NISA INVESTMENT ADVISORS, LLC

HTTP://WWW.NISA.COM ST. LOUIS, MO Investment Advisor How do I update this listing?

Nisa Investment Advisors is based out of St. Louis. Nisa Investment Advisors is a large advisory firm with 205 clients and discretionary assets under management (AUM) of $200,536,517,969 (Form ADV from 2019-01-15). Their last reported 13F filing for Q3 2019 included $11,263,624,000 in managed 13F securities and a top 10 holdings concentration of 19.12%. Nisa Investment Advisors's largest holding is Microsoft Corp. with shares held of 2,783,323. Whalewisdom has at least 78 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $11.265 Billion
  • Prior Market Value $10.536 Billion
  • New Purchases77 stocks
  • Additional Purchases881 stocks
  • Sold out of95 stocks
  • Reduced holdings in496 stocks
  • Top 10 Holdings % 19.12 %
  • Turnover % [1]:8.54%
  • Turnover Alt % [2]: 7.66 %
  • Time Held Top20:19.55 quarters
  • Time Held Top10:13.10 quarters
  • Time Held All:28.16 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.22%
Performance Last 4 Quarters: 0.5%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR/A (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR/A (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Washington University

View Last Form Adv Compilation Report on Record

NISA INVESTMENT ADVISORS, LLC
Classified as Hedge Fund
101 SOUTH HANLEY ROAD SUITE 1700
ST. LOUIS MO    63105-3787
Country: United States

Business Phone: 314-721-1900
Fax: 314-721-3041
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: KS
Number of employees: 270
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees,OTHER APPROPRIATE MEASURE OF PROGRAM SIZE
Amount of client funds and securities:
Total Number of Clients: 205
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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NISA INVESTMENT ADVISORS, LLC

ownership team - last updated 2019-01-15
Name Title Start Date Direct/Indirect % Ownership
YESS, GREGORY, JERROLD MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER direct 2014-01-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, BUSINESS DEVELOPMENT direct 2000-04-01 2002-04-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2000-04-01 2010-03-19
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2003-01-01 2011-03-30
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES & MEMBER direct 2003-01-01 2012-04-17
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, CLIENT SERVICES & MEMBER direct 2012-10-01 2013-10-18
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER & MEMBER direct 2014-01-01 2016-03-29
YAWITZ, JESS, BARRY CHAIRMAN & CHIEF EXECUTIVE OFFICER 04/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-04-01
NISA INVESTMENT ADVISORS, L.L.C. CONTROLLING MANAGER indirect 2016-04-01
NISA INVESTMENT ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 1994-04-01 2002-04-01
NISA INVESTMENT ADVISORS, L.L.C. CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2003-03-01 2011-03-30
NISA INVESTMENT ADVISORS, L.L.C. CHAIRMAN & CHIEF EXECUTIVE OFFICER & MANAGING MEMBER direct 1994-04-01 2013-10-18
NISA INVESTMENT ADVISORS, L.L.C. CHAIRMAN & CHIEF EXECUTIVE OFFICER & MEMBER OF EXECUTIVE COMMITTEE direct 1994-04-01 2016-03-29
KREBS, CLARENCE, ROBERT DIRECTOR, CLIENT SERVICES 07/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, CLIENT SERVICES direct 2000-07-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, PENSION SERVICES direct 1995-02-01 2002-04-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 1995-02-01 2010-03-19
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2003-01-01 2011-03-30
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES & MEMBER direct 2000-07-01 2016-03-29
LESTER, KENNETH, LLOYD MANAGING DIRECTOR, PORTFOLIO MANAGEMENT 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC MANAGING DIRECTOR, PORTFOLIO MANAGEMENT direct 2012-10-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME TRADING direct 1994-04-01 2003-06-13
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME direct 1994-04-01 2005-10-24
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES direct 2006-03-01 2010-03-19
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES direct 2006-02-01 2011-03-30
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES & MEMBER direct 2000-07-01 2012-04-17
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER direct 2012-10-01 2016-03-29
SANEVICH, BELLA, L.F. GENERAL COUNSEL 02/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. LEGAL OFFICER direct 2003-02-01
NISA INVESTMENT ADVISORS, L.L.C. GENERAL COUNSEL & MEMBER direct 2005-02-01
NISA INVESTMENT ADVISORS, L.L.C. GENERAL COUNSEL direct 2005-02-01
POPE, ANTHONY, RANDAL MANAGING DIRECTOR, PORTFOLIO MANAGEMENT 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME & MEMBER direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, PORTFOLIO MANAGEMENT direct 2012-10-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER direct 2012-10-01
MURPHY, JOSEPH, ANTHONY DIRECTOR, PORTFOLIO MANAGEMENT 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME AND DERIVATIVES direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, PORTFOLIO MANAGEMENT direct 2010-06-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER direct 2010-06-01
EICHHORN, DAVID, GORDON PRESIDENT AND HEAD OF INVESTMENT STRATEGIES 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, INVESTMENT STRATEGIES direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, INVESTMENT STRATEGIES & MEMBER direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, INVESTMENT STRATEGIES direct 2012-10-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER direct 2012-10-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER OF EXECUTIVE COMMITTEE direct 2014-01-01
HANSON, CHERYL, LEIGH DIRECTOR, CLIENT SERVICES 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2013-09-01
SCHOLZ, DANIEL, ARTHUR DIRECTOR, INVESTMENT STRATEGIES 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, INVESTMENT STRATEGIES direct 2013-09-01
SCHUMAN, KEVIN, DANIEL DIRECTOR, CLIENT SERVICES 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2013-09-01
KAPLAN, MATTHEW, DAVID CHIEF RISK OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. CHIEF RISK OFFICER direct 2015-01-01
JOHNSON, GREGORY, WILLIAM DIRECTOR, CLIENT SERVICES 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2015-09-01
FORTIER, MARK, NORMAND DIRECTOR, DEFINED CONTRIBUTION PRODUCT DESIGN & IMPLEMENTATION 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, DEFINED CONTRIBUTION PRODUCT DESIGN & IMPLEMENTATION direct 2015-03-01
NISA, LLC PARENT COMPANY 04/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. PARENT COMPANY direct 2016-04-01
RATKOWSKI, RICHARD, ROBERT DIRECTOR, INVESTMENT STRATEGIES 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, INVESTMENT STRATEGIES direct 2016-09-01
BHATTACHARYA, BISWAJIT DIRECTOR, FIXED INCOME 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, FIXED INCOME direct 2016-09-01
KUEBLER, CARL, RICHARD DIRECTOR, DERIVATIVES 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, DERIVATIVES direct 2016-09-01
MARSHALL, WILLIAM, PATRICK DIRECTOR, DC PRODUCT STRATEGY AND IMPLEMENTATION 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, DC PRODUCT STRATEGY AND IMPLEMENTATION direct 2016-05-01
ALLSTATE INSITUTIONAL ADVISORS, LLC PRESIDENT direct 2008-02-01
CHOE, JOHN, SOOK DIRECTOR, DERIVATIVES 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, DERIVATIVES direct 2016-09-01
VANOUS, MICHAEL, PATRICK DIRECTOR, EQUITY PORTFOLIO MANAGEMENT 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, EQUITY PORTFOLIO MANAGEMENT direct 2017-01-01
DOLSON, RICHARD, MICHAEL CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2019-01-01
BYRON, MATTHEW, G DIRECTOR, FIXED INCOME 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, FIXED INCOME direct 2018-09-01
FOLEY, PATRICK, RYAN DIRECTOR, FIXED INCOME AND DERIVATIVES 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, FIXED INCOME AND DERIVATIVES direct 2018-09-01
CRUMP, GABRIEL, EDWARD DIRECTOR, CREDIT RESEARCH 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, CREDIT RESEARCH direct 2018-09-01
EICHHORN, DAVID, GORDON CONTROLLING MANAGER NISA, LLC 01/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, INVESTMENT STRATEGIES direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, INVESTMENT STRATEGIES & MEMBER direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, INVESTMENT STRATEGIES direct 2012-10-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER direct 2012-10-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER OF EXECUTIVE COMMITTEE direct 2014-01-01
LESTER, KENNETH, LLOYD CONTROLLING MANAGER NISA, LLC 01/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC MANAGING DIRECTOR, PORTFOLIO MANAGEMENT direct 2012-10-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME TRADING direct 1994-04-01 2003-06-13
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME direct 1994-04-01 2005-10-24
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES direct 2006-03-01 2010-03-19
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES direct 2006-02-01 2011-03-30
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES & MEMBER direct 2000-07-01 2012-04-17
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER direct 2012-10-01 2016-03-29
POPE, ANTHONY, RANDAL CONTROLLING MANAGER NISA, LLC 01/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME & MEMBER direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, PORTFOLIO MANAGEMENT direct 2012-10-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER direct 2012-10-01
YESS, GREGORY, JERROLD CONTROLLING MANAGER NISA, LLC 01/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER direct 2014-01-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, BUSINESS DEVELOPMENT direct 2000-04-01 2002-04-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2000-04-01 2010-03-19
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2003-01-01 2011-03-30
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES & MEMBER direct 2003-01-01 2012-04-17
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, CLIENT SERVICES & MEMBER direct 2012-10-01 2013-10-18
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER & MEMBER direct 2014-01-01 2016-03-29

NISA INVESTMENT ADVISORS, LLC

ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
YAWITZ, JESS, BARRY CHAIRMAN & CHIEF EXECUTIVE OFFICER 04/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-04-01
NISA INVESTMENT ADVISORS, L.L.C. CONTROLLING MANAGER indirect 2016-04-01
NISA INVESTMENT ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 1994-04-01 2002-04-01
NISA INVESTMENT ADVISORS, L.L.C. CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2003-03-01 2011-03-30
NISA INVESTMENT ADVISORS, L.L.C. CHAIRMAN & CHIEF EXECUTIVE OFFICER & MANAGING MEMBER direct 1994-04-01 2013-10-18
NISA INVESTMENT ADVISORS, L.L.C. CHAIRMAN & CHIEF EXECUTIVE OFFICER & MEMBER OF EXECUTIVE COMMITTEE direct 1994-04-01 2016-03-29
MARSHALL, WILLIAM, JAY PRESIDENT 04/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. PRESIDENT direct 1994-04-01
NISA INVESTMENT ADVISORS, L.L.C. CONTROLLING MANAGER indirect 2016-04-01
NISA INVESTMENT ADVISORS, L.L.C. CHIEF OPERATING OFFICER direct 1994-04-01 2002-04-01
NISA INVESTMENT ADVISORS, L.L.C. PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2005-05-01 2005-04-29
NISA INVESTMENT ADVISORS, L.L.C. PRESIDENT direct 2005-11-01 2010-03-19
NISA INVESTMENT ADVISORS, L.L.C. PRESIDENT direct 2003-03-01 2011-03-30
NISA INVESTMENT ADVISORS, L.L.C. PRESIDENT & MANAGING MEMBER direct 1994-04-01 2013-10-18
NISA INVESTMENT ADVISORS, L.L.C. PRESIDENT & MEMBER OF EXECUTIVE COMMITTEE direct 1994-04-01 2016-03-29
KREBS, CLARENCE, ROBERT DIRECTOR, CLIENT SERVICES 07/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, CLIENT SERVICES direct 2000-07-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, PENSION SERVICES direct 1995-02-01 2002-04-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 1995-02-01 2010-03-19
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2003-01-01 2011-03-30
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES & MEMBER direct 2000-07-01 2016-03-29
LESTER, KENNETH, LLOYD MANAGING DIRECTOR, PORTFOLIO MANAGEMENT 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC MANAGING DIRECTOR, PORTFOLIO MANAGEMENT direct 2012-10-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME TRADING direct 1994-04-01 2003-06-13
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME direct 1994-04-01 2005-10-24
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES direct 2006-03-01 2010-03-19
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES direct 2006-02-01 2011-03-30
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES & MEMBER direct 2000-07-01 2012-04-17
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER direct 2012-10-01 2016-03-29
YESS, GREGORY, JERROLD MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER direct 2014-01-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, BUSINESS DEVELOPMENT direct 2000-04-01 2002-04-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2000-04-01 2010-03-19
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2003-01-01 2011-03-30
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES & MEMBER direct 2003-01-01 2012-04-17
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, CLIENT SERVICES & MEMBER direct 2012-10-01 2013-10-18
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER & MEMBER direct 2014-01-01 2016-03-29
SANEVICH, BELLA, L.F. GENERAL COUNSEL 02/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. LEGAL OFFICER direct 2003-02-01
NISA INVESTMENT ADVISORS, L.L.C. GENERAL COUNSEL & MEMBER direct 2005-02-01
NISA INVESTMENT ADVISORS, L.L.C. GENERAL COUNSEL direct 2005-02-01
POPE, ANTHONY, RANDAL MANAGING DIRECTOR, PORTFOLIO MANAGEMENT 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME & MEMBER direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, PORTFOLIO MANAGEMENT direct 2012-10-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER direct 2012-10-01
MURPHY, JOSEPH, ANTHONY DIRECTOR, PORTFOLIO MANAGEMENT 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, FIXED INCOME AND DERIVATIVES direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, PORTFOLIO MANAGEMENT direct 2010-06-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER direct 2010-06-01
EICHHORN, DAVID, GORDON MANAGING DIRECTOR, INVESTMENT STRATEGIES 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, INVESTMENT STRATEGIES direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, INVESTMENT STRATEGIES & MEMBER direct 2007-02-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, INVESTMENT STRATEGIES direct 2012-10-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER direct 2012-10-01
NISA INVESTMENT ADVISORS, L.L.C. MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER OF EXECUTIVE COMMITTEE direct 2014-01-01
ODOHERTY, MARIANNE CHIEF COMPLIANCE OFFICER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMITH BREEDEN ASSOCIATES INC CHIEF COMPLIANCE OFFICER direct 2005-06-01
SMITH BREEDEN ASSOCIATES INC CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT direct 2005-06-01
SMITH BREEDEN ASSOCIATES INC SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-06-01
SMITH BREEDEN ASSOCIATES INC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2009-01-01
NISA INVESTMENT ADVISORS, L.L.C. CHIEF COMPLIANCE OFFICER direct 2011-10-01
HANSON, CHERYL, LEIGH DIRECTOR, CLIENT SERVICES 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2013-09-01
SCHOLZ, DANIEL, ARTHUR DIRECTOR, INVESTMENT STRATEGIES 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, INVESTMENT STRATEGIES direct 2013-09-01
SCHUMAN, KEVIN, DANIEL DIRECTOR, CLIENT SERVICES 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2013-09-01
KAPLAN, MATTHEW, DAVID CHIEF RISK OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. CHIEF RISK OFFICER direct 2015-01-01
JOHNSON, GREGORY, WILLIAM DIRECTOR, CLIENT SERVICES 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, CLIENT SERVICES direct 2015-09-01
FORTIER, MARK, NORMAND DIRECTOR, DEFINED CONTRIBUTION PRODUCT DESIGN & IMPLEMENTATION 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. DIRECTOR, DEFINED CONTRIBUTION PRODUCT DESIGN & IMPLEMENTATION direct 2015-03-01
NISA, LLC PARENT COMPANY 04/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. PARENT COMPANY direct 2016-04-01
RATKOWSKI, RICHARD, ROBERT DIRECTOR, INVESTMENT STRATEGIES 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, INVESTMENT STRATEGIES direct 2016-09-01
JOHNSON, AARON, MATHEW DIRECTOR, FIXED INCOME 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, FIXED INCOME direct 2016-09-01
BHATTACHARYA, BISWAJIT DIRECTOR, FIXED INCOME 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, FIXED INCOME direct 2016-09-01
KUEBLER, CARL, RICHARD DIRECTOR, DERIVATIVES 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, DERIVATIVES direct 2016-09-01
MARSHALL, WILLIAM, PATRICK DIRECTOR, DC PRODUCT STRATEGY AND IMPLEMENTATION 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, DC PRODUCT STRATEGY AND IMPLEMENTATION direct 2016-05-01
ALLSTATE INSITUTIONAL ADVISORS, LLC PRESIDENT direct 2008-02-01
CHOE, JOHN, SOOK DIRECTOR, DERIVATIVES 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, DERIVATIVES direct 2016-09-01
VANOUS, MICHAEL, PATRICK DIRECTOR, EQUITY PORTFOLIO MANAGEMENT 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, LLC DIRECTOR, EQUITY PORTFOLIO MANAGEMENT direct 2017-01-01
PARKRIDGE, INC. CONTROLLING MEMBER NISA, LLC 04/01/2016 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. CONTROLLING MEMBER indirect 2016-04-01
YAWITZ, JESS, BARRY CONTROLLING MANAGER NISA, LLC 04/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-04-01
NISA INVESTMENT ADVISORS, L.L.C. CONTROLLING MANAGER indirect 2016-04-01
NISA INVESTMENT ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 1994-04-01 2002-04-01
NISA INVESTMENT ADVISORS, L.L.C. CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2003-03-01 2011-03-30
NISA INVESTMENT ADVISORS, L.L.C. CHAIRMAN & CHIEF EXECUTIVE OFFICER & MANAGING MEMBER direct 1994-04-01 2013-10-18
NISA INVESTMENT ADVISORS, L.L.C. CHAIRMAN & CHIEF EXECUTIVE OFFICER & MEMBER OF EXECUTIVE COMMITTEE direct 1994-04-01 2016-03-29
MARSHALL HOLDINGS, INC. CONTROLLING MEMBER NISA, LLC 04/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. CONTROLLING MEMBER indirect 2016-04-01
MARSHALL, WILLIAM, JAY CONTROLLING MANAGER NISA, LLC 04/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
NISA INVESTMENT ADVISORS, L.L.C. PRESIDENT direct 1994-04-01
NISA INVESTMENT ADVISORS, L.L.C. CONTROLLING MANAGER indirect 2016-04-01
NISA INVESTMENT ADVISORS, L.L.C. CHIEF OPERATING OFFICER direct 1994-04-01 2002-04-01
NISA INVESTMENT ADVISORS, L.L.C. PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2005-05-01 2005-04-29
NISA INVESTMENT ADVISORS, L.L.C. PRESIDENT direct 2005-11-01 2010-03-19
NISA INVESTMENT ADVISORS, L.L.C. PRESIDENT direct 2003-03-01 2011-03-30
NISA INVESTMENT ADVISORS, L.L.C. PRESIDENT & MANAGING MEMBER direct 1994-04-01 2013-10-18
NISA INVESTMENT ADVISORS, L.L.C. PRESIDENT & MEMBER OF EXECUTIVE COMMITTEE direct 1994-04-01 2016-03-29

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