OPPENHEIMER & CLOSE, LLC

HTTP://WWW.OPPVEST.COM NEW YORK, NY Investment Advisor How do I update this listing?

Oppenheimer & Close is based out of New York. Oppenheimer & Close is a large advisory firm with 156 clients and discretionary assets under management (AUM) of $94,350,148 (Form ADV from 2018-06-01). Their last reported 13F filing for Q4 2018 included $86,463,000 in managed 13F securities and a top 10 holdings concentration of 63.01%. Oppenheimer & Close's largest holding is SPDR Gold Trust with shares held of 75,945. Whalewisdom has at least 35 13F filings, and 1 13G filings

Download 13F Summary to Excel Create Email Alert

12/31/2018

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $86.463 Million
  • Prior Market Value $101.064 Million
  • New Purchases3 stocks
  • Additional Purchases9 stocks
  • Sold out of0 stocks
  • Reduced holdings in9 stocks
  • Top 10 Holdings % 63.01 %
  • Turnover % [1]:7.32%
  • Turnover Alt % [2]: 5.56 %
  • Time Held Top20:14.00 quarters
  • Time Held Top10:17.20 quarters
  • Time Held All:17.12 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 3.1%
Performance Last 4 Quarters: -0.11%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR/A (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

OPPENHEIMER + CLOSE, LLC
Classified as Hedge Fund
119 W 57TH STREET SUITE 1515
NEW YORK NY    10019-2303
Country: United States

Business Phone: 212-489-7527
Fax: 212-489-1626
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Performance-based fees
Amount of client funds and securities: 14,575,500
Total Number of Clients: 156
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Non-derivative Insider Transactions Since 12/31/2018

Loading...

OPPENHEIMER + CLOSE, LLC

ownership team - last updated 2018-06-01
Name Title Start Date Direct/Indirect % Ownership
OPPENHEIMER, PHILIP, VICTOR DIRECTOR, MANAGING MEMBER 04/01/1984 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
OPPENHEIMER + CLOSE, LLC DIRECTOR, MANAGING MEMBER direct 1984-04-01
OPPENHEIMER & CLOSE, INC. PRESIDENT, TREASURER direct 1984-04-01 2004-03-26
OPPENHEIMER & CLOSE, INC. PRESIDENT, TREASURER, CCO direct 1984-04-01 2006-03-30
OPPENHEIMER & CLOSE, INC. PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER direct 1984-04-01 2006-10-10
OPPENHEIMER & CLOSE, INC. CEO, TREASURER, CHIEF COMPLIANCE OFFICER direct 1984-04-01 2010-03-23
OPPENHEIMER + CLOSE, LLC SHAREHOLDER, DIRECTOR direct 1984-04-01 2013-12-03
OPPENHEIMER, CARL, KIRBY DIRECTOR, MANAGING MEMBER 03/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
OPPENHEIMER + CLOSE, LLC DIRECTOR, MANAGING MEMBER direct 2007-03-01
MALABAR INVESTMENTS, LLC PARTNER indirect 2012-05-01
MALABAR INVESTMENTS, LLC PARTNER indirect 2012-05-01
MALABAR INVESTMENTS, LLC MANAGER direct 2012-05-01
OPPENHEIMER & CLOSE, INC. SHAREHOLDER direct 1998-10-01 2006-10-10
OPPENHEIMER & CLOSE, INC. PRESIDENT direct 2007-03-01 2010-03-23
OPPENHEIMER + CLOSE, LLC PRESIDENT, CEO, TREASURER, DIRECTOR direct 2007-03-01 2013-12-03
OPPENHEIMER, MARY, CLOSE MEMBER 10/01/1998 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
OPPENHEIMER + CLOSE, LLC MEMBER direct 1998-10-01
OPPENHEIMER & CLOSE, INC. SECRETARY direct 1998-10-01 2007-03-23
OPPENHEIMER & CLOSE, INC. SHAREHOLDER direct 1998-10-01 2010-03-23
OPPENHEIMER + CLOSE, LLC SHAREHOLDER, DIRECTOR direct 1998-10-01 2013-12-03
POWELL, GABRIELA CHIEF COMPLIANCE OFFICER, MEMBER 03/01/2010 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
OPPENHEIMER + CLOSE, LLC CHIEF COMPLIANCE OFFICER, MEMBER direct 2010-03-01
OPPENHEIMER & CLOSE, INC. SHAREHOLDER direct 2001-11-01 2007-03-23
OPPENHEIMER & CLOSE, INC. SHAREHOLDER, SECRETARY direct 2001-11-01 2010-03-23
OPPENHEIMER & CLOSE, INC. CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY direct 2010-03-01 2013-12-03
KOLLER, JOHN, JAY MEMBER 03/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
OPPENHEIMER + CLOSE, LLC MEMBER direct 2007-03-01
OPPENHEIMER & CLOSE, INC. SHAREHOLDER direct 2007-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
OPPENHEIMER-CLOSE INTERNATIONAL, LTD. Bermuda 805-2259848400 Hedge Fund 13,685,104 250,000

WhaleScore history for OPPENHEIMER & CLOSE, LLC

You must have a subscription to view WhaleScore histories

Elevate your investments