OPTIMA FUND MANAGEMENT LLC

HTTP://WWW.OPTIMA.COM NEW YORK, NY Investment Advisor How do I update this listing?

Optima Fund Management is based out of New York. Optima Fund Management is a large advisory firm with 22 clients and discretionary assets under management (AUM) of $771,057,000 (Form ADV from 2019-03-29). Their last reported 13F filing for Q1 2019 included $72,523,000 in managed 13F securities and a top 10 holdings concentration of 44.69%. Optima Fund Management's largest holding is Amazon.com Inc. with shares held of 3,473. Whalewisdom has at least 2 13F filings

Download 13F Summary to Excel Create Email Alert

03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $72.523 Million
  • Prior Market Value $61.746 Million
  • New Purchases10 stocks
  • Additional Purchases10 stocks
  • Sold out of11 stocks
  • Reduced holdings in20 stocks
  • Top 10 Holdings % 44.69 %
  • Turnover % [1]:52.50%
  • Turnover Alt % [2]: 24.72 %
  • Time Held Top20:0.60 quarters
  • Time Held Top10:0.60 quarters
  • Time Held All:0.75 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 10.7%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

OPTIMA FUND MANAGEMENT LLC
Classified as Hedge Fund
10 EAST 53RD STREET 29TH FLOOR
NEW YORK NY    10022
Country: United States

Business Phone: 212-484-3000
Fax: 212-484-3001
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 25
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 137,221,000
Total Number of Clients: 22
Amount of client funds and securities by related persons: 305,233,000
Total Number of clients from related persons: 5
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

OPTIMA FUND MANAGEMENT LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
BOARDMAN, DENNIE, DIXON MANAGING MEMBER 07/01/1988 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER direct 1988-07-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHAIRMAN OF THE GENERAL PARTNER direct 1993-12-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP MANAGING MEMBER, OWNER indirect 2001-07-01
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2001-10-01
OPTIMA FUND MANAGEMENT LP MANAGING GENERAL PARTNER direct 1988-07-01 2001-11-07
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP MANAGING MEMBER indirect 2001-07-01 2005-01-25
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER, CHIEF INVESTMENT OFFICER direct 1988-07-01 2015-03-27
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHAIRMAN OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 1993-12-01 2015-03-27
LEWIS, GEOFFREY, MANFRED CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER 06/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 1989-06-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 1993-12-01
OPTIMA FUND MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 1989-06-01 2004-02-25
LITTMAN, NANCY, SUE DIRECTOR OF ADMINISTRATION 07/01/1988 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC DIRECTOR OF ADMINISTRATION direct 1988-07-01
OPTIMA GROUP HOLDINGS LLC OWNER 10/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP SHAREHOLDER indirect 2001-07-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP LIMITED PARTNER direct 2001-07-01
OPTIMA FUND MANAGEMENT LP OWNER direct 2001-10-01
RIVERA, CHRISTINE, ANN GENERAL COUNSEL 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC GENERAL COUNSEL direct 2004-06-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP GENERAL COUNSEL direct 2004-06-01
SPELMAN, MICHAEL, K CHIEF INVESTMENT OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC CO-CHIEF INVESTMENT OFFICER direct 2015-06-01
OPTIMA FUND MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2015-06-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHIEF INVESTMENT OFFICER direct 2015-06-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CO-CHIEF INVESTMENT OFFICER direct 2015-06-01
BOARDMAN, DENNIE, DIXON MANAGING MEMBER OPTIMA GROUP HOLDINGS LLC 10/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER direct 1988-07-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHAIRMAN OF THE GENERAL PARTNER direct 1993-12-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP MANAGING MEMBER, OWNER indirect 2001-07-01
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2001-10-01
OPTIMA FUND MANAGEMENT LP MANAGING GENERAL PARTNER direct 1988-07-01 2001-11-07
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP MANAGING MEMBER indirect 2001-07-01 2005-01-25
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER, CHIEF INVESTMENT OFFICER direct 1988-07-01 2015-03-27
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHAIRMAN OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 1993-12-01 2015-03-27

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
THE OPTIMA FUND LIMITED Bermuda 805-4387349883 Hedge Fund 54,055,000 250,000 Fund of Funds
THE OPTIMA DISCRETIONARY MACRO FUND LIMITED Bermuda 805-4070822807 Hedge Fund 153,071,000 250,000 Fund of Funds
OPTIMA STAR LONG FUND Ireland 805-7725437248 Other Private Fund LONG-ONLY EQUITIES 44,759,000 5,000
THE OPTIMA DISCRETIONARY MACRO FUND LLC United States 805-8107937831 Hedge Fund 33,231,000 250,000 Fund of Funds
THE OPTIMA PARTNERS GLOBAL FUND LLC United States 805-6570625436 Hedge Fund 103,521,000 250,000 Master Fund Fund of Funds
THE OPTIMA PARTNERS FOCUS FUND LLC United States 805-8712714826 Hedge Fund 105,977,000 250,000 Master Fund Fund of Funds
THE OPTIMA MULTI-SECTOR FUND LP United States 805-3114483474 Hedge Fund 22,794,000 250,000 Fund of Funds
THE OPTIMA FUND LP United States 805-4200837241 Hedge Fund 137,221,000 250,000 Fund of Funds
THE BLUE CHIP OPPORTUNITY FUND LLC United States 805-5872033257 Other Private Fund LONG-ONLY EQUITIES 39,710,000 250,000 Master Fund
OPTIMA STAR FUND Ireland 805-5396069877 Hedge Fund 12,259,000 5,000
THE OPTIMA PARTNERS GLOBAL FUND Cayman Islands 805-6404669537 Hedge Fund 22,380,000 250,000 Feeder Fund Fund of Funds
THE OPTIMA PARTNERS FOCUS FUND CLASS A Cayman Islands 805-3386713702 Hedge Fund 37,093,000 250,000 Feeder Fund Fund of Funds

OPTIMA FUND MANAGEMENT LLC

ownership team - last updated 2017-09-29
Name Title Start Date Direct/Indirect % Ownership
SPELMAN, MICHAEL, K CHIEF INVESTMENT OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC CO-CHIEF INVESTMENT OFFICER direct 2015-06-01
OPTIMA FUND MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2015-06-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHIEF INVESTMENT OFFICER direct 2015-06-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CO-CHIEF INVESTMENT OFFICER direct 2015-06-01
RIVERA, CHRISTINE, ANN GENERAL COUNSEL 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC GENERAL COUNSEL direct 2004-06-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP GENERAL COUNSEL direct 2004-06-01
OPTIMA GROUP HOLDINGS LLC OWNER 10/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP SHAREHOLDER indirect 2001-07-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP LIMITED PARTNER direct 2001-07-01
OPTIMA FUND MANAGEMENT LP OWNER direct 2001-10-01
LITTMAN, NANCY, SUE DIRECTOR OF ADMINISTRATION 07/01/1988 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC DIRECTOR OF ADMINISTRATION direct 1988-07-01
LEWIS, GEOFFREY, MANFRED CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER 06/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 1989-06-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 1993-12-01
OPTIMA FUND MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 1989-06-01 2004-02-25
BOARDMAN, DENNIE, DIXON MANAGING MEMBER 07/01/1988 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER direct 1988-07-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHAIRMAN OF THE GENERAL PARTNER direct 1993-12-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP MANAGING MEMBER, OWNER indirect 2001-07-01
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2001-10-01
OPTIMA FUND MANAGEMENT LP MANAGING GENERAL PARTNER direct 1988-07-01 2001-11-07
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP MANAGING MEMBER indirect 2001-07-01 2005-01-25
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER, CHIEF INVESTMENT OFFICER direct 1988-07-01 2015-03-27
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHAIRMAN OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 1993-12-01 2015-03-27
BOARDMAN, DENNIE, DIXON MANAGING MEMBER OPTIMA GROUP HOLDINGS LLC 10/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER direct 1988-07-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHAIRMAN OF THE GENERAL PARTNER direct 1993-12-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP MANAGING MEMBER, OWNER indirect 2001-07-01
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2001-10-01
OPTIMA FUND MANAGEMENT LP MANAGING GENERAL PARTNER direct 1988-07-01 2001-11-07
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP MANAGING MEMBER indirect 2001-07-01 2005-01-25
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER, CHIEF INVESTMENT OFFICER direct 1988-07-01 2015-03-27
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHAIRMAN OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 1993-12-01 2015-03-27

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
THE OPTIMA FUND LIMITED Bermuda 805-4387349883 Hedge Fund 65,783,000 250,000 Fund of Funds
THE OPTIMA DISCRETIONARY MACRO FUND LIMITED Bermuda 805-4070822807 Hedge Fund 156,566,000 250,000 Fund of Funds
OPTIMA STAR LONG FUND Ireland 805-7725437248 Other Private Fund LONG-ONLY EQUITIES 42,100,000 5,000
GSGM LLC United States 805-3829975679 Hedge Fund 63,276,000 50,000,000 Fund of Funds
THE OPTIMA DISCRETIONARY MACRO FUND LLC United States 805-8107937831 Hedge Fund 39,257,000 250,000 Fund of Funds
THE OPTIMA PARTNERS GLOBAL FUND LLC United States 805-6570625436 Hedge Fund 113,525,000 250,000 Fund of Funds
THE OPTIMA PARTNERS FOCUS FUND LLC United States 805-8712714826 Hedge Fund 113,184,000 250,000 Fund of Funds
THE OPTIMA MULTI-SECTOR FUND LP United States 805-3114483474 Hedge Fund 24,737,000 250,000 Fund of Funds
THE OPTIMA FUND LP United States 805-4200837241 Hedge Fund 150,661,000 250,000 Fund of Funds
THE BLUE CHIP OPPORTUNITY FUND LLC United States 805-5872033257 Other Private Fund LONG-ONLY EQUITIES 38,187,000 250,000 Master Fund
ROOTSTOCK PARTNERS LLC United States 805-8003467939 Hedge Fund 19,034,000 250,000 Fund of Funds
OLBP LLC United States 805-6178492007 Hedge Fund 25,904,000 25,000,000 Fund of Funds
OPTIMA STAR FUND Ireland 805-5396069877 Hedge Fund 6,384,000 5,000
THE OPTIMA PARTNERS GLOBAL FUND Cayman Islands 805-6404669537 Hedge Fund 25,412,000 250,000
THE OPTIMA PARTNERS FOCUS FUND CLASS A Cayman Islands 805-3386713702 Hedge Fund 80,692,000 250,000 Fund of Funds

Elevate your investments