ONE CAPITAL MANAGEMENT, LLC

HTTP://WWW.ONESPORTS.CA WESTLAKE VILLAGE, CA Investment Advisor How do I update this listing?

ONE Capital Management is based out of Westlake Village. ONE Capital Management is a large advisory firm with 2616 clients and discretionary assets under management (AUM) of $1,375,489,447 (Form ADV from 2019-03-27). Their last reported 13F filing for Q3 2019 included $600,409,000 in managed 13F securities and a top 10 holdings concentration of 37.67%. ONE Capital Management's largest holding is iShares Short-Term Corporate Bond ETF with shares held of 796,381. ONE Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 24 13F filings

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68

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $600.409 Million
  • Prior Market Value $587.577 Million
  • New Purchases3 stocks
  • Additional Purchases67 stocks
  • Sold out of5 stocks
  • Reduced holdings in65 stocks
  • Top 10 Holdings % 37.67 %
  • Turnover % [1]:4.65%
  • Turnover Alt % [2]: 4.31 %
  • Time Held Top20:11.25 quarters
  • Time Held Top10:9.80 quarters
  • Time Held All:14.49 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.2%
Performance Last 4 Quarters: -3.88%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR/A (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ONE CAPITAL MANAGEMENT, LLC
3075 TOWNSGATE ROAD SUITE 350
WESTLAKE VILLAGE CA    91361
Country: United States

Business Phone: 805.409.8150
Fax: 805.870.7677
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NV
Number of employees: 28
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 60,897,000
Total Number of Clients: 2616
Amount of client funds and securities by related persons: 60,897,000
Total Number of clients from related persons: 28
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ONE CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
STRIDSBERG, DAN MANAGING DIRECTOR 09/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONE CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR direct 2003-09-01
ONE CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2003-09-01
ONE CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER direct 2003-09-01
ONE CAPITAL MANAGEMENT, LLLP MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER direct 2003-09-01
ONE CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2012-01-01
OCM HOLDINGS, LLLP MANAGING MEMBER 03/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
ONE CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2014-03-01
BOWEN, PATRICK, JOSEPH PRESIDENT 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONE CAPITAL MANAGEMENT, LLLP PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2004-01-01
ONE CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT direct 2004-01-01
ONE CAPITAL MANAGEMENT, LLC PRESIDENT direct 2004-01-01
ONE CAPITAL MANAGEMENT, LLC DIRECTOR OF GLOBAL ASSET ALLOCATION direct 2004-01-01
ONE CAPITAL MANAGEMENT, LLC PRESIDENT direct 2008-05-01
COWLEY, STEVEN, ROBERT CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONE CAPITAL MANAGEMENT, LLLP CHIEF INVESTMENT OFFICER direct 2004-01-01
ONE CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER direct 2004-01-01
ONE CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2004-03-01
MCDONALD, DONALD, HUGH MANAGING DIRECTOR 08/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONE CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR direct 2001-08-01
ONE CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2001-08-01 2003-04-01
ONE CAPITAL MANAGEMENT, LLC PRESIDENT direct 2001-08-01 2008-03-25
ONE CAPITAL MANAGEMENT, LLC CEO direct 2001-08-01 2010-05-11
ONE CAPITAL MANAGEMENT, LLC DIRECTOR direct 2001-08-01 2013-02-21

ONE CAPITAL MANAGEMENT, LLC

ownership team - last updated 2017-09-29
Name Title Start Date Direct/Indirect % Ownership
MCDONALD, DONALD, HUGH MANAGING DIRECTOR 08/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONE CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR direct 2001-08-01
ONE CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2001-08-01 2003-04-01
ONE CAPITAL MANAGEMENT, LLC PRESIDENT direct 2001-08-01 2008-03-25
ONE CAPITAL MANAGEMENT, LLC CEO direct 2001-08-01 2010-05-11
ONE CAPITAL MANAGEMENT, LLC DIRECTOR direct 2001-08-01 2013-02-21
COWLEY, STEVEN, ROBERT CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONE CAPITAL MANAGEMENT, LLLP CHIEF INVESTMENT OFFICER direct 2004-01-01
ONE CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER direct 2004-01-01
ONE CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2004-03-01
BOWEN, PATRICK, JOSEPH PRESIDENT 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONE CAPITAL MANAGEMENT, LLLP PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2004-01-01
ONE CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT direct 2004-01-01
ONE CAPITAL MANAGEMENT, LLC PRESIDENT direct 2004-01-01
ONE CAPITAL MANAGEMENT, LLC DIRECTOR OF GLOBAL ASSET ALLOCATION direct 2004-01-01
ONE CAPITAL MANAGEMENT, LLC PRESIDENT direct 2008-05-01
OCM HOLDINGS, LLLP MANAGING MEMBER 03/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
ONE CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2014-03-01
STRIDSBERG, DAN MANAGING DIRECTOR 09/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONE CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR direct 2003-09-01
ONE CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2003-09-01
ONE CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER direct 2003-09-01
ONE CAPITAL MANAGEMENT, LLLP MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER direct 2003-09-01
ONE CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR direct 2012-01-01

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