NORTHWEST WEALTH MANAGEMENT, LLC

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Northwest Wealth Management is based out of Spencer. Northwest Wealth Management is a large advisory firm with 1740 clients and discretionary assets under management (AUM) of $506,104,463 (Form ADV from 2020-06-23). Their last reported 13F filing for Q2 2020 included $114,619,000 in managed 13F securities and a top 10 holdings concentration of 41.21%. Northwest Wealth Management's largest holding is Vanguard Total Stock Market ETF with shares held of 68,679. Whalewisdom has at least 16 13F filings

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06/30/2020

13F Activity

  • Market Value $114.619 Million
  • Prior Market Value $98.81 Million
  • New Purchases7 stocks
  • Additional Purchases38 stocks
  • Sold out of2 stocks
  • Reduced holdings in37 stocks
  • Top 10 Holdings % 41.21 %
  • Turnover % [1]:9.47%
  • Turnover Alt % [2]: 2.83 %
  • Time Held Top20:9.05 quarters
  • Time Held Top10:7.80 quarters
  • Time Held All:9.97 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 20.59%
Performance Last 4 Quarters: -9.57%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

NORTHWEST WEALTH MANAGEMENT, LLC
1607 W. 18TH STREET
SPENCER IA    51301
Country: United States

Business Phone: 877-207-0994
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: IA
Number of employees: 24
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 2,001,220
Total Number of Clients: 1740
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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NORTHWEST WEALTH MANAGEMENT, LLC

ownership team - last updated 2020-06-23
Name Title Start Date Direct/Indirect % Ownership
NORTHWEST FINANCIAL CORP. SOLE MANAGING MEMBER 12/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC MEMBER direct 2009-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SOLE MANAGING MEMBER direct 2009-12-01
CONOVER IV, CORNELIUS, BURROUGHS SECRETARY-TREASURER 12/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01
VAN DER HEIDE, ERIC, JOEL PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01
PLAGGE, JEFF VICE PRESIDENT 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2016-04-01
CONOVER, DWIGHT SHAREHOLDER NORTHWEST FINANCIAL CORPORATION 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
CONOVER IV, CORNELIUS, BURROUGHS SHAREHOLDER NORTHWEST FINANCIAL CORP. 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01

NORTHWEST WEALTH MANAGEMENT, LLC

ownership team - last updated 2020-03-20
Name Title Start Date Direct/Indirect % Ownership

NORTHWEST WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-11-12
Name Title Start Date Direct/Indirect % Ownership
NORTHWEST FINANCIAL CORP. SOLE MANAGING MEMBER 12/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC MEMBER direct 2009-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SOLE MANAGING MEMBER direct 2009-12-01
CONOVER IV, CORNELIUS, BURROUGHS SECRETARY-TREASURER 12/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01
VAN DER HEIDE, ERIC, JOEL PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01
PLAGGE, JEFF VICE PRESIDENT 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2016-04-01
CONOVER, DWIGHT SHAREHOLDER NORTHWEST FINANCIAL CORPORATION 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
CONOVER IV, CORNELIUS, BURROUGHS SHAREHOLDER NORTHWEST FINANCIAL CORP. 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01

NORTHWEST WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-03-15
Name Title Start Date Direct/Indirect % Ownership
NORTHWEST FINANCIAL CORP. SOLE MANAGING MEMBER 12/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC MEMBER direct 2009-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SOLE MANAGING MEMBER direct 2009-12-01
CONOVER IV, CORNELIUS, BURROUGHS SECRETARY-TREASURER 12/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01
VAN DER HEIDE, ERIC, JOEL PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01
PLAGGE, JEFF VICE PRESIDENT 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2016-04-01
CONOVER, DWIGHT SHAREHOLDER NORTHWEST FINANCIAL CORPORATION 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
CONOVER IV, CORNELIUS, BURROUGHS SHAREHOLDER NORTHWEST FINANCIAL CORP. 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01

NORTHWEST WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-10-01
Name Title Start Date Direct/Indirect % Ownership
NORTHWEST FINANCIAL CORP. SOLE MANAGING MEMBER 12/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC MEMBER direct 2009-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SOLE MANAGING MEMBER direct 2009-12-01
CONOVER IV, CORNELIUS, BURROUGHS SECRETARY-TREASURER 12/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01
VAN DER HEIDE, ERIC, JOEL PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01
PLAGGE, JEFF VICE PRESIDENT 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2016-04-01
CONOVER, DWIGHT SHAREHOLDER NORTHWEST FINANCIAL CORPORATION 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
CONOVER IV, CORNELIUS, BURROUGHS SHAREHOLDER NORTHWEST FINANCIAL CORP. 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01

NORTHWEST WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-05-14
Name Title Start Date Direct/Indirect % Ownership
NORTHWEST FINANCIAL CORP. SOLE MANAGING MEMBER 12/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC MEMBER direct 2009-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SOLE MANAGING MEMBER direct 2009-12-01
CONOVER IV, CORNELIUS, BURROUGHS SECRETARY-TREASURER 12/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01
VAN DER HEIDE, ERIC, JOEL PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01
PLAGGE, JEFF VICE PRESIDENT 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2015-06-01
NORTHWEST WEALTH MANAGEMENT, LLC PRESIDENT direct 2016-04-01
CONOVER, DWIGHT SHAREHOLDER NORTHWEST FINANCIAL CORPORATION 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
CONOVER IV, CORNELIUS, BURROUGHS SHAREHOLDER NORTHWEST FINANCIAL CORP. 12/01/1988 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NORTHWEST WEALTH MANAGEMENT, LLC SHAREHOLDER indirect 1988-12-01
NORTHWEST WEALTH MANAGEMENT, LLC SECRETARY-TREASURER direct 2009-12-01

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