OMEGA FINANCIAL GROUP, LLC

HTTP://WWW.OMEGAFINGROUP.COM/ SANTA BARBARA, CA Investment Advisor How do I update this listing?

Omega Financial Group is based out of Santa Barbara. Omega Financial Group is a large advisory firm with 252 clients and discretionary assets under management (AUM) of $210,348,238 (Form ADV from 2019-02-12). Their last reported 13F filing for Q1 2019 included $135,616,000 in managed 13F securities and a top 10 holdings concentration of 47.47%. Omega Financial Group's largest holding is Schwab U.S. Mid Cap ETF with shares held of 211,985. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $135.616 Million
  • Prior Market Value $113.301 Million
  • New Purchases6 stocks
  • Additional Purchases29 stocks
  • Sold out of0 stocks
  • Reduced holdings in25 stocks
  • Top 10 Holdings % 47.47 %
  • Turnover % [1]:9.52%
  • Turnover Alt % [2]: 12.64 %
  • Time Held Top20:0.85 quarters
  • Time Held Top10:0.80 quarters
  • Time Held All:0.90 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 1.78%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

OMEGA FINANCIAL GROUP, LLC
812 ANACAPA STREET
SANTA BARBARA CA    93101
Country: United States

Business Phone: 805-617-4363
Fax: 805-560-9030
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 40,224,100
Total Number of Clients: 252
Amount of client funds and securities by related persons: 3,653,060
Total Number of clients from related persons: 33
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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OMEGA FINANCIAL GROUP, LLC

ownership team - last updated 2019-02-12
Name Title Start Date Direct/Indirect % Ownership
MINOR, DYLAN, BLU MANAGING MEMBER, CHIEF INVESTMENT OFFIER 06/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
OMEGA FINANCIAL GROUP, LLC MANAGING MEMBER, CHIEF INVESTMENT OFFIER direct 2012-04-01
OMEGA FINANCIAL GROUP, LLC MANAGING MEMBER, CHIEF INVESTMENT OFFIER direct 2012-06-01
REINHARD, BRYAN, WILLIAM MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 06/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
OMEGA FINANCIAL GROUP, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2012-04-01
OMEGA FINANCIAL GROUP, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2012-06-01

OMEGA FINANCIAL GROUP, LLC

ownership team - last updated 2017-11-30
Name Title Start Date Direct/Indirect % Ownership
MINOR, DYLAN, BLU MANAGING MEMBER, CHIEF INVESTMENT OFFIER 06/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
OMEGA FINANCIAL GROUP, LLC MANAGING MEMBER, CHIEF INVESTMENT OFFIER direct 2012-04-01
OMEGA FINANCIAL GROUP, LLC MANAGING MEMBER, CHIEF INVESTMENT OFFIER direct 2012-06-01
REINHARD, BRYAN, WILLIAM MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 06/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
OMEGA FINANCIAL GROUP, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2012-04-01
OMEGA FINANCIAL GROUP, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2012-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ARGOS TOTAL RETURN FUND, LP United States 805-9293922362 Hedge Fund 0 250,000

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