ODEY ASSET MANAGEMENT LLP

HTTPS://WWW.BROOKAM.COM • LONDON, UNITED KINGDOM, X0 • Investment Advisor • Hedge Fund
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Odey Asset Management LLP is based out of London, United Kingdom. Odey Asset Management LLP is a hedge fund with 21 clients and discretionary assets under management (AUM) of $3,617,500,000 (Form ADV from 2023-07-28). Their last reported 13F filing for Q2 2023 included $272,111,148 in managed 13F securities and a top 10 holdings concentration of 84.34%. Odey Asset Management LLP's largest holding is Deutsche Bank AG (NYSE) ADR with shares held of 5,205,535. Odey Asset Management LLP has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 55 13F filings, 1 13D filings, 40 13G filings, and 2 Form 4 filings

06/30/2023

13F Activity

  • Market Value $272.111 Million
  • Prior Market Value $381.446 Million
  • New Purchases16 stocks
  • Additional Purchases2 stocks
  • Sold out of11 stocks
  • Reduced holdings in11 stocks
  • Top 10 Holdings % 84.34 %
  • Turnover % [1]:93.10%
  • Turnover Alt % [2]: 16.37 %
  • Time Held Top20:2.65 quarters
  • Time Held Top10:4.80 quarters
  • Time Held All:2.62 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2023

13F Sector Allocation Over Time

Fund Metrics

You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for ODEY ASSET MANAGEMENT LLP

Portfolio Analysis

Classifications:

Q2 2023:

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Consistent Across Past 12 Quarters:

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Type of 13F Disclosure 13F Holdings Report
% of holdings ETF 0.0
% of top 20 holdings the same as top 20 most commonly held by all managers 15.0%
ALL HOLDINGS TOP-20 HOLDINGS
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Sector Allocation 0.976% (INDUSTRIALS) 42.193% (FINANCE) 9.091% 4.89% 1.02% (HEALTH CARE) 43.716% (FINANCE) 9.091% 4.897%

Risk/Reward Analysis

Portfolio Market Cap Analysis

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2023-08-14

Performance for Q2 2023: 12.06%
Performance Last 4 Quarters: 31.11%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
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Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
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View Last Form Adv Compilation Report on Record

ODEY ASSET MANAGEMENT LLP
Classified as Hedge Fund
18 UPPER BROOK STREET
LONDON    W1K 7PU
Country: United Kingdom
Business Phone: 0207 208-1400
Fax: 0207-208-1401
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Principal Office Outside the US
Form of Organization: Limited Liability Partnership
Organized in:
Number of employees: 46
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 21
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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Insider Transactions in the past year

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ODEY ASSET MANAGEMENT LLP

ownership team - last updated 2022-09-09
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ODEY MASTER ICAV - BROOK ABSOLUTE RETURN FOCUS FUND Ireland 805-3972210968 Hedge Fund 138,235,088 1,000,000 Master Fund
ODEY EUROPEAN INC Cayman Islands 805-7641881901 Hedge Fund 668,248,658 1,500,000
OEI MAC INC. Cayman Islands 805-5248828144 Hedge Fund 999,230,453 1,500,000
ODEY MASTER ICAV - ODEY CONCENTRATED NATURAL RESOURCES FUND Ireland 805-5845765586 Hedge Fund 10,739,972 1,000,000 Master Fund
ODEY MASTER ICAV - BROOK GLOBAL EMERGING MARKETS FOCUS FUND Ireland 805-4623560326 Hedge Fund 27,361,854 1,000,000 Master Fund

ODEY ASSET MANAGEMENT LLP

ownership team - last updated 2022-03-02
Name Title Start Date Direct/Indirect % Ownership
HUBBARD, BRUCE, MICHAEL PARTNER, SENIOR ANALYST 12/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, SENIOR ANALYST direct 2010-12-01
EDE, MICHAEL, JAMES DEREK CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP CHIEF FINANCIAL OFFICER direct 2018-08-01
RICHARDS, THOMAS, HENRY JOHN PARTNER, CHIEF OPERATING OFFICER 06/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2020-06-01
MARSHALL-LEE, ROBERT, JAMES PARTNER, FUND MANAGER 03/01/2021 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2021-03-01
SCHAFER, SIMON, FELIX PARTNER 12/01/2019 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2019-12-01
KOSTORIS, JAMES, MICHAEL PARTNER 12/01/2019 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2019-12-01
WEY, STEFAN PARTNER 12/01/2019 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2019-12-01
SPALTON, JAMES, MICHAEL JOSEPH PARTNER 11/01/2018 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2018-11-01
MACKENZIE, CHARLES, ALEXANDER MUNRO PARTNER 11/01/2017 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2017-11-01
SATT, JACK, ROBERT CHIEF COMPLIANCE OFFICER 06/01/2018 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP CHIEF COMPLIANCE OFFICER direct 2018-06-01
TRUSTED, JOCELYN, TIMOTHY PARTNER 09/01/2021 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
BROOK ASSET MANAGEMENT LLP PARTNER direct 2021-03-01
NEVILLE-ROLFE, EDMUND, RICHARD PARTNER 12/01/2015 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2015-12-01
BOND, TIMOTHY, NICHOLAS PARTNER, FUND MANAGER 12/01/2012 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2012-12-01
KELTON, OLIVER, JAMES ST GOAR PARTNER, FUND MANAGER 12/01/2015 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2015-12-01
GRIMSTON, JAMES, WALTER PARTNER, FUND MANAGER 11/01/2013 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2013-11-01
ROBOROUGH, MASSEY, JOHN PARTNER, HEAD OF RESEARCH 06/01/2005 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, SENIOR ANALYST direct 2005-06-01
ODEY ASSET MANAGEMENT LLP PARTNER, HEAD OF RESEARCH direct 2005-06-01
HANBURY, JAMES, ROBERT PARTNER, FUND MANAGER 11/01/2008 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2008-11-01
FLETCHER, DAVID, MARK GEORGE PARTNER, NON-EXECUTIVE CHAIRMAN 11/01/2002 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2002-11-01
ODEY ASSET MANAGEMENT LLP PARTNER, NON-EXECUTIVE CHAIRMAN direct 2002-11-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHAIRMAN direct 2002-11-01
PEAREY, TIM, MICHAEL PARTNER, MANAGING DIRECTOR 01/01/2003 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP CHIEF COMPLIANCE OFFICER direct 2003-01-01
ODEY ASSET MANAGEMENT LLP PARTNER, MANAGING DIRECTOR direct 2003-01-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHIEF OPERATING OFFICER direct 2003-01-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHIEF FINANCE OFFICER direct 2003-01-01
ODEY ASSET MANAGEMENT GROUP LIMITED LIMITED COMPANY, MANAGING MEMBER OF LLP 12/01/2005 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
DOLAN MCENIRY CAPITAL MANAGEMENT LLC BANK HOLDING COMPANY indirect 1978-11-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS APPLICANT direct 1984-07-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS PIFSS indirect 1990-01-01
AEGON USA INVESTMENT MANAGEMENT INC ACTIVE indirect 1988-03-01
ARCLIGHT CAPITAL PARTNERS, LLC SHAREHOLDER indirect 1990-01-01
WAFRA CAPITAL PARTNERS INC. WHOLLY OWNS THE PUBLIC INSTITUTION FOR SOCIAL SECURITY indirect 1990-01-01
WAFRA INVESTMENT ADVISORY GROUP, INC. 95.5% OWNER OF WIC indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1989-12-01
ENERVEST INVESTMENT SERVICES, LLC SHAREHOLDER indirect 1990-12-01
SHOREVIEW INDUSTRIES II, LLC OWNER indirect 1980-09-01
WAFRA CAPITAL PARTNERS INC. 95.5% OWNER OF WAFRA INTERVEST CORPORATION indirect 1990-01-01
POLEN CAPITAL MANAGEMENT, LLC BANK HOLDING COMPANY indirect 1978-11-01
ARCLIGHT CAPITAL PARTNERS, LLC WHOLLY OWNS PUBLIC INSTITUTION FOR SOCIAL SECURITY OF KUWAIT indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1978-08-01
ROTHSCHILD ASSET MANAGEMENT INC SHAREHOLDER indirect 1990-04-01
AEGON USA INVESTMENT MANAGEMENT INC OWNER OF AEGON U.S. HOLDING CORP. direct 1988-03-01
WEST GATE HORIZONS ADVISORS, LLC SHAREHOLDER indirect 1990-04-01
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 1973-08-01
CURSITOR EATON ASSET MANAGEMENT CO 100% S/H indirect 1990-07-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1940-04-01
ODEY, ROBIN, CRISPIN WILLIAM PARTNER, FOUNDER ODEY ASSET MANAGEMENT GROUP LIMITED 12/01/2005 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, JOINT CEO direct 1992-06-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHIEF INVESTMENT OFFICER direct 1992-06-01
ODEY ASSET MANAGEMENT LLP PARTNER, FOUNDER indirect 2005-12-01
ODEY ASSET MANAGEMENT LLP LIMITED COMPANY indirect 2005-12-01
ODEY HOLDINGS LIMITED LIMITED LIABILITY COMPANY ODEY ASSET MANAGEMENT GROUP LIMITED 03/01/2021 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
AMUNDI JAPAN LTD. PARENT OF AMUNDI ASSET MANAGEMENT indirect 1978-11-01
STW FIXED INCOME MANAGEMENT LLC SHAREHOLDER indirect 1980-12-01
AETNA LIFE INSURANCE & ANNUITY CO SHAREHOLDER indirect 1963-12-01
AETNA LIFE INSURANCE & ANNUITY CO SHAREHOLDER indirect 1977-04-01
FAIRSTREAM CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1959-12-01
I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED SHAREHOLDER indirect 1940-04-01
I.G. INTERNATIONAL MANAGEMENT LIMITED SHAREHOLDER indirect 1940-04-01
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER indirect 1940-04-01
INDOCAM ASIA ADVISERS LTD. STOCKHOLDER indirect 1979-06-01
PIONEER INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1978-11-01
PANAGORA ASSET MANAGEMENT INC SHAREHOLDER indirect 1925-04-01
CREDIT AGRICOLE ASSET MANAGEMENT INVESTMENT ADVISORS USA, INC. SHAREHOLDER indirect 1978-11-01
TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C. SHAREHOLDER indirect 1925-04-01
NIKKO AM INTERNATIONAL, INC. SHAREHOLDER indirect 1984-03-01
JARDINE LLOYD THOMPSON ADVISORY (NORTH AMERICA) STOCKHOLDER indirect 1972-01-01
SWISS RE ASSET MANAGEMENT (AMERICAS), INC. ULTIMATE PARENT indirect 1970-11-01
CONSULTIVA INTERNACIONAL INC SHAREHOLDER COMMON SHARES indirect 2017-09-01
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC SHAREHOLDER indirect 1980-12-01
SARASIN ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1841-04-01
PIONEER INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1978-11-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ODEY MASTER ICAV - BROOK ABSOLUTE RETURN FOCUS FUND Ireland 805-3972210968 Hedge Fund 193,388,788 1,000,000 Master Fund
ODEY EUROPEAN INC Cayman Islands 805-7641881901 Hedge Fund 615,282,987 1,500,000
OEI MAC INC. Cayman Islands 805-5248828144 Hedge Fund 959,677,231 1,500,000
ODEY MASTER ICAV - ODEY CONCENTRATED NATURAL RESOURCES FUND Ireland 805-5845765586 Hedge Fund 18,543,605 1,000,000 Master Fund
ODEY MASTER ICAV - BROOK GLOBAL EMERGING MARKETS FOCUS FUND Ireland 805-4623560326 Hedge Fund 109,251,048 1,000,000 Master Fund

ODEY ASSET MANAGEMENT LLP

ownership team - last updated 2021-07-28
Name Title Start Date Direct/Indirect % Ownership
KELTON, OLIVER, JAMES ST GOAR PARTNER, FUND MANAGER 12/01/2015 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2015-12-01
RICHARDS, THOMAS, HENRY JOHN PARTNER 06/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2020-06-01
MARSHALL-LEE, ROBERT, JAMES PARTNER, FUND MANAGER 03/01/2021 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2021-03-01
SCHAFER, SIMON, FELIX PARTNER 12/01/2019 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2019-12-01
KOSTORIS, JAMES, MICHAEL PARTNER 12/01/2019 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2019-12-01
WEY, STEFAN PARTNER 12/01/2019 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2019-12-01
SPALTON, JAMES, MICHAEL JOSEPH PARTNER 11/01/2018 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2018-11-01
MACKENZIE, CHARLES, ALEXANDER MUNRO PARTNER 11/01/2017 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2017-11-01
SATT, JACK, ROBERT CHIEF COMPLIANCE OFFICER 06/01/2018 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP CHIEF COMPLIANCE OFFICER direct 2018-06-01
NEVILLE-ROLFE, EDMUND, RICHARD PARTNER 12/01/2015 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2015-12-01
BOND, TIMOTHY, NICHOLAS PARTNER, FUND MANAGER 12/01/2012 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2012-12-01
ODEY ASSET MANAGEMENT GROUP LIMITED LIMITED COMPANY, MANAGING MEMBER OF LLP 12/01/2005 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
DOLAN MCENIRY CAPITAL MANAGEMENT LLC BANK HOLDING COMPANY indirect 1978-11-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS APPLICANT direct 1984-07-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS PIFSS indirect 1990-01-01
AEGON USA INVESTMENT MANAGEMENT INC ACTIVE indirect 1988-03-01
ARCLIGHT CAPITAL PARTNERS, LLC SHAREHOLDER indirect 1990-01-01
WAFRA CAPITAL PARTNERS INC. WHOLLY OWNS THE PUBLIC INSTITUTION FOR SOCIAL SECURITY indirect 1990-01-01
WAFRA INVESTMENT ADVISORY GROUP, INC. 95.5% OWNER OF WIC indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1989-12-01
ENERVEST INVESTMENT SERVICES, LLC SHAREHOLDER indirect 1990-12-01
SHOREVIEW INDUSTRIES II, LLC OWNER indirect 1980-09-01
WAFRA CAPITAL PARTNERS INC. 95.5% OWNER OF WAFRA INTERVEST CORPORATION indirect 1990-01-01
POLEN CAPITAL MANAGEMENT, LLC BANK HOLDING COMPANY indirect 1978-11-01
ARCLIGHT CAPITAL PARTNERS, LLC WHOLLY OWNS PUBLIC INSTITUTION FOR SOCIAL SECURITY OF KUWAIT indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1978-08-01
ROTHSCHILD ASSET MANAGEMENT INC SHAREHOLDER indirect 1990-04-01
AEGON USA INVESTMENT MANAGEMENT INC OWNER OF AEGON U.S. HOLDING CORP. direct 1988-03-01
WEST GATE HORIZONS ADVISORS, LLC SHAREHOLDER indirect 1990-04-01
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 1973-08-01
CURSITOR EATON ASSET MANAGEMENT CO 100% S/H indirect 1990-07-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1940-04-01
GRIMSTON, JAMIE PARTNER, FUND MANAGER 11/01/2013 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2013-11-01
CHAUDHARY, RAJ PARTNER, SENIOR ANALYST 11/01/2013 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, SENIOR ANALYST direct 2013-11-01
ROBOROUGH, MASSEY, JOHN PARTNER, HEAD OF RESEARCH 06/01/2005 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, SENIOR ANALYST direct 2005-06-01
ODEY ASSET MANAGEMENT LLP PARTNER, HEAD OF RESEARCH direct 2005-06-01
HANBURY, JAMES, ROBERT PARTNER, FUND MANAGER 11/01/2008 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2008-11-01
FLETCHER, DAVID, MARK GEORGE PARTNER, NON-EXECUTIVE CHAIRMAN 11/01/2002 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2002-11-01
ODEY ASSET MANAGEMENT LLP PARTNER, NON-EXECUTIVE CHAIRMAN direct 2002-11-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHAIRMAN direct 2002-11-01
PEAREY, TIM, MICHAEL PARTNER, MANAGING DIRECTOR 01/01/2003 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP CHIEF COMPLIANCE OFFICER direct 2003-01-01
ODEY ASSET MANAGEMENT LLP PARTNER, MANAGING DIRECTOR direct 2003-01-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHIEF OPERATING OFFICER direct 2003-01-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHIEF FINANCE OFFICER direct 2003-01-01
HUBBARD, BRUCE, MICHAEL PARTNER, SENIOR ANALYST 12/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, SENIOR ANALYST direct 2010-12-01
ODEY HOLDINGS LIMITED LIMITED LIABILITY COMPANY 03/01/2021 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
DOLAN MCENIRY CAPITAL MANAGEMENT LLC BANK HOLDING COMPANY indirect 1978-11-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS APPLICANT direct 1984-07-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS PIFSS indirect 1990-01-01
AEGON USA INVESTMENT MANAGEMENT INC ACTIVE indirect 1988-03-01
ARCLIGHT CAPITAL PARTNERS, LLC SHAREHOLDER indirect 1990-01-01
WAFRA CAPITAL PARTNERS INC. WHOLLY OWNS THE PUBLIC INSTITUTION FOR SOCIAL SECURITY indirect 1990-01-01
WAFRA INVESTMENT ADVISORY GROUP, INC. 95.5% OWNER OF WIC indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1989-12-01
ENERVEST INVESTMENT SERVICES, LLC SHAREHOLDER indirect 1990-12-01
SHOREVIEW INDUSTRIES II, LLC OWNER indirect 1980-09-01
WAFRA CAPITAL PARTNERS INC. 95.5% OWNER OF WAFRA INTERVEST CORPORATION indirect 1990-01-01
POLEN CAPITAL MANAGEMENT, LLC BANK HOLDING COMPANY indirect 1978-11-01
ARCLIGHT CAPITAL PARTNERS, LLC WHOLLY OWNS PUBLIC INSTITUTION FOR SOCIAL SECURITY OF KUWAIT indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1978-08-01
ROTHSCHILD ASSET MANAGEMENT INC SHAREHOLDER indirect 1990-04-01
AEGON USA INVESTMENT MANAGEMENT INC OWNER OF AEGON U.S. HOLDING CORP. direct 1988-03-01
WEST GATE HORIZONS ADVISORS, LLC SHAREHOLDER indirect 1990-04-01
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 1973-08-01
CURSITOR EATON ASSET MANAGEMENT CO 100% S/H indirect 1990-07-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1940-04-01
ODEY, ROBIN, CRISPIN WILLIAM PARTNER, FOUNDER ODEY ASSET MANAGEMENT GROUP LIMITED 12/01/2005 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, JOINT CEO direct 1992-06-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHIEF INVESTMENT OFFICER direct 1992-06-01
ODEY ASSET MANAGEMENT LLP PARTNER, FOUNDER indirect 2005-12-01
ODEY ASSET MANAGEMENT LLP LIMITED COMPANY indirect 2005-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ODEY MASTER ICAV - ODEY ABSOLUTE RETURN FOCUS FUND Ireland 805-3972210968 Hedge Fund 278,362,490 1,000,000 Master Fund
ODEY EUROPEAN INC Cayman Islands 805-7641881901 Hedge Fund 1,064,414,601 1,500,000
OEI MAC INC. Cayman Islands 805-5248828144 Hedge Fund 1,779,809,756 1,500,000
ODEY MASTER ICAV - ODEY CONCENTRATED NATURAL RESOURCES FUND Ireland 805-5845765586 Hedge Fund 28,828,756 1,000,000 Master Fund

ODEY ASSET MANAGEMENT LLP

ownership team - last updated 2020-07-01
Name Title Start Date Direct/Indirect % Ownership
GRIMSTON, JAMIE PARTNER, FUND MANAGER 11/01/2013 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2013-11-01
SCHAFER, SIMON, FELIX PARTNER 12/01/2019 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2019-12-01
KOSTORIS, JAMES, MICHAEL PARTNER 12/01/2019 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2019-12-01
WEY, STEFAN PARTNER 12/01/2019 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2019-12-01
SPALTON, JAMES, MICHAEL JOSEPH PARTNER 11/01/2018 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2018-11-01
MACKENZIE, CHARLES, ALEXANDER MUNRO PARTNER 11/01/2017 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2017-11-01
SATT, JACK, ROBERT CHIEF COMPLIANCE OFFICER 06/01/2018 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP CHIEF COMPLIANCE OFFICER direct 2018-06-01
NEVILLE-ROLFE, EDMUND, RICHARD PARTNER 12/01/2015 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2015-12-01
BOND, TIMOTHY, NICHOLAS PARTNER, FUND MANAGER 12/01/2012 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2012-12-01
KELTON, OLIVER, JAMES ST GOAR PARTNER, FUND MANAGER 12/01/2015 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2015-12-01
ODEY ASSET MANAGEMENT GROUP LIMITED LIMITED COMPANY, MANAGING MEMBER OF LLP 12/01/2005 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
DOLAN MCENIRY CAPITAL MANAGEMENT LLC BANK HOLDING COMPANY indirect 1978-11-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS APPLICANT direct 1984-07-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS PIFSS indirect 1990-01-01
AEGON USA INVESTMENT MANAGEMENT INC ACTIVE indirect 1988-03-01
ARCLIGHT CAPITAL PARTNERS, LLC SHAREHOLDER indirect 1990-01-01
WAFRA CAPITAL PARTNERS INC. WHOLLY OWNS THE PUBLIC INSTITUTION FOR SOCIAL SECURITY indirect 1990-01-01
WAFRA INVESTMENT ADVISORY GROUP, INC. 95.5% OWNER OF WIC indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1989-12-01
ENERVEST INVESTMENT SERVICES, LLC SHAREHOLDER indirect 1990-12-01
SHOREVIEW INDUSTRIES II, LLC OWNER indirect 1980-09-01
WAFRA CAPITAL PARTNERS INC. 95.5% OWNER OF WAFRA INTERVEST CORPORATION indirect 1990-01-01
POLEN CAPITAL MANAGEMENT, LLC BANK HOLDING COMPANY indirect 1978-11-01
ARCLIGHT CAPITAL PARTNERS, LLC WHOLLY OWNS PUBLIC INSTITUTION FOR SOCIAL SECURITY OF KUWAIT indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1978-08-01
ROTHSCHILD ASSET MANAGEMENT INC SHAREHOLDER indirect 1990-04-01
AEGON USA INVESTMENT MANAGEMENT INC OWNER OF AEGON U.S. HOLDING CORP. direct 1988-03-01
WEST GATE HORIZONS ADVISORS, LLC SHAREHOLDER indirect 1990-04-01
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 1973-08-01
CURSITOR EATON ASSET MANAGEMENT CO 100% S/H indirect 1990-07-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1940-04-01
CHAUDHARY, RAJ PARTNER, SENIOR ANALYST 11/01/2013 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, SENIOR ANALYST direct 2013-11-01
ROBOROUGH, MASSEY, JOHN PARTNER, HEAD OF RESEARCH 06/01/2005 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, SENIOR ANALYST direct 2005-06-01
ODEY ASSET MANAGEMENT LLP PARTNER, HEAD OF RESEARCH direct 2005-06-01
HANBURY, JAMES, ROBERT PARTNER, FUND MANAGER 11/01/2008 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2008-11-01
FLETCHER, DAVID, MARK GEORGE PARTNER, NON-EXECUTIVE CHAIRMAN 11/01/2002 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2002-11-01
ODEY ASSET MANAGEMENT LLP PARTNER, NON-EXECUTIVE CHAIRMAN direct 2002-11-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHAIRMAN direct 2002-11-01
PEAREY, TIM, MICHAEL PARTNER, MANAGING DIRECTOR 01/01/2003 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP CHIEF COMPLIANCE OFFICER direct 2003-01-01
ODEY ASSET MANAGEMENT LLP PARTNER, MANAGING DIRECTOR direct 2003-01-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHIEF OPERATING OFFICER direct 2003-01-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHIEF FINANCE OFFICER direct 2003-01-01
HUBBARD, BRUCE, MICHAEL PARTNER, SENIOR ANALYST 12/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, SENIOR ANALYST direct 2010-12-01
ODEY HOLDINGS AG LIMITED LIABILITY COMPANY 01/01/2010 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
DOLAN MCENIRY CAPITAL MANAGEMENT LLC BANK HOLDING COMPANY indirect 1978-11-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS APPLICANT direct 1984-07-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS PIFSS indirect 1990-01-01
AEGON USA INVESTMENT MANAGEMENT INC ACTIVE indirect 1988-03-01
ARCLIGHT CAPITAL PARTNERS, LLC SHAREHOLDER indirect 1990-01-01
WAFRA CAPITAL PARTNERS INC. WHOLLY OWNS THE PUBLIC INSTITUTION FOR SOCIAL SECURITY indirect 1990-01-01
WAFRA INVESTMENT ADVISORY GROUP, INC. 95.5% OWNER OF WIC indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1989-12-01
ENERVEST INVESTMENT SERVICES, LLC SHAREHOLDER indirect 1990-12-01
SHOREVIEW INDUSTRIES II, LLC OWNER indirect 1980-09-01
WAFRA CAPITAL PARTNERS INC. 95.5% OWNER OF WAFRA INTERVEST CORPORATION indirect 1990-01-01
POLEN CAPITAL MANAGEMENT, LLC BANK HOLDING COMPANY indirect 1978-11-01
ARCLIGHT CAPITAL PARTNERS, LLC WHOLLY OWNS PUBLIC INSTITUTION FOR SOCIAL SECURITY OF KUWAIT indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1978-08-01
ROTHSCHILD ASSET MANAGEMENT INC SHAREHOLDER indirect 1990-04-01
AEGON USA INVESTMENT MANAGEMENT INC OWNER OF AEGON U.S. HOLDING CORP. direct 1988-03-01
WEST GATE HORIZONS ADVISORS, LLC SHAREHOLDER indirect 1990-04-01
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 1973-08-01
CURSITOR EATON ASSET MANAGEMENT CO 100% S/H indirect 1990-07-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1940-04-01
ODEY, ROBIN, CRISPIN WILLIAM PARTNER, FOUNDER ODEY ASSET MANAGEMENT GROUP LIMITED 12/01/2005 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, JOINT CEO direct 1992-06-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHIEF INVESTMENT OFFICER direct 1992-06-01
ODEY ASSET MANAGEMENT LLP PARTNER, FOUNDER indirect 2005-12-01
ODEY ASSET MANAGEMENT LLP LIMITED COMPANY indirect 2005-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ODEY MASTER ICAV - ODEY ABSOLUTE RETURN FOCUS FUND Ireland 805-3972210968 Hedge Fund 118,851,589 1,000,000 Master Fund
ODEY EUROPEAN INC Cayman Islands 805-7641881901 Hedge Fund 520,363,309 1,500,000
OEI MAC INC. Cayman Islands 805-5248828144 Hedge Fund 641,464,537 1,500,000
ODEY MASTER ICAV - ODEY CONCENTRATED NATURAL RESOURCES FUND Ireland 805-5845765586 Hedge Fund 21,188,386 1,000,000 Master Fund

ODEY ASSET MANAGEMENT LLP

ownership team - last updated 2019-05-02
Name Title Start Date Direct/Indirect % Ownership
ODEY ASSET MANAGEMENT GROUP LIMITED LIMITED COMPANY, MANAGING MEMBER OF LLP 12/01/2005 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
DOLAN MCENIRY CAPITAL MANAGEMENT LLC BANK HOLDING COMPANY indirect 1978-11-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS APPLICANT direct 1984-07-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS PIFSS indirect 1990-01-01
AEGON USA INVESTMENT MANAGEMENT INC ACTIVE indirect 1988-03-01
ARCLIGHT CAPITAL PARTNERS, LLC SHAREHOLDER indirect 1990-01-01
WAFRA CAPITAL PARTNERS INC. WHOLLY OWNS THE PUBLIC INSTITUTION FOR SOCIAL SECURITY indirect 1990-01-01
WAFRA INVESTMENT ADVISORY GROUP, INC. 95.5% OWNER OF WIC indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1989-12-01
ENERVEST INVESTMENT SERVICES, LLC SHAREHOLDER indirect 1990-12-01
SHOREVIEW INDUSTRIES II, LLC OWNER indirect 1980-09-01
WAFRA CAPITAL PARTNERS INC. 95.5% OWNER OF WAFRA INTERVEST CORPORATION indirect 1990-01-01
POLEN CAPITAL MANAGEMENT, LLC BANK HOLDING COMPANY indirect 1978-11-01
ARCLIGHT CAPITAL PARTNERS, LLC WHOLLY OWNS PUBLIC INSTITUTION FOR SOCIAL SECURITY OF KUWAIT indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1978-08-01
ROTHSCHILD ASSET MANAGEMENT INC SHAREHOLDER indirect 1990-04-01
AEGON USA INVESTMENT MANAGEMENT INC OWNER OF AEGON U.S. HOLDING CORP. direct 1988-03-01
WEST GATE HORIZONS ADVISORS, LLC SHAREHOLDER indirect 1990-04-01
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 1973-08-01
CURSITOR EATON ASSET MANAGEMENT CO 100% S/H indirect 1990-07-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1940-04-01
ODEY HOLDINGS AG LIMITED LIABILITY COMPANY 01/01/2010 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
DOLAN MCENIRY CAPITAL MANAGEMENT LLC BANK HOLDING COMPANY indirect 1978-11-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS APPLICANT direct 1984-07-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS PIFSS indirect 1990-01-01
AEGON USA INVESTMENT MANAGEMENT INC ACTIVE indirect 1988-03-01
ARCLIGHT CAPITAL PARTNERS, LLC SHAREHOLDER indirect 1990-01-01
WAFRA CAPITAL PARTNERS INC. WHOLLY OWNS THE PUBLIC INSTITUTION FOR SOCIAL SECURITY indirect 1990-01-01
WAFRA INVESTMENT ADVISORY GROUP, INC. 95.5% OWNER OF WIC indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1989-12-01
ENERVEST INVESTMENT SERVICES, LLC SHAREHOLDER indirect 1990-12-01
SHOREVIEW INDUSTRIES II, LLC OWNER indirect 1980-09-01
WAFRA CAPITAL PARTNERS INC. 95.5% OWNER OF WAFRA INTERVEST CORPORATION indirect 1990-01-01
POLEN CAPITAL MANAGEMENT, LLC BANK HOLDING COMPANY indirect 1978-11-01
ARCLIGHT CAPITAL PARTNERS, LLC WHOLLY OWNS PUBLIC INSTITUTION FOR SOCIAL SECURITY OF KUWAIT indirect 1990-01-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1978-08-01
ROTHSCHILD ASSET MANAGEMENT INC SHAREHOLDER indirect 1990-04-01
AEGON USA INVESTMENT MANAGEMENT INC OWNER OF AEGON U.S. HOLDING CORP. direct 1988-03-01
WEST GATE HORIZONS ADVISORS, LLC SHAREHOLDER indirect 1990-04-01
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 1973-08-01
CURSITOR EATON ASSET MANAGEMENT CO 100% S/H indirect 1990-07-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1940-04-01
HUBBARD, BRUCE, MICHAEL PARTNER, SENIOR ANALYST 12/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, SENIOR ANALYST direct 2010-12-01
PEAREY, TIM, MICHAEL PARTNER, MANAGING DIRECTOR 01/01/2003 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP CHIEF COMPLIANCE OFFICER direct 2003-01-01
ODEY ASSET MANAGEMENT LLP PARTNER, MANAGING DIRECTOR direct 2003-01-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHIEF OPERATING OFFICER direct 2003-01-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHIEF FINANCE OFFICER direct 2003-01-01
FLETCHER, DAVID, MARK GEORGE PARTNER, NON-EXECUTIVE CHAIRMAN 11/01/2002 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2002-11-01
ODEY ASSET MANAGEMENT LLP PARTNER, NON-EXECUTIVE CHAIRMAN direct 2002-11-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHAIRMAN direct 2002-11-01
HANBURY, JAMES, ROBERT PARTNER, FUND MANAGER 11/01/2008 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2008-11-01
ROBOROUGH, MASSEY, JOHN PARTNER, HEAD OF RESEARCH 06/01/2005 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, SENIOR ANALYST direct 2005-06-01
ODEY ASSET MANAGEMENT LLP PARTNER, HEAD OF RESEARCH direct 2005-06-01
CHAUDHARY, RAJ PARTNER, SENIOR ANALYST 11/01/2013 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, SENIOR ANALYST direct 2013-11-01
GRIMSTON, JAMIE PARTNER, FUND MANAGER 11/01/2013 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2013-11-01
KELTON, OLIVER, JAMES ST GOAR PARTNER, FUND MANAGER 12/01/2015 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2015-12-01
BOND, TIMOTHY, NICHOLAS PARTNER, FUND MANAGER 12/01/2012 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, FUND MANAGER direct 2012-12-01
NEVILLE-ROLFE, EDMUND, RICHARD PARTNER 12/01/2015 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2015-12-01
SATT, JACK, ROBERT CHIEF COMPLIANCE OFFICER 06/01/2018 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP CHIEF COMPLIANCE OFFICER direct 2018-06-01
MACKENZIE, CHARLES, ALEXANDER MUNRO PARTNER 11/01/2017 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2017-11-01
SPALTON, JAMES, MICHAEL JOSEPH PARTNER 11/01/2018 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER direct 2018-11-01
ODEY, ROBIN, CRISPIN WILLIAM PARTNER, FOUNDER ODEY ASSET MANAGEMENT GROUP LIMITED 12/01/2005 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
ODEY ASSET MANAGEMENT LLP PARTNER, JOINT CEO direct 1992-06-01
ODEY ASSET MANAGEMENT LLP PARTNER, CHIEF INVESTMENT OFFICER direct 1992-06-01
ODEY ASSET MANAGEMENT LLP PARTNER, FOUNDER indirect 2005-12-01
ODEY ASSET MANAGEMENT LLP LIMITED COMPANY indirect 2005-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ODEY MASTER ICAV - ODEY ABSOLUTE RETURN FOCUS FUND Ireland 805-3972210968 Hedge Fund 227,235,301 1,000,000 Master Fund
ODEY EUROPEAN INC Cayman Islands 805-7641881901 Hedge Fund 802,976,785 1,500,000
OEI MAC INC. Cayman Islands 805-5248828144 Hedge Fund 814,447,692 1,500,000
ODEY MASTER ICAV - ODEY CONCENTRATED NATURAL RESOURCES FUND Ireland 805-5845765586 Hedge Fund 14,763,519 1,000,000 Master Fund

WhaleScore history for ODEY ASSET MANAGEMENT LLP

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**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
ODEY ASSET MANAGEMENT LLP AA PLC 0.35% 2019-10-10 UK
ODEY ASSET MANAGEMENT LLP AA PLC 0.7% 2019-09-30 UK
ODEY ASSET MANAGEMENT LLP AA PLC 0.68% 2019-09-27 UK
ODEY ASSET MANAGEMENT LLP AA PLC 0.7% 2019-09-16 UK
ODEY ASSET MANAGEMENT LLP AA PLC 0.61% 2019-09-11 UK
ODEY ASSET MANAGEMENT LLP AA PLC 0.99% 2019-06-20 UK
ODEY ASSET MANAGEMENT LLP AA PLC 0.77% 2019-06-17 UK
ODEY ASSET MANAGEMENT LLP AA PLC 0.63% 2019-06-14 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 0.38% 2016-10-03 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 0.56% 2016-08-16 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 0.62% 2016-06-29 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 0.59% 2016-05-03 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 0.61% 2016-04-29 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 0.95% 2016-04-28 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.16% 2016-04-14 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.35% 2016-03-14 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.78% 2016-02-12 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.8% 2016-02-11 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.47% 2016-02-01 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.31% 2016-01-29 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.23% 2016-01-06 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.1% 2016-01-05 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.04% 2015-11-30 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 0.98% 2015-11-04 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.06% 2015-10-27 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 0.96% 2015-10-26 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.04% 2015-10-19 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.13% 2015-10-16 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.2% 2015-10-15 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.46% 2015-10-14 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.57% 2015-10-09 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.64% 2015-10-07 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.7% 2015-08-27 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.65% 2015-08-26 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.56% 2015-08-20 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.4% 2015-08-06 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.24% 2015-08-03 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.19% 2015-04-30 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.31% 2015-04-29 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.5% 2015-01-23 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.48% 2014-12-04 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.5% 2014-12-01 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.43% 2014-11-04 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.39% 2014-10-13 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.4% 2014-09-23 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.35% 2014-07-01 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.3% 2014-06-06 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.32% 2014-05-15 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.31% 2014-05-02 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.29% 2014-04-08 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.36% 2014-04-01 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.7% 2014-03-31 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.68% 2014-03-10 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.7% 2014-03-06 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 2.01% 2014-02-11 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.8% 2014-02-06 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.74% 2014-01-30 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.61% 2014-01-24 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.56% 2013-11-08 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.45% 2013-10-25 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.33% 2013-10-16 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.2% 2013-09-11 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 1.12% 2013-08-21 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 0.94% 2013-06-26 UK
ODEY ASSET MANAGEMENT LLP ABERDEEN ASSET MGMT PLC 0.8% 2013-06-20 UK
Odey Asset Management LLP adidas AG 0.53% 2015-10-15 GERMANY
Odey Asset Management LLP adidas AG 0.95% 2015-10-14 GERMANY
Odey Asset Management LLP adidas AG 1.18% 2015-10-08 GERMANY
Odey Asset Management LLP adidas AG 1.39% 2015-09-15 GERMANY
Odey Asset Management LLP adidas AG 1.43% 2015-08-03 GERMANY
Odey Asset Management LLP adidas AG 1.35% 2015-07-07 GERMANY
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.27% 2015-11-03 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.61% 2015-10-23 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.8% 2015-10-22 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.98% 2015-10-15 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.18% 2015-10-09 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.29% 2015-08-20 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.12% 2015-08-19 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.03% 2015-08-03 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.98% 2015-07-28 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.82% 2015-07-09 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.01% 2015-07-06 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.25% 2015-06-09 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.33% 2015-03-11 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.27% 2015-03-10 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.1% 2015-01-22 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.09% 2014-12-18 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.13% 2014-12-16 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.2% 2014-12-01 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.19% 2014-10-31 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.2% 2014-09-05 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 1.06% 2014-09-04 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.87% 2014-09-03 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.77% 2014-08-18 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.92% 2014-08-14 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.87% 2014-07-25 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.78% 2014-07-09 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.58% 2014-04-14 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.78% 2014-04-09 UK
ODEY ASSET MANAGEMENT LLP ADMIRAL GROUP PLC 0.82% 2014-03-13 UK
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