OMEGA FUND MANAGEMENT, LLC

https://omegafunds.net/ BOSTON, MA Investment Advisor Hedge Fund How do I update this listing?

Omega Fund Management is based out of Boston. Omega Fund Management is a large advisory firm with 7 clients and discretionary assets under management (AUM) of $1,040,074,641 (Form ADV from 2019-05-03). Their last reported 13F filing for Q3 2019 included $324,015,000 in managed 13F securities and a top 10 holdings concentration of 96.16%. Omega Fund Management's largest holding is Gossamer Bio Inc with shares held of 6,553,116. Omega Fund Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 21 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $324.015 Million
  • Prior Market Value $392.079 Million
  • New Purchases0 stocks
  • Additional Purchases2 stocks
  • Sold out of1 stock
  • Reduced holdings in2 stocks
  • Top 10 Holdings % 96.16 %
  • Turnover % [1]:7.14%
  • Turnover Alt % [2]: 2.95 %
  • Time Held Top20:8.07 quarters
  • Time Held Top10:4.10 quarters
  • Time Held All:8.07 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 11.88%
Performance Last 4 Quarters: -17.71%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR/A (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

OMEGA FUND MANAGEMENT, LLC
Classified as Hedge Fund
888 BOYLSTON STREET SUITE 1111
BOSTON MA    02199
Country: United States

Business Phone: 617-502-6535
Fax: 617-421-8664
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 7
Amount of client funds and securities by related persons: 490,884,000
Total Number of clients from related persons: 6
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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OMEGA FUND MANAGEMENT, LLC

ownership team - last updated 2019-05-03
Name Title Start Date Direct/Indirect % Ownership
PASTER, ANNE-MARI, JOHANNA CHIEF FINANCIAL OFFICER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT (US) INC. CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2009-04-01
OMEGA FUND MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2009-04-01
LIM, RICHARD, JINKYU MANAGER & MEMBER 03/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT (US) INC. PRESIDENT direct 2009-03-01
OMEGA FUND MANAGEMENT, LLC MANAGER & MEMBER direct 2009-03-01
OMEGA FUND MANAGEMENT (US) INC. INVESTMENT PARTNER direct 2009-03-01
STAMPACCHIA, OTELLO MANAGER 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT (US) INC. SHAREHOLDER indirect 2004-11-01
OMEGA FUND MANAGEMENT (US) INC. SHAREHOLDER indirect 2004-11-01
OMEGA FUND MANAGEMENT, LLC MEMBER AND MANAGER indirect 2015-02-01
OMEGA FUND MANAGEMENT, LLC MANAGER & MEMBER direct 2015-04-01
OMEGA FUND MANAGEMENT, LLC MANAGER direct 2015-04-01
RUSSELL, MARK, EMERSON CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
Nessi, Claudio, Pier Antonio MANAGER & MEMBER 11/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT, LLC MANAGER & MEMBER direct 2016-11-01
CLESSIDRA LLC MEMBER 04/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT, LLC MEMBER direct 2015-04-01
STAMPACCHIA, OTELLO MEMBER AND MANAGER CLESSIDRA LLC 02/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT (US) INC. SHAREHOLDER indirect 2004-11-01
OMEGA FUND MANAGEMENT (US) INC. SHAREHOLDER indirect 2004-11-01
OMEGA FUND MANAGEMENT, LLC MEMBER AND MANAGER indirect 2015-02-01
OMEGA FUND MANAGEMENT, LLC MANAGER & MEMBER direct 2015-04-01
OMEGA FUND MANAGEMENT, LLC MANAGER direct 2015-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
NET ASSETS OF OMEGA FUND III, L.P. Cayman Islands 805-7685242086 Private Equity Fund 7,780,860 1,000,000
OMEGA FUND II, LP Cayman Islands 805-9133961343 Private Equity Fund 109,655,026 1,350,000
LIFE SCIENCES HOLDINGS SPV I FUND, LP Cayman Islands 805-7548453707 Private Equity Fund 10,217,554 1,000,000 Fund of Funds
OMEGA FUND IV, L.P. Cayman Islands 805-7004696852 Private Equity Fund 152,635,194 1,000,000
OMEGA FUND V, L.P. Cayman Islands 805-3417904731 Private Equity Fund 210,595,839 1,000,000
OMEGA FUND VI, L.P. Cayman Islands 805-6616339434 Private Equity Fund 0 5,000,000

OMEGA FUND MANAGEMENT, LLC

ownership team - last updated 2019-03-31
Name Title Start Date Direct/Indirect % Ownership
PASTER, ANNE-MARI, JOHANNA CHIEF FINANCIAL OFFICER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT (US) INC. CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2009-04-01
OMEGA FUND MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2009-04-01
LIM, RICHARD, JINKYU MANAGER & MEMBER 03/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT (US) INC. PRESIDENT direct 2009-03-01
OMEGA FUND MANAGEMENT, LLC MANAGER & MEMBER direct 2009-03-01
OMEGA FUND MANAGEMENT (US) INC. INVESTMENT PARTNER direct 2009-03-01
STAMPACCHIA, OTELLO MANAGER 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT (US) INC. SHAREHOLDER indirect 2004-11-01
OMEGA FUND MANAGEMENT (US) INC. SHAREHOLDER indirect 2004-11-01
OMEGA FUND MANAGEMENT, LLC MEMBER AND MANAGER indirect 2015-02-01
OMEGA FUND MANAGEMENT, LLC MANAGER & MEMBER direct 2015-04-01
OMEGA FUND MANAGEMENT, LLC MANAGER direct 2015-04-01
RUSSELL, MARK, EMERSON CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
Nessi, Claudio, Pier Antonio MANAGER & MEMBER 11/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT, LLC MANAGER & MEMBER direct 2016-11-01
CLESSIDRA LLC MEMBER 04/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT, LLC MEMBER direct 2015-04-01
STAMPACCHIA, OTELLO MEMBER AND MANAGER CLESSIDRA LLC 02/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT (US) INC. SHAREHOLDER indirect 2004-11-01
OMEGA FUND MANAGEMENT (US) INC. SHAREHOLDER indirect 2004-11-01
OMEGA FUND MANAGEMENT, LLC MEMBER AND MANAGER indirect 2015-02-01
OMEGA FUND MANAGEMENT, LLC MANAGER & MEMBER direct 2015-04-01
OMEGA FUND MANAGEMENT, LLC MANAGER direct 2015-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
NET ASSETS OF OMEGA FUND III, L.P. Cayman Islands 805-7685242086 Private Equity Fund 7,780,860 1,000,000
OMEGA FUND II, LP Cayman Islands 805-9133961343 Private Equity Fund 109,655,026 1,350,000
LIFE SCIENCES HOLDINGS SPV I FUND, LP Cayman Islands 805-7548453707 Private Equity Fund 10,217,554 1,000,000 Fund of Funds
OMEGA FUND IV, L.P. Cayman Islands 805-7004696852 Private Equity Fund 152,635,194 1,000,000
OMEGA FUND V, L.P. Cayman Islands 805-3417904731 Private Equity Fund 210,595,839 1,000,000
OMEGA FUND VI, L.P. Cayman Islands 805-6616339434 Private Equity Fund 0 5,000,000

OMEGA FUND MANAGEMENT, LLC

ownership team - last updated 2017-03-31
Name Title Start Date Direct/Indirect % Ownership
PASTER, ANNE-MARI, JOHANNA CHIEF FINANCIAL OFFICER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT (US) INC. CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2009-04-01
OMEGA FUND MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2009-04-01
LIM, RICHARD, JINKYU MANAGER & MEMBER 03/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT (US) INC. PRESIDENT direct 2009-03-01
OMEGA FUND MANAGEMENT, LLC MANAGER & MEMBER direct 2009-03-01
OMEGA FUND MANAGEMENT (US) INC. INVESTMENT PARTNER direct 2009-03-01
STAMPACCHIA, OTELLO MANAGER 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT (US) INC. SHAREHOLDER indirect 2004-11-01
OMEGA FUND MANAGEMENT (US) INC. SHAREHOLDER indirect 2004-11-01
OMEGA FUND MANAGEMENT, LLC MEMBER AND MANAGER indirect 2015-02-01
OMEGA FUND MANAGEMENT, LLC MANAGER & MEMBER direct 2015-04-01
OMEGA FUND MANAGEMENT, LLC MANAGER direct 2015-04-01
RUSSELL, MARK, EMERSON CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
Nessi, Claudio, Pier Antonio MANAGER & MEMBER 11/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT, LLC MANAGER & MEMBER direct 2016-11-01
CLESSIDRA LLC MEMBER 04/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT, LLC MEMBER direct 2015-04-01
STAMPACCHIA, OTELLO MEMBER AND MANAGER CLESSIDRA, LLC 02/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OMEGA FUND MANAGEMENT (US) INC. SHAREHOLDER indirect 2004-11-01
OMEGA FUND MANAGEMENT (US) INC. SHAREHOLDER indirect 2004-11-01
OMEGA FUND MANAGEMENT, LLC MEMBER AND MANAGER indirect 2015-02-01
OMEGA FUND MANAGEMENT, LLC MANAGER & MEMBER direct 2015-04-01
OMEGA FUND MANAGEMENT, LLC MANAGER direct 2015-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
OMEGA FUND II, LP Cayman Islands 805-9133961343 Private Equity Fund 174,826,000 1,350,000
OMEGA FUND III, LP Cayman Islands 805-7685242086 Private Equity Fund 43,147,000 1,000,000 Fund of Funds
LIFE SCIENCES HOLDINGS SPV I FUND, LP Cayman Islands 805-7548453707 Private Equity Fund 28,389,000 1,000,000 Fund of Funds
OMEGA FUND IV, LP Cayman Islands 805-7004696852 Private Equity Fund 173,772,000 1,000,000 Fund of Funds
OMEGA FUND V, LP Cayman Islands 805-3417904731 Private Equity Fund 9,411,000 1,000,000

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