NEEDHAM INVESTMENT MANAGEMENT LLC

HTTP://WWW.NEEDHAMFUNDS.COM NEW YORK, NY Investment Advisor Hedge Fund How do I update this listing?

Needham Investment Management is based out of New York. Needham Investment Management is a hedge fund with 6 clients and discretionary assets under management (AUM) of $336,375,387 (Form ADV from 2019-03-22). Their last reported 13F filing for Q4 2019 included $366,974,000 in managed 13F securities and a top 10 holdings concentration of 40.94%. Needham Investment Management's largest holding is Entegris Inc. with shares held of 411,500. Needham Investment Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 75 13F filings, 3 13D filings, 20 13G filings, and 1 Form 4 filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $366.974 Million
  • Prior Market Value $311.539 Million
  • New Purchases19 stocks
  • Additional Purchases23 stocks
  • Sold out of8 stocks
  • Reduced holdings in13 stocks
  • Top 10 Holdings % 40.94 %
  • Turnover % [1]:27.84%
  • Turnover Alt % [2]: 10.13 %
  • Time Held Top20:20.90 quarters
  • Time Held Top10:9.60 quarters
  • Time Held All:20.64 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 4.99%
Performance Last 4 Quarters: 30.89%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
NEEDHAM EMERGING GROWTH PARTNERS LP
NEEDHAM GROWTH FUND

View Last Form Adv Compilation Report on Record

NEEDHAM INVESTMENT MANAGEMENT, LLC
Classified as Hedge Fund
250 PARK AVE 10TH FLOOR
NEW YORK NY    10177
Country: United States

Business Phone: 212-371-8300
Fax: 212-705-0283
Professional Investment Advisor Data
SEC Registration as : Investment advisor to an investment company,Related Advisor
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 8
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 176,969,000
Total Number of Clients: 6
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.C (2),11.C (4),11.C (5),11.E (2),11.H (2)
Data above was derived from SEC filings.

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NEEDHAM INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2019-03-22
Name Title Start Date Direct/Indirect % Ownership
NEEDHAM, GEORGE, AUSTIN PRESIDENT AND CEO 04/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEEDHAM CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 1998-01-01
NEEDHAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2004-12-01
NEEDHAM & COMPANY, LLC SHAREHOLDER indirect 2004-12-01
NEEDHAM CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-12-01
CAPITAL COUNSEL LLC SHAREHOLDER indirect 2004-12-01
NEEDHAM INVESTMENT MANAGEMENT, LLC PRESIDENT AND CEO direct 2005-04-01
NEEDHAM INVESTMENT MANAGEMENT, LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER direct 1985-01-01 2002-03-28
NEEDHAM & COMPANY, INC. CHAIRMAN, CEO direct 1985-01-01 2005-01-04
NEEDHAM INVESTMENT MANAGEMENT, LLC CHAIRMAN direct 1985-01-01 2005-03-08
NEEDHAM & COMPANY, INC. CHAIRMAN direct 1985-01-01 2005-12-20
NEEDHAM INVESTMENT MANAGEMENT, LLC CHAIRMAN AND PRESIDENT direct 1985-01-01 2006-01-17
ABBRUZZESE, JAMES, MICHAEL CHIEF COMPLIANCE OFFICER 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEEDHAM & COMPANY, INC. VICE PRESIDENT, DIRECTOR OF COMPLIANCE direct 1998-07-01
NEEDHAM & COMPANY, LLC MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1998-07-01
NEEDHAM & COMPANY, INC. PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1998-07-01
NEEDHAM & COMPANY, LLC MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER direct 2012-03-01
NEEDHAM INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2004-10-01
NEEDHAM CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1998-07-01
NEEDHAM ASSET MANAGEMENT, LLC MEMBER 05/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEEDHAM INVESTMENT MANAGEMENT, LLC MEMBER direct 2006-05-01
NEEDHAM CAPITAL MANAGEMENT, LLC MEMBER direct 2006-05-01
RETZLER, CHRISTOPHER, JOHN MANAGING DIRECTOR 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEEDHAM INVESTMENT MANAGEMENT, LLC EXECUTIVE VP direct 2008-01-01
NEEDHAM INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR direct 2008-01-01
BARR, JOHN, OLIVER MD/EVP - PORTFOLIO MANAGER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEEDHAM INVESTMENT MANAGEMENT, LLC MD/EVP - PORTFOLIO MANAGER direct 2010-01-01
GIANGRASSO, JAMES, WILLIAM PRINCIPAL - CFO, SECRETARY, TREASURER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEEDHAM INVESTMENT MANAGEMENT, LLC PRINCIPAL - CFO, SECRETARY, TREASURER direct 2011-02-01
NEEDHAM CAPITAL MANAGEMENT, LLC PRINCIPAL - CHIEF FINANCIAL OFFICER direct 1998-01-01
NEEDHAM HOLDINGS, LLC MEMBER NEEDHAM ASSET MANAGEMENT, LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEEDHAM & COMPANY, INC. SHAREHOLDER direct 2004-12-01
NEEDHAM & COMPANY, LLC MEMBER direct 2005-04-01
NEEDHAM & COMPANY, LLC MEMBER indirect 2005-04-01
NEEDHAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2004-12-01
NEEDHAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2004-12-01
NEEDHAM INVESTMENT MANAGEMENT, LLC MEMBER indirect 2005-04-01
NEEDHAM INVESTMENT MANAGEMENT, LLC MEMBER indirect 2006-05-01
NEEDHAM CAPITAL MANAGEMENT, LLC MEMBER indirect 2006-05-01
THE NEEDHAM GROUP, INC. MEMBER NEEDHAM HOLDINGS, LLC 12/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEEDHAM & COMPANY, LLC MEMBER indirect 2004-12-01
NEEDHAM & COMPANY, INC. SHAREHOLDER, MANAGER indirect 2004-12-01
NEEDHAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER, MANAGER indirect 2004-12-01
NEEDHAM INVESTMENT MANAGEMENT, LLC MEMBER indirect 2004-12-01
NEEDHAM CAPITAL MANAGEMENT, LLC MEMBER indirect 2004-12-01
NEEDHAM, GEORGE, AUSTIN SHAREHOLDER THE NEEDHAM GROUP, INC. 12/01/2004 Indirect Other
Fund Name Position direct/indirect start date end date
NEEDHAM CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 1998-01-01
NEEDHAM INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2004-12-01
NEEDHAM & COMPANY, LLC SHAREHOLDER indirect 2004-12-01
NEEDHAM CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-12-01
CAPITAL COUNSEL LLC SHAREHOLDER indirect 2004-12-01
NEEDHAM INVESTMENT MANAGEMENT, LLC PRESIDENT AND CEO direct 2005-04-01
NEEDHAM INVESTMENT MANAGEMENT, LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER direct 1985-01-01 2002-03-28
NEEDHAM & COMPANY, INC. CHAIRMAN, CEO direct 1985-01-01 2005-01-04
NEEDHAM INVESTMENT MANAGEMENT, LLC CHAIRMAN direct 1985-01-01 2005-03-08
NEEDHAM & COMPANY, INC. CHAIRMAN direct 1985-01-01 2005-12-20
NEEDHAM INVESTMENT MANAGEMENT, LLC CHAIRMAN AND PRESIDENT direct 1985-01-01 2006-01-17

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
NEEDHAM EMERGING GROWTH PARTNERS, LP United States 805-5001195793 Hedge Fund 135,497,878 500,000
NEEDHAM CONTRARIAN (QP) FUND, L.P. United States 805-3357488732 Hedge Fund 31,335,010 1,000,000
NEEDHAM CONTRARIAN FUND, L.P. United States 805-1182760958 Hedge Fund 10,136,199 500,000

NEEDHAM INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2018-01-03
Name Title Start Date Direct/Indirect % Ownership

WhaleScore history for NEEDHAM INVESTMENT MANAGEMENT LLC

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