NEXT CAPITAL MANAGEMENT LLC

HTTP://WWW.NEXTCAPITALMGMT.COM NEW YORK, NY Investment Advisor How do I update this listing?

Next Capital Management is based out of New York. Next Capital Management is a large advisory firm with 247 clients and discretionary assets under management (AUM) of $760,765,228 (Form ADV from 2019-03-29). Their last reported 13F filing for Q1 2019 included $118,289,000 in managed 13F securities and a top 10 holdings concentration of 44.12%. Next Capital Management's largest holding is Schwab U.S. Large-Cap ETF with shares held of 132,128. Whalewisdom has at least 3 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $118.289 Million
  • Prior Market Value $114.007 Million
  • New Purchases46 stocks
  • Additional Purchases25 stocks
  • Sold out of27 stocks
  • Reduced holdings in43 stocks
  • Top 10 Holdings % 44.12 %
  • Turnover % [1]:28.85%
  • Turnover Alt % [2]: 15.46 %
  • Time Held Top20:0.90 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:0.82 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 5.05%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR/A (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

NEXT CAPITAL MANAGEMENT LLC
ELEVEN TIMES SQUARE 15TH FLOOR
NEW YORK NY    10036
Country: United States

Business Phone: 212-433-1111
Fax: 212-382-2080
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 14
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 231,239,000
Total Number of Clients: 247
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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NEXT CAPITAL MANAGEMENT LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
HART, ANDREW, CRAIG CHIEF COMPLIANCE OFFICER (8/2016) / CHIEF EXECUTIVE OFFICER / MEMBER 12/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NEXT CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER (8/2016) / CHIEF EXECUTIVE OFFICER / MEMBER direct 1998-12-01
NEXT CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER/PRESIDENT direct 1998-12-01 2001-12-18
NEXT CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER/OWNER direct 1998-12-01 2005-12-01
NEXT CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER/PRESIDENT/OWNER direct 1998-12-01 2007-03-23
NEXT CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER/PRESIDENT/MEMBER direct 1998-12-01 2012-12-10
NEXT CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER/PRESIDENT/MEMBER direct 1998-12-01 2016-03-29
NEXT CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER/MEMBER direct 1998-12-01 2016-06-03
O'NEILL, JENNIFER, GRACE MEMBER 12/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEXT CAPITAL MANAGEMENT LLC MEMBER direct 1998-12-01
NEXT CAPITAL MANAGEMENT LLC OWNER direct 1998-12-01 2007-03-23
THE ACH FAMILY TRUST MEMBER 12/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
NEXT CAPITAL MANAGEMENT LLC MEMBER direct 2012-12-01
DAVIS, RYAN, WILLIAM CHIEF OPERATING OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEXT CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2017-07-01
CHRISTIANA BANK & TRUST TRUSTEE TRUSTEE FOR THE ACH FAMILY TRUST - NOT OWNER 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
CONTRARIAN CAPITAL MANAGEMENT LLC TRUSTEE indirect 2013-01-01
NEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 2012-12-01
THE ACH FAMILY TRUST MEMBER NEXT CAPITAL MANAGEMENT LLC 12/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NEXT CAPITAL MANAGEMENT LLC MEMBER indirect 2012-12-01

NEXT CAPITAL MANAGEMENT LLC

ownership team - last updated 2017-09-19
Name Title Start Date Direct/Indirect % Ownership
DAVIS, RYAN, WILLIAM CHIEF OPERATING OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEXT CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2017-07-01
THE ACH FAMILY TRUST MEMBER 12/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
NEXT CAPITAL MANAGEMENT LLC MEMBER direct 2012-12-01
BLANKMAN, SCOTT, JAY MANAGING DIRECTOR 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEXT CAPITAL MANAGEMENT LLC MANAGING DIRECTOR direct 2013-01-01
O'NEILL, JENNIFER, GRACE MEMBER 12/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
NEXT CAPITAL MANAGEMENT LLC MEMBER direct 1998-12-01
NEXT CAPITAL MANAGEMENT LLC OWNER direct 1998-12-01 2007-03-23
HART, ANDREW, CRAIG CHIEF COMPLIANCE OFFICER (8/2016) / CHIEF EXECUTIVE OFFICER / MEMBER 12/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NEXT CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER (8/2016) / CHIEF EXECUTIVE OFFICER / MEMBER direct 1998-12-01
NEXT CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER/PRESIDENT direct 1998-12-01 2001-12-18
NEXT CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER/OWNER direct 1998-12-01 2005-12-01
NEXT CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER/PRESIDENT/OWNER direct 1998-12-01 2007-03-23
NEXT CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER/PRESIDENT/MEMBER direct 1998-12-01 2012-12-10
NEXT CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER/PRESIDENT/MEMBER direct 1998-12-01 2016-03-29
NEXT CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER/MEMBER direct 1998-12-01 2016-06-03
THE ACH FAMILY TRUST MEMBER NEXT CAPITAL MANAGEMENT LLC 12/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NEXT CAPITAL MANAGEMENT LLC MEMBER indirect 2012-12-01
CHRISTIANA BANK & TRUST TRUSTEE TRUSTEE FOR THE ACH FAMILY TRUST - NOT OWNER 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
CONTRARIAN CAPITAL MANAGEMENT LLC TRUSTEE indirect 2013-01-01
NEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 2012-12-01

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