NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

http://www.ppgadvisors.com WESTERLY, RI Investment Advisor How do I update this listing?

NEW England Professional Planning Group is based out of Westerly. NEW England Professional Planning Group is a large advisory firm with 2234 clients and discretionary assets under management (AUM) of $829,446,609 (Form ADV from 2020-06-29). Their last reported 13F filing for Q1 2020 included $107,854,000 in managed 13F securities and a top 10 holdings concentration of 89.36%. NEW England Professional Planning Group's largest holding is iShares Core S&P 500 ETF with shares held of 119,846. Whalewisdom has at least 14 13F filings

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03/31/2020

13F Activity

  • Market Value $107.854 Million
  • Prior Market Value $126.044 Million
  • New Purchases4 stocks
  • Additional Purchases16 stocks
  • Sold out of18 stocks
  • Reduced holdings in13 stocks
  • Top 10 Holdings % 89.36 %
  • Turnover % [1]:53.66%
  • Turnover Alt % [2]: 11.04 %
  • Time Held Top20:0.85 quarters
  • Time Held Top10:0.80 quarters
  • Time Held All:0.90 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 23.19%
Performance Last 4 Quarters: -5.66%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

PROFESSIONAL PLANNING GROUP
9 GRANITE STREET
WESTERLY RI    02891
Country: United States

Business Phone: 401-596-2800
Fax: 401-596-5980
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: RI
Number of employees: 18
Other Business Activities: registered representative of a broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 2,200,000
Total Number of Clients: 2234
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

ownership team - last updated 2020-06-29
Name Title Start Date Direct/Indirect % Ownership
MAKIN, MALCOLM, ALFRED SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER 07/01/1980 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR direct 1988-06-01 2005-03-29
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01 2006-12-18
VALENTINI, JOANNA, ELISE CHIEF FINANCIAL OFFICER 12/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. CHIEF FINANCIAL OFFICER direct 2017-12-01

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

ownership team - last updated 2019-12-12
Name Title Start Date Direct/Indirect % Ownership
MAKIN, MALCOLM, ALFRED SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER 07/01/1980 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR direct 1988-06-01 2005-03-29
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01 2006-12-18
VALENTINI, JOANNA CHIEF FINANCIAL OFFICER 12/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. CHIEF FINANCIAL OFFICER direct 2017-12-01

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

ownership team - last updated 2019-08-19
Name Title Start Date Direct/Indirect % Ownership
MAKIN, MALCOLM, ALFRED SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER 07/01/1980 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR direct 1988-06-01 2005-03-29
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01 2006-12-18
VALENTINI, JOANNA CHIEF FINANCIAL OFFICER 12/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. CHIEF FINANCIAL OFFICER direct 2017-12-01

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

ownership team - last updated 2019-05-07
Name Title Start Date Direct/Indirect % Ownership
MAKIN, MALCOLM, ALFRED SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER 07/01/1980 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR direct 1988-06-01 2005-03-29
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01 2006-12-18
VALENTINI, JOANNA CHIEF FINANCIAL OFFICER 12/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. CHIEF FINANCIAL OFFICER direct 2017-12-01

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
MAKIN, MALCOLM, ALFRED SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER 07/01/1980 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR direct 1988-06-01 2005-03-29
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01 2006-12-18
VALENTINI, JOANNA CHIEF FINANCIAL OFFICER 12/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. CHIEF FINANCIAL OFFICER direct 2017-12-01

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

ownership team - last updated 2018-11-14
Name Title Start Date Direct/Indirect % Ownership
MAKIN, MALCOLM, ALFRED SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER 07/01/1980 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR direct 1988-06-01 2005-03-29
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01 2006-12-18
VALENTINI, JOANNA CHIEF FINANCIAL OFFICER 12/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. CHIEF FINANCIAL OFFICER direct 2017-12-01

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

ownership team - last updated 2018-06-20
Name Title Start Date Direct/Indirect % Ownership
MAKIN, MALCOLM, ALFRED SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER 07/01/1980 Direct 75% or more
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR direct 1988-06-01 2005-03-29
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1988-06-01 2006-12-18
VALENTINI, JOANNA CHIEF FINANCIAL OFFICER 12/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. CHIEF FINANCIAL OFFICER direct 2017-12-01

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