NUVEEN FUND ADVISORS, LLC

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Nuveen Fund Advisors is based out of Chicago. Nuveen Fund Advisors is a large advisory firm with 176 clients and discretionary assets under management (AUM) of $193,585,929,896 (Form ADV from 2022-07-21). Whalewisdom has at least 34 13F filings, 3 13G filings, and 15 Form 4 filings

03/31/2022

Top Buys (13F)

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03/31/2022

Top Sells (13F)

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03/31/2022

13F Sector Allocation Over Time


Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

NUVEEN FUND ADVISORS, LLC
333 WEST WACKER DRIVE
CHICAGO IL    60606
Country: United States

Business Phone: 312-917-7700
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 125
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 176
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (2),11.D (4)
Data above was derived from SEC filings.

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NUVEEN FUND ADVISORS, LLC

ownership team - last updated 2022-03-29
Name Title Start Date Direct/Indirect % Ownership
Craun, Sheryl, Byers HEAD OF GLOBAL INVESTMENT OPERATIONS 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
TEACHERS ADVISORS, LLC SENIOR MANAGING DIRECTOR, HEAD GLOBAL INVESTMENTS OPERATIONS direct 2020-01-01
Morgan, Deann, Dubey PRESIDENT 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC MANAGER direct 2009-08-01
MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC INTERIM PRESIDENT & CEO/MANAGER direct 2012-04-01
MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC MANAGER direct 2012-04-01
BLACKSTONE TOTAL ALTERNATIVES SOLUTION ADVISORS L.L.C. CHIEF OPERATING OFFICER direct 2014-04-01
Mogavero, Erik CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. CHIEF COMPLIANCE OFFICER direct 2016-06-01
NUVEEN FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER direct 2005-06-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2005-06-01
PERRY, MICHAEL, A EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
BANC OF AMERICA INVESTMENT ADVISORS, INC. PRESIDENT AND DIRECTOR direct 2009-01-01
UBS FUND ADVISOR, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS FUND ADVISOR, L.L.C. VICE PRESIDENT direct 2010-01-01
UBS EUCALYPTUS MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS WILLOW MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS JUNIPER MANAGEMENT, L.L.C. AUTHORIZED OFFICER direct 2010-01-01
UBS TAMARACK MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
MANAGED ACCOUNT ADVISORS, LLC PRESIDENT direct 2006-11-01
MANAGED ACCOUNT ADVISORS LLC PRESIDENT AND DIRECTOR direct 2009-02-01
LONGERSTAEY, JACQUES, MICHEL SENIOR MANAGING DIRECTOR 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL DIRECTOR direct 2000-09-01 2001-04-30
NUVEEN INVESTMENTS, INC. MANAGING MEMBER 01/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC MANAGING MEMBER direct 2003-05-01
WINSLOW CAPITAL MANAGEMENT INC MANAGING MEMBER indirect 2012-06-01
GRESHAM INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2011-12-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2011-09-01
NUVEEN ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-12-01
TRADEWINDS GLOBAL INVESTORS, LLC MANAGING MEMBER indirect 2006-02-01
SANTA BARBARA ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2005-10-01
NUVEEN INSTITUTIONAL ADVISORY CORP STOCKHOLDER direct 1992-04-01
NETNET VENTURES LLC SHAREHOLDER OF NIH indirect 2001-07-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2001-07-01
NETNET VENTURES LLC MEMBER indirect 2001-07-01
NUVEEN ADVISORY CORP STOCKHOLDER direct 1994-04-01
NUVEEN FUND ADVISORS, LLC MANAGING MEMBER direct 1997-01-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER direct 2001-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. BENEFICIAL STOCKHOLDER direct 1999-09-01
RITTENHOUSE FINANCIAL SERVICES INC. STOCKHOLDER direct 1997-09-01
NUVEEN ADVISORY CORP BENEFICIAL STOCKHOLDER direct 1994-04-01 2002-10-25
INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC MANAGING MEMBER direct 2002-05-01 2005-04-18
NUVEEN GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2005-12-01 2005-12-07
NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC STOCKHOLDER direct 2003-05-01 2007-11-21
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2010-10-22
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2010-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2011-05-23
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2011-11-22
WINSLOW CAPITAL MANAGEMENT INC STOCKHOLDER direct 2008-12-01 2012-03-20
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2012-12-10
NUVEEN ASSET MANAGEMENT INC STOCKHOLDER direct 1997-01-01 2013-01-08
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2001-07-01 2014-08-27
Salami, Oluseun EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2020-11-01
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA MEMBER NUVEEN, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
KASPICK & COMPANY, LLC SOLE OWNER indirect 2006-08-01
COVARIANCE CAPITAL MANAGEMENT, INC. SOLE OWNER indirect 2010-08-01
STONEPEAK PARTNERS LP SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC indirect 2011-08-01
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC SHAREHHOLDER indirect 2012-07-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER direct 2015-03-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TIAA FSB HOLDINGS, INC. indirect 2017-06-01
TIAA ADVISORY SERVICES, LLC SOLE MEMBER indirect 2001-12-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC MEMBER indirect 2001-12-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER OF APPLICANT direct 1990-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01 2003-04-10
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01 2005-02-01
LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01 2006-03-31
TEACHERS ADVISORS INC. SHAREHOLDER indirect 1998-10-01 2008-10-02
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2011-09-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECT OWNER direct 1990-09-01 2011-09-12
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-02-29
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-03-27
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2013-04-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2013-04-02
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2013-04-19
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2013-11-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-03-28
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2014-10-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2014-12-15
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2015-02-18
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2015-03-16
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2015-03-18
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2015-03-20
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-03-30
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-03-30
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2015-03-31
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2015-05-08
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-08-17
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-09-25
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2015-10-13
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2015-10-15
TIAA-CREF HOLDCO SUBSIDIARY, LLC SHAREHOLDER indirect 2014-07-01 2015-11-05
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01 2015-12-07
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-01-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-03-24
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2016-06-20
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-06-23
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-07-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-08-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2016-08-12
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2016-09-14
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01 2017-01-12
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2017-01-20
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-31
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2017-04-20
TIAA BOARD OF GOVERNERS SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC SHAREHOLDER indirect 1993-10-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA indirect 2017-06-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
COVARIANCE CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2010-08-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
AGR PARTNERS LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER indirect 1990-09-01
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1938-06-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 1918-03-01
LOWE ENTERPRISE RESIDENTIAL ADVISORS SHAREHOLDER indirect 1993-10-01 2006-03-31
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1993-10-01 2008-09-29
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1993-10-01 2008-10-02
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1998-05-01 2008-12-05
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01 2012-03-27
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2014-11-11
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 1938-06-01 2017-01-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2017-01-20
NUVEEN HOLDINGS, INC. SHAREHOLDER NUVEEN INVESTMENTS, INC. 11/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN ASSET MANAGEMENT, LLC OWNER indirect 2010-12-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC OWNER indirect 2007-11-01
GRESHAM INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC OWNER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, INC. OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NUVEEN HYDEPARK GROUP, LLC OWNER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC OWNER indirect 2007-11-01
RITTENHOUSE ASSET MANAGEMENT, INC. OWNER indirect 2007-11-01
NUVEEN INVESTMENT SOLUTIONS, INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN FINANCE, LLC SHAREHOLDER NUVEEN HOLDINGS 1, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN, LLC MEMBER NUVEEN FINANCE, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-12-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-08-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-12-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2016-02-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN HOLDINGS 1, INC. SHAREHOLDER NUVEEN HOLDINGS, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01

NUVEEN FUND ADVISORS, LLC

ownership team - last updated 2021-03-30
Name Title Start Date Direct/Indirect % Ownership
Craun, Sheryl, Byers HEAD OF GLOBAL INVESTMENT OPERATIONS 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
TEACHERS ADVISORS, LLC SENIOR MANAGING DIRECTOR, HEAD GLOBAL INVESTMENTS OPERATIONS direct 2020-01-01
LAMB, DAVID, JOSEPH SENIOR MANAGING DIRECTOR 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC MANAGING DIRECTOR direct 2020-11-01
Morgan, Deann, Dubey PRESIDENT 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC MANAGER direct 2009-08-01
MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC INTERIM PRESIDENT & CEO/MANAGER direct 2012-04-01
MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC MANAGER direct 2012-04-01
BLACKSTONE TOTAL ALTERNATIVES SOLUTION ADVISORS L.L.C. CHIEF OPERATING OFFICER direct 2014-04-01
Mogavero, Erik CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. CHIEF COMPLIANCE OFFICER direct 2016-06-01
NUVEEN FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER direct 2005-06-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2005-06-01
Salami, Oluseun EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2020-11-01
PERRY, MICHAEL, A EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
BANC OF AMERICA INVESTMENT ADVISORS, INC. PRESIDENT AND DIRECTOR direct 2009-01-01
UBS FUND ADVISOR, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS FUND ADVISOR, L.L.C. VICE PRESIDENT direct 2010-01-01
UBS EUCALYPTUS MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS WILLOW MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS JUNIPER MANAGEMENT, L.L.C. AUTHORIZED OFFICER direct 2010-01-01
UBS TAMARACK MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
MANAGED ACCOUNT ADVISORS, LLC PRESIDENT direct 2006-11-01
MANAGED ACCOUNT ADVISORS LLC PRESIDENT AND DIRECTOR direct 2009-02-01
LONGERSTAEY, JACQUES, MICHEL SENIOR MANAGING DIRECTOR 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL DIRECTOR direct 2000-09-01 2001-04-30
NUVEEN INVESTMENTS, INC. MANAGING MEMBER 01/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC MANAGING MEMBER direct 2003-05-01
WINSLOW CAPITAL MANAGEMENT INC MANAGING MEMBER indirect 2012-06-01
GRESHAM INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2011-12-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2011-09-01
NUVEEN ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-12-01
TRADEWINDS GLOBAL INVESTORS, LLC MANAGING MEMBER indirect 2006-02-01
SANTA BARBARA ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2005-10-01
NUVEEN INSTITUTIONAL ADVISORY CORP STOCKHOLDER direct 1992-04-01
NETNET VENTURES LLC SHAREHOLDER OF NIH indirect 2001-07-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2001-07-01
NETNET VENTURES LLC MEMBER indirect 2001-07-01
NUVEEN ADVISORY CORP STOCKHOLDER direct 1994-04-01
NUVEEN FUND ADVISORS, LLC MANAGING MEMBER direct 1997-01-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER direct 2001-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. BENEFICIAL STOCKHOLDER direct 1999-09-01
RITTENHOUSE FINANCIAL SERVICES INC. STOCKHOLDER direct 1997-09-01
NUVEEN ADVISORY CORP BENEFICIAL STOCKHOLDER direct 1994-04-01 2002-10-25
INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC MANAGING MEMBER direct 2002-05-01 2005-04-18
NUVEEN GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2005-12-01 2005-12-07
NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC STOCKHOLDER direct 2003-05-01 2007-11-21
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2010-10-22
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2010-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2011-05-23
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2011-11-22
WINSLOW CAPITAL MANAGEMENT INC STOCKHOLDER direct 2008-12-01 2012-03-20
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2012-12-10
NUVEEN ASSET MANAGEMENT INC STOCKHOLDER direct 1997-01-01 2013-01-08
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2001-07-01 2014-08-27
STICKROD, CHRISTOPHER, EUGENE SENIOR MANAGING DIRECTOR 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2020-11-01
ROHRBACHER, CHRISTOPHER, M GENERAL COUNSEL 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2019-03-01
MCCARTHY, KEVIN, J SENIOR MANAGING DIRECTOR 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2011-01-01
FARRIS, JORDAN, MARK MANAGING DIRECTOR 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC MANAGING DIRECTOR direct 2020-11-01
NUVEEN HOLDINGS 1, INC. SHAREHOLDER NUVEEN HOLDINGS, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA MEMBER NUVEEN, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
KASPICK & COMPANY, LLC SOLE OWNER indirect 2006-08-01
COVARIANCE CAPITAL MANAGEMENT, INC. SOLE OWNER indirect 2010-08-01
STONEPEAK PARTNERS LP SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC indirect 2011-08-01
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC SHAREHHOLDER indirect 2012-07-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER direct 2015-03-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TIAA FSB HOLDINGS, INC. indirect 2017-06-01
TIAA ADVISORY SERVICES, LLC SOLE MEMBER indirect 2001-12-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC MEMBER indirect 2001-12-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER OF APPLICANT direct 1990-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01 2003-04-10
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01 2005-02-01
LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01 2006-03-31
TEACHERS ADVISORS INC. SHAREHOLDER indirect 1998-10-01 2008-10-02
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2011-09-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECT OWNER direct 1990-09-01 2011-09-12
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-02-29
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-03-27
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2013-04-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2013-04-02
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2013-04-19
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2013-11-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-03-28
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2014-10-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2014-12-15
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2015-02-18
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2015-03-16
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2015-03-18
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2015-03-20
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-03-30
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-03-30
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2015-03-31
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2015-05-08
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-08-17
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-09-25
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2015-10-13
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2015-10-15
TIAA-CREF HOLDCO SUBSIDIARY, LLC SHAREHOLDER indirect 2014-07-01 2015-11-05
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01 2015-12-07
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-01-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-03-24
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2016-06-20
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-06-23
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-07-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-08-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2016-08-12
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2016-09-14
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01 2017-01-12
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2017-01-20
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-31
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2017-04-20
NUVEEN, LLC MEMBER NUVEEN FINANCE, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-12-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-08-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-12-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2016-02-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN FINANCE, LLC SHAREHOLDER NUVEEN HOLDINGS 1, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN HOLDINGS, INC. SHAREHOLDER NUVEEN INVESTMENTS, INC. 11/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN ASSET MANAGEMENT, LLC OWNER indirect 2010-12-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC OWNER indirect 2007-11-01
GRESHAM INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC OWNER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, INC. OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NUVEEN HYDEPARK GROUP, LLC OWNER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC OWNER indirect 2007-11-01
RITTENHOUSE ASSET MANAGEMENT, INC. OWNER indirect 2007-11-01
NUVEEN INVESTMENT SOLUTIONS, INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2007-11-01
TIAA BOARD OF OVERSEERS SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC SHAREHOLDER indirect 1993-10-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA indirect 2017-06-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
COVARIANCE CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2010-08-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
AGR PARTNERS LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER indirect 1990-09-01
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1938-06-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 1918-03-01
LOWE ENTERPRISE RESIDENTIAL ADVISORS SHAREHOLDER indirect 1993-10-01 2006-03-31
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1993-10-01 2008-09-29
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1993-10-01 2008-10-02
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1998-05-01 2008-12-05
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01 2012-03-27
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2014-11-11
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 1938-06-01 2017-01-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2017-01-20

NUVEEN FUND ADVISORS, LLC

ownership team - last updated 2020-11-13
Name Title Start Date Direct/Indirect % Ownership
Craun, Sheryl, Byers HEAD OF GLOBAL INVESTMENT OPERATIONS 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
TEACHERS ADVISORS, LLC SENIOR MANAGING DIRECTOR, HEAD GLOBAL INVESTMENTS OPERATIONS direct 2020-01-01
LAMB, DAVID, JOSEPH MANAGING DIRECTOR 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC MANAGING DIRECTOR direct 2020-11-01
Morgan, Deann, Dubey PRESIDENT 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC MANAGER direct 2009-08-01
MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC INTERIM PRESIDENT & CEO/MANAGER direct 2012-04-01
MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC MANAGER direct 2012-04-01
BLACKSTONE TOTAL ALTERNATIVES SOLUTION ADVISORS L.L.C. CHIEF OPERATING OFFICER direct 2014-04-01
Mogavero, Erik CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. CHIEF COMPLIANCE OFFICER direct 2016-06-01
NUVEEN FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER direct 2005-06-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2005-06-01
Salami, Oluseun EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2020-11-01
PERRY, MICHAEL, A EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
BANC OF AMERICA INVESTMENT ADVISORS, INC. PRESIDENT AND DIRECTOR direct 2009-01-01
UBS FUND ADVISOR, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS FUND ADVISOR, L.L.C. VICE PRESIDENT direct 2010-01-01
UBS EUCALYPTUS MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS WILLOW MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS JUNIPER MANAGEMENT, L.L.C. AUTHORIZED OFFICER direct 2010-01-01
UBS TAMARACK MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
MANAGED ACCOUNT ADVISORS, LLC PRESIDENT direct 2006-11-01
MANAGED ACCOUNT ADVISORS LLC PRESIDENT AND DIRECTOR direct 2009-02-01
LONGERSTAEY, JACQUES, MICHEL SENIOR MANAGING DIRECTOR 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL DIRECTOR direct 2000-09-01 2001-04-30
NUVEEN INVESTMENTS, INC. MANAGING MEMBER 01/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC MANAGING MEMBER direct 2003-05-01
WINSLOW CAPITAL MANAGEMENT INC MANAGING MEMBER indirect 2012-06-01
GRESHAM INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2011-12-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2011-09-01
NUVEEN ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-12-01
TRADEWINDS GLOBAL INVESTORS, LLC MANAGING MEMBER indirect 2006-02-01
SANTA BARBARA ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2005-10-01
NUVEEN INSTITUTIONAL ADVISORY CORP STOCKHOLDER direct 1992-04-01
NETNET VENTURES LLC SHAREHOLDER OF NIH indirect 2001-07-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2001-07-01
NETNET VENTURES LLC MEMBER indirect 2001-07-01
NUVEEN ADVISORY CORP STOCKHOLDER direct 1994-04-01
NUVEEN FUND ADVISORS, LLC MANAGING MEMBER direct 1997-01-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER direct 2001-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. BENEFICIAL STOCKHOLDER direct 1999-09-01
RITTENHOUSE FINANCIAL SERVICES INC. STOCKHOLDER direct 1997-09-01
NUVEEN ADVISORY CORP BENEFICIAL STOCKHOLDER direct 1994-04-01 2002-10-25
INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC MANAGING MEMBER direct 2002-05-01 2005-04-18
NUVEEN GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2005-12-01 2005-12-07
NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC STOCKHOLDER direct 2003-05-01 2007-11-21
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2010-10-22
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2010-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2011-05-23
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2011-11-22
WINSLOW CAPITAL MANAGEMENT INC STOCKHOLDER direct 2008-12-01 2012-03-20
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2012-12-10
NUVEEN ASSET MANAGEMENT INC STOCKHOLDER direct 1997-01-01 2013-01-08
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2001-07-01 2014-08-27
STICKROD, CHRISTOPHER, EUGENE SENIOR MANAGING DIRECTOR 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2020-11-01
ROHRBACHER, CHRISTOPHER, M GENERAL COUNSEL 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2019-03-01
MCCARTHY, KEVIN, J SENIOR MANAGING DIRECTOR 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2011-01-01
FARRIS, JORDAN, MARK MANAGING DIRECTOR 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC MANAGING DIRECTOR direct 2020-11-01
NUVEEN HOLDINGS 1, INC. SHAREHOLDER NUVEEN HOLDINGS, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA MEMBER NUVEEN, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
KASPICK & COMPANY, LLC SOLE OWNER indirect 2006-08-01
COVARIANCE CAPITAL MANAGEMENT, INC. SOLE OWNER indirect 2010-08-01
STONEPEAK PARTNERS LP SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC indirect 2011-08-01
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC SHAREHHOLDER indirect 2012-07-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER direct 2015-03-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TIAA FSB HOLDINGS, INC. indirect 2017-06-01
TIAA ADVISORY SERVICES, LLC SOLE MEMBER indirect 2001-12-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC MEMBER indirect 2001-12-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER OF APPLICANT direct 1990-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01 2003-04-10
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01 2005-02-01
LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01 2006-03-31
TEACHERS ADVISORS INC. SHAREHOLDER indirect 1998-10-01 2008-10-02
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2011-09-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECT OWNER direct 1990-09-01 2011-09-12
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-02-29
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-03-27
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2013-04-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2013-04-02
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2013-04-19
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2013-11-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-03-28
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2014-10-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2014-12-15
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2015-02-18
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2015-03-16
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2015-03-18
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2015-03-20
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-03-30
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-03-30
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2015-03-31
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2015-05-08
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-08-17
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-09-25
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2015-10-13
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2015-10-15
TIAA-CREF HOLDCO SUBSIDIARY, LLC SHAREHOLDER indirect 2014-07-01 2015-11-05
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01 2015-12-07
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-01-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-03-24
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2016-06-20
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-06-23
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-07-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-08-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2016-08-12
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2016-09-14
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01 2017-01-12
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2017-01-20
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-31
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2017-04-20
NUVEEN, LLC MEMBER NUVEEN FINANCE, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-12-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-08-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-12-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2016-02-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN FINANCE, LLC SHAREHOLDER NUVEEN HOLDINGS 1, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN HOLDINGS, INC. SHAREHOLDER NUVEEN INVESTMENTS, INC. 11/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN ASSET MANAGEMENT, LLC OWNER indirect 2010-12-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC OWNER indirect 2007-11-01
GRESHAM INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC OWNER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, INC. OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NUVEEN HYDEPARK GROUP, LLC OWNER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC OWNER indirect 2007-11-01
RITTENHOUSE ASSET MANAGEMENT, INC. OWNER indirect 2007-11-01
NUVEEN INVESTMENT SOLUTIONS, INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2007-11-01
TIAA BOARD OF OVERSEERS SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC SHAREHOLDER indirect 1993-10-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA indirect 2017-06-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
COVARIANCE CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2010-08-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
AGR PARTNERS LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER indirect 1990-09-01
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1938-06-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 1918-03-01
LOWE ENTERPRISE RESIDENTIAL ADVISORS SHAREHOLDER indirect 1993-10-01 2006-03-31
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1993-10-01 2008-09-29
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1993-10-01 2008-10-02
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1998-05-01 2008-12-05
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01 2012-03-27
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2014-11-11
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 1938-06-01 2017-01-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2017-01-20

NUVEEN FUND ADVISORS, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

NUVEEN FUND ADVISORS, LLC

ownership team - last updated 2019-10-30
Name Title Start Date Direct/Indirect % Ownership
MILLER, HOLLY, HYLTON HEAD OF GLOBAL INVESTMENT OPERATIONS 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 2002-01-01
M.D. SASS MANAGEMENT, INC. SR. VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
RE/ENTERPRISE ASSET MANAGEMENT, L.L.C. CHIEF OPERATING OFFICER direct 2006-09-01
RESURGENCE ASSET MANAGEMENT INTERNATIONAL, L.L.C. CHIEF OPERATING OFFICER direct 2008-01-01
M.D. SASS INVESTORS SERVICES, INC. SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
M.D. SASS ASSOCIATES INC. SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. SR. VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
ZIMMERMAN, GIFFORD, ROSS CO-GENERAL COUNSEL 05/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN INSTITUTIONAL ADVISORY CORP GENERAL COUNSEL direct 1999-07-01
NUVEEN ADVISORY CORP GENERAL COUNSEL direct 1999-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. VICE PRESIDENT AND ASSISTANT SECRETARY direct 1999-10-01
NUVEEN FUND ADVISORS, INC. CO-GENERAL COUNSEL direct 2002-05-01
NUVEEN ASSET MANAGEMENT INC. MANAGING DIRECTOR AND ASSISTANT SECRETARY direct 2002-05-01 2010-11-17
NUVEEN ASSET MANAGEMENT CHIEF LEGAL OFFICER direct 2002-05-01 2012-03-27
ANTOSIEWICZ, CEDRIC, HENRY SENIOR MANAGING DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2018-03-01
Mogavero, Erik CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. CHIEF COMPLIANCE OFFICER direct 2016-06-01
NUVEEN FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER direct 2005-06-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2005-06-01
BOTTJER, GREG, ANDREW SENIOR MANAGING DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2018-03-01
WACHTER, AUSTIN, PENN CONTROLLER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CONTROLLER direct 2017-03-01
TEACHERS ADVISORS, INC. VICE PRESIDENT, FUNDS TREASURER direct 2015-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC VICE PRESIDENT, FUNDS TREASURER direct 2015-07-01
NUVEEN INVESTMENTS ADVISERS, LLC CONTROLLER direct 2017-03-01
NUVEEN ASSET MANAGEMENT, LLC CONTROLLER direct 2017-03-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC MD, CONTROLLER direct 2017-08-01
PERRY, MICHAEL, A EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
BANC OF AMERICA INVESTMENT ADVISORS, INC. PRESIDENT AND DIRECTOR direct 2009-01-01
UBS FUND ADVISOR, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS FUND ADVISOR, L.L.C. VICE PRESIDENT direct 2010-01-01
UBS EUCALYPTUS MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS WILLOW MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS JUNIPER MANAGEMENT, L.L.C. AUTHORIZED OFFICER direct 2010-01-01
UBS TAMARACK MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
MANAGED ACCOUNT ADVISORS, LLC PRESIDENT direct 2006-11-01
MANAGED ACCOUNT ADVISORS LLC PRESIDENT AND DIRECTOR direct 2009-02-01
STENERSEN, JAMES, STONE SENIOR MANAGING DIRECTOR 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN ALTERNATIVES ADVISORS LLC SMD, CHIEF RISK OFFICER direct 2019-01-01
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2019-03-01
NUVEEN CAPITAL MARKETS LLC SENIOR MANAGING DIRECTOR direct 2019-03-01
NUVEEN INVESTMENTS, INC. MANAGING MEMBER 01/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC MANAGING MEMBER direct 2003-05-01
WINSLOW CAPITAL MANAGEMENT INC MANAGING MEMBER indirect 2012-06-01
GRESHAM INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2011-12-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2011-09-01
NUVEEN ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-12-01
TRADEWINDS GLOBAL INVESTORS, LLC MANAGING MEMBER indirect 2006-02-01
SANTA BARBARA ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2005-10-01
NUVEEN INSTITUTIONAL ADVISORY CORP STOCKHOLDER direct 1992-04-01
NETNET VENTURES LLC SHAREHOLDER OF NIH indirect 2001-07-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2001-07-01
NETNET VENTURES LLC MEMBER indirect 2001-07-01
NUVEEN ADVISORY CORP STOCKHOLDER direct 1994-04-01
NUVEEN FUND ADVISORS, LLC MANAGING MEMBER direct 1997-01-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER direct 2001-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. BENEFICIAL STOCKHOLDER direct 1999-09-01
RITTENHOUSE FINANCIAL SERVICES INC. STOCKHOLDER direct 1997-09-01
NUVEEN ADVISORY CORP BENEFICIAL STOCKHOLDER direct 1994-04-01 2002-10-25
INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC MANAGING MEMBER direct 2002-05-01 2005-04-18
NUVEEN GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2005-12-01 2005-12-07
NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC STOCKHOLDER direct 2003-05-01 2007-11-21
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2010-10-22
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2010-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2011-05-23
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2011-11-22
WINSLOW CAPITAL MANAGEMENT INC STOCKHOLDER direct 2008-12-01 2012-03-20
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2012-12-10
NUVEEN ASSET MANAGEMENT INC STOCKHOLDER direct 1997-01-01 2013-01-08
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2001-07-01 2014-08-27
ROHRBACHER, CHRISTOPHER, M CO-GENERAL COUNSEL 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2019-03-01
MCCARTHY, KEVIN, J SENIOR MANAGING DIRECTOR 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2011-01-01
COOK, MARGO, L PRESIDENT 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT INVESTMENT SERVICES direct 2010-12-01
NUVEEN FUND ADVISORS, LLC SENIOR EXECUTIVE VICE PRESIDENT direct 2010-12-01
NUVEEN FUND ADVISORS, LLC CO-PRESIDENT direct 2010-12-01
NUVEEN FUND ADVISORS, LLC PRESIDENT direct 2010-12-01
THE BANK OF NEW YORK SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT direct 2003-10-01
THE BANK OF NEW YORK SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK direct 2003-10-01
THE BANK OF NEW YORK EXECUTIVE VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK direct 2003-10-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR direct 2008-03-01
GANNETT WELSH & KOTLER, LLC DIRECTOR direct 2006-10-01
NUVEEN HOLDINGS 1, INC. SHAREHOLDER NUVEEN HOLDINGS, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA MEMBER NUVEEN, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
KASPICK & COMPANY, LLC SOLE OWNER indirect 2006-08-01
COVARIANCE CAPITAL MANAGEMENT, INC. SOLE OWNER indirect 2010-08-01
STONEPEAK PARTNERS LP SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC indirect 2011-08-01
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC SHAREHHOLDER indirect 2012-07-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER direct 2015-03-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TIAA FSB HOLDINGS, INC. indirect 2017-06-01
TIAA ADVISORY SERVICES, LLC SOLE MEMBER indirect 2001-12-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC MEMBER indirect 2001-12-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER OF APPLICANT direct 1990-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01 2003-04-10
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01 2005-02-01
LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01 2006-03-31
TEACHERS ADVISORS INC. SHAREHOLDER indirect 1998-10-01 2008-10-02
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2011-09-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECT OWNER direct 1990-09-01 2011-09-12
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-02-29
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-03-27
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2013-04-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2013-04-02
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2013-04-19
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2013-11-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-03-28
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2014-10-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2014-12-15
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2015-02-18
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2015-03-16
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2015-03-18
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2015-03-20
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-03-30
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-03-30
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2015-03-31
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2015-05-08
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-08-17
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-09-25
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2015-10-13
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2015-10-15
TIAA-CREF HOLDCO SUBSIDIARY, LLC SHAREHOLDER indirect 2014-07-01 2015-11-05
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01 2015-12-07
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-01-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-03-24
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2016-06-20
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-06-23
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-07-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-08-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2016-08-12
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2016-09-14
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01 2017-01-12
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2017-01-20
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-31
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2017-04-20
NUVEEN, LLC MEMBER NUVEEN FINANCE, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-12-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-08-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-12-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2016-02-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN FINANCE, LLC SHAREHOLDER NUVEEN HOLDINGS 1, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN HOLDINGS, INC. SHAREHOLDER NUVEEN INVESTMENTS, INC. 11/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN ASSET MANAGEMENT, LLC OWNER indirect 2010-12-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC OWNER indirect 2007-11-01
GRESHAM INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC OWNER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, INC. OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NUVEEN HYDEPARK GROUP, LLC OWNER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC OWNER indirect 2007-11-01
RITTENHOUSE ASSET MANAGEMENT, INC. OWNER indirect 2007-11-01
NUVEEN INVESTMENT SOLUTIONS, INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2007-11-01
TIAA BOARD OF OVERSEERS SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC SHAREHOLDER indirect 1993-10-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA indirect 2017-06-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
COVARIANCE CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2010-08-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
AGR PARTNERS LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER indirect 1990-09-01
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1938-06-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 1918-03-01
LOWE ENTERPRISE RESIDENTIAL ADVISORS SHAREHOLDER indirect 1993-10-01 2006-03-31
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1993-10-01 2008-09-29
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1993-10-01 2008-10-02
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1998-05-01 2008-12-05
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01 2012-03-27
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2014-11-11
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 1938-06-01 2017-01-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2017-01-20

NUVEEN FUND ADVISORS, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
MILLER, HOLLY, HYLTON HEAD OF GLOBAL INVESTMENT OPERATIONS 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 2002-01-01
M.D. SASS MANAGEMENT, INC. SR. VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
RE/ENTERPRISE ASSET MANAGEMENT, L.L.C. CHIEF OPERATING OFFICER direct 2006-09-01
RESURGENCE ASSET MANAGEMENT INTERNATIONAL, L.L.C. CHIEF OPERATING OFFICER direct 2008-01-01
M.D. SASS INVESTORS SERVICES, INC. SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
M.D. SASS ASSOCIATES INC. SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. SR. VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2006-09-01
ZIMMERMAN, GIFFORD, ROSS CO-GENERAL COUNSEL 05/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN INSTITUTIONAL ADVISORY CORP GENERAL COUNSEL direct 1999-07-01
NUVEEN ADVISORY CORP GENERAL COUNSEL direct 1999-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. VICE PRESIDENT AND ASSISTANT SECRETARY direct 1999-10-01
NUVEEN FUND ADVISORS, INC. CO-GENERAL COUNSEL direct 2002-05-01
NUVEEN ASSET MANAGEMENT INC. MANAGING DIRECTOR AND ASSISTANT SECRETARY direct 2002-05-01 2010-11-17
NUVEEN ASSET MANAGEMENT CHIEF LEGAL OFFICER direct 2002-05-01 2012-03-27
ANTOSIEWICZ, CEDRIC, HENRY SENIOR MANAGING DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2018-03-01
Mogavero, Erik CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. CHIEF COMPLIANCE OFFICER direct 2016-06-01
NUVEEN FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER direct 2005-06-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2005-06-01
BOTTJER, GREG, ANDREW SENIOR MANAGING DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2018-03-01
WACHTER, AUSTIN, PENN CONTROLLER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CONTROLLER direct 2017-03-01
TEACHERS ADVISORS, INC. VICE PRESIDENT, FUNDS TREASURER direct 2015-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC VICE PRESIDENT, FUNDS TREASURER direct 2015-07-01
NUVEEN INVESTMENTS ADVISERS, LLC CONTROLLER direct 2017-03-01
NUVEEN ASSET MANAGEMENT, LLC CONTROLLER direct 2017-03-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC MD, CONTROLLER direct 2017-08-01
PERRY, MICHAEL, A EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
BANC OF AMERICA INVESTMENT ADVISORS, INC. PRESIDENT AND DIRECTOR direct 2009-01-01
UBS FUND ADVISOR, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS FUND ADVISOR, L.L.C. VICE PRESIDENT direct 2010-01-01
UBS EUCALYPTUS MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS WILLOW MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS JUNIPER MANAGEMENT, L.L.C. AUTHORIZED OFFICER direct 2010-01-01
UBS TAMARACK MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
MANAGED ACCOUNT ADVISORS, LLC PRESIDENT direct 2006-11-01
MANAGED ACCOUNT ADVISORS LLC PRESIDENT AND DIRECTOR direct 2009-02-01
STENERSEN, JAMES, STONE SENIOR MANAGING DIRECTOR 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN ALTERNATIVES ADVISORS LLC SMD, CHIEF RISK OFFICER direct 2019-01-01
NUVEEN FUND ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2019-03-01
NUVEEN CAPITAL MARKETS LLC SENIOR MANAGING DIRECTOR direct 2019-03-01
NUVEEN INVESTMENTS, INC. MANAGING MEMBER 01/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC MANAGING MEMBER direct 2003-05-01
WINSLOW CAPITAL MANAGEMENT INC MANAGING MEMBER indirect 2012-06-01
GRESHAM INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2011-12-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2011-09-01
NUVEEN ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-12-01
TRADEWINDS GLOBAL INVESTORS, LLC MANAGING MEMBER indirect 2006-02-01
SANTA BARBARA ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2005-10-01
NUVEEN INSTITUTIONAL ADVISORY CORP STOCKHOLDER direct 1992-04-01
NETNET VENTURES LLC SHAREHOLDER OF NIH indirect 2001-07-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2001-07-01
NETNET VENTURES LLC MEMBER indirect 2001-07-01
NUVEEN ADVISORY CORP STOCKHOLDER direct 1994-04-01
NUVEEN FUND ADVISORS, LLC MANAGING MEMBER direct 1997-01-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER direct 2001-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. BENEFICIAL STOCKHOLDER direct 1999-09-01
RITTENHOUSE FINANCIAL SERVICES INC. STOCKHOLDER direct 1997-09-01
NUVEEN ADVISORY CORP BENEFICIAL STOCKHOLDER direct 1994-04-01 2002-10-25
INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC MANAGING MEMBER direct 2002-05-01 2005-04-18
NUVEEN GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2005-12-01 2005-12-07
NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC STOCKHOLDER direct 2003-05-01 2007-11-21
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2010-10-22
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2010-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2011-05-23
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2011-11-22
WINSLOW CAPITAL MANAGEMENT INC STOCKHOLDER direct 2008-12-01 2012-03-20
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2012-12-10
NUVEEN ASSET MANAGEMENT INC STOCKHOLDER direct 1997-01-01 2013-01-08
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2001-07-01 2014-08-27
ROHRBACHER, CHRISTOPHER, M CO-GENERAL COUNSEL 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2019-03-01
MCCARTHY, KEVIN, J SENIOR MANAGING DIRECTOR 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2011-01-01
COOK, MARGO, L PRESIDENT 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT INVESTMENT SERVICES direct 2010-12-01
NUVEEN FUND ADVISORS, LLC SENIOR EXECUTIVE VICE PRESIDENT direct 2010-12-01
NUVEEN FUND ADVISORS, LLC CO-PRESIDENT direct 2010-12-01
NUVEEN FUND ADVISORS, LLC PRESIDENT direct 2010-12-01
THE BANK OF NEW YORK SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT direct 2003-10-01
THE BANK OF NEW YORK SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK direct 2003-10-01
THE BANK OF NEW YORK EXECUTIVE VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK direct 2003-10-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR direct 2008-03-01
GANNETT WELSH & KOTLER, LLC DIRECTOR direct 2006-10-01
NUVEEN HOLDINGS 1, INC. SHAREHOLDER NUVEEN HOLDINGS, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA MEMBER NUVEEN, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
KASPICK & COMPANY, LLC SOLE OWNER indirect 2006-08-01
COVARIANCE CAPITAL MANAGEMENT, INC. SOLE OWNER indirect 2010-08-01
STONEPEAK PARTNERS LP SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC indirect 2011-08-01
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC SHAREHHOLDER indirect 2012-07-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER direct 2015-03-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TIAA FSB HOLDINGS, INC. indirect 2017-06-01
TIAA ADVISORY SERVICES, LLC SOLE MEMBER indirect 2001-12-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC MEMBER indirect 2001-12-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER OF APPLICANT direct 1990-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01 2003-04-10
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01 2005-02-01
LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01 2006-03-31
TEACHERS ADVISORS INC. SHAREHOLDER indirect 1998-10-01 2008-10-02
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2011-09-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECT OWNER direct 1990-09-01 2011-09-12
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-02-29
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-03-27
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2013-04-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2013-04-02
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2013-04-19
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2013-11-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-03-28
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2014-10-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2014-12-15
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2015-02-18
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2015-03-16
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2015-03-18
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2015-03-20
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-03-30
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-03-30
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2015-03-31
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2015-05-08
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-08-17
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-09-25
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2015-10-13
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2015-10-15
TIAA-CREF HOLDCO SUBSIDIARY, LLC SHAREHOLDER indirect 2014-07-01 2015-11-05
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01 2015-12-07
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-01-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-03-24
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2016-06-20
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-06-23
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-07-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-08-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2016-08-12
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2016-09-14
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01 2017-01-12
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2017-01-20
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-31
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2017-04-20
NUVEEN, LLC MEMBER NUVEEN FINANCE, LLC 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-12-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-08-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-12-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2016-02-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2016-02-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
NUVEEN FINANCE, LLC SHAREHOLDER NUVEEN HOLDINGS 1, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN HOLDINGS, INC. SHAREHOLDER NUVEEN INVESTMENTS, INC. 11/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2007-11-01
NUVEEN ASSET MANAGEMENT, LLC OWNER indirect 2010-12-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC OWNER indirect 2007-11-01
GRESHAM INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC OWNER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, INC. OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NUVEEN HYDEPARK GROUP, LLC OWNER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC OWNER indirect 2007-11-01
RITTENHOUSE ASSET MANAGEMENT, INC. OWNER indirect 2007-11-01
NUVEEN INVESTMENT SOLUTIONS, INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2007-11-01
TIAA BOARD OF OVERSEERS SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC SHAREHOLDER indirect 1993-10-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA indirect 2017-06-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
COVARIANCE CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2010-08-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
AGR PARTNERS LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER indirect 1990-09-01
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1938-06-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 1918-03-01
LOWE ENTERPRISE RESIDENTIAL ADVISORS SHAREHOLDER indirect 1993-10-01 2006-03-31
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1993-10-01 2008-09-29
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1993-10-01 2008-10-02
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1998-05-01 2008-12-05
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01 2012-03-27
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2014-11-11
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 1938-06-01 2017-01-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2017-01-20

NUVEEN FUND ADVISORS, LLC

ownership team - last updated 2017-08-23
Name Title Start Date Direct/Indirect % Ownership
BECK, MICHELLE, MCCARTHY EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
TEACHERS ADVISORS, INC. CHIEF RISK OFFICER, TIAA GLOBAL ASSET MANAGEMENT direct 2016-09-01
TEACHERS ADVISORS, LLC EVP, CHIEF RISK OFFICER direct 2016-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC CHIEF RISK OFFICER, TIAA GLOBAL ASSET MANAGEMENT direct 2016-09-01
TIAA-CREF INVESTMENT MANAGEMENT LLC EVP, CHIEF RISK OFFICER direct 2016-12-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC CHIEF RISK OFFICER direct 2016-12-01
ZIMMERMAN, GIFFORD, ROSS CO-GENERAL COUNSEL 05/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN INSTITUTIONAL ADVISORY CORP GENERAL COUNSEL direct 1999-07-01
NUVEEN ADVISORY CORP GENERAL COUNSEL direct 1999-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. VICE PRESIDENT AND ASSISTANT SECRETARY direct 1999-10-01
NUVEEN FUND ADVISORS, INC. CO-GENERAL COUNSEL direct 2002-05-01
NUVEEN ASSET MANAGEMENT INC. MANAGING DIRECTOR AND ASSISTANT SECRETARY direct 2002-05-01 2010-11-17
NUVEEN ASSET MANAGEMENT CHIEF LEGAL OFFICER direct 2002-05-01 2012-03-27
CICCARONE, ANTHONY, E EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
Mogavero, Erik CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. CHIEF COMPLIANCE OFFICER direct 2016-06-01
NUVEEN FUND ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER direct 2005-06-01
AIG GLOBAL INVESTMENT CORP CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2005-06-01
WACHTER, AUSTIN, PENN CONTROLLER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CONTROLLER direct 2017-03-01
TEACHERS ADVISORS, INC. VICE PRESIDENT, FUNDS TREASURER direct 2015-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC VICE PRESIDENT, FUNDS TREASURER direct 2015-07-01
NUVEEN INVESTMENTS ADVISERS, LLC CONTROLLER direct 2017-03-01
NUVEEN ASSET MANAGEMENT, LLC CONTROLLER direct 2017-03-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC MD, CONTROLLER direct 2017-08-01
PERRY, MICHAEL, A EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
BANC OF AMERICA INVESTMENT ADVISORS, INC. PRESIDENT AND DIRECTOR direct 2009-01-01
UBS FUND ADVISOR, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS FUND ADVISOR, L.L.C. VICE PRESIDENT direct 2010-01-01
UBS EUCALYPTUS MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS WILLOW MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
UBS JUNIPER MANAGEMENT, L.L.C. AUTHORIZED OFFICER direct 2010-01-01
UBS TAMARACK MANAGEMENT, L.L.C. AUTHORIZED AGENT direct 2010-01-01
MANAGED ACCOUNT ADVISORS, LLC PRESIDENT direct 2006-11-01
MANAGED ACCOUNT ADVISORS LLC PRESIDENT AND DIRECTOR direct 2009-02-01
WHELAN, DIANE, M EXECUTIVE VICE PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 2017-02-01
NUVEEN INVESTMENTS, INC. MANAGING MEMBER 01/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC MANAGING MEMBER direct 2003-05-01
WINSLOW CAPITAL MANAGEMENT INC MANAGING MEMBER indirect 2012-06-01
GRESHAM INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2011-12-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2011-09-01
NUVEEN ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-12-01
TRADEWINDS GLOBAL INVESTORS, LLC MANAGING MEMBER indirect 2006-02-01
SANTA BARBARA ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2005-10-01
NUVEEN INSTITUTIONAL ADVISORY CORP STOCKHOLDER direct 1992-04-01
NETNET VENTURES LLC SHAREHOLDER OF NIH indirect 2001-07-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2001-07-01
NETNET VENTURES LLC MEMBER indirect 2001-07-01
NUVEEN ADVISORY CORP STOCKHOLDER direct 1994-04-01
NUVEEN FUND ADVISORS, LLC MANAGING MEMBER direct 1997-01-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER direct 2001-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. BENEFICIAL STOCKHOLDER direct 1999-09-01
RITTENHOUSE FINANCIAL SERVICES INC. STOCKHOLDER direct 1997-09-01
NUVEEN ADVISORY CORP BENEFICIAL STOCKHOLDER direct 1994-04-01 2002-10-25
INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC MANAGING MEMBER direct 2002-05-01 2005-04-18
NUVEEN GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2005-12-01 2005-12-07
NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC STOCKHOLDER direct 2003-05-01 2007-11-21
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2010-10-22
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2010-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MANAGING MEMBER indirect 2006-02-01 2011-05-23
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2011-11-22
WINSLOW CAPITAL MANAGEMENT INC STOCKHOLDER direct 2008-12-01 2012-03-20
NUVEEN ASSET MANAGEMENT, LLC STOCKHOLDER indirect 2010-12-01 2012-12-10
NUVEEN ASSET MANAGEMENT INC STOCKHOLDER direct 1997-01-01 2013-01-08
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2001-07-01 2014-08-27
PRUDHOMME, KATHLEEN, ANN CO-GENERAL COUNSEL 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2011-01-01
MCCARTHY, KEVIN, J CO-GENERAL COUNSEL 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC CO-GENERAL COUNSEL direct 2011-01-01
COOK, MARGO, L PRESIDENT 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC EXECUTIVE VICE PRESIDENT INVESTMENT SERVICES direct 2010-12-01
NUVEEN FUND ADVISORS, LLC SENIOR EXECUTIVE VICE PRESIDENT direct 2010-12-01
NUVEEN FUND ADVISORS, LLC CO-PRESIDENT direct 2010-12-01
NUVEEN FUND ADVISORS, LLC PRESIDENT direct 2010-12-01
THE BANK OF NEW YORK SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT direct 2003-10-01
THE BANK OF NEW YORK SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK direct 2003-10-01
THE BANK OF NEW YORK EXECUTIVE VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK direct 2003-10-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR direct 2008-03-01
GANNETT WELSH & KOTLER, LLC DIRECTOR direct 2006-10-01
NUVEEN HOLDINGS 1, INC. SHAREHOLDER NUVEEN HOLDINGS, INC. 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2017-01-01
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TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
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TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01 2003-04-10
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01 2005-02-01
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TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECT OWNER direct 1990-09-01 2011-09-12
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-02-29
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TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2013-04-02
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2013-04-19
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2013-11-20
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TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2014-12-15
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GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-03-30
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TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2015-10-15
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TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-12-01
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NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
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WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
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NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
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TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2016-02-01
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SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
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GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
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NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-01-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
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TRADEWINDS GLOBAL INVESTORS, LLC OWNER indirect 2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC OWNER indirect 2007-11-01
GRESHAM INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC OWNER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. SHAREHOLDER indirect 2007-11-01
NUVEEN INVESTMENTS ADVISERS INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, INC. OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC OWNER indirect 2007-11-01
NUVEEN HYDEPARK GROUP, LLC OWNER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
SYMPHONY ASSET MANAGEMENT LLC OWNER indirect 2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-11-01
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RITTENHOUSE ASSET MANAGEMENT, INC. OWNER indirect 2007-11-01
NUVEEN INVESTMENT SOLUTIONS, INC. OWNER indirect 2007-11-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2007-11-01
TIAA BOARD OF OVERSEERS SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA 10/01/2014 Indirect 75% or more
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EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA indirect 2017-06-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
COVARIANCE CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2010-08-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
AGR PARTNERS LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER indirect 1990-09-01
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1938-06-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 1918-03-01
LOWE ENTERPRISE RESIDENTIAL ADVISORS SHAREHOLDER indirect 1993-10-01 2006-03-31
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1993-10-01 2008-09-29
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1993-10-01 2008-10-02
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1998-05-01 2008-12-05
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01 2012-03-27
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2014-11-11
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 1938-06-01 2017-01-12
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TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2017-01-20

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