NATURAL GAS PARTNERS VII, L.P.

HTTP://WWW.NGPENERGYCAPITAL.COM IRVING, TX Investment Advisor How do I update this listing?

Natural GAS Partners Vii is based out of Irving. Natural GAS Partners Vii is a large advisory firm with 10 clients and discretionary assets under management (AUM) of $9,141,505,172 (Form ADV from 2021-03-29). Whalewisdom has at least 11 13D filings

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Contact Info

natural gas partners vii, l.p.
125 E. JOHN CARPENTER FWY
IRVING TX    75062

Business Phone: 972.432.1440
SEC SIC CODE:
1311-CRUDE PETROLEUM & NATURAL GAS

View Last Form Adv Compilation Report on Record

NATURAL GAS PARTNERS OR NGP
2850 N. HARWOOD STREET, 19TH FLOOR
DALLAS TX    75201
Country: United States

Business Phone: 972-432-1440
Fax: 972-432-1441
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: TX
Number of employees: 52
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 6,625,220,000
Total Number of Clients: 10
Amount of client funds and securities by related persons: 6,625,220,000
Total Number of clients from related persons: 10
Disclosures:
Data above was derived from SEC filings.

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NGP ENERGY CAPITAL MANAGEMENT, LLC

ownership team - last updated 2021-03-29
Name Title Start Date Direct/Indirect % Ownership
ECM CAPITAL, L.P. MEMBER 06/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
THE ENERGY & MINERALS GROUP, LP MEMBER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
ROLONG, NELSON, ALFREDO CHIEF COMPLIANCE OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARSON MANAGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2010-02-01
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2011-02-01
LAMPERT, JILL, WERTHEIMER CHIEF FINANCIAL & ADMINISTRATIVE OFFICER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL & ADMINISTRATIVE OFFICER direct 2011-01-01
NGP MANAGEMENT COMPANY, L.L.C. MEMBER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2012-12-01
WEBER, ANTHONY, RICHARD MANAGING PARTNER 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2013-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2013-11-01
ECMA HOLDINGS, LLC MEMBER 09/01/2014 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2014-09-01
ZLOTKY, JEFFREY, ALAN GENERAL COUNSEL 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL COUNSEL direct 2015-03-01
CARTER, CHRISTOPHER, GEORGE MANAGING PARTNER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2015-03-01
ECM CAPITAL, L.P. MEMBER 06/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
THE ENERGY & MINERALS GROUP, LP MEMBER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
ROLONG, NELSON, ALFREDO CHIEF COMPLIANCE OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARSON MANAGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2010-02-01
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2011-02-01
LAMPERT, JILL, WERTHEIMER CHIEF FINANCIAL & ADMINISTRATIVE OFFICER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL & ADMINISTRATIVE OFFICER direct 2011-01-01
NGP MANAGEMENT COMPANY, L.L.C. MEMBER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2012-12-01
WEBER, ANTHONY, RICHARD MANAGING PARTNER 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2013-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2013-11-01
ECMA HOLDINGS, LLC MEMBER 09/01/2014 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2014-09-01
ZLOTKY, JEFFREY, ALAN GENERAL COUNSEL 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL COUNSEL direct 2015-03-01
CARTER, CHRISTOPHER, GEORGE MANAGING PARTNER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2015-03-01
ECMC GP, L.L.C. GENERAL PARTNER ECM CAPITAL, L.P. 06/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2008-03-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2008-03-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2008-03-01
ECM CAPITAL, L.P. MEMBER NGP MANAGEMENT COMPANY, L.L.C. 12/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
THE ENERGY & MINERALS GROUP, LP MEMBER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
CARLYLE KNOX HOLDINGS, L.L.C. MEMBER NGP MANAGEMENT COMPANY, L.L.C. 12/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EMG FUND II MANAGEMENT, L.P. OWNER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC OWNER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP OWNER indirect 2012-12-01
TC GROUP, L.L.C. MEMBER CARLYLE KNOX HOLDINGS, L.L.C. 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
CIM (DELAWARE), INC. MANAGING MEMBER CARLYLE KNOX HOLDINGS, L.L.C. 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-12-01
TC GROUP, L.L.C. SHAREHOLDER CIM (DELAWARE), INC. 12/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
CARLYLE HOLDINGS I L.P. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
AVALON ADVISORS LLC MEMBER indirect 2012-05-01
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-05-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF TC GROUP, L.L.C. indirect 2012-05-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2012-05-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-05-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-05-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
CARLYLE HOLDINGS I GP SUB L.L.C. GENERAL PARTNER CARLYLE HOLDINGS I L.P. 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
AVALON ADVISORS LLC GENERAL PARTNER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC GENERAL PARTNER OF CARLYLE HOLDINGS I L.P. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC GENERAL PARTNER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2012-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS I GP, INC. MEMBER CARLYLE HOLDINGS I GP SUB L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
AVALON ADVISORS LLC MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF CARLYLE HOLDINGS I GP SUB L.L.C. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. SHAREHOLDER CARLYLE HOLDINGS I GP, INC. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
HERSH, KENNETH, ASHER MEMBER ECMA HOLDINGS, LLC 09/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER AND CO-CEO indirect 1998-04-01
NGP INVESTMENT ADVISOR, LP MANAGER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP LIMITED PARTNER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2008-03-01
EMG FUND II MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 1988-10-01
NGP ENERGY CAPITAL MANAGEMENT, LLC LIMITED PARTNER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MAMBER indirect 2014-09-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2014-09-01
LAMPERT, JILL, WERTHEIMER MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL & ADMINISTRATIVE OFFICER direct 2011-01-01
CARTER, CHRISTOPHER, GEORGE MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2015-03-01
GLICK, CRAIG, SCHUYLER MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2017-03-01
CG SUBSIDIARY HOLDINGS L.L.C. MEMBER TC GROUP, L.L.C. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER indirect 2020-01-01
CARLYLE HOLDINGS II L.L.C. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2012-05-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2012-05-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2012-05-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2012-05-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2012-05-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-05-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2012-05-01
CARLYLE HOLDINGS II GP L.L.C. MEMBER CARLYLE HOLDINGS II L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2011-11-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2011-11-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2011-11-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2011-11-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2011-11-01
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II GP L.L.C. 11/01/2011 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
ECMC GP, L.L.C. GENERAL PARTNER ECM CAPITAL, L.P. 06/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2008-03-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2008-03-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2008-03-01
ECM CAPITAL, L.P. MEMBER NGP MANAGEMENT COMPANY, L.L.C. 12/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
THE ENERGY & MINERALS GROUP, LP MEMBER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
CARLYLE KNOX HOLDINGS, L.L.C. MEMBER NGP MANAGEMENT COMPANY, L.L.C. 12/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EMG FUND II MANAGEMENT, L.P. OWNER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC OWNER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP OWNER indirect 2012-12-01
TC GROUP, L.L.C. MEMBER CARLYLE KNOX HOLDINGS, L.L.C. 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
CIM (DELAWARE), INC. MANAGING MEMBER CARLYLE KNOX HOLDINGS, L.L.C. 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-12-01
TC GROUP, L.L.C. SHAREHOLDER CIM (DELAWARE), INC. 12/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
CARLYLE HOLDINGS I L.P. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
AVALON ADVISORS LLC MEMBER indirect 2012-05-01
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-05-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF TC GROUP, L.L.C. indirect 2012-05-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2012-05-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-05-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-05-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
CARLYLE HOLDINGS I GP SUB L.L.C. GENERAL PARTNER CARLYLE HOLDINGS I L.P. 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
AVALON ADVISORS LLC GENERAL PARTNER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC GENERAL PARTNER OF CARLYLE HOLDINGS I L.P. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC GENERAL PARTNER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2012-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS I GP, INC. MEMBER CARLYLE HOLDINGS I GP SUB L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
AVALON ADVISORS LLC MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF CARLYLE HOLDINGS I GP SUB L.L.C. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. SHAREHOLDER CARLYLE HOLDINGS I GP, INC. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
HERSH, KENNETH, ASHER MEMBER ECMA HOLDINGS, LLC 09/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER AND CO-CEO indirect 1998-04-01
NGP INVESTMENT ADVISOR, LP MANAGER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP LIMITED PARTNER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2008-03-01
EMG FUND II MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 1988-10-01
NGP ENERGY CAPITAL MANAGEMENT, LLC LIMITED PARTNER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MAMBER indirect 2014-09-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2014-09-01
LAMPERT, JILL, WERTHEIMER MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL & ADMINISTRATIVE OFFICER direct 2011-01-01
CARTER, CHRISTOPHER, GEORGE MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2015-03-01
GLICK, CRAIG, SCHUYLER MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2017-03-01
CG SUBSIDIARY HOLDINGS L.L.C. MEMBER TC GROUP, L.L.C. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER indirect 2020-01-01
CARLYLE HOLDINGS II L.L.C. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2012-05-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2012-05-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2012-05-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2012-05-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2012-05-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-05-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2012-05-01
CARLYLE HOLDINGS II GP L.L.C. MEMBER CARLYLE HOLDINGS II L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2011-11-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2011-11-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2011-11-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2011-11-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2011-11-01
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II GP L.L.C. 11/01/2011 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
NGP AGRIBUSINESS FOLLOW-ON FUND, L.P. United States 805-1446530711 Private Equity Fund 129,536,251 0
NGP NATURAL RESOURCES X, L.P. United States 805-5631653782 Private Equity Fund 493,077,433 0
NGP IX OFFSHORE FUND, L.P. United States 805-8719671621 Private Equity Fund 7,145,879 0
NATURAL GAS PARTNERS IX, L.P. United States 805-7900911338 Private Equity Fund 148,439,117 0
NGP NATURAL RESOURCES X PARALLEL FUND, L.P. United States 805-2329684601 Private Equity Fund 70,661,568 0
NGP NATURAL RESOURCES XI, L.P. United States 805-7454264575 Private Equity Fund 3,065,212,695 0
NGP NATURAL RESOURCES XI PARALLEL FUND, L.P. United States 805-6514647017 Private Equity Fund 731,778,598 0
NGP NATURAL RESOURCES XII, L.P. United States 805-5783724961 Private Equity Fund 3,427,421,617 0
NGP NATURAL RESOURCES XII PARALLEL FUND, L.P. United States 805-5770650038 Private Equity Fund 763,946,660 0
NGP ROYALTY PARTNERS, L.P. United States 805-8659971231 Private Equity Fund 304,285,353 0
NGP ETP IV, L.P. United States 805-5462616967 Private Equity Fund 0 0

NGP ENERGY CAPITAL MANAGEMENT, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
NGP AGRIBUSINESS FOLLOW-ON FUND, L.P. United States 805-1446530711 Private Equity Fund 151,998,316 0
NGP NATURAL RESOURCES X, L.P. United States 805-5631653782 Private Equity Fund 699,756,592 0
NGP IX OFFSHORE FUND, L.P. United States 805-8719671621 Private Equity Fund 4,654,312 0
NATURAL GAS PARTNERS IX, L.P. United States 805-7900911338 Private Equity Fund 97,582,193 0
NGP NATURAL RESOURCES X PARALLEL FUND, L.P. United States 805-2329684601 Private Equity Fund 100,143,368 0
NGP NATURAL RESOURCES XI, L.P. United States 805-7454264575 Private Equity Fund 3,541,250,575 0
NGP NATURAL RESOURCES XI PARALLEL FUND, L.P. United States 805-6514647017 Private Equity Fund 845,512,807 0
NGP NATURAL RESOURCES XII, L.P. United States 805-5783724961 Private Equity Fund 1,631,980,531 0
NGP NATURAL RESOURCES XII PARALLEL FUND, L.P. United States 805-5770650038 Private Equity Fund 347,810,453 0
NGP ROYALTY PARTNERS, L.P. United States 805-8659971231 Private Equity Fund 0 0

NGP ENERGY CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-10-15
Name Title Start Date Direct/Indirect % Ownership
ECM CAPITAL, L.P. MEMBER 06/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
THE ENERGY & MINERALS GROUP, LP MEMBER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
ROLONG, NELSON, ALFREDO CHIEF COMPLIANCE OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARSON MANAGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2010-02-01
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2011-02-01
LAMPERT, JILL, WERTHEIMER CHIEF FINANCIAL & ADMINISTRATIVE OFFICER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL & ADMINISTRATIVE OFFICER direct 2011-01-01
NGP MANAGEMENT COMPANY, L.L.C. MEMBER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2012-12-01
WEBER, ANTHONY, RICHARD MANAGING PARTNER 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2013-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2013-11-01
ECMA HOLDINGS, LLC MEMBER 09/01/2014 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2014-09-01
ZLOTKY, JEFFREY, ALAN GENERAL COUNSEL 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL COUNSEL direct 2015-03-01
CARTER, CHRISTOPHER, GEORGE MANAGING PARTNER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2015-03-01
ECMC GP, L.L.C. GENERAL PARTNER ECM CAPITAL, L.P. 06/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2008-03-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2008-03-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2008-03-01
ECM CAPITAL, L.P. MEMBER NGP MANAGEMENT COMPANY, L.L.C. 12/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
THE ENERGY & MINERALS GROUP, LP MEMBER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
CARLYLE KNOX HOLDINGS, L.L.C. MEMBER NGP MANAGEMENT COMPANY, L.L.C. 12/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EMG FUND II MANAGEMENT, L.P. OWNER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC OWNER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP OWNER indirect 2012-12-01
TC GROUP, L.L.C. MEMBER CARLYLE KNOX HOLDINGS, L.L.C. 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
CIM (DELAWARE), INC. MANAGING MEMBER CARLYLE KNOX HOLDINGS, L.L.C. 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-12-01
TC GROUP, L.L.C. SHAREHOLDER CIM (DELAWARE), INC. 12/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
CARLYLE HOLDINGS I L.P. MANAGING MEMBER TC GROUP, L.L.C. 05/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
AVALON ADVISORS LLC MEMBER indirect 2012-05-01
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-05-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF TC GROUP, L.L.C. indirect 2012-05-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2012-05-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-05-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-05-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
CARLYLE HOLDINGS I GP SUB L.L.C. GENERAL PARTNER CARLYLE HOLDINGS I L.P. 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
AVALON ADVISORS LLC GENERAL PARTNER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC GENERAL PARTNER OF CARLYLE HOLDINGS I L.P. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC GENERAL PARTNER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2012-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS I GP, INC. MEMBER CARLYLE HOLDINGS I GP SUB L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
AVALON ADVISORS LLC MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF CARLYLE HOLDINGS I GP SUB L.L.C. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
THE CARLYLE GROUP L.P. SHAREHOLDER CARLYLE HOLDINGS I GP, INC. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
HERSH, KENNETH, ASHER MEMBER ECMA HOLDINGS, LLC 09/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER AND CO-CEO indirect 1998-04-01
NGP INVESTMENT ADVISOR, LP MANAGER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP LIMITED PARTNER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2008-03-01
EMG FUND II MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 1988-10-01
NGP ENERGY CAPITAL MANAGEMENT, LLC LIMITED PARTNER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MAMBER indirect 2014-09-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2014-09-01
LAMPERT, JILL, WERTHEIMER MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL & ADMINISTRATIVE OFFICER direct 2011-01-01
WEBER, ANTHONY, RICHARD MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2013-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2013-11-01
CARTER, CHRISTOPHER, GEORGE MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2015-03-01
GLICK, CRAIG, SCHUYLER MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2017-03-01
CARLYLE GROUP MANAGEMENT L.L.C. GENERAL PARTNER THE CARLYLE GROUP L.P. 07/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2011-07-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2011-07-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2011-07-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-07-01
AVALON ADVISORS LLC GENERAL PARTNER indirect 2011-07-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2011-07-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2011-07-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC GENERAL PARTNER OF THE CARLYLE GROUP, L.P. indirect 2011-07-01
EMERGING SOVEREIGN GROUP, LLC GENERAL PARTNER indirect 2011-07-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION GENERAL PARTNER indirect 2011-07-01
CARLYLE COMMODITY MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-07-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2011-07-01
CLAREN ROAD ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2011-07-01
ALPINVEST PARTNERS B.V. GENERAL PARTNER indirect 2011-07-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-07-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2011-07-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2011-07-01
BUCHANAN STREET PARTNERS, L.P. GENERAL PARTNER indirect 2011-07-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2011-07-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2011-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
NGP AGRIBUSINESS FOLLOW-ON FUND, L.P. United States 805-1446530711 Private Equity Fund 265,950,992 0
NGP NATURAL RESOURCES X, L.P. United States 805-5631653782 Private Equity Fund 1,296,510,025 0
NGP IX OFFSHORE FUND, L.P. United States 805-8719671621 Private Equity Fund 4,772,526 0
NATURAL GAS PARTNERS IX, L.P. United States 805-7900911338 Private Equity Fund 111,179,404 0
NGP NATURAL RESOURCES X PARALLEL FUND, L.P. United States 805-2329684601 Private Equity Fund 186,049,345 0
NGP NATURAL RESOURCES XI, L.P. United States 805-7454264575 Private Equity Fund 4,431,424,962 0
NGP NATURAL RESOURCES XI PARALLEL FUND, L.P. United States 805-6514647017 Private Equity Fund 1,067,977,415 0
NGP NATURAL RESOURCES XII, L.P. United States 805-5783724961 Private Equity Fund 1,048,029,352 0
NGP NATURAL RESOURCES XII PARALLEL FUND, L.P. United States 805-5770650038 Private Equity Fund 165,877,960 0

NGP ENERGY CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
ECM CAPITAL, L.P. MEMBER 06/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
THE ENERGY & MINERALS GROUP, LP MEMBER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
ROLONG, NELSON, ALFREDO CHIEF COMPLIANCE OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARSON MANAGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2010-02-01
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2011-02-01
LAMPERT, JILL, WERTHEIMER CHIEF FINANCIAL & ADMINISTRATIVE OFFICER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL & ADMINISTRATIVE OFFICER direct 2011-01-01
NGP MANAGEMENT COMPANY, L.L.C. MEMBER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2012-12-01
WEBER, ANTHONY, RICHARD MANAGING PARTNER 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2013-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2013-11-01
ECMA HOLDINGS, LLC MEMBER 09/01/2014 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2014-09-01
ZLOTKY, JEFFREY, ALAN GENERAL COUNSEL 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL COUNSEL direct 2015-03-01
CARTER, CHRISTOPHER, GEORGE MANAGING PARTNER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2015-03-01
ECMC GP, L.L.C. GENERAL PARTNER ECM CAPITAL, L.P. 06/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2008-03-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2008-03-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2008-03-01
ECM CAPITAL, L.P. MEMBER NGP MANAGEMENT COMPANY, L.L.C. 12/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
THE ENERGY & MINERALS GROUP, LP MEMBER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
CARLYLE KNOX HOLDINGS, L.L.C. MEMBER NGP MANAGEMENT COMPANY, L.L.C. 12/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EMG FUND II MANAGEMENT, L.P. OWNER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC OWNER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP OWNER indirect 2012-12-01
TC GROUP, L.L.C. MEMBER CARLYLE KNOX HOLDINGS, L.L.C. 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
CIM (DELAWARE), INC. MANAGING MEMBER CARLYLE KNOX HOLDINGS, L.L.C. 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-12-01
TC GROUP, L.L.C. SHAREHOLDER CIM (DELAWARE), INC. 12/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
CARLYLE HOLDINGS I L.P. MANAGING MEMBER TC GROUP, L.L.C. 05/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
AVALON ADVISORS LLC MEMBER indirect 2012-05-01
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-05-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF TC GROUP, L.L.C. indirect 2012-05-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2012-05-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-05-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-05-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
CARLYLE HOLDINGS I GP SUB L.L.C. GENERAL PARTNER CARLYLE HOLDINGS I L.P. 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
AVALON ADVISORS LLC GENERAL PARTNER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC GENERAL PARTNER OF CARLYLE HOLDINGS I L.P. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC GENERAL PARTNER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2012-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS I GP, INC. MEMBER CARLYLE HOLDINGS I GP SUB L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
AVALON ADVISORS LLC MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF CARLYLE HOLDINGS I GP SUB L.L.C. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
THE CARLYLE GROUP L.P. SHAREHOLDER CARLYLE HOLDINGS I GP, INC. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
HERSH, KENNETH, ASHER MEMBER ECMA HOLDINGS, LLC 09/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER AND CO-CEO indirect 1998-04-01
NGP INVESTMENT ADVISOR, LP MANAGER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP LIMITED PARTNER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2008-03-01
EMG FUND II MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 1988-10-01
NGP ENERGY CAPITAL MANAGEMENT, LLC LIMITED PARTNER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MAMBER indirect 2014-09-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2014-09-01
LAMPERT, JILL, WERTHEIMER MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL & ADMINISTRATIVE OFFICER direct 2011-01-01
WEBER, ANTHONY, RICHARD MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2013-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2013-11-01
CARTER, CHRISTOPHER, GEORGE MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2015-03-01
GLICK, CRAIG, SCHUYLER MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2017-03-01
CARLYLE GROUP MANAGEMENT L.L.C. GENERAL PARTNER THE CARLYLE GROUP L.P. 07/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2011-07-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2011-07-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2011-07-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-07-01
AVALON ADVISORS LLC GENERAL PARTNER indirect 2011-07-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2011-07-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2011-07-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC GENERAL PARTNER OF THE CARLYLE GROUP, L.P. indirect 2011-07-01
EMERGING SOVEREIGN GROUP, LLC GENERAL PARTNER indirect 2011-07-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION GENERAL PARTNER indirect 2011-07-01
CARLYLE COMMODITY MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-07-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2011-07-01
CLAREN ROAD ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2011-07-01
ALPINVEST PARTNERS B.V. GENERAL PARTNER indirect 2011-07-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-07-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2011-07-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2011-07-01
BUCHANAN STREET PARTNERS, L.P. GENERAL PARTNER indirect 2011-07-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2011-07-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2011-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
NATURAL GAS PARTNERS IX, L.P. United States 805-7900911338 Private Equity Fund 111,179,404 0
NGP AGRIBUSINESS FOLLOW-ON FUND, L.P. United States 805-1446530711 Private Equity Fund 265,950,992 0
NGP NATURAL RESOURCES X, L.P. United States 805-5631653782 Private Equity Fund 1,296,510,025 0
NGP IX OFFSHORE FUND, L.P. United States 805-8719671621 Private Equity Fund 4,772,526 0
NGP NATURAL RESOURCES X PARALLEL FUND, L.P. United States 805-2329684601 Private Equity Fund 186,049,345 0
NGP NATURAL RESOURCES XI, L.P. United States 805-7454264575 Private Equity Fund 4,431,424,962 0
NGP NATURAL RESOURCES XI PARALLEL FUND, L.P. United States 805-6514647017 Private Equity Fund 1,067,977,415 0
NGP NATURAL RESOURCES XII, L.P. United States 805-5783724961 Private Equity Fund 1,048,029,352 0
NGP NATURAL RESOURCES XII PARALLEL FUND, L.P. United States 805-5770650038 Private Equity Fund 165,877,960 0

NGP ENERGY CAPITAL MANAGEMENT, LLC

ownership team - last updated 2018-04-02
Name Title Start Date Direct/Indirect % Ownership
ECM CAPITAL, L.P. MEMBER 06/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
THE ENERGY & MINERALS GROUP, LP MEMBER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
ROLONG, NELSON, ALFREDO CHIEF COMPLIANCE OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARSON MANAGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2010-02-01
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2011-02-01
LAMPERT, JILL, WERTHEIMER CHIEF FINANCIAL & ADMINISTRATIVE OFFICER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL & ADMINISTRATIVE OFFICER direct 2011-01-01
NGP MANAGEMENT COMPANY, L.L.C. MEMBER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2012-12-01
WEBER, ANTHONY, RICHARD MANAGING PARTNER 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2013-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2013-11-01
ECMA HOLDINGS, LLC MEMBER 09/01/2014 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2014-09-01
ZLOTKY, JEFFREY, ALAN GENERAL COUNSEL 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL COUNSEL direct 2015-03-01
CARTER, CHRISTOPHER, GEORGE MANAGING PARTNER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2015-03-01
ECMC GP, L.L.C. GENERAL PARTNER ECM CAPITAL, L.P. 06/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2008-03-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2008-03-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2008-03-01
ECM CAPITAL, L.P. MEMBER NGP MANAGEMENT COMPANY, L.L.C. 12/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
THE ENERGY & MINERALS GROUP, LP MEMBER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER direct 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
CARLYLE KNOX HOLDINGS, L.L.C. MEMBER NGP MANAGEMENT COMPANY, L.L.C. 12/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EMG FUND II MANAGEMENT, L.P. OWNER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC OWNER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP OWNER indirect 2012-12-01
TC GROUP, L.L.C. MEMBER CARLYLE KNOX HOLDINGS, L.L.C. 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
CIM (DELAWARE), INC. MANAGING MEMBER CARLYLE KNOX HOLDINGS, L.L.C. 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-12-01
TC GROUP, L.L.C. SHAREHOLDER CIM (DELAWARE), INC. 12/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
CARLYLE HOLDINGS I L.P. MANAGING MEMBER TC GROUP, L.L.C. 05/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
AVALON ADVISORS LLC MEMBER indirect 2012-05-01
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-05-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF TC GROUP, L.L.C. indirect 2012-05-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2012-05-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-05-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-05-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
CARLYLE HOLDINGS I GP SUB L.L.C. GENERAL PARTNER CARLYLE HOLDINGS I L.P. 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
AVALON ADVISORS LLC GENERAL PARTNER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC GENERAL PARTNER OF CARLYLE HOLDINGS I L.P. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC GENERAL PARTNER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2012-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS I GP, INC. MEMBER CARLYLE HOLDINGS I GP SUB L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
AVALON ADVISORS LLC MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF CARLYLE HOLDINGS I GP SUB L.L.C. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
THE CARLYLE GROUP L.P. SHAREHOLDER CARLYLE HOLDINGS I GP, INC. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
HERSH, KENNETH, ASHER MEMBER ECMA HOLDINGS, LLC 09/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP INVESTMENT ADVISOR, LP MEMBER AND CO-CEO indirect 1998-04-01
NGP INVESTMENT ADVISOR, LP MANAGER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2006-10-01
NGP INVESTMENT ADVISOR, LP LIMITED PARTNER indirect 2007-06-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2008-03-01
EMG FUND II MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-06-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 1988-10-01
NGP ENERGY CAPITAL MANAGEMENT, LLC LIMITED PARTNER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2007-06-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-03-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MAMBER indirect 2014-09-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2014-09-01
LAMPERT, JILL, WERTHEIMER MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL & ADMINISTRATIVE OFFICER direct 2011-01-01
WEBER, ANTHONY, RICHARD MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2013-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2013-11-01
CARTER, CHRISTOPHER, GEORGE MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2015-03-01
GLICK, CRAIG, SCHUYLER MANAGING MEMBER ECMC GP, L.L.C. 03/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2017-03-01
CARLYLE GROUP MANAGEMENT L.L.C. GENERAL PARTNER THE CARLYLE GROUP L.P. 07/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2011-07-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2011-07-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2011-07-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-07-01
AVALON ADVISORS LLC GENERAL PARTNER indirect 2011-07-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2011-07-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2011-07-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC GENERAL PARTNER OF THE CARLYLE GROUP, L.P. indirect 2011-07-01
EMERGING SOVEREIGN GROUP, LLC GENERAL PARTNER indirect 2011-07-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION GENERAL PARTNER indirect 2011-07-01
CARLYLE COMMODITY MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-07-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2011-07-01
CLAREN ROAD ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2011-07-01
ALPINVEST PARTNERS B.V. GENERAL PARTNER indirect 2011-07-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-07-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2011-07-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2011-07-01
BUCHANAN STREET PARTNERS, L.P. GENERAL PARTNER indirect 2011-07-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2011-07-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2011-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
NGP AGRIBUSINESS FOLLOW-ON FUND, L.P. United States 805-1446530711 Private Equity Fund 319,859,032 0
NATURAL GAS PARTNERS VIII, L.P. United States 805-8311761453 Private Equity Fund 10,663,744 0
NATURAL GAS PARTNERS IX, L.P. United States 805-7900911338 Private Equity Fund 252,135,560 0
NGP NATURAL RESOURCES X, L.P. United States 805-5631653782 Private Equity Fund 1,590,636,598 0
NGP IX OFFSHORE FUND, L.P. United States 805-8719671621 Private Equity Fund 12,441,615 0
NGP NATURAL RESOURCES X PARALLEL FUND, L.P. United States 805-2329684601 Private Equity Fund 227,200,797 0
NGP NATURAL RESOURCES XI, L.P. United States 805-7454264575 Private Equity Fund 4,113,164,573 0
NGP NATURAL RESOURCES XI PARALLEL FUND, L.P. United States 805-6514647017 Private Equity Fund 911,429,902 0
NGP NATURAL RESOURCES XII, L.P. United States 805-5783724961 Private Equity Fund 320,686,682 0
NGP NATURAL RESOURCES XII PARALLEL FUND, L.P. United States 805-5770650038 Private Equity Fund 531,500,000 0

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