OPTIMA FUND MANAGEMENT LLC

HTTP://WWW.OPTIMA.COM NEW YORK, NY Investment Advisor How do I update this listing?

Optima Fund Management is based out of New York. Optima Fund Management is a large advisory firm with 19 clients and discretionary assets under management (AUM) of $870,804,000 (Form ADV from 2018-03-23). Their last reported 13F filing for Q4 2018 included $61,746,000 in managed 13F securities and a top 10 holdings concentration of 39.62%. Optima Fund Management's largest holding is Microsoft Corp. with shares held of 49,802. Whalewisdom has at least 1 13F filings

Download 13F Summary to Excel Create Email Alert

12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 6.87%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

OPTIMA FUND MANAGEMENT LLC
Classified as Hedge Fund
10 EAST 53RD STREET 29TH FLOOR
NEW YORK NY    10022
Country: United States

Business Phone: 212-484-3000
Fax: 212-484-3001
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 29
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 152,383,000
Total Number of Clients: 19
Amount of client funds and securities by related persons: 362,536,000
Total Number of clients from related persons: 6
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

OPTIMA FUND MANAGEMENT LLC

ownership team - last updated 2017-09-29
Name Title Start Date Direct/Indirect % Ownership
SPELMAN, MICHAEL, K CHIEF INVESTMENT OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC CO-CHIEF INVESTMENT OFFICER direct 2015-06-01
OPTIMA FUND MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2015-06-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHIEF INVESTMENT OFFICER direct 2015-06-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CO-CHIEF INVESTMENT OFFICER direct 2015-06-01
RIVERA, CHRISTINE, ANN GENERAL COUNSEL 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC GENERAL COUNSEL direct 2004-06-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP GENERAL COUNSEL direct 2004-06-01
OPTIMA GROUP HOLDINGS LLC OWNER 10/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP SHAREHOLDER indirect 2001-07-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP LIMITED PARTNER direct 2001-07-01
OPTIMA FUND MANAGEMENT LP OWNER direct 2001-10-01
LITTMAN, NANCY, SUE DIRECTOR OF ADMINISTRATION 07/01/1988 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC DIRECTOR OF ADMINISTRATION direct 1988-07-01
LEWIS, GEOFFREY, MANFRED CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER 06/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 1989-06-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 1993-12-01
OPTIMA FUND MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 1989-06-01 2004-02-25
BOARDMAN, DENNIE, DIXON MANAGING MEMBER 07/01/1988 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER direct 1988-07-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHAIRMAN OF THE GENERAL PARTNER direct 1993-12-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP MANAGING MEMBER, OWNER indirect 2001-07-01
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2001-10-01
OPTIMA FUND MANAGEMENT LP MANAGING GENERAL PARTNER direct 1988-07-01 2001-11-07
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP MANAGING MEMBER indirect 2001-07-01 2005-01-25
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER, CHIEF INVESTMENT OFFICER direct 1988-07-01 2015-03-27
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHAIRMAN OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 1993-12-01 2015-03-27
BOARDMAN, DENNIE, DIXON MANAGING MEMBER OPTIMA GROUP HOLDINGS LLC 10/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER direct 1988-07-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHAIRMAN OF THE GENERAL PARTNER direct 1993-12-01
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP MANAGING MEMBER, OWNER indirect 2001-07-01
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2001-10-01
OPTIMA FUND MANAGEMENT LP MANAGING GENERAL PARTNER direct 1988-07-01 2001-11-07
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP MANAGING MEMBER indirect 2001-07-01 2005-01-25
OPTIMA FUND MANAGEMENT LLC MANAGING MEMBER, CHIEF INVESTMENT OFFICER direct 1988-07-01 2015-03-27
OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP CHAIRMAN OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 1993-12-01 2015-03-27

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
THE OPTIMA FUND LIMITED Bermuda 805-4387349883 Hedge Fund 65,783,000 250,000 Fund of Funds
THE OPTIMA DISCRETIONARY MACRO FUND LIMITED Bermuda 805-4070822807 Hedge Fund 156,566,000 250,000 Fund of Funds
OPTIMA STAR LONG FUND Ireland 805-7725437248 Other Private Fund LONG-ONLY EQUITIES 42,100,000 5,000
GSGM LLC United States 805-3829975679 Hedge Fund 63,276,000 50,000,000 Fund of Funds
THE OPTIMA DISCRETIONARY MACRO FUND LLC United States 805-8107937831 Hedge Fund 39,257,000 250,000 Fund of Funds
THE OPTIMA PARTNERS GLOBAL FUND LLC United States 805-6570625436 Hedge Fund 113,525,000 250,000 Fund of Funds
THE OPTIMA PARTNERS FOCUS FUND LLC United States 805-8712714826 Hedge Fund 113,184,000 250,000 Fund of Funds
THE OPTIMA MULTI-SECTOR FUND LP United States 805-3114483474 Hedge Fund 24,737,000 250,000 Fund of Funds
THE OPTIMA FUND LP United States 805-4200837241 Hedge Fund 150,661,000 250,000 Fund of Funds
THE BLUE CHIP OPPORTUNITY FUND LLC United States 805-5872033257 Other Private Fund LONG-ONLY EQUITIES 38,187,000 250,000 Master Fund
ROOTSTOCK PARTNERS LLC United States 805-8003467939 Hedge Fund 19,034,000 250,000 Fund of Funds
OLBP LLC United States 805-6178492007 Hedge Fund 25,904,000 25,000,000 Fund of Funds
OPTIMA STAR FUND Ireland 805-5396069877 Hedge Fund 6,384,000 5,000
THE OPTIMA PARTNERS GLOBAL FUND Cayman Islands 805-6404669537 Hedge Fund 25,412,000 250,000
THE OPTIMA PARTNERS FOCUS FUND CLASS A Cayman Islands 805-3386713702 Hedge Fund 80,692,000 250,000 Fund of Funds

Elevate your investments