NEVILLE RODIE & SHAW INC

HTTP://WWW.NEVRODIE.COM NEW YORK, NY Investment Advisor How do I update this listing?

Also known as:

  • SHAW A VERE & CO
  • NEVILLE RODIE & CO

Neville Rodie & Shaw is based out of New York. Neville Rodie & Shaw is a large advisory firm with 374 clients and discretionary assets under management (AUM) of $1,200,038,063 (Form ADV from 2018-12-01). Their last reported 13F filing for Q2 2019 included $944,668,000 in managed 13F securities and a top 10 holdings concentration of 29.99%. Neville Rodie & Shaw's largest holding is Apple Inc with shares held of 216,553. Neville Rodie & Shaw has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 77 13F filings

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62

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $944.668 Million
  • Prior Market Value $943.52 Million
  • New Purchases8 stocks
  • Additional Purchases47 stocks
  • Sold out of13 stocks
  • Reduced holdings in115 stocks
  • Top 10 Holdings % 29.99 %
  • Turnover % [1]:8.50%
  • Turnover Alt % [2]: 5.94 %
  • Time Held Top20:26.05 quarters
  • Time Held Top10:22.90 quarters
  • Time Held All:38.07 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 5.54%
Performance Last 4 Quarters: 12.3%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR/A (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR/A (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

NEVILLE, RODIE & SHAW INC
200 MADISON AVE
NEW YORK NY    10016-3903
Country: United States

Business Phone: 212-725-1440
Fax: 212-689-8746
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NY
Number of employees: 14
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 339,224,000
Total Number of Clients: 374
Amount of client funds and securities by related persons: 55,446,600
Total Number of clients from related persons: 31
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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NEVILLE, RODIE & SHAW INC

ownership team - last updated 2019-01-28
Name Title Start Date Direct/Indirect % Ownership
NEJAME, NEIL, PATRICK TREASURER, VICE PRESIDENT 03/01/2008 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC TREASURER, VICE PRESIDENT direct 2008-03-01
NEVILLE, RODIE & SHAW INC NA direct 1998-02-01 2001-01-31
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 1998-02-01 2007-11-27
SCOTT, SHEILA, NEWBOLD PRESIDENT 11/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC PRESIDENT direct 2015-11-01
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF MANAGEMENT COMMITTEE, CO-HEAD OF PRIVATE WEALTH MANAGEEMNT AND MANAGING DIRECTOR direct 1999-07-01 2001-05-15
CREDIT SUISSE ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2001-09-01 2002-02-11
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 2002-06-01 2015-04-02
LEGARD, EDWIN, FEWELL VICE PRESIDENT 06/01/2002 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 2002-06-01
EAGLE GROWTH INVESTORS LLC EXECUTIVE VICE PRESIDENT direct 1997-03-01 2002-02-13
ANASTASI, FRANK, JOSEPH CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC CHIEF COMPLIANCE OFFICER / ASST VICE PRES direct 2004-06-01
NEVILLE, RODIE & SHAW INC CHIEF COMPLIANCE OFFICER / VICE PRESIDENT direct 2004-06-01
NEVILLE, RODIE & SHAW INC CHIEF COMPLIANCE OFFICER / ASST VICE PRESIDENT direct 2004-06-01
TRAVER, MARK, ANDREW VICE PRESIDENT 01/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 2007-01-01
COE, JEFFREY, NORLING VICE PRESIDENT 03/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 2013-03-01
CHOATE, REED, WINFIELD VICE PRESIDENT 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 2015-08-01

NEVILLE, RODIE & SHAW INC

ownership team - last updated 2017-01-03
Name Title Start Date Direct/Indirect % Ownership
JOHNSON, CHARLES, BENJAMIN CHAIRMAN 11/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC CHAIRMAN direct 2015-11-01
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 1987-02-01 2007-11-27
NEVILLE, RODIE & SHAW INC PRESIDENT direct 2008-03-01 2015-04-02
NEJAME, NEIL, PATRICK TREASURER, VICE PRESIDENT 03/01/2008 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC TREASURER, VICE PRESIDENT direct 2008-03-01
NEVILLE, RODIE & SHAW INC NA direct 1998-02-01 2001-01-31
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 1998-02-01 2007-11-27
MCGREEVY, JOAN, ELIZABETH VICE PRESIDENT 06/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 2002-06-01
SCOTT, SHEILA, NEWBOLD PRESIDENT 11/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC PRESIDENT direct 2015-11-01
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF MANAGEMENT COMMITTEE, CO-HEAD OF PRIVATE WEALTH MANAGEEMNT AND MANAGING DIRECTOR direct 1999-07-01 2001-05-15
CREDIT SUISSE ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2001-09-01 2002-02-11
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 2002-06-01 2015-04-02
LEGARD, EDWIN, FEWELL VICE PRESIDENT 06/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 2002-06-01
EAGLE GROWTH INVESTORS LLC EXECUTIVE VICE PRESIDENT direct 1997-03-01 2002-02-13
ANASTASI, FRANK, JOSEPH CHIEF COMPLIANCE OFFICER / VICE PRESIDENT 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC CHIEF COMPLIANCE OFFICER / ASST VICE PRES direct 2004-06-01
NEVILLE, RODIE & SHAW INC CHIEF COMPLIANCE OFFICER / VICE PRESIDENT direct 2004-06-01
NEVILLE, RODIE & SHAW INC CHIEF COMPLIANCE OFFICER / ASST VICE PRESIDENT direct 2004-06-01
TRAVER, MARK, ANDREW VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 2007-01-01
COE, JEFFREY, NORLING VICE PRESIDENT 03/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 2013-03-01
CHOATE, REED, WINFIELD VICE PRESIDENT 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEVILLE, RODIE & SHAW INC VICE PRESIDENT direct 2015-08-01

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