NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC.

CAMAS, WA Investment Advisor How do I update this listing?

Also known as:

  • NIERENBERG INVESTMENT MANAGEMENT CO

Nierenberg Investment Management Company is based out of Camas. Nierenberg Investment Management Company is a large advisory firm with 5 clients and discretionary assets under management (AUM) of $117,566,720 (Form ADV from 2018-03-27). Whalewisdom has at least 49 13F filings, 136 13D filings, 14 13G filings, and 36 Form 4 filings

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09/30/2018

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13F Holdings Summary

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09/30/2018

13F Sector Allocation Over Time


13F Filings Available:
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR/A (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR/A (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
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View Last Form Adv Compilation Report on Record

NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC.
Classified as Hedge Fund

  

Business Phone: 360-604-8600
Fax: 360-604-1811
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: WA
Number of employees: 4
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,PERFORMANCE-BASED ALLOCATIONS
Amount of client funds and securities: 113,385,000
Total Number of Clients: 5
Amount of client funds and securities by related persons: 4,181,870
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 09/30/2018

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NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC.

ownership team - last updated 2017-03-01
Name Title Start Date Direct/Indirect % Ownership
NIERENBERG, DAVID PRESIDENT 12/01/1995 Direct 75% or more
Fund Name Position direct/indirect start date end date
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. PRESIDENT direct 1995-12-01
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. SHAREHOLDER indirect 2003-08-01
NIERENBERG, PATRICIA, ANN SECRETARY/TREASURER 12/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. SECRETARY/TREASURER direct 1995-12-01
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. SHAREHOLDER OF NIERENBERG INVESTMENT MANAGEMENT OFFSHORE, INC. 08/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. SHAREHOLDER OF NIERENBERG INVESTMENT MANAGEMENT OFFSHORE, INC. direct 2003-08-01
BENEDICT, DAMON, LAUGHLIN VICE PRESIDENT 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. VICE PRESIDENT direct 2014-05-01
BAUER-KUEHL, HANNELORE, NMN CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER direct 2015-08-01
NIERENBERG, DAVID SHAREHOLDER NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. 08/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. PRESIDENT direct 1995-12-01
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. SHAREHOLDER indirect 2003-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
THE D3 FAMILY FUND, L.P. United States 805-1573398724 Hedge Fund 27,607,092 500,000 Fund of Funds
THE D3 FAMILY BULLDOG FUND, L.P. United States 805-9509845839 Hedge Fund 83,837,665 500,000 Fund of Funds
THE D3 FAMILY CANADIAN FUND, L.P. United States 805-6997539699 Hedge Fund 88,998 500,000
THE DIII OFFSHORE FUND, L.P. Bahamas, The 805-7533066421 Hedge Fund 5,013,028 500,000

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