MILLER, HOLLY, HYLTON
HEAD OF GLOBAL INVESTMENT OPERATIONS
03/01/2018
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
JULIUS BAER SECURITIES INC.
FIRST VICE PRESIDENT
direct
2002-01-01
M.D. SASS MANAGEMENT, INC.
SR. VICE PRESIDENT, CHIEF OPERATING OFFICER
direct
2006-09-01
RE/ENTERPRISE ASSET MANAGEMENT, L.L.C.
CHIEF OPERATING OFFICER
direct
2006-09-01
RESURGENCE ASSET MANAGEMENT INTERNATIONAL, L.L.C.
CHIEF OPERATING OFFICER
direct
2008-01-01
M.D. SASS INVESTORS SERVICES, INC.
SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER
direct
2006-09-01
M.D. SASS ASSOCIATES INC.
SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER
direct
2006-09-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C.
SR. VICE PRESIDENT, CHIEF OPERATING OFFICER
direct
2006-09-01
ZIMMERMAN, GIFFORD, ROSS
CO-GENERAL COUNSEL
05/01/2002
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
NUVEEN INSTITUTIONAL ADVISORY CORP
GENERAL COUNSEL
direct
1999-07-01
NUVEEN ADVISORY CORP
GENERAL COUNSEL
direct
1999-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC.
VICE PRESIDENT AND ASSISTANT SECRETARY
direct
1999-10-01
NUVEEN FUND ADVISORS, INC.
CO-GENERAL COUNSEL
direct
2002-05-01
NUVEEN ASSET MANAGEMENT INC.
MANAGING DIRECTOR AND ASSISTANT SECRETARY
direct
2002-05-01
2010-11-17
NUVEEN ASSET MANAGEMENT
CHIEF LEGAL OFFICER
direct
2002-05-01
2012-03-27
ANTOSIEWICZ, CEDRIC, HENRY
SENIOR MANAGING DIRECTOR
03/01/2018
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
NUVEEN FUND ADVISORS, LLC
SENIOR MANAGING DIRECTOR
direct
2018-03-01
Mogavero, Erik
CHIEF COMPLIANCE OFFICER
08/01/2017
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.
CHIEF COMPLIANCE OFFICER
direct
2016-06-01
NUVEEN FUND ADVISORS, LLC
CHIEF COMPLIANCE OFFICER
direct
2017-08-01
AIG GLOBAL INVESTMENT CORP
CHIEF COMPLIANCE OFFICER
direct
2005-06-01
AIG GLOBAL INVESTMENT CORP
CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR
direct
2005-06-01
BOTTJER, GREG, ANDREW
SENIOR MANAGING DIRECTOR
03/01/2018
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
NUVEEN FUND ADVISORS, LLC
SENIOR MANAGING DIRECTOR
direct
2018-03-01
WACHTER, AUSTIN, PENN
CONTROLLER
03/01/2017
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
NUVEEN FUND ADVISORS, LLC
CONTROLLER
direct
2017-03-01
TEACHERS ADVISORS, INC.
VICE PRESIDENT, FUNDS TREASURER
direct
2015-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC
VICE PRESIDENT, FUNDS TREASURER
direct
2015-07-01
NUVEEN INVESTMENTS ADVISERS, LLC
CONTROLLER
direct
2017-03-01
NUVEEN ASSET MANAGEMENT, LLC
CONTROLLER
direct
2017-03-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC
MD, CONTROLLER
direct
2017-08-01
PERRY, MICHAEL, A
EXECUTIVE VICE PRESIDENT
02/01/2017
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
NUVEEN FUND ADVISORS, LLC
EXECUTIVE VICE PRESIDENT
direct
2017-02-01
BANC OF AMERICA INVESTMENT ADVISORS, INC.
PRESIDENT AND DIRECTOR
direct
2009-01-01
UBS FUND ADVISOR, L.L.C.
AUTHORIZED AGENT
direct
2010-01-01
UBS FUND ADVISOR, L.L.C.
VICE PRESIDENT
direct
2010-01-01
UBS EUCALYPTUS MANAGEMENT, L.L.C.
AUTHORIZED AGENT
direct
2010-01-01
UBS WILLOW MANAGEMENT, L.L.C.
AUTHORIZED AGENT
direct
2010-01-01
UBS JUNIPER MANAGEMENT, L.L.C.
AUTHORIZED OFFICER
direct
2010-01-01
UBS TAMARACK MANAGEMENT, L.L.C.
AUTHORIZED AGENT
direct
2010-01-01
MANAGED ACCOUNT ADVISORS, LLC
PRESIDENT
direct
2006-11-01
MANAGED ACCOUNT ADVISORS LLC
PRESIDENT AND DIRECTOR
direct
2009-02-01
STENERSEN, JAMES, STONE
SENIOR MANAGING DIRECTOR
03/01/2019
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
NUVEEN ALTERNATIVES ADVISORS LLC
SMD, CHIEF RISK OFFICER
direct
2019-01-01
NUVEEN FUND ADVISORS, LLC
SENIOR MANAGING DIRECTOR
direct
2019-03-01
NUVEEN CAPITAL MARKETS LLC
SENIOR MANAGING DIRECTOR
direct
2019-03-01
NUVEEN INVESTMENTS, INC.
MANAGING MEMBER
01/01/1997
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC
MANAGING MEMBER
direct
2003-05-01
WINSLOW CAPITAL MANAGEMENT INC
MANAGING MEMBER
indirect
2012-06-01
GRESHAM INVESTMENT MANAGEMENT LLC
MANAGING MEMBER
direct
2011-12-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
MANAGING MEMBER
indirect
2011-09-01
NUVEEN ASSET MANAGEMENT, LLC
MANAGING MEMBER
indirect
2010-12-01
TRADEWINDS GLOBAL INVESTORS, LLC
MANAGING MEMBER
indirect
2006-02-01
SANTA BARBARA ASSET MANAGEMENT, LLC
MANAGING MEMBER
direct
2005-10-01
NUVEEN INSTITUTIONAL ADVISORY CORP
STOCKHOLDER
direct
1992-04-01
NETNET VENTURES LLC
SHAREHOLDER OF NIH
indirect
2001-07-01
SYMPHONY ASSET MANAGEMENT LLC
SHAREHOLDER
indirect
2001-07-01
NETNET VENTURES LLC
MEMBER
indirect
2001-07-01
NUVEEN ADVISORY CORP
STOCKHOLDER
direct
1994-04-01
NUVEEN FUND ADVISORS, LLC
MANAGING MEMBER
direct
1997-01-01
SYMPHONY ASSET MANAGEMENT LLC
MEMBER
direct
2001-07-01
NUVEEN SENIOR LOAN ASSET MANAGEMENT INC.
BENEFICIAL STOCKHOLDER
direct
1999-09-01
RITTENHOUSE FINANCIAL SERVICES INC.
STOCKHOLDER
direct
1997-09-01
NUVEEN ADVISORY CORP
BENEFICIAL STOCKHOLDER
direct
1994-04-01
2002-10-25
INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC
MANAGING MEMBER
direct
2002-05-01
2005-04-18
NUVEEN GLOBAL ADVISORS, LLC
MANAGING MEMBER
direct
2005-12-01
2005-12-07
NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC
STOCKHOLDER
direct
2003-05-01
2007-11-21
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
MANAGING MEMBER
indirect
2006-02-01
2010-10-22
NUVEEN ASSET MANAGEMENT, LLC
STOCKHOLDER
indirect
2010-12-01
2010-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
MANAGING MEMBER
indirect
2006-02-01
2011-05-23
NUVEEN ASSET MANAGEMENT, LLC
STOCKHOLDER
indirect
2010-12-01
2011-11-22
WINSLOW CAPITAL MANAGEMENT INC
STOCKHOLDER
direct
2008-12-01
2012-03-20
NUVEEN ASSET MANAGEMENT, LLC
STOCKHOLDER
indirect
2010-12-01
2012-12-10
NUVEEN ASSET MANAGEMENT INC
STOCKHOLDER
direct
1997-01-01
2013-01-08
SYMPHONY ASSET MANAGEMENT LLC
OWNER
indirect
2001-07-01
2014-08-27
ROHRBACHER, CHRISTOPHER, M
CO-GENERAL COUNSEL
03/01/2019
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
NUVEEN FUND ADVISORS, LLC
CO-GENERAL COUNSEL
direct
2019-03-01
MCCARTHY, KEVIN, J
SENIOR MANAGING DIRECTOR
01/01/2011
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
NUVEEN FUND ADVISORS, LLC
CO-GENERAL COUNSEL
direct
2011-01-01
COOK, MARGO, L
PRESIDENT
12/01/2010
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
NUVEEN FUND ADVISORS, LLC
EXECUTIVE VICE PRESIDENT INVESTMENT SERVICES
direct
2010-12-01
NUVEEN FUND ADVISORS, LLC
SENIOR EXECUTIVE VICE PRESIDENT
direct
2010-12-01
NUVEEN FUND ADVISORS, LLC
CO-PRESIDENT
direct
2010-12-01
NUVEEN FUND ADVISORS, LLC
PRESIDENT
direct
2010-12-01
THE BANK OF NEW YORK
SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT
direct
2003-10-01
THE BANK OF NEW YORK
SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK
direct
2003-10-01
THE BANK OF NEW YORK
EXECUTIVE VICE PRESIDENT, INVESTMENT MANAGEMENT-THE BANK OF NEW YORK
direct
2003-10-01
BEAR STEARNS ASSET MANAGEMENT INC
CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR
direct
2008-03-01
GANNETT WELSH & KOTLER, LLC
DIRECTOR
direct
2006-10-01
NUVEEN HOLDINGS 1, INC.
SHAREHOLDER NUVEEN HOLDINGS, INC.
01/01/2017
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
NUVEEN FUND ADVISORS, LLC
SHAREHOLDER
indirect
2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC
SHAREHOLDER
indirect
2017-01-01
SYMPHONY ASSET MANAGEMENT LLC
SHAREHOLDER
indirect
2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
SHAREHOLDER
indirect
2017-01-01
NUVEEN INVESTMENTS ADVISERS, LLC
SHAREHOLDER
indirect
2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC
SHAREHOLDER
indirect
2017-01-01
NUVEEN ASSET MANAGEMENT, LLC
SHAREHOLDER
indirect
2017-01-01
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA
MEMBER NUVEEN, LLC
10/01/2014
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
NUVEEN INVESTMENTS ADVISERS, LLC
MEMBER
indirect
2014-10-01
KASPICK & COMPANY, LLC
SOLE OWNER
indirect
2006-08-01
COVARIANCE CAPITAL MANAGEMENT, INC.
SOLE OWNER
indirect
2010-08-01
STONEPEAK PARTNERS LP
SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC
indirect
2011-08-01
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC
SHAREHHOLDER
indirect
2012-07-01
TEACHERS ADVISORS, LLC
SHAREHOLDER
indirect
2014-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
2014-07-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC
SHAREHOLDER
indirect
2014-07-01
CHURCHILL ASSET MANAGEMENT LLC
SHAREHOLDER
indirect
2014-07-01
WINSLOW CAPITAL MANAGEMENT LLC
MEMBER
indirect
2014-10-01
AGR PARTNERS LLC
SHAREHOLDER
indirect
2014-07-01
TRADEWINDS GLOBAL INVESTORS, LLC
MEMBER
indirect
2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC
MEMBER
indirect
2014-10-01
NUVEEN FUND ADVISORS, LLC
MEMBER
indirect
2014-10-01
NUVEEN ASSET MANAGEMENT, LLC
MEMBER
indirect
2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC
MEMBER
indirect
2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
MEMBER
indirect
2014-10-01
SYMPHONY ASSET MANAGEMENT LLC
MEMBER
indirect
2014-10-01
TIAA-CREF TUITION FINANCING, INC.
SHAREHOLDER
direct
2015-03-01
EVERBANK WEALTH MANAGEMENT, INC.
100% OWNER OF TIAA FSB HOLDINGS, INC.
indirect
2017-06-01
TIAA ADVISORY SERVICES, LLC
SOLE MEMBER
indirect
2001-12-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC
MEMBER
indirect
2001-12-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
SOLE OWNER OF APPLICANT
direct
1990-09-01
TIAA-CREF TRUST COMPANY, FSB
SHAREHOLDER
indirect
1998-05-01
TIAA ADVISORY SERVICES, LLC
SHAREHOLDER
indirect
2001-12-01
2003-04-10
TIAA-CREF TRUST COMPANY, FSB
SHAREHOLDER
indirect
1998-05-01
2005-02-01
LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC
SHAREHOLDER
indirect
2001-12-01
2006-03-31
TEACHERS ADVISORS INC.
SHAREHOLDER
indirect
1998-10-01
2008-10-02
TIAA-CREF INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
1996-08-01
2011-09-12
TEACHERS ADVISORS, INC.
SHAREHOLDER
indirect
1996-08-01
2011-09-12
TIAA-CREF INVESTMENT MANAGEMENT LLC
DIRECT OWNER
direct
1990-09-01
2011-09-12
TIAA-CREF ALTERNATIVES ADVISORS, LLC
SHAREHOLDER
indirect
1996-08-01
2012-02-29
TIAA-CREF ALTERNATIVES ADVISORS, LLC
SHAREHOLDER
indirect
1996-08-01
2012-03-27
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC
MEMBER
indirect
2012-07-01
2013-04-01
TIAA-CREF TUITION FINANCING, INC.
SHAREHOLDER
indirect
1998-09-01
2013-04-02
TIAA-CREF ALTERNATIVES ADVISORS, LLC
SHAREHOLDER
indirect
1996-08-01
2013-04-19
TEACHERS ADVISORS, INC.
SHAREHOLDER
indirect
1996-08-01
2013-11-20
TIAA-CREF INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
1996-08-01
2014-03-28
GRESHAM INVESTMENT MANAGEMENT LLC
MEMBER
indirect
2014-10-01
2014-10-17
TEACHERS ADVISORS, INC.
SHAREHOLDER
indirect
1996-08-01
2014-11-11
TIAA-CREF INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
1996-08-01
2014-11-11
TIAA-CREF TUITION FINANCING, INC.
SHAREHOLDER
indirect
1998-09-01
2014-12-15
TIAA-CREF ALTERNATIVES ADVISORS, LLC
SHAREHOLDER
indirect
1996-08-01
2015-02-18
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
MEMBER
indirect
2014-10-01
2015-03-16
NUVEEN INVESTMENTS ADVISERS INC.
MEMBER
indirect
2014-10-01
2015-03-18
NUVEEN FUND ADVISORS, LLC
MEMBER
indirect
2014-10-01
2015-03-20
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC
MEMBER
indirect
2012-07-01
2015-03-30
SANTA BARBARA ASSET MANAGEMENT, LLC
MEMBER
indirect
2014-10-01
2015-03-30
TIAA-CREF ALTERNATIVES ADVISORS, LLC
SHAREHOLDER
indirect
2014-07-01
2015-03-31
GRESHAM INVESTMENT MANAGEMENT LLC
MEMBER
indirect
2014-10-01
2015-05-08
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC
MEMBER
indirect
2012-07-01
2015-08-17
NUVEEN ASSET MANAGEMENT, LLC
MEMBER
indirect
2014-10-01
2015-09-25
TEACHERS ADVISORS, INC.
SHAREHOLDER
indirect
2014-07-01
2015-10-13
TIAA-CREF INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
2014-07-01
2015-10-15
TIAA-CREF HOLDCO SUBSIDIARY, LLC
SHAREHOLDER
indirect
2014-07-01
2015-11-05
TRADEWINDS GLOBAL INVESTORS, LLC
MEMBER
indirect
2014-10-01
2015-12-07
SYMPHONY ASSET MANAGEMENT LLC
MEMBER
indirect
2014-10-01
2016-01-12
WINSLOW CAPITAL MANAGEMENT LLC
MEMBER
indirect
2014-10-01
2016-03-24
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
MEMBER
indirect
2014-10-01
2016-06-20
NUVEEN ASSET MANAGEMENT, LLC
MEMBER
indirect
2014-10-01
2016-06-23
SANTA BARBARA ASSET MANAGEMENT, LLC
MEMBER
indirect
2014-10-01
2016-07-12
WINSLOW CAPITAL MANAGEMENT LLC
MEMBER
indirect
2014-10-01
2016-08-01
NUVEEN INVESTMENTS ADVISERS INC.
MEMBER
indirect
2014-10-01
2016-08-12
NUVEEN FUND ADVISORS, LLC
MEMBER
indirect
2014-10-01
2016-09-14
CHURCHILL ASSET MANAGEMENT LLC
SHAREHOLDER
indirect
2014-07-01
2016-10-28
AGR PARTNERS LLC
SHAREHOLDER
indirect
2014-07-01
2017-01-12
SYMPHONY ASSET MANAGEMENT LLC
MEMBER
indirect
2014-10-01
2017-01-17
TEACHERS ADVISORS, INC.
SHAREHOLDER
indirect
2014-07-01
2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
2014-07-01
2017-01-20
GRESHAM INVESTMENT MANAGEMENT LLC
MEMBER
indirect
2014-10-01
2017-01-31
TIAA-CREF ALTERNATIVES ADVISORS, LLC
SHAREHOLDER
indirect
2014-07-01
2017-04-20
NUVEEN, LLC
MEMBER NUVEEN FINANCE, LLC
10/01/2014
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
TRADEWINDS GLOBAL INVESTORS, LLC
MEMBER
indirect
2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
MEMBER
indirect
2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC
MEMBER
indirect
2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC
MEMBER
indirect
2014-10-01
NUVEEN INVESTMENTS ADVISERS INC.
MEMBER
indirect
2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC
MEMBER
indirect
2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC
MEMBER
indirect
2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC
MEMBER
indirect
2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC
MEMBER
indirect
2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC
MEMBER
indirect
2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
MEMBER
indirect
2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC
MEMBER
indirect
2014-10-01
NUVEEN ASSET MANAGEMENT, LLC
MEMBER
indirect
2014-10-01
NUVEEN ASSET MANAGEMENT, LLC
MEMBER
indirect
2014-10-01
NUVEEN ASSET MANAGEMENT, LLC
MEMBER
indirect
2014-10-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC
SHAREHOLDER
indirect
2014-12-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC
SHAREHOLDER
indirect
2014-12-01
CHURCHILL ASSET MANAGEMENT LLC
SHAREHOLDER
indirect
2014-12-01
AGR PARTNERS LLC
SHAREHOLDER
indirect
2014-12-01
TEACHERS ADVISORS, INC.
SHAREHOLDER
indirect
2016-02-01
NUVEEN FUND ADVISORS, LLC
MEMBER
indirect
2014-10-01
NUVEEN FUND ADVISORS, LLC
MEMBER
indirect
2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC
MEMBER
indirect
2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC
MEMBER
indirect
2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC
MEMBER
indirect
2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC
MEMBER
indirect
2014-10-01
TEACHERS ADVISORS, LLC
SHAREHOLDER
indirect
2014-08-01
TEACHERS ADVISORS, INC.
SHAREHOLDER
indirect
2014-12-01
NUVEEN FUND ADVISORS, LLC
MEMBER
indirect
2014-10-01
TEACHERS ADVISORS, INC.
SHAREHOLDER
indirect
2016-02-01
TIAA-CREF INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
2014-12-01
TIAA-CREF INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
2016-02-01
SYMPHONY ASSET MANAGEMENT LLC
MEMBER
indirect
2014-10-01
SYMPHONY ASSET MANAGEMENT LLC
MEMBER
indirect
2014-10-01
SYMPHONY ASSET MANAGEMENT LLC
MEMBER
indirect
2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
MEMBER
indirect
2014-10-01
NUVEEN FINANCE, LLC
SHAREHOLDER NUVEEN HOLDINGS 1, INC.
01/01/2017
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
NUVEEN INVESTMENTS ADVISERS INC.
SHAREHOLDER
indirect
2014-10-01
NUVEEN ASSET MANAGEMENT, LLC
SHAREHOLDER
indirect
2017-01-01
NUVEEN ASSET MANAGEMENT, LLC
SHAREHOLDER
indirect
2014-10-01
NUVEEN ASSET MANAGEMENT, LLC
SHAREHOLDER
indirect
2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC
SHAREHOLDER
indirect
2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC
SHAREHOLDER
indirect
2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC
SHAREHOLDER
indirect
2017-01-01
SANTA BARBARA ASSET MANAGEMENT, LLC
SHAREHOLDER
indirect
2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC
SHAREHOLDER
indirect
2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
2017-01-01
GRESHAM INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC
SHAREHOLDER
indirect
2017-01-01
NUVEEN INVESTMENTS ADVISERS INC.
SHAREHOLDER
indirect
2014-10-01
NUVEEN FUND ADVISORS, LLC
SHAREHOLDER
indirect
2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
SHAREHOLDER
indirect
2017-01-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
SHAREHOLDER
indirect
2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
SHAREHOLDER
indirect
2014-10-01
SYMPHONY ASSET MANAGEMENT LLC
SHAREHOLDER
indirect
2017-01-01
SYMPHONY ASSET MANAGEMENT LLC
SHAREHOLDER
indirect
2014-10-01
SYMPHONY ASSET MANAGEMENT LLC
SHAREHOLDER
indirect
2014-10-01
TEACHERS ADVISORS, LLC
SHAREHOLDER
indirect
2016-10-01
WINSLOW CAPITAL MANAGEMENT LLC
SHAREHOLDER
indirect
2017-01-01
WINSLOW CAPITAL MANAGEMENT LLC
SHAREHOLDER
indirect
2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC
SHAREHOLDER
indirect
2014-10-01
NUVEEN FUND ADVISORS, LLC
SHAREHOLDER
indirect
2017-01-01
NUVEEN FUND ADVISORS, LLC
SHAREHOLDER
indirect
2014-10-01
NUVEEN HOLDINGS, INC.
SHAREHOLDER NUVEEN INVESTMENTS, INC.
11/01/2007
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
SHAREHOLDER
indirect
2007-11-01
NUVEEN ASSET MANAGEMENT, LLC
OWNER
indirect
2010-12-01
NUVEEN ASSET MANAGEMENT, LLC
SHAREHOLDER
indirect
2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC
OWNER
indirect
2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC
OWNER
indirect
2007-11-01
TRADEWINDS GLOBAL INVESTORS, LLC
SHAREHOLDER
indirect
2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC
SHAREHOLDER
indirect
2007-11-01
SANTA BARBARA ASSET MANAGEMENT, LLC
OWNER
indirect
2007-11-01
GRESHAM INVESTMENT MANAGEMENT LLC
OWNER
indirect
2007-11-01
NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC
OWNER
indirect
2007-11-01
NUVEEN INVESTMENTS ADVISERS INC.
SHAREHOLDER
indirect
2007-11-01
NUVEEN INVESTMENTS ADVISERS INC.
OWNER
indirect
2007-11-01
NUVEEN FUND ADVISORS, INC.
OWNER
indirect
2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
OWNER
indirect
2007-11-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
OWNER
indirect
2007-11-01
NUVEEN HYDEPARK GROUP, LLC
OWNER
indirect
2007-11-01
SYMPHONY ASSET MANAGEMENT LLC
SHAREHOLDER
indirect
2007-11-01
SYMPHONY ASSET MANAGEMENT LLC
OWNER
indirect
2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC
SHAREHOLDER
indirect
2007-11-01
WINSLOW CAPITAL MANAGEMENT LLC
OWNER
indirect
2007-11-01
RITTENHOUSE ASSET MANAGEMENT, INC.
OWNER
indirect
2007-11-01
NUVEEN INVESTMENT SOLUTIONS, INC.
OWNER
indirect
2007-11-01
NUVEEN FUND ADVISORS, LLC
SHAREHOLDER
indirect
2007-11-01
TIAA BOARD OF OVERSEERS
SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA
10/01/2014
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC
SHAREHOLDER
indirect
1993-10-01
EVERBANK WEALTH MANAGEMENT, INC.
100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA
indirect
2017-06-01
TRADEWINDS GLOBAL INVESTORS, LLC
SHAREHOLDER
indirect
2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC
SHAREHOLDER
indirect
2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
SHAREHOLDER
indirect
2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC
SHAREHOLDER
indirect
2014-10-01
NUVEEN FUND ADVISORS, LLC
SHAREHOLDER
indirect
2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC
SHAREHOLDER
indirect
2014-10-01
SYMPHONY ASSET MANAGEMENT LLC
SHAREHOLDER
indirect
2014-10-01
NUVEEN ASSET MANAGEMENT, LLC
SHAREHOLDER
indirect
2014-10-01
COVARIANCE CAPITAL MANAGEMENT, INC.
SHAREHOLDER
indirect
2010-08-01
TIAA ADVISORY SERVICES, LLC
SHAREHOLDER
indirect
2001-12-01
TIAA-CREF TUITION FINANCING, INC.
SHAREHOLDER
indirect
1998-09-01
TIAA-CREF TRUST COMPANY, FSB
SHAREHOLDER
indirect
1998-05-01
AGR PARTNERS LLC
SHAREHOLDER
indirect
1918-03-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
SOLE OWNER
indirect
1990-09-01
KASPICK & COMPANY, LLC
SOLE SHAREHOLDER
indirect
1938-06-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC
SHAREHOLDER
indirect
1938-06-01
CHURCHILL ASSET MANAGEMENT LLC
SHAREHOLDER
indirect
1918-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
1918-03-01
TEACHERS ADVISORS, LLC
SHAREHOLDER
indirect
1918-03-01
LOWE ENTERPRISE RESIDENTIAL ADVISORS
SHAREHOLDER
indirect
1993-10-01
2006-03-31
TIAA-CREF INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
1993-10-01
2008-09-29
TEACHERS ADVISORS, INC.
SHAREHOLDER
indirect
1993-10-01
2008-10-02
KASPICK & COMPANY, LLC
SOLE SHAREHOLDER
indirect
1998-05-01
2008-12-05
TIAA-CREF ALTERNATIVES ADVISORS, LLC
SHAREHOLDER
indirect
1938-06-01
2012-03-27
TEACHERS ADVISORS, INC.
SHAREHOLDER
indirect
1938-06-01
2014-11-11
CHURCHILL ASSET MANAGEMENT LLC
SHAREHOLDER
indirect
1938-06-01
2016-10-28
AGR PARTNERS LLC
SHAREHOLDER
indirect
1938-06-01
2017-01-12
TEACHERS ADVISORS, INC.
SHAREHOLDER
indirect
1938-06-01
2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC
SHAREHOLDER
indirect
1938-06-01
2017-01-20