL CORP TRUST direct 1997-07-01
MORGAN JESS S & CO INC TRUST direct 1997-07-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD PARTNERSHIP direct 1994-02-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 1997-07-01
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1988-01-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER direct 1994-03-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER indirect 1994-03-01
JONES COMMODITIES, INC. SHAREHOLDER direct 1997-08-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. PRESIDENT direct 1988-03-01
ADVISORS PENSION SERVICES AGENCY INC PRESIDENT direct 1988-04-01
CATHOLIC FINANCIAL SERVICES CORP VICE PRESIDENT, DIRECTOR direct 1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1994-06-01
KLAFF REALTY, LP OWNER indirect 1988-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP SHAREHOLDER indirect 1994-07-01
H&F INVESTORS III SHAREHOLDER indirect 1994-07-01
FIRST WESTERN ADVISORS PRESIDENT / DIRECTOR direct 1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC. 90% SHAREHOLDER direct 1997-11-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & PRESIDENT direct 1988-08-01
SOUTH OCEAN MANAGEMENT LIMITED SHAREHOLDER direct 1994-09-01
JONES VILLALTA ASSET MANAGEMENT, LLC 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. indirect 1997-11-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1994-09-01
GLOBALVEST MANAGEMENT CO LP ESTABLISHED direct 1994-10-01
TRIGRAN INVESTMENTS, INC. TRUSTEE indirect 1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC NAMED FIDUCIARY indirect 1988-11-01
IHP CAPITAL PARTNERS SHAREHOLDER direct 1997-12-01
MCCORMICK CAPITAL MANAGEMENT SECRETARY, TREASURER direct 1988-12-01
KAPLAN & CO. SECURITIES INC. CEO direct 1994-10-01
EAST PACIFIC INVESTMENT CO INC PRESIDENT direct 1989-01-01
LARIMER CAPITAL CORP SECRETARY direct 1989-01-01
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1998-01-01
KIT COLE INVESTMENT ADVISORY SERVICES SHAREHOLDER direct 1989-03-01
LOVELL INCORPORATED CORPORATE SECRETARY direct 1989-03-01
SAGE, RUTTY & CO., INC. DIRECTOR direct 1998-01-01
KURIYAMA & CO LLC MEMBER direct 1998-01-01
NEWPORT INVESTMENT ADVISORS INC CEO direct 1989-04-01
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 1994-12-01
SUMMIT PARTNERS V, L.P. LIMITED PARTNER direct 1998-01-01
TIFFANY CAPITAL ADVISORS INC PRESIDENT direct 1989-05-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER direct 1998-01-01
THE BAUPOST GROUP, L.L.C. MEMBER direct 1998-01-01
BOBERSKI & CO PRESIDENT direct 1966-01-01
H&F ADMINISTRATION III LLC SHAREHOLDER indirect 1994-12-01
IWAMOTO, KONG & CO., INC. SHAREHOLDER direct 1998-01-01
HOLDEN TOLBERT & CO INC PRESIDENT direct 1967-05-01
H & F ADMINISTRATION IV LLC SHAREHOLDER indirect 1994-12-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER / MANAGING MEMBER direct 1998-01-01
HOLDEN TOLBERT & CO INC SECRETARY, TREASURER direct 1967-05-01
BUSINESS SERVICES, INC. OWNER direct 1989-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC MEMBER indirect 1968-06-01
FINANCIAL ADVISORY SERVICE INC DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES direct 1998-01-01
PINNACLE ASSET MANAGEMENT, L.P. MEMBER indirect 1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1994-12-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT SHAREHOLDER indirect 1989-06-01
SANDPOINTE, LLC MEMBER indirect 1994-12-01
CAMBRIDGE EQUITY ADVISORS INC CHIEF EXECUTIVE OFFICER direct 1989-06-01
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01
HANSSET GLOBAL ADVISORS CO., LTD. SHAREHOLDER direct 1989-08-01
TRIAD INVESTMENT ADVISORS CORP PRESIDENT direct 1972-10-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN direct 1973-10-01
VALU TRAC INVESTMENT MANAGEMENT LTD PARENT COMPANY direct 1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD PRESIDENT direct 1989-12-01
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER A CLASS direct 1998-03-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN indirect 1989-12-01
MYERSON VAN DEN BERG & CO TRUST OWNS ALL THE STOCK direct 1975-01-01
DE PRINCE, RACE & ZOLLO, INC. SHAREHOLDER direct 1998-03-01
STANLEY D J & CO INC PRESIDENT & CEO, CFO, COO, CLO,CCO direct 1976-05-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-05-01
SPECTRUM ASSET MANAGEMENT INC SHAREHOLDER direct 1990-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. TREASURER direct 1977-06-01
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1998-05-01
NOVARE CAPITAL MANAGEMENT MEMBER indirect 1995-05-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. TREASURER, FINOP direct 1978-08-01
BNY ASSOCIATES INCORPORATED DIRECTOR direct 1998-05-01
SAVINGS GROWERS, INC. PRESIDENT direct 1990-08-01
MOORS & CABOT INVESTOR SERVICES INC PARENT indirect 1978-08-01
SOUND CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1995-06-01
FULLER & THALER ASSET MANAGEMENT INC SHAREHOLDER direct 1998-05-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. VICE CHAIRMAN, DIRECTOR direct 1978-11-01
STAMPS, WOODSUM & CO. IV LIMITED PARTNER direct 1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION SHAREHOLDER direct 1995-06-01
VALUE PARTNERS LTD SHAREHOLDER direct 1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED OWNER direct 1998-06-01
CORRELL CO. INVESTMENT SERVICES CORP. SECRETARY direct 1995-07-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC. VICE PRESIDENT direct 1998-06-01
BERKELEY CAPITAL ADVISERS, LLC TRUSTEE indirect 1991-01-01
GREIG ASSOCIATES INC VICE PRESIDENT direct 1998-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1995-07-01
RWT INVESTMENT ADVISERS, INC. 100% SHAREHOLDER direct 1998-07-01
NOBLE PARTNERS, L.P. SHAREHOLDER indirect 1991-03-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-08-01
KELLNER, DILEO & CO., L.P. LIMITED PARTNER direct 1998-07-01
W R MAHOOD ASSET MANAGEMENT, INC. PRESIDENT direct 1991-04-01
NBC SECURITIES, INC. VICE PRESIDENT direct 1995-08-01
BURNEY CO CHAIRMAN direct 1981-04-01
FARALDI & PORRO INC PRESIDENT direct 1981-06-01
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1988-08-01 2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1995-03-01 2000-11-09
FSC SECURITIES CORPORATION DIRECTOR/CHAIRMAN direct 1997-10-01 2000-12-15
J. BUSH & CO., INCORPORATED DIRECTOR direct 1970-09-01 2001-01-29
J. BUSH & CO., INCORPORATED EXECUTIVE VICE PRESIDENT direct 1998-03-01 2001-01-29
CHASE INVESTMENT SERVICES CORP. DIRECTOR direct 1998-09-01 2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD TREAURER direct 1992-02-01 2001-01-30
MACK INVESTMENT SECURITIES, INC. TRUSTEE IS PRESIDENT direct 1986-01-01 2001-01-30
FORUM SECURITIES, INC. SHAREHOLDER indirect 1990-07-01 2001-01-30
FORUM SECURITIES, INC. VICE PRESIDENT/CFO direct 1991-03-01 2001-01-30
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1998-08-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1992-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO PRESIDENT/DIRECTOR direct 1992-02-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1984-04-01 2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP MARKETING direct 1996-10-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1992-12-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-02-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1994-01-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1997-11-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR CHAIRMAN OF BOARD direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO CH.BD./DIR/CEO direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1990-01-01 2001-01-31
JULIUS BAER SECURITIES INC. CHAIRMAN direct 1998-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SHAREHOLDER indirect 1980-05-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1998-07-01 2001-01-31
CENTURION CAPITAL MANAGEMENT CORP BENEFICIAL OWNER OF CCGI, COMMON indirect 1997-12-01 2001-02-01
ESSEX LLC SECRETARY direct 1933-01-01 2001-02-23
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR direct 1996-12-01 2001-02-28
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1997-02-01 2001-02-28
LINDNER ASSET MANAGEMENT INC SHAREHOLDER direct 1997-03-01 2001-02-28
MBIA CAPITAL MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 1998-02-01 2001-02-28
COMMONWEALTH ADVISORS INC SECRETARY direct 1991-04-01 2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2001-03-01
MONTICELLO ASSOCIATES INC PRESIDENT direct 1992-07-01 2001-03-01
MONTICELLO ASSOCIATES INC TREASURER direct 1992-07-01 2001-03-01
WCM INVESTMENT MANAGEMENT VP direct 1995-06-01 2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC SENIOR MANAGING DIRECTOR AND DIRECTOR direct 1998-05-01 2001-03-13
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1998-10-01 2001-03-15
PRINCOR FINANCIAL SERVICES CORPORATION SENIOR VICE PRESIDENT direct 1998-01-01 2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER direct 1992-10-01 2001-03-16
BERGER & ASSOCIATES LLC MANAGER & 50% OWNER direct 1997-04-01 2001-03-16
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1991-06-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1996-07-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. CHAIRMAN direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. SECRETARY direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1994-10-01 2001-03-20
TREECE INVESTMENT ADVISORY CORP PRESIDENT, DIRECTOR, SECT, TREASURER direct 1979-08-01 2001-03-23
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-06-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1977-03-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. MANAGING DIRECTOR direct 1977-09-01 2001-03-26
AMERVEST CO INC MANAGING DIRECTOR direct 1993-01-01 2001-03-27
VESTRUST SECURITIES L.P. SHAREHOLDER direct 1997-01-01 2001-03-29
PMG CAPITAL CORP. PRESIDENT direct 1986-12-01 2001-03-29
FIRST WESTERN ADVISORS VICE PRESIDENT/SECRETARY direct 1997-10-01 2001-03-29
FIRST WESTERN ADVISORS DIRECTOR direct 1997-10-01 2001-03-29
PMG CAPITAL CORP. VICE PRESIDENT ADMIN. direct 1995-04-01 2001-03-29
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1995-10-01 2001-03-29
PROEQUITIES INC DIRECTOR direct 1997-01-01 2001-03-30
KAHN BROTHERS & CO. INC. STOCKHOLDER, DIRECTOR direct 1978-07-01 2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY VICE PRESIDENT AND SECRETARY direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR direct 1995-10-01 2001-04-02
RICHARD O. JONES PRESIDENT/CEO indirect 1993-07-01 2001-04-06
RICHARD O. JONES SHAREHOLDER direct 1993-12-01 2001-04-06
CENTURION TRUST COMPANY SHAREHOLDER indirect 1997-12-01 2001-04-12
TOWER SQUARE SECURITIES, INC. VICE PRESIDENT direct 1998-09-01 2001-04-19
ORION FINANCIAL SERVICES, LLC MEMB ER OF LLC direct 1997-08-01 2001-04-20
THE ADVISORS GROUP, INC. CHAIRMAN OF BOARD OF DIRECTORS direct 1988-08-01 2001-04-26
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1991-08-01 2001-04-27
TIMING STRATEGIES CORP PRESIDENT direct 1982-05-01 2001-04-30
CANTERBURY CAPITAL SERVICES, INC. SECRETARY direct 1995-11-01 2001-04-30
MILLAR ROBERT PETER WHARTON COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
CMS INVESTMENT RESOURCES, INC. VICE PRESIDENT, GENERAL COUNSEL direct 1986-06-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD NON-EXECUTIVE DIRECTOR direct 1994-10-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD CHIEF EXECUTIVE direct 1989-10-01 2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION CROP direct 1990-07-01 2001-05-03
TITAN INVESTMENT ADVISORS LLC PARTNER direct 1996-05-01 2001-05-15
SOVEREIGN HOLDINGS LLC PRESIDENT direct 1997-01-01 2001-05-16
SOVEREIGN HOLDINGS LLC ADMINISTRATIVE PARTNER direct 1997-01-01 2001-05-16
ROBOTTI & COMPANY, INCORPORATED DIRECTOR & STOCKHOLDER direct 1983-08-01 2001-05-24
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED direct 1996-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED STOCKHOLDER direct 1987-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1997-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1994-05-01 2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-05-01 2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 1997-05-01 2001-06-20
SPELMAN & CO., INC. DIRECTOR direct 1998-04-01 2001-06-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-06-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1997-06-01 2001-06-26
COORDINATED ASSET PLANNING CO INC CHEIF OPERATIONS OFFICER direct 1989-05-01 2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1995-06-01 2001-07-30
KEENE & ASSOCIATES, INC. PRESIDENT direct 1994-09-01 2001-08-09
WILLIAMS C R INC MANAGING DIRECTOR direct 1994-06-01 2001-08-15
WILLIAMS C R INC PRESIDENT direct 1994-08-01 2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG direct 1987-08-01 2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC. SHAREHOLDER direct 1994-03-01 2001-08-28
MEMORIAL INVESTMENT ADVISORS INC VP AND CIO direct 1998-09-01 2001-09-25
SYMMETRIC INVESTMENTS, INC. 5% + SHAREHOLDER direct 1992-12-01 2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC. PRESIDENT indirect 1987-07-01 2001-09-27
PMG CAPITAL CORP. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1986-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1987-06-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1993-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR AND TREASURER direct 1995-10-01 2001-10-01
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1998-08-01 2001-10-22
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1995-06-01 2001-10-22
SALOMON SMITH BARNEY INC. CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC. direct 1995-07-01 2001-10-24
CSFBDIRECT, INC. DIRECTOR/CCO/CROP/SROP direct 1996-08-01 2001-10-26
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1990-12-01 2001-10-31
STEPHENS INC. SHAREHOLDER COMMON A indirect 1990-12-01 2001-10-31
CBNY INVESTMENT SERVICES CORP. SHAREHOLDER indirect 1988-03-01 2001-11-01
FINARC LLC SPOUSE direct 1996-10-01 2001-11-29
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-11-30
CJ CAPITAL MANAGEMENT LLC PRESIDENT direct 1998-08-01 2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC. CO-CHAIRMAN OF THE BOARD direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT, SECRETARY & DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT AND DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT , SROP/CROP direct 1994-04-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. STOCKHOLDER direct 1946-07-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1978-06-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT, TREASURER & DIRECTOR direct 1990-11-01 2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER direct 1988-03-01 2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, PRESIDENT direct 1988-03-01 2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC STOCKHOLDER direct 1995-04-01 2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY VP INFO SYSTEMS direct 1996-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CORPORATE CONTROLLER direct 1997-03-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP COMMUNICATIONS & HUMAN RESOURCES direct 1989-10-01 2001-12-20
THURLOW CAPITAL MANAGEMENT, INC. PRESIDENT direct 1997-04-01 2002-01-03
THURLOW CAPITAL MANAGEMENT, INC. VICE-PRESIDENT direct 1997-04-01 2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP SHAREHOLDER OF CENTURION CAPITAL GROUP INC. indirect 1997-12-01 2002-01-17
NORTHERN TRUST SECURITIES, INC. DIRECTOR direct 1997-01-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP CHAIRMAN, DIRECTOR direct 1994-06-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR direct 1994-06-01 2002-01-23
CSFBDIRECT, INC. DIRECTOR OF COMPLIANCE/CCO/CROP/SROP direct 1996-08-01 2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION DIRECTOR direct 1998-01-01 2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD VICE PRESIDENT direct 1996-06-01 2002-02-05
COORDINATED ASSET PLANNING CO INC PRESIDENT direct 1984-01-01 2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC PRESIDENT direct 1988-06-01 2002-02-13
COORDINATED ASSET PLANNING CO INC CHIEF OPERATIONS OFFICER direct 1989-05-01 2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-03-11
AMERICAN INVESTMENT SERVICES INC TREASURER & SECRETARY direct 1988-12-01 2002-03-15
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1983-03-01 2002-03-19
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1985-03-01 2002-03-19
PARNASSUS INVESTMENTS DIRECTOR direct 1984-06-01 2002-03-22
AMR INVESTMENT SERVICES, INC SECRETARY direct 1988-01-01 2002-03-25
MCCORMICK CAPITAL MANAGEMENT V.P. OPERATIONS direct 1996-04-01 2002-03-26
MCCORMICK CAPITAL MANAGEMENT V.P. FIXED INCOME direct 1993-03-01 2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD SHAREHOLDER direct 1995-01-01 2002-03-26
CITISTREET ADVISORS LLC VICE PRESIDENT, TREASURER, FINOP direct 1991-05-01 2002-03-27
LORD ANDREW CHARLES SOLE PROPRIETOR direct 1984-01-01 2002-03-27
GLEN RAUCH SECURITIES, INC. SECRETARY/DIRECTOR direct 1986-02-01 2002-03-27
NATIONWIDE ADVISORY SERVICES, INC. DIRECTOR direct 1998-04-01 2002-03-27
GUARDIAN CAPITAL ADVISORS INC V.P., COMPLIANCE & SECRETARY direct 1998-11-01 2002-03-28
INSTITUTIONAL SECURITIES CORPORATION SECRETARY direct 1996-05-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1985-11-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1992-08-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1988-02-01 2002-03-28
FORUM SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 1989-01-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1989-02-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1994-11-01 2002-03-28
FORUM SECURITIES, INC. SECRETARY direct 1989-06-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1995-04-01 2002-03-28
VALUE PARTNERS LTD NON-EXECUTIVE DIRECTOR direct 1998-06-01 2002-03-28
FORUM SECURITIES, INC. PRESIDENT/TREASURER/DIRECTOR/SROP/CROP direct 1991-02-01 2002-03-28
FORUM SECURITIES, INC. SENIOR VICE PRESIDENT/CFO direct 1991-03-01 2002-03-28
EPG INC SENIOR VICE PRESIDENT direct 1998-01-01 2002-04-01
JMG CAPITAL MANAGEMENT, LLC N/A indirect 1998-04-01 2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED SHAREHOLDER direct 1996-06-01 2002-04-02
WARNER GROUP, INC. VICE PRESIDENT, DIRECTOR, SHAREHOLDER direct 1996-05-01 2002-04-03
TACTICAL ALLOCATION SERVICES LLC TRUST direct 1996-04-01 2002-04-04
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01 2002-04-17
MUHLENKAMP & CO INC SHAREHOLDER direct 1983-02-01 2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR & PRESIDENT direct 1992-10-01 2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC 52% SHAREHOLDER indirect 1997-03-01 2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC SECRETARY direct 1994-01-01 2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC PRESIDENT direct 1997-12-01 2002-05-03
ARISTA INVESTMENT ADVISORS, LTD. VICE-PRESIDENT direct 1996-04-01 2002-05-06
PINNACLE FUND MANAGEMENT LLC NONE direct 1997-03-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. PRESIDENT direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. SECRETARY direct 1988-11-01 2002-05-06
SUCCESSFUL MONEY STRATEGIES INC CHIEF INVESTMENT OFFICER direct 1993-03-01 2002-05-07
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-09-01 2002-05-14
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-12-01 2002-05-14
PLANNERS FINANCIAL SERVICES, INC. BOARD MEMBER direct 1984-03-01 2002-05-24
PACIFIC CAPITAL PLANNING COMPANY OWNER direct 1997-09-01 2002-05-24
A. G. EDWARDS & SONS, INC. DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY direct 1998-03-01 2002-05-31
R.V. KUHNS & ASSOCIATES, INC. TREASURER indirect 1986-01-01 2002-06-25
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 1994-10-01 2002-07-22
TRUSTED SECURITIES ADVISORS CORP. CHAIRMAN AND DIRECTOR direct 1998-08-01 2002-07-24
AMERICAN GENERAL FINANCIAL ADVISORS, INC. ASSISTANT TREASURER direct 1998-08-01 2002-08-29
EQUITY ANALYSTS INC. SHAREHOLDER direct 1998-09-01 2002-09-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2002-09-23
1717 CAPITAL MANAGEMENT COMPANY DIRECTOR direct 1998-11-01 2002-09-26
KILLIAN ASSET MANAGEMENT CORP PRESIDENT direct 1987-04-01 2002-10-11
ABSOLUTE RETURN ADVISORS, LTD. CROP/SROP/VP direct 1996-12-01 2002-10-14
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-10-16
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1983-02-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-03-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-11-01 2002-10-21
ARTHURS, LESTRANGE & COMPANY INCORPORATED OUTSIDE SHAREHOLDER direct 1986-03-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDER direct 1997-12-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDERS direct 1997-12-01 2002-10-31
BERGER & ASSOCIATES LLC MANAGER & 100% OWNER direct 1997-04-01 2002-12-04
MUHLENKAMP & CO INC SHAREHOLDER indirect 1983-02-01 2002-12-18
THE DANFORTH ASSOCIATES, INC VICE PRESIDENT & DIRECTOR direct 1994-09-01 2002-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP FINANCE & TREASURER direct 1998-11-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY GENERAL COUNSEL & SECRETARY direct 1996-08-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP & CHIEF FINANCIAL OFFICER direct 1996-10-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY CHAIRMAN OF THE BOARD & DIRECTOR direct 1994-10-01 2003-01-02
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1992-01-01 2003-01-10
MEMORIAL INVESTMENT ADVISORS INC PRESIDENT AND CEO direct 1998-10-01 2003-01-14
MEMORIAL INVESTMENT ADVISORS INC VP AND CFO direct 1998-10-01 2003-01-14
LAUREL MANAGEMENT CO LLC MEMBER direct 1995-07-01 2003-01-15
CLARK FINANCIAL SERVICES GROUP INC PRESIDENT direct 1987-01-01 2003-01-24
ROLF ADLER GROUP INC PRESIDENT direct 1987-12-01 2003-01-25
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1984-01-01 2003-02-05
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) DIRECTOR OF COMPLIANCE direct 1997-03-01 2003-02-07
THE DANFORTH ASSOCIATES, INC DIRECTOR direct 1994-09-01 2003-02-14
GURUN, INC. PRESIDENT direct 1986-03-01 2003-02-27
WILLINGHAM ASSET MANAGEMENT INC PRESIDENT direct 1995-11-01 2003-03-03
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1992-07-01 2003-03-03
JULIUS BAER SECURITIES INC. DIRECTOR direct 1996-05-01 2003-03-14
JULIUS BAER SECURITIES INC. SENIOR VICE PRESIDENT direct 1994-12-01 2003-03-14
THE DE BURLO GROUP,INC. SENIOR VICE PRESIDENT direct 1996-03-01 2003-03-18
THE DE BURLO GROUP,INC. PRESIDENT direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. SECRETARY direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. DIRECTOR direct 1987-10-01 2003-03-18
PERKINS, WOLF, MCDONNELL & CO. SHAREHOLDER direct 1983-03-01 2003-03-26
KEENE & ASSOCIATES, INC. PRESIDENT, DIRECTOR direct 1994-09-01 2003-03-26
CJ CAPITAL MANAGEMENT LLC MEMBER, PRESIDENT direct 1998-08-01 2003-03-27
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A & B SHARES direct 1985-03-01 2003-03-27
NVEST FUNDS MANAGEMENT LP GENERAL PARTNER direct 1995-01-01 2003-03-27
BUCKINGHAM CAPITAL MANAGEMENT INC DIRECTOR direct 1985-05-01 2003-03-28
ATLANTIC CAPITAL MANAGEMENT LTD CORPORATE SECRETARY direct 1992-04-01 2003-03-31